SIM LAKE, District Judge.
Automated Business Companies ("ABC") brought this action against WebEx Communications, Inc. ("WebEx") alleging patent infringement involving certain claims of United States Patent Nos. 6,360,253 ("'253 patent"), 6,999,945 ("'945 patent"), and 7,016,943 ("'943 patent"). Pending before the court is Defendant WebEx Communications, Inc.'s Motion for Summary Judgment of Noninfringement of United States Patent Nos. 6,360,253, 6,999,945, and 7,016,943 and Invalidity of United States Patent No. 6,999,945 (Docket Entry No. 203). For the reasons explained below, the court will grant in part and deny in part WebEx's motion.
This action concerns allegations by ABC that various computer software products and services offered by WebEx infringe certain claims of the '253, '945, and '943 patents ("the Freeny patents"). The '253 patent and the '943 patent, which share a common specification except for the abstract, are directed to a "split personal computer system."
Each of the three patents asserted in this action assert priority to a common parent, United States Patent No. 6,243,743 ("'743 patent"), the application for which was filed on January 29, 1998.
Although the asserted claims vary in important ways, each claim generally outlines an invention made up of or utilizing three elements: (1) the local element, (2) the intermediate element, and (3) the remote element. The local element is an interface device physically located in the same place as the user through which the user inputs commands and receives output, but which itself has minimal functionality and does not perform the computing functions desired by the user.
The intermediate element — referred to in the asserted patent claims as a "remote system controller,"
The remote element is made up of one or more computer units physically located remotely from the user.
In summary, the invention allows a user "to remotely operate the remote computer unit as if [he] were sitting in front of the remote computer unit and actually operating the remote computer unit."
ABC initiated this action on March 27, 2006, asserting causes of action against multiple defendants, including WebEx, for infringement of claim 16 of the '253 patent, claims 1-5 of the '945 patent, and claims 1 and 2 of the '943 patent.
During the reexamination of the '253 patent, ABC amended claim 16 to clarify that the "remote system controller" was not a passive device, but instead that it was capable of actively receiving and checking logon commands and actively interfacing the local element and the remote element.
For the '943 patent ABC made amendments to claims 1 and 2 similar to the amendments made to claim 16 of the '253 patent. The amendments clarified that the "remote system controller" of claim 1 and the "network control computer" of claim 2 are active devices, not mere passive switches or pass-through devices.
With regard to the '945 patent, the USPTO concluded that claims 1 and 2 were not patentable, but that claims 3-5 were patentable as originally issued.
On November 4, 2008, at the request of the parties the court entered an Order lifting the stay.
On September 30, 2009, the court issued a Memorandum Opinion on Claim Construction construing a number of disputed terms (Docket Entry No. 190). On October 30, 2009, the court entered a Memorandum Opinion and Order on claim construction, revising in part the previous Memorandum Opinion (Docket Entry No. 197). Several of the construed terms are relevant to the pending motion.
The most significant term to the present motion is "logon command," which appears in all of the asserted claims.
The court construed "website," as that term is used in the '945 patent, as "one or more servers operating together that (1) can be located on the Internet by use of a Uniform Resource Locator (URL), (2) host one or more web pages retrievable by a web browser through hypertext transfer protocol ("HTTP") and hypertext markup language ("HTML") interpretation, (3) validate logon commands, and (4) send and receive data signal instructions."
The court concluded that the term "remote system controller" means "a computer or controller that checks the validity of logon commands and interfaces the local portion/computer unit with the remote computer unit to permit the local portion/computer unit to operate the remote computer unit, but excluding passive devices
The court construed "network control computer" as "a computer that stores a list of access codes for individuals authorized to use the remote computer units, checks the validity of logon commands, and interfaces the local computer unit with the remote computer unit to permit the local computer unit to operate the remote computer unit, but excluding passive devices that merely forward data packets without regard for their content."
On February 9, 2010, WebEx filed the pending Motion for Summary Judgment (Docket Entry No. 203). ABC filed a Response on March 2, 2010 (Docket Entry No. 211). The parties have also filed a Reply and a Surreply (Docket Entry Nos. 212 and 216).
The court may grant summary judgment if the movant establishes that there is no genuine dispute about any material fact and that it is entitled to judgment as a matter of law. FED. R. CIV. P. 56(c). An examination of substantive law determines which facts are material. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 106 S.Ct. 2505, 2510, 91 L.Ed.2d 202 (1986). Material facts are those facts that "might affect the outcome of the suit under the governing law." Id. A genuine issue of material fact exists if the evidence is such that a reasonable trier of fact could resolve the dispute in the nonmoving party's favor. Id. at 2511. The standard for summary judgment is no different in a patent case than in any other civil case. See Johnston v. IVAC Corp., 885 F.2d 1574, 1576-77 (Fed.Cir.1989).
The movant has the initial burden to inform the court of the basis for summary judgment. Celotex Corp. v. Catrett, 477 U.S. 317, 106 S.Ct. 2548, 2553, 91 L.Ed.2d 265 (1986). When the movant seeks summary judgment on a claim for which it does not bear the burden of proof at trial, it may satisfy its initial burden in two ways. First, it may present evidence negating one or more elements of the nonmoving party's claim. See id. Alternatively, it may simply point out the absence of evidence to support the nonmoving party's claim. Id. at 2554; Johnston, 885 F.2d at 1577. On the other hand, if the moving party seeks summary judgment on a claim or defense for which it bears the burden of proof at trial, it must prove each and every element of its claim or defense such that "no reasonable jury could find otherwise." Eli Lilly & Co. v. Barr Labs., Inc., 251 F.3d 955, 962 (Fed.Cir.2001). See also Fontenot v. Upjohn Co., 780 F.2d 1190, 1194 (5th Cir.1986) (explaining that a party seeking summary judgment on a claim for which it bears the burden of proof at trial "must establish beyond peradventure all of the essential elements of the claim").
If the movant makes the required initial showing, the burden shifts to the nonmoving party to show by affidavits, depositions, answers to interrogatories, admissions, or other evidence that summary judgment is not warranted because genuine fact issues exist. See Celotex Corp., 106 S.Ct. at 2554. In reviewing the evidence "the court must draw all reasonable inferences in favor of the nonmoving party, and it may not make credibility determinations or weigh the evidence." Reeves v. Sanderson Plumbing Prods., Inc., 530 U.S. 133, 120 S.Ct. 2097, 2110, 147 L.Ed.2d 105 (2000).
WebEx argues that it is entitled to summary judgment on ABC's infringement
A patent claim is infringed if a person "without authority makes, uses, offers to sell, or sells any patented invention, within the United States or imports into the United States any patented invention during the term of the patent therefor. . . ." 35 U.S.C. § 271(a). Analysis of infringement involves a two-step process. Syntex (U.S.A.) LLC v. Apotex, Inc., 407 F.3d 1371, 1377 (Fed.Cir.2005). First, the court must interpret the claim. Id. Claim construction is a matter of law for the court. Markman v. Westview Instruments, Inc., 517 U.S. 370, 116 S.Ct. 1384, 1396, 134 L.Ed.2d 577 (1996); Syntex, 407 F.3d at 1377. Once the claim has been construed, it must be compared to the allegedly infringing device. Syntex, 407 F.3d at 1377. Whether the accused device reads onto the properly construed claim is a question of fact. Id. at 1377-78. The party asserting infringement bears the burden of proof. Applied Med. Resources Corp. v. U.S. Surgical Corp., 448 F.3d 1324, 1333 (Fed.Cir.2006).
An accused device may infringe a patent claim either literally or under the doctrine of equivalents. "Literal infringement of a claim exists when every limitation recited in the claim is found in the accused device, i.e., when the properly construed claim reads on the accused device exactly." Cole v. Kimberly-Clark Corp., 102 F.3d 524, 532 (Fed.Cir.1996). If even one limitation is missing or not met as claimed, there is no literal infringement. Moba, B.V. v. Diamond Automation, Inc., 325 F.3d 1306, 1313 (Fed.Cir.2003). Summary judgment on literal infringement is proper "when no genuine issue of material fact exists, in particular, when no reasonable jury could find that every limitation recited in the properly construed claim either is or is not found in the accused device." Goldenberg v. Cytogen, Inc., 373 F.3d 1158, 1164 (Fed.Cir.2004).
"The doctrine of equivalents allows the patentee to claim those insubstantial alterations that were not captured in drafting the original patent claim but which could be created through trivial changes." Festo Corp. v. Shoketsu Kinzoku Kogyo Kabushiki Co., Ltd., 535 U.S. 722, 122 S.Ct. 1831, 1838, 152 L.Ed.2d 944 (2002). A device infringes a patent claim under the doctrine of equivalents if it contains "each limitation of the claim or its equivalent." Eagle Comtronics, Inc. v. Arrow Communication Labs., Inc., 305 F.3d 1303, 1315 (Fed.Cir.2002) (citing Warner-Jenkinson Co. v. Hilton Davis Chem. Co., 520 U.S. 17, 117 S.Ct. 1040, 1054, 137 L.Ed.2d 146 (1997)). "An element in the accused product is equivalent to a claim limitation if the differences between the two are `insubstantial' to one of ordinary skill in the art." Id. The doctrine of equivalents must be applied to individual elements of the claim, not to the invention as
Two limitations on the doctrine of equivalents are relevant in this case. First, the "all limitations rule" provides that the doctrine of equivalents does not apply if the doctrine would vitiate an entire claim limitation. Lockheed Martin Corp. v. Space Sys./Loral, Inc., 324 F.3d 1308, 1321 (Fed.Cir.2003). In other words, a device does not infringe if a claim limitation is "totally missing from the accused device." DeMarini Sports, Inc. v. Worth, Inc., 239 F.3d 1314, 1332 (Fed.Cir.2001). However, a "[o]ne-to-one correspondence of components is not required." Ethicon Endo-Surgery, Inc. v. United States Surgical Corp., 149 F.3d 1309, 1320 (Fed.Cir. 1998). Therefore, if separate claim limitations are "combined into a single element of the accused device," the accused device may still infringe under the doctrine of equivalents so long as the differences between the claim elements and the single element of the accused device are "insubstantial." Eagle Comtronics, 305 F.3d at 1317.
Second, the doctrine of prosecution history estoppel prohibits the patent holder from asserting that certain subject matter is equivalent to a claim element if that subject matter was surrendered during the prosecution of the patent. Id. at 1315-16. The estoppel may be based on an argument made by the patent holder during prosecution in support of patentability, for example, to distinguish the claimed invention from a particular prior art reference. Id. at 1316 (citing Elkay Mfg. Co. v. Ebco Mfg. Co., 192 F.3d 973, 979 (Fed.Cir. 1999)). If such an argument-based estoppel is found to apply to a particular claim limitation, it will apply to all claims in the same patent in which that limitation appears. Id. (citing Southwall Techs., Inc. v. Cardinal IG Co., 54 F.3d 1570, 1584 (Fed. Cir.1995)). For argument-based estoppel to apply, "the prosecution history must evince a `clear and unmistakable surrender of subject matter.'" Id. (quoting Pharmacia & Upjohn Co. v. Mylan Pharm., Inc., 170 F.3d 1373, 1377 (Fed.Cir.1999)).
WebEx first argues that none of the accused products infringe because none of the WebEx products uses a "logon command" as the term was construed in the court's Markman order, and which is required by each of the asserted patent claims.
WebEx's products literally infringe ABC's patents only if "every limitation recited in the claim is found in the accused device." See Cole, 102 F.3d at 532. WebEx argues that it does not literally infringe the patents because its products do not use logon commands, which are a limitation recited in each of the claims ABC has asserted against WebEx.
ABC has asserted claims against three WebEx products — PCNow, Access Anywhere, and Remote Access — that allow use of unattended remote computers from a local computer. These three products, while offering different functionality, employ a similar process to allow a user to operate a remote computer from a local computer. First, the user must enter a username and password into a WebEx web page for the appropriate product.
WebEx argues that because its products for both attended and unattended remote computers do not allow the local computer user to view or operate the remote computer until after the request or access code has been validated by the remote computer, rather than by any intermediate element, its products do not employ "logon commands" as required by each of the asserted patent claims. The court finds this argument persuasive. While the WebEx products do employ intermediate elements — the WebEx web pages and the collaboration servers — that accept identifying information from the local computer and transfer information between the local computer and the remote computer, these intermediate elements do not check the validity of any identifying information that enables operation of the remote computer. Because operation of the remote computer is not enabled until the access code or request is validated at the remote computer itself, the court concludes that the WebEx products do not use logon commands as required by the asserted patent claims.
ABC argues that WebEx's argument is based on an incorrect interpretation of the court's construction of "logon command" to the effect that the logon command has to be the last necessary step causing operation of the remote computer unit.
The court is not persuaded by ABC's argument, which disregards the distinction the court drew in its Markman order between enabling operation and enabling access.
A more physical analogy may clarify the point. If a driver's locked car is inside a locked garage, and the driver gives her garage clicker to her neighbor, she may have enabled the neighbor to access the car, but she has not enabled the neighbor to operate the car unless the neighbor also has the car keys. Under ABC's interpretation of "enabling operation" as "a necessary step in the process that results in operation," the driver would have enabled operation of the car by giving the neighbor the garage clicker, even though the neighbor would still be unable to operate the car.
ABC's appeals to dictionary definitions of "enable" are not persuasive. Black's Law Dictionary, for example, defines "enable" as "to give power to do something; to make able."
Even if WebEx's products do not literally infringe the asserted patent claims, they could still infringe under the doctrine of equivalents if the products contain "each limitation of the claim or its equivalent." Eagle Comtronics, 305 F.3d at 1315. Because the court has concluded that the WebEx products do not employ "logon commands" as required by the asserted claims, the relevant question under the doctrine of equivalents is whether WebEx's products contain an equivalent element. "An element in the accused product is equivalent to a claim limitation if the
Another test articulated for equivalence is whether the accused structure performs substantially the same function in substantially the same way to achieve substantially the same result as the claimed invention. Warner-Jenkinson, 117 S.Ct. at 1054. The court is not persuaded that the WebEx products perform in substantially the same way as described in the asserted patent claims. Validating the logon information that enables operation of the remote computer at the remote computer itself, as opposed to at an intermediate element, takes a different approach than the Freeny patents at addressing a problem faced by both the WebEx products and the Freeny patents — allowing a local user to operate a remote computer without endangering the security of the remote computer. The Freeny patents place the responsibility for validating the logon information on an intermediate element, while the WebEx products place the ultimate responsibility at the remote computer. While the end result may be similar, the WebEx products and the Freeny patents do not get there in substantially the same way. The court concludes that finding equivalence here would violate the "all limitations rule" in that it would vitiate the claim limitation requiring logon commands found in each of the asserted patent claims. See Lockheed Martin, 324 F.3d at 1321.
ABC essentially concedes the issue of equivalents if the court does not agree with its interpretation of the phrase "enabling operation." ABC states, "ABC agrees that it has not asserted a doctrine of equivalents argument for WebEx's self-awarded and incorrect construction of the term `enable.'"
The court concludes that no reasonable jury could determine that the logon validation procedures described in the Freeny patents and the logon validation procedures practiced by the WebEx products are equivalent. Summary judgment is therefore appropriate. See Leggett & Platt, 285 F.3d at 1360 (Fed.Cir.2002).
WebEx also argues that ABC should be estopped from asserting a doctrine of equivalents argument because it advanced arguments during the reexamination that limited its claims regarding logon commands to exclude designs in which logon commands are validated at the remote computer. Although WebEx has presented some persuasive evidence, the court is not convinced that the evidence necessarily shows that ABC has made a "clear and unmistakable surrender of subject matter," as is required for prosecution history estoppel to apply. See Eagle Comtronics,
For the reasons explained above, the court concludes that the accused WebEx products do not employ logon commands or the equivalent. Therefore, the WebEx products do not infringe the asserted claims either literally or under the doctrine of equivalents.
WebEx argues that it does not infringe claim 16 of the '253 patent or claim 1 of the '943 patent, both of which require a "remote system controller," because the accused WebEx products do not employ a "remote system controller" as the term was defined in the court's Markman order. WebEx argues that it "does not use a single device to interface remote control signals between the local and remote computers and to check the validity of a logon command,"
Both claim 16 of the '253 patent and claim 1 of the '943 patent require a "remote system controller" that plays an important intermediary role between the local computer unit and the remote computer unit.
Nor do the WebEx products infringe under the doctrine of equivalents because the differences between the design of the WebEx products and the design described in the asserted patent claims is more than "insubstantial." See Eagle Comtronics, 305 F.3d at 1315. There is a substantial difference between an intermediate element that has the power to validate the information that enables operation of the remote computer and an intermediate element that can only grant access. To consider the WebEx collaboration server as the equivalent of a "remote system controller" would vitiate the claim limitation that the remote system controller must both check the validity of logon commands and interface the local computer unit with the remote computer unit. Application of the doctrine of equivalents is therefore not appropriate. See Lockheed Martin, 324 F.3d at 1321.
For the reasons stated above, the court concludes that there is no material question of fact regarding whether the WebEx products employ "logon commands," as required by all of the asserted patent claims, or "remote system controllers," as required by claim 16 of the '253 patent or claim 1 of the '943 patent. Because the accused products do not employ these elements required by the asserted patent claims, or the equivalent, WebEx is entitled to summary judgment on ABC's infringement claims.
WebEx has also moved for summary judgment on the grounds that the '945 patent is invalid for failing to comply with the written description requirement of 35 U.S.C. § 112. WebEx argues that the patent fails this requirement because, although each claim of the '945 patent requires the use of a website, the specifications of that patent do not describe a "website." ABC responds that a website is described implicitly in its specifications, and that the concept of a website would have been inherent in the specifications to one of skill in the art at the time of the patent application.
An issued patent is presumed valid. 35 U.S.C. § 282; KSR Int'l Co. v. Teleflex Inc., 550 U.S. 398, 127 S.Ct. 1727, 1737, 167 L.Ed.2d 705 (2007). Because of this presumption, the party challenging a patent must prove the facts supporting a determination of invalidity by clear and convincing evidence. Apotex USA, Inc. v. Merck & Co., Inc., 254 F.3d 1031, 1036 (Fed.Cir.2001).
"[T]he purpose of the written description requirement is to `ensure that the scope of the right to exclude, as set forth in the claims, does not overreach the scope of the inventor's contribution to the field of art as described in the patent specification.'" ICU Med., Inc. v. Alaris Med. Sys., Inc., 558 F.3d 1368, 1376 (Fed.Cir.2009) (quoting Univ. Rochester v. G.D. Searle & Co., 358 F.3d 916, 920 (Fed.Cir.2004)). To comply with 35 U.S.C. § 112's written description requirement the applicant must "convey with reasonable clarity to those skilled in the art that, as of the filing date sought, he or she was in possession of the invention" that is now claimed. Id. at 1377. The description does not need to "recite the claimed invention in haec verba but must do more than merely disclose that which would render the claimed invention obvious." Id. The written description must actually or inherently disclose the claim element. PowerOasis, Inc. v. T-Mobile USA, Inc., 522 F.3d 1299, 1306 (Fed.Cir.2008). "In order for a disclosure to be inherent, `the missing descriptive matter must necessarily be present in the [original] application's specification such that one skilled in the art would recognize such a disclosure.'" TurboCare Div. of Demag Delaval Turbomachinery Corp. v. General Electric Co., 264 F.3d 1111, 1119 (Fed.Cir.2001) (quoting Tronzo v. Biomet, Inc., 156 F.3d 1154, 1159 (Fed.Cir.1998)). "Compliance with the written description requirement is a question of fact but is amenable to summary judgment in cases where no reasonable fact finder could return a verdict for the non-moving party." PowerOasis, 522 F.3d at 1307.
Claims 3, 4, and 5 of the '945 patent all incorporate the term "website" from the canceled claim 1.
To comply with the written description requirement the '945 specifications must actually or inherently disclose the element of a "website." See PowerOasis, 522 F.3d at 1306. Since the specifications do not mention the term "website," the issue is whether the specifications inherently disclose the concept of a website with sufficient clarity that one of skill in the art would conclude that, as of the filing date, ABC was in possession of the invention as claimed.
ABC argues that "[a] person of ordinary skill in the art would understand the patent specification's use of the terms `browser,' `internet service provider,' and `Web/TV,' considered in context together, to disclose a `website.'"
WebEx argues that even if the elements cited by ABC could be consistent with the use of a website as the CSCU, the specifications do not necessarily disclose the use of a website as the intermediate element in the invention. In response to ABC's argument that the use of a website is inherent in the specifications' references to "internet service providers" and "browsers," WebEx points to a statement by ABC's expert that "[i]t was well known in the art in the late '90s that other services available on the World Wide Web included services such as file transfer, command and control interfaces, and transaction processing."
The court agrees that any individual reference to an internet service provider, a browser, or Web/TV does not necessarily disclose the use of a website because these items could be used to access internet services other than websites. The question, though, is whether the references in the patent when taken together, in the context of a patent describing a remote-computing system, would lead a person reasonably skilled in the art to conclude that a website had necessarily been disclosed. ABC has presented expert testimony that a person skilled in the art would read the references in context as disclosing the use of a website.
WebEx argues that a number of decisions and statements by patent examiners considering the '945 and '943 patents support its argument that the '945 patent fails to meet the written description requirement. First, WebEx points to the decision of the patent examiner to reject claims in the '943 patent application using the term "website" on the grounds that the claims failed to comply with the enablement requirement of 35 U.S.C. § 112.
Next, WebEx points to a statement by the panel of examiners considering the reexamination of the '945 patent:
WebEx notes that the panel was not empowered during the reexamination to reject existing claims for failure to comply with the written description requirement,
Third, WebEx points to the decision of the Canadian Patent Office to reject ABC's amended claims using the term "website" in ABC's application for the Canadian version of the '945 patent. The Canadian Patent Office rejected the claims on the grounds that the subject matter of the amended claims "is not reasonably to be inferred from the specifications or drawings as originally filed."
Of the three decisions of patent examiners cited by WebEx, the only one that has significant relevance is the statement by the panel of examiners in the reexamination of the '945 patent because those patent examiners were the only ones who considered the actual patent claims and specifications in issue. The panel concluded that "the `website' limitations . . . are not supported by the specification of the Patent."
It is highly debatable whether the specifications' references to "browsers," "internet service providers," and "Web/TV" necessarily disclose the use of a website as the crucial intermediate element in the claimed remote computing system. What matters, though, is that the question is debatable. Summary judgment is not proper on this question of fact unless "no reasonable fact finder could return a verdict for the non-moving party." See PowerOasis, 522 F.3d at 1307. ABC can present to a jury the fact that a patent examiner evidently deemed the '945 patent claims acceptable as written. It can also present expert testimony that a person of reasonable skill in the art would have viewed the use of a website as inherent in the terms used in the patent specifications. The court cannot say with certainty that no jury would find ABC's expert persuasive. Therefore, the court will deny WebEx's motion for summary judgment regarding the invalidity of the '945 patent.
For the reasons explained above, the court concludes that there are no material questions of fact regarding whether WebEx's products employ logon commands as required by ABC's asserted claims for the '253, '945, and '943 patents. The court concludes that there are, however, material questions of fact regarding whether the '945 patent is invalid for failing to comply with the written description requirement of 35 U.S.C. § 112. Accordingly, WebEx's Motion for Summary Judgment (Docket Entry No. 203) is