BRANTLEY STARR, District Judge.
Before the Court are defendant Dallas Backup, Inc.'s (Onstage Systems) first Motion for Discovery Sanctions [Doc. No. 34] and second Motion for Discovery Sanctions [Doc. No. 40]. Both motions are fully briefed. On March 4, 2020, the Court held a hearing on the motions. For the following reasons, the Court
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Both sanctions motions center on plaintiff Jesus Alfaro's conduct in response to the defendants' attempts to depose Alfaro. Onstage Systems filed the first motion when Alfaro arrived 48 minutes late for his January 14, 2020 deposition. By the time Alfaro arrived, counsel for Onstage Systems had taken a certificate of nonappearance 21 minutes earlier and the court reporter, interpreter, and Alfaro's counsel had already departed. In the first motion, Onstage Systems seeks $2,590.00 in attorney's fees and expenses against Alfaro or his attorney J.H. Zidell, or both.
Onstage Systems filed the second motion when Alfaro did appear for his rescheduled deposition on January 31, 2020 but left abruptly after about ten minutes of proper questioning. Alfaro's counsel, Elizabeth Beck, left the room to speak with Alfaro. She returned without Alfaro and stated on the record:
In the second motion, Onstage Systems seeks $2,642.00 in attorney's fees and expenses against Alfaro. Onstage Systems also asks the Court to dismiss Alfaro's action with prejudice.
Both motions seek relief under Federal Rule of Civil Procedure 37. Rule 37(d) permits the Court to order certain sanctions if a party "fails, after being served with proper notice, to appear for that person's deposition."
For the Court to grant the sanction of dismissal with prejudice for failure to appear for a properly noticed deposition, the following factors must be present:
Under these standards, the Court denies the first motion and grants in part and denies in part the second motion.
The Court denies the first motion for sanctions because it finds that although Alfaro arrived late for his January 14 deposition, he did arrive. To the extent that his tardy arrival can be construed as a failure to appear, the Court finds that his "failure was substantially justified or other circumstances make an award of expenses unjust."
The Court grants in part the second motion for sanctions because Alfaro constructively did not appear for his January 31 deposition. Although he was present on time, Alfaro abruptly left the deposition after about ten minutes of permitted questioning. And Alfaro chose to not return to the deposition even after Beck instructed him of his obligation to do so and the possible consequences if he did not. For these reasons, the Court does not find that Alfaro's failure to sit for his January 31 deposition was substantially justified or that there were other circumstances that would make an award of expenses unjust. Therefore, the Court orders that the defendants recover attorney's fees and expenses in the sum of $2,642.00 from Alfaro in connection with the second attempted deposition.
The Court denies in part the second motion for sanctions because although under Rule 37 the Court has broad discretion to dismiss a case with prejudice, the factors allowing that sanction were not present when Alfaro prematurely left his properly noticed January 31 deposition. First, because the Court has already found that Alfaro's tardiness and lack of communication regarding his January 14 deposition did not warrant sanctions, the Court does not find a "clear record of delay or contumacious conduct" prior to Alfaro leaving his January 31 deposition early. Second, although Alfaro is solely responsible for leaving the second deposition early— even after Beck advised him of the consequences—he was not violating a specific discovery order from the Court at the time. Third, the deposition was scheduled to occur at the office of the defendants' counsels, and so the defendants were not substantially prejudiced. And any financial loss the defendants suffered by Alfaro's failure to finish the deposition is compensated by the Court awarding attorney's fees and costs today. Fourth, because dismissal with prejudice is such a severe sanction, the Court wants to first determine whether the less drastic sanction of awarding attorney's fees and costs will help persuade Alfaro to sit for his properly noticed, rescheduled deposition on March 17, 2020 [Doc. No. 59].
Therefore, even though Alfaro did not comply with the Court's order to appear for the March 4 hearing, the Court declines to dismiss with the prejudice Alfaro's case just yet. But as the Court made clear in its discovery order on March 4, 2020 [Doc. No. 57], the Court will dismiss this case with prejudice if Alfaro disobeys that Order. And the Court will dismiss this case with prejudice if Alfaro disobeys this Order.
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All relief not granted is denied.