SIM LAKE, District Judge.
On March 25, 2011, the court entered a Final Judgment (Docket Entry No. 290) adjudging that plaintiff, Michael Baisden, take nothing from defendants, I'm Ready Productions, Inc., Image Entertainment, Inc., A.L.W. Entertainment, Inc., Gary Guidry, and Je'Caryous Johnson, and that defendant, I'm Ready Productions, Inc., take nothing from plaintiff Michael Baisden on its counterclaims. The Final Judgment stated: "Those costs that are allowed under 28 U.S.C. § 1920 will be taxed against plaintiff, Michael Baisden." On April 8, 2011, defendants filed a Bill of Costs requesting the Clerk to tax costs in the amount of $66,391.03 against the plaintiff, Michael Baisden (Docket Entry No. 291). Plaintiff has filed Plaintiff's Objections to Defendants' Request for Bill of Costs (Docket Entry No. 292) in which he objects to defendants' Request for Bill of Costs, and defendants have filed a Reply (Docket Entry No. 293). For the reasons explained below—based on a review of the pleadings, the evidence, and the law—Baisden's Objections to Defendants' Request
Federal Rule of Civil Procedure 54(d)(1) states that "[u]nless a federal statute, these rules, or a court order provides otherwise, costs—other than attorney's fees—should be allowed to the prevailing party." See Pacheco v. Mineta, 448 F.3d 783, 793 (5th Cir.), cert. denied, 549 U.S. 888, 127 S.Ct. 299, 166 L.Ed.2d 154 (2006). Taxation of costs under Rule 54(d) is a matter within the court's discretion. Id. Nevertheless, Rule 54(d)(1) "contains a strong presumption that the prevailing party will be awarded costs," id., and
Id. at 794. The court may decline to award certain costs, and may only tax as costs the expenses that are listed in 28 U.S.C. § 1920:
See Crawford Fitting Co. v. J.T. Gibbons, Inc., 482 U.S. 437, 107 S.Ct. 2494, 2497-98, 96 L.Ed.2d 385 (1987). Allowable costs are limited to these categories, and expenses that are not authorized by statute or contract must be borne by the party incurring them. Id. See also Coats v. Penrod Drilling Corp., 5 F.3d 877, 891 (5th Cir.1993), cert. denied, 510 U.S. 1195, 114 S.Ct. 1303, 127 L.Ed.2d 654 (1994) ("district court may decline to award costs listed in the statute but may not award costs omitted from the list"). If the party being taxed has not specifically objected to a cost, the presumption is that the costs being sought were necessarily incurred for use in the case and will be taxed. See Embotelladora Agral Regiomontana, S.A. de C.V. v. Sharp Capital, Inc., 952 F.Supp. 415, 417 (N.D.Tex.1997) ("[I]n the absence of a specific objection, deposition costs will be taxed as having been necessarily obtained for use in the case."). However, once an objection has been raised, the party seeking costs bears the burden of verifying that the costs were necessarily incurred in the case rather than just spent in preparation and litigation of the case. See Fogleman v. ARAMCO (Arabian American Oil Co.), 920 F.2d 278, 286 (5th Cir.1991).
Baisden objects to defendants' Bill of Costs on grounds that defendants are not entitled to the amounts they seek under 28 U.S.C. § 1920.
Defendants' Bill of Costs seeks $2,220.50 as fees for service of subpoenas by a private process server.
Citing Alflex Corp. v. Underwriters Laboratories, Inc., 914 F.2d 175, 177-78 (9th Cir.1990), defendants argue that "a party may recover costs for service of subpoenas by a private process server."
Defendants also argue that
Section 1920(1) allows recovery of "[f]ees of the clerk and marshal," but does not expressly allow recovery of private process server fees. In Cypress-Fairbanks, 118 F.3d at 257, the Fifth Circuit held that defendants properly objected to costs attributable to the school district's use of a private process server to serve both them and their attorney despite counsel's having agreed to accept service on their behalf and not having objected to use of service by mail because there was nothing exceptional about the parties or the nature of the case. In so holding the Fifth Circuit cited Zdunek v. Washington Metropolitan Area Transit Authority, 100 F.R.D. 689, 692 (D.D.C.1983), in which the court disallowed the prevailing party's request for private process server fees on grounds that "there was nothing exceptional about either the parties or the nature of th[e] case that required the use of paid process servers." Cypress-Fairbanks, 118 F.3d at 257. In this circuit, "absent exceptional circumstances, the
Moreover, although many courts have recognized that service today is largely accomplished by private process servers instead of United States Marshals, and for that reason have allowed prevailing parties to recover private process server fees, courts that have allowed recovery of such fees typically do so only to the extent that the costs incurred do not exceed the costs that would have been incurred had the United States Marshal effected service. See Collins v. Gorman, 96 F.3d 1057, 1060 (7th Cir.1996) ("[W]e think it best to resolve the ambiguity of § 1920 in favor of permitting the prevailing party to recover service costs that do not exceed the marshal's fees, no matter who actually effected service."); United States Equal Employment Opportunity Commission v. W & O, Inc., 213 F.3d 600, 624 (11th Cir.2000) (rejecting Ninth Circuit's reasoning in Alflex as contrary to the Supreme Court's holding in Crawford Fitting, but finding persuasive the reasoning that § 1920(1) "refers to the fees `of' the marshal but does not require payment `to' the marshal" and, holding, instead, that "a district court does not abuse its discretion in taxing private process server fees that do not exceed the statutory fees authorized in § 1921").
Because § 1920 contains no provision for the cost of private process servers, and because defendants have not provided any evidence of exceptional circumstances that required the use of private process servers or any evidence of what the United States Marshals Service would have charged for the same service, the court concludes that the amount defendants seek for service of subpoenas by private process servers is not recoverable under 28 U.S.C. § 1920. Accordingly, plaintiff's objection to amounts incurred for service of subpoenas is sustained. See Honestech, Inc. v. Sonic Solutions, 725 F.Supp.2d 573, 585 (W.D.Tex.2010) ("[B]ecause there was nothing exceptional about the parties or the nature of this case, the Court finds the private process server fees are not properly taxable as costs.").
Defendants seek $41,776.00 for "[f]ees for printed or electronically recorded transcripts necessarily obtained for use in the case."
Baisden objects to (1) the $7,283.94 in costs for the depositions of Albert Wash, Gary Guidry, Je'Caryous Johnson, Cynthia Bero, Karl Weisheit, and Kathryn Arnold, (2) the $12,635.00 in costs for video depositions or, alternatively, to the $18,052.23 in costs for duplicative stenographic transcripts, and (3) the total costs for the depositions of Baisden ($5,384.10), Pamela Exum ($5,122.60), and Scott Barnes ($7,769.40).
Baisden argues that the $7,283.94 in costs for the depositions of Wash, Guidry, Johnson, Bero, Weisheit, and Arnold are excessive because these individuals were either parties or experts in defendants' control who could reasonably have been expected to testify live at trial. Nevertheless, Baisden either cited one or more of these depositions in support of a pretrial motion, or designated excerpts from each of these depositions for use at trial.
Citing Gaddis v. United States, 381 F.3d 444, 476 (5th Cir.2004) (en banc), and Mota v. University of Texas Houston Health Science Center, 261 F.3d 512, 529-30 (5th Cir.2001), Baisden argues that "since § 1920 makes no provision for videotapes of depositions, recovery of such without prior authorization from the court is generally not allowed."
Baisden also objects to defendants' request for the costs of both the video and stenographic versions of eleven depositions (Gwenevere Richardson, Arthur Jones, Adrienne McWilliams, Ralph Farquhar, Pamela Exum, Doree Reno, Michael Helfand, Michael Baisden, Yvonne Gilliam, James Session, and Scott Barnes). Baisden argues that "even if Defendants could prove these depositions were obtained for use in this case, the stenographic version of the transcript could have satisfied such use."
Section 1920(2) expressly authorizes taxation of costs of "[f]ees for printed or electronically recorded transcripts necessarily obtained for use in the case." The Fifth Circuit has
Fogleman, 920 F.2d at 285. Determination of whether such copies are reasonably necessary is made by the trial court. See Ramonas v. West Virginia University Hospitals-East, Inc., 2010 WL 3282667, at *8 (N.D.W.Va. Aug. 19, 2010) ("In order for a party to recover for both transcription and videotaping costs-the prevailing party must show that both the transcript and video were `necessarily obtained for use in the case.' "); Farnsworth v. Covidien, Inc., 2010 WL 2160900, at *2 (E.D.Mo. May 28, 2010) (costs for both videotaping and transcription of depositions awarded, "because at the time of the depositions, it was reasonable to believe that videotapes would be necessary at trial if any of the witnesses were unable to testify in person, or if a witness testified inconsistently with his or her deposition testimony. Additionally, it cannot be said that a videotape of a deposition is wholly duplicative of a transcript of the same deposition because the transcript only captures verbal communication, while the videotape captures both verbal and nonverbal communication.").
In addition to copyright infringement litigation generally being complex, the litigation between these parties has a long and tortuous history. Defendants were defending against Baisden's multiple claims for damages and were prosecuting counterclaims. Video depositions were taken for several, but not all the witnesses in this case. Defendants displayed portions of video depositions on several occasions during the trial. Baisden does not argue that when the video depositions were taken and the stenographic versions were produced defendants did not reasonably expect to use both the video and stenographic versions of the depositions during trial. Nor does Baisden dispute defendants' contention that the only depositions that were videotaped were the depositions
Finally, Baisden argues that "the total costs of the depositions of Michael Baisden (total of $5,384.10), Pamela Exum ($5,122.60) and Scott Barnes ($7,769.40) are excessive and should be disallowed since Defendants cannot show that the duplication and recording costs for these depositions are not excessive."
Because Baisden has not explained why the costs of these depositions is excessive and does not dispute defendants' contention that the costs reflect reasonable market rates, Baisden's objections to defendants' costs for the Baisden, Exum, and Barnes depositions are overruled.
Defendants seek $6,871.04 for witnesses. This amount consists of $894.93 for Weisheit, $3,630.61 for Arnold, and $ 2,345.50 for Bero.
Defendants respond that their witness costs should not be denied because
Defendants explain that
Finally, defendants argue that their "subsistence costs should not be limited to the per diem rates for which Baisden argues [because] he cites no authority indicating that these limits apply to a party seeking costs under Rule 54."
Necessary expenses for witnesses who appear at deposition and/or trial, including fees and travel expenses, are recoverable as taxable costs subject to the provisions of 28 U.S.C. § 1821. See Holmes v. Cessna Aircraft Co., 11 F.3d 63, 64 (5th Cir. 1994) (per curiam) (stating that 28 U.S.C. § 1920(3) "must be read in conjunction with section 1821 which, in effect, defines the taxable fees and disbursements associated with witnesses. Section 1821 includes expenses associated with a witness' travel and lodging."). See also Arlington Central School District Board of Education v. Murphy, 548 U.S. 291, 126 S.Ct. 2455, 2460, 165 L.Ed.2d 526 (2006) ("This list of otherwise recoverable costs is obviously the list set out in 28 U.S.C. § 1920, the general statute governing the taxation of costs in federal court, and the recovery of witness fees under § 1920 is strictly limited by § 1821, which authorizes travel reimbursement and a $40 per diem."); Crawford Fitting, 107 S.Ct. at 2499 ("We hold that absent explicit statutory or contractual authorization for the taxation of the expenses of a litigant's witness as costs, federal courts are bound by the limitations
28 U.S.C. § 1821(c)(1). In United Teacher Associates Insurance Co. v. Union Labor Life Insurance Co., 414 F.3d 558 (5th Cir. 2005), the Fifth Circuit held that the district court abused its discretion when it awarded subsistence costs in excess of the per diem amount authorized by 28 U.S.C. § 1821(d)(2). Id. at 575 (citing Holmes, 11 F.3d at 64 (vacating an award of costs because the court awarded more than the $40 per day permitted under 28 U.S.C. § 1821(b))). The Fifth Circuit expressly noted that "28 U.S.C. § 1821(d)(2) does not ... permit the award of `actual costs,' but limits such awards to the per diem rate." Id. at n. 12.
Defendants seek $894.93 for Karl Weisheit's appearance at trial on February 25, 2011. This amount consists of: (1) $325.90 airfare from Dallas, Texas, (2) $462.47 hotel, (3) $60.00 taxi fares, (4) $7.56 travel meal, and (5) $39.00 parking in Dallas.
Weisheit arrived in Houston the evening of February 23, 2011, departed Houston the evening of February 25, and spent two nights in a hotel. The supporting documentation attached to defendants' Bill of Costs includes a receipt from Weisheit's hotel showing that the room rate he paid was $175.00 per night and that the local
Defendants respond that Weisheit's overnight stays were necessitated by his need to prepare to testify, observe Baisden's expert testify, and testify. Because Houston, Texas, where the trial took place "is so far removed from [Weisheit's] residence [in Dallas, Texas,] as to prohibit return thereto from day to day," 28 U.S.C. § 1821(d)(1), and because Weisheit reasonably needed a day to prepare to testify and to observe Baisden's expert testify before he testified, the court concludes that Weisheit's appearance at the trial reasonably required two overnight stays in a Houston hotel. However, since the costs that defendants seek for Weisheit's overnight stays exceed the maximum per diem rates for lodging and for meals and incidental expenses allowed for Houston, Texas, during February of 2011, the court concludes that the defendants are not entitled to recover the entire amount sought for Weisheit's subsistence but, instead, may only recover $109.00 per night for lodging and $53.25 for meals and incidental expenses for his first and last days of travel (February 23 and 25), and $71 for meals and incidental expenses for February 24. See United Teacher Associates, 414 F.3d at 575 & n. 12 ("28 U.S.C. § 1821(d)(2) does not, however, permit the award of `actual costs,' but limits such awards to the per diem rate."). The court concludes that the total taxable cost for Weisheit's trial appearance is $820.40 consisting of (1) $325.90 for airfare, (2) $395.50 for subsistence,
Defendants seek $1,225.92 for Arnold's appearance at a deposition in April of 2010 and $2,404.69 for Arnold's appearance at trial, for a total cost of $3,630.61 for Arnold's travel expenses. The supporting documentation attached to defendants' Bill of Costs consists solely of unverified invoices that Arnold provided to defendants' attorneys. Baisden objects to these amounts on two bases: (1) Arnold has not provided any receipts showing the actual cost of her travel; and (2) the amounts sought for Arnold's overnight stays in Houston exceed the maximum per diem rates allowed by 28 U.S.C. § 1821(d)(2).
Defendants seek $1,225.92 for Arnold's appearance at a deposition from April 25 to 28, 2010. This amount consists of: (1) $290.00 airfare and baggage from Los Angeles, California, to Dallas, Texas; (2) $840.22 hotel and meals; (3) $61.00 taxi fares; and (4) $34.70 meals.
Hotel and meals $840.22 Taxi 10.00 Meal 4.28 Dinner 23.00 Taxi 51.00 Breakfast 7.42 Airline ticket change 170.00 Baggage charges $60.00 each way 120.00
There are no dates for when these expenses were incurred, no explanation for why they were incurred, no underlying receipts or bills, and no evidence of why the airline ticket and/or the baggage fees were reasonable or even whether they were charged by a common carrier. Defendants explain that the amount sought for Arnold's appearance at the deposition consists of four days' subsistence, but offer no explanation for why these expenses were necessary and/or reasonable. Instead, without citing any authority, defendants argue that they are not required to submit evidence of the reasonableness of their witnesses' airline ticket fees, and that they should not be limited to the per diem rates for which Baisden argues.
Citing Holmes, 11 F.3d at 64, defendants contend that Arnold's invoice is sufficient as "other evidence" allowed instead of actual receipts in support of the costs sought. In Holmes the prevailing party attached the affidavit of its trial counsel in satisfaction of the verification requirements. The trial counsel
Id. at 65. The Fifth Circuit stated that "[w]e believe that this affidavit presents sufficient evidence to meet the requirements of section 1821(c)(1)." Id. Here, defendants have similarly attached a sworn declaration of their trial counsel to the Bill of Costs that states the facts contained in the declaration are true and correct and within his personal knowledge, that the costs stated in the Bill of Costs are reasonable and were necessarily incurred by defendants in this matter for services that were actually performed.
Baisden does not dispute that Arnold appeared in Dallas, Texas, for a deposition in April of 2010, or argue that the airline ticket charge and/or baggage fees and/or taxi fares sought were unreasonable or unnecessary. Accordingly, the court concludes that the trial counsel's declaration presents sufficient evidence to meet the verification requirements of section 1821(c)(1), and that the $290.00 sought for Arnold's air travel from Los Angeles, California, to Dallas, Texas, and the $61.00
Defendants seek $2,404.69 for Arnold's trial appearance from February 23 to 25, 2011. This amount consists of: (1) $1,784.80 airfare from Los Angeles, California, to Houston, Texas; (2) $429.58 hotel and meals, (3) $115.50 taxi fares, and (4) $74.81 meals.
Original Airline tix SEA-HOUSTON $ 320.00 2nd Airline tix LAX-HOUSTON 1,463.90 Hotel and Hotel Meals Houston 429.58 Meals 67.36 Meals 7.45 Taxi Houston Airport to Hotel 57.50 Taxi Hotel to Houston Airport 58.00
There are no dates for when these expenses were incurred, but defendants explain that the amount sought for Arnold's trial appearance consists of three days' subsistence.
Baisden does not dispute that overnight stays were required for Arnold's trial appearance, but argues that the costs incurred for Arnold's travel and subsistence are not sufficiently substantiated. For the reasons stated in § II.C.2(a) above, the court concludes that the declaration provided by defendants' trial counsel is sufficient to substantiate the necessity and the reasonableness of the travel costs incurred for Arnold's appearance at trial. However, since the costs that defendants seek for Arnold's overnight stays exceed the maximum per diem rates for lodging and for meals and incidental expenses allowed for Houston, Texas, during February of 2011, the court concludes that the defendants are not entitled to recover the entire amount sought for Arnold's subsistence but, instead, may only recover $109.00 per night for lodging and $53.25 for meals and incidentals for her first and last day of travel (February 23 and 25), and $71 for meals and incidentals for February 24. Accordingly, the court concludes that the total taxable cost for Arnold's appearance
Defendants seek $2,345.50 for Bero's trial appearance from February 19 to 22, 2011. This amount consists of: (1) $1,425.10 airfare from Los Angeles, California, to Houston, Texas; (2) $651.06 hotel; (3) $108.00 shuttle fare; (4) $66.81 taxi fares; and (5) $94.53 meals.
Baisden does not object to Bero's airport shuttle or taxi fares, but objects that defendants have failed to show that this fare was the most economical rate reasonably available. The court is persuaded that Bero's airfare was reasonable because Bero's travel could not have been booked before the trial dates were finalized only days before the trial started. However, since the costs that defendants seek for Bero's overnight stays exceed the maximum per diem rates for lodging and for meals and incidental expenses allowed for Houston, Texas, during February of 2011, the court concludes that the defendants are not entitled to recover the entire amount sought for Bero's subsistence but, instead, may only recover $109.00 per night for lodging and $53.25 for meals and incidental expenses for her first and last days of travel (February 19 and 22), and $71 for meals and incidental expenses for February 20 and 21. See United Teacher Associates, 414 F.3d at 575 & n. 12 ("28 U.S.C. § 1821(d)(2) does not, however, permit the award of `actual costs,' but limits such awards to the per diem rate."). Thus, the court concludes that the total taxable cost for Bero's appearance at trial is $2,175.41 consisting of (1) $1,425.10 for airfare, (2) $575.50 for subsistence,
For the reasons explained above, the court concludes that defendants are not entitled to the $6,871.04 that they seek for witnesses but, instead, are entitled to $6,242.11 for witnesses. This amount consists of (1) $820.40 for Weisheit, (2) $950.50 for Arnold's deposition appearance, (3) $2,295.80 for Arnold's trial appearance, and (4) $2,175.41 for Bero. Accordingly, Baisden's objections to defendants' request for witness fees are sustained in part and overruled in part.
Defendants seek $15,523.49 for "[f]ees for exemplification and costs of making copies of any materials where the copies are necessarily obtained for use in the case."
Baisden argues that this amount should be denied because, among other reasons, "Defendants provide absolutely no explanation as to why this inflated copying bill is necessary."
Baisden argues that "Defendants seek recovery of $2,607.00 for 'certified deposit copies' and `certified copyright registrations' related to Plaintiff's novels and/or I'm Ready Production's specious copyrights. These items were not necessarily obtained for use in the litigation and were clearly unnecessary."
Baisden argues that defendants have failed to properly itemize their exemplification and copying costs because they have failed to "explain the contents of literally thousands of copies that were made in a case that was decided on relatively few exhibits."
Defendants seek $779.40 for demonstratives for trial.
Defendants seek $2,607.00 for deposit and registration copies of copyrighted materials. This amount consists of: (1) $402.00 for certified deposit copies of stage plays; (2) $2,100.00 for certified deposit copies of novels; and (3) $105.00 for certified copies of copyright registrations.
Baisden argues that "costs related to electronic scanning and imaging of documents should not be taxed."
For the reasons explained above, the court concludes that the $15,523.49 that defendants seek for fees for exemplification and costs of making copies should be reduced by the following amounts: (1) $779.40 sought for demonstratives for trial; (2) $402.00 sought for certified deposit copies of stage plays; and (3) $7,311.84 sought for scanning and imaging. Accordingly, the amount that defendants are entitled to receive as taxable costs for exemplification and copying is $7,030.25.
For the reasons explained above, Plaintiffs Objections to Defendants' Request for Bill of Costs (Docket Entry No. 292) are
Defendants are entitled to recover costs in the following amounts: (1) fees for printed or electronically recorded transcripts necessarily obtained for use in the case—$41,776.00; (2) fees for witnesses— $6,242.11; and (3) fees for exemplification and copies necessarily obtained for use in the case—$7,030.25. Together these three categories of costs total $55,048.36. Baisden is