GREGG COSTA, District Judge.
In a December 11, 2012 Order, this Court granted in part and denied in part Defendant Brazoria County's motion for summary judgment on the section 1983 claim asserted against it. The County now seeks certification to file an interlocutory appeal challenging the portions of that ruling on which it did not prevail. Having reviewed the parties' briefing and the governing law on certification of interlocutory appeals, the Court
This is a Title VII and section 1983 case. It arises out of allegations that James Blackstock, a former elected court-at-law judge for Brazoria County, sexually harassed and assaulted two Brazoria County Juvenile Probation Department employees while the County acquiesced and ultimately retaliated against those employees for blowing the whistle. Plaintiffs originally sued Blackstock and the County.
In January 2012, the County filed two separate motions for summary judgment — one regarding Plaintiffs' section 1983 claims, Docket Entry No. 69, and one regarding Plaintiffs' Title VII claims, Docket Entry No. 73. Judge Hoyt "provisionally" denied the section 1983-related motion, noting that it "should be carried with the trial of the case." Docket Entry No. 83. Given that other procedures exist for obtaining judgment as a matter of law during trial, see Fed.R.Civ.P. 50, this effectively amounted to denial of the summary judgment motion. Yet the County did not seek an interlocutory appeal on the section 1983 issues raised in that motion — which are similar to those addressed in the recent Order — at that much earlier stage in the litigation when any efficiency gains from an appeal would have been greater.
Judge Hoyt denied the Title VII-related motion outright. Docket Entry No. 89. Again, the County did not seek interlocutory review of that ruling.
After obtaining leave from the Court, Plaintiffs amended their complaint on April 24, 2012 to add the Brazoria County Juvenile Board as a defendant. On May 21, 2012, the Juvenile Board responded with a motion to dismiss, and the County reasserted its previously-raised arguments in a motion to dismiss or, alternatively, motion for summary judgment. Three days later, the case was reassigned. This Court dismissed the claims against the Juvenile Board, holding that the Board had not been vested with the statutory
After dismissing the Juvenile Board, the Court next addressed the County's motion. The Plaintiffs' Title VII claims and section 1983 claims relating to the Juvenile Board's conduct survived that motion, but the section 1983 claims relating to the district attorney's conduct did not.
Plaintiffs advance two separate claims under section 1983. First, they claim that the County violated the Fourteenth Amendment's guarantee of equal protection. Specifically, they argue that the Juvenile Board's acquiescence to the "clear and persistent pattern of sexual harassment established a custom and practice of Brazoria County to allow sexual harassment of their employees by defendant Blackstock." Docket Entry No. 129 ¶ 118. Second, Plaintiffs claim that the County retaliated against them for engaging in constitutionally protected free speech by terminating them after they reported the harassment.
The County now seeks certification on three of the issues the Court addressed in its Order, which they characterize as "controlling questions of law":
The procedure allowing certification of interlocutory appeals in limited circumstances injects an "element of flexibility into the technical rules of appellate jurisdiction established for final-judgment appeals under § 1291 and for interlocutory appeals under § 1292(a)." 16 CHARLES ALAN WRIGHT ET AL., FEDERAL PRACTICE AND PROCEDURE § 3930 (3d ed. 2012). Section 1292(b) is intended to "minimize[e] the total burdens of litigation on parties and the judicial system by accelerating or at least simplifying trial court proceedings." Id. But such appeals "represent a rarely used exception to the strong judicial policy disfavoring piecemeal appeals." In re L.L.P. & D. Marine, Inc., Civ. Nos. 97-1668, 97-2992, 97-3349, 1998 WL 66100, at *1 (E.D.La. Feb. 13, 1998) (citing Clark-Dietz & Assoc.-Eng'rs, Inc. v. Basic Constr. Co., 702 F.2d 67, 69 (5th Cir.1983)).
The final statutory requirement, which focuses on whether the interlocutory appeal would promote efficiency, is fatal to the County's motion. Indeed, the County devotes only one paragraph of its 24-page motion to arguing that an interlocutory appeal "may materially advance the ultimate termination of the litigation." 28 U.S.C. § 1292(b). In evaluating this criterion, "a district court is to examine whether an immediate appeal would (1) eliminate the need for trial, (2) eliminate complex issues so as to simplify the trial, or (3) eliminate issues to make discovery easier and less costly." Miramax Film Corp., 867 F.Supp. at 322 (citations omitted). Discovery is complete so an appeal could not accomplish the third objective.
Nor would the appeal eliminate the need for a trial. "The Fifth Circuit has held that certification is particularly inappropriate when a party has claims remaining for adjudication by the finder of fact." L.L.P. & D. Marine, 1998 WL 66100, at *2 (citing United States v. Bear Marine Servs., Inc., 696 F.2d 1117, 1120 (5th Cir.1983); Spurlin v. General Motors Corp., 426 F.2d 294, 294-95 (5th Cir.1970)). That is the case here and then some. Even after an interlocutory appeal in which the County prevailed, another claim would remain pending against it, the section 1983 claim would remain pending against another defendant, and there would even be a remaining issue on the section 1983 claim alleged against the County that would have to wait for the second, postjudgment appeal.
Because the requested appeal does not implicate Plaintiffs' Title VII claims against the County and section 1983 claims against Blackstock, see id. (denying certification where issue was "not dispositive of any party's complete liability"), an interlocutory appeal — regardless of its outcome — would not obviate the need for a trial. On the other hand, a trial could obviate the need for an appeal on these issues. For instance, if a jury found that Plaintiffs' termination was not retaliatory or that the County lacked knowledge of a pattern of harassment, the Court's determination of what constitutes a "final policymaker" would be moot.
The interlocutory appeal would not even dispose of the section 1983 claim asserted against the County. The Court granted part of the summary judgment motion the County filed, finding that the district attorney's prosecutorial decisions are not attributable to the County. Plaintiffs will likely seek to review that ruling, especially if they are unsuccessful on their remaining
Because the interlocutory appeal will not eliminate the need for trial on the other claims, the County would have to show that an appeal of the final policymaker issue would simplify or shorten the inevitable trial. But Plaintiffs' Title VII claims against the County and the section 1983 claims asserted against Blackstock will presumably require much of the same evidence, examination, and argument as the section 1983 claims asserted against the County.
Certifying an interlocutory appeal would thus not eliminate or simplify the trial but serve only to delay it. The age of this case heightens the consequences of that delay. Of the more than 250 nonprisoner cases on this Court's civil docket, this one has been pending the longest. As of the February 25, 2013 trial date that is fast approaching, this case will be approximately three years old. As Plaintiffs point out, recent statistics show that the median time for disposition of a Fifth Circuit appeal is eleven months. See Docket Entry No. 169-1 at 7. Delaying for another year the trial in which most of the key evidence is likely to be testimonial is not desirable.
Certification of an interlocutory appeal would be inappropriate for another reason: no "substantial ground for difference of opinion" exists regarding the issues of law underlying the Court's December 11, 2012 Order. 28 U.S.C. § 1292(b). Of the three criteria, this one "has caused [courts] the least difficulty" and "judges have not been bashful about refusing to find substantial reason to question a ruling of law." WRIGHT ET AL., supra, § 3930 at 492. The threshold for establishing a "substantial ground for difference of opinion" is higher than mere disagreement or even the existence of some contrary authority. See Ryan v. Flowserve Corp., 444 F.Supp.2d 718, 724 (N.D.Tex.2006) ("[S]imply because a court is the first to rule on a question or counsel disagrees on applicable precedent does not qualify the issue as one over which there is substantial disagreement." (citation omitted)).
Courts traditionally will find a substantial ground for difference of opinion "if a trial court rules in a manner which appears contrary to the rulings of all Courts of Appeals which have reached the issue, if the circuits are in dispute on the question and the court of appeals of the circuit has not spoken on the point, if complicated questions arise under foreign law, or if
The Court's December 11, 2012 Order recognized that the "Juvenile Board can only be a relevant policymaker for Brazoria County if it is a county agency rather than a state agency with a separate and independent existence." Coates, 2012 WL 6160678, at *5. The Court concluded that the Juvenile Board acts as a county agency, relying heavily on Flores v. Cameron County, 92 F.3d 258, 264-69 (5th Cir.1996), which held that the Cameron County Juvenile Board formulates policy for the Cameron County Juvenile Detention Center on behalf of Cameron County.
The County argues that the Court's determination of this issue is based on a "false dichotomy" that a juvenile board must be either a state or county agency. It cites two recent Texas Court of Appeals decisions from El Paso, as well as a Texas Attorney General opinion, for support that a juvenile board is a "specialized local entity," which exists separately from the county it serves. But such authority — even if adverse — does not qualify as a substantial ground for difference opinion with this Court's decision or the Flores ruling on which it was based.
The tension between this Court's Order and the two recent Texas appellate decisions from El Paso, see El Paso Juvenile Bd. v. Aguilar, 387 S.W.3d 795 (Tex.App.-El Paso, no pet.); El Paso County v. Solorzano, 351 S.W.3d 577 (Tex.App.-El Paso, 2011, no pet.), is hardly comparable to the traditional grounds for certification under section 1292(b) in which a trial court rules contrary to all circuit courts; a question of first impression is presented on which other circuit courts are split; or complicated questions arise under foreign law. See 4 Am. Jur. 2d Appellate Review § 123 (2012) (citations omitted).
And while the "county or not" inquiry is determined by state law, rulings by a single intermediate state appellate court do not override an earlier federal court of appeals deciding the same question of state law. As the Fifth Circuit stated in F.D.I.C. v. Abraham:
137 F.3d 264, 269 (5th Cir.1998). The view of one of the fourteen Texas Court of Appeals does not "come close to a `majority.'" PYR Energy Corp. v. Samson Res. Co., 470 F.Supp.2d 709, 725 (E.D.Tex. 2007). Accordingly, the El Paso cases do not provide this court or the Fifth Circuit with the authority to overrule Flores and thus do not establish "substantial disagreement" on this question.
Nor does the Texas Attorney General Opinion the County cites. See Tex. Att'y Gen. Op. No. JC-0209 (April 12, 2000). To the contrary, multiple courts have ruled that such opinions do not establish a basis for interlocutory appeal. See Lucas v. Bell Trans, No. 2:08-cv-01792-RCJ-RJJ, 2009 WL 3336112, at *4 (D.Nev. Oct. 14, 2009) (finding that plaintiffs' citation to the "Nevada Attorney General's non-authoritative opinion, the reasoning of which the Court ha[d] already attacked in its Order," did not demonstrate a substantial ground for difference of opinion (internal citation omitted)); Couch v. Telescope Inc., 611 F.3d 629, 634 (9th Cir.2010) (finding no substantial ground for difference of opinion based on an advisory opinion from a division of the attorney general's office). The County cites no cases, and the Court is aware of none, in which an attorney general opinion served as the basis for a section 1292(b) certification. This makes sense given that attorney general opinions "are not binding on the judiciary."
Even if the decisions of one intermediate state appellate court and an Attorney General opinion were the types of authorities that could prompt reconsideration of Fifth Circuit precedent, their reasoning does not cast doubt on Flores's thorough analysis. The Texas Attorney General opinion cited by the County focuses more on a juvenile board's independence from its county's commissioners court than a juvenile board's authority to act on behalf of a county. See Tex. Att'y Gen. Op. No. JC-0209 (addressing a juvenile board's authority to retain counsel in action brought against it by its county's commissioners court).
For these reasons, there is no substantial ground for difference of opinion on the question whether a juvenile board may act as a county agency for section 1983 purposes.
The County also seeks interlocutory appeal of the Court's determination that the Juvenile Board, rather than the Brazoria County Commissioners Court, has final policymaking authority regarding personnel policies and decisions related to the juvenile probation department. Specifically, it argues that the Court's ruling (1) misapplied Brady v. Fort Bend County, 145 F.3d 691 (5th Cir.1998); and (2) contradicts the magistrate court's memorandum and recommendation in Turay v. Harris County, No. H-09-0193, 2011 WL 841510 (S.D.Tex. Feb. 17, 2011), adopted, 2011 WL 843902 (S.D.Tex. Mar. 7, 2011).
With respect to the Court's application of Brady, there is no "question of law" for which substantial ground for difference of opinion exists. "[A] `question of law' does not mean the application of settled law to disputed facts." Ryan, 444 F.Supp.2d at 722 (emphasis in original) (citing McFarlin v. Conseco Serv., LLC, 381 F.3d 1251, 1258 (11th Cir.2004)). The County attempts to attack the factual underpinnings of the Court's ruling by noting that Plaintiffs signed forms acknowledging their obligation to comply with the personnel policies created by the Commissioners Court and citing to related deposition testimony. But "resolving the issue presented should not require the appeals court to go `hunting through the record' to see whether `a genuine issue of material fact may be lurking there.'" Id. (quoting Ahrenholz v. Bd. of Trs. of the Univ. of Ill., 219 F.3d 674, 676 (7th Cir.2000)).
Regardless of whether the issue is a general question of law on which certification is appropriate, the Court's application of Brady does not, as the County states, "give[] short shrift to the `special' characteristics of Texas sheriffs and elevate[] an administrative regulation over [a] contrary Texas Constitutional provision." Docket Entry No. 168 at 12. Brady is merely illustrative of the principle that a court must decide whether an entity is a final policymaker for the local government "in a particular area, or on a particular issue." McMillian v. Monroe County, 520 U.S. 781, 785, 117 S.Ct. 1734, 138 L.Ed.2d 1 (1997) (citations omitted). Even though commissioners courts have broad authority over county business, see Tex. Const. art. V, § 18(b), juvenile boards have specific authority over juvenile probation department personnel policies. Not only does the Texas Administrative Code specify that juvenile boards "shall adopt written personnel policies" and "shall specify the responsibilities and functions of the juvenile probation department," but the Texas legislature has also vested juvenile boards with authority to employ necessary personnel. 37 Tex. Admin. Code §§ 341.3(a); 341.2(a)(2); Tex. Hum. Res. Code. Ann. § 142.002(a). The Brazoria County Juvenile Board has its own manual of policies and procedures. The fact that it chooses to follow the personnel policies drafted by the Commissioners Court — as it could choose to follow the personnel policies of another county, such as Matagorda, or even a private company — is inconsequential.
As with its first issue, on this question the County fails to identify the requisite level of disagreement in the case law.
Lastly, the County argues that allowing it to be held liable for failing to prevent Blackstock's sexual harassment "appears inconsistent with Supreme Court and Fifth Circuit precedent." Docket Entry No. 168 at 22 (capitalization altered). But the County only cites to cases stating that governmental liability under section 1983 cannot be predicated on the doctrine of agency or respondeat superior — a point the challenged Order explicitly acknowledges. See Coates, 2012 WL 6160678, at *4 ("[T]he doctrine of respondeat superior does not apply to section 1983 liability; a local government may not be held liable merely for employing a tortfeasor." (citing Zarnow v. City of Wichita Falls, 614 F.3d 161, 167 (5th Cir.2010)). That established principle is not inconsistent with the Court's holding that section 1983 liability may attach to the Juvenile Board's alleged deliberate indifference toward Blackstock's harassment — as opposed to Blackstock's harassment in and of itself. Accordingly, the Court finds no substantial ground for difference of opinion with respect to this issue.
The County has not provided this Court with a reason to depart from the general rule of appellate jurisdiction, which restricts review to final judgments in order to avoid the delay of piecemeal appeals. Because an interlocutory appeal in this case would result in that delay without achieving attendant efficiency gains, it would not materially advance the termination of this case. And the County does not identify disagreement on the contested legal issues at the federal appellate level which is typically the basis for certifying interlocutory appeals. Therefore, the Court
Additionally, as Plaintiffs point out, under the County's interpretation, specialized local entities would enjoy "super immunity," acting as neither a state nor county entity, nor as a subordinate entity with the authority to sue or be sued. Docket Entry No. 169 at 13. The creation of this "no man's land" for liability further demonstrates the flaws in the County's position.