MARINA GARCIA MARMOLEJO, District Judge.
Pending before the Court is Petitioner Hector Herrera-Sifuentes's "Motion under 28 U.S.C. § 2255 to Vacate, Set Aside, or Correct Sentence by a Person in Federal Custody" ("Motion to Vacate") (Dkt. No. 1; Cr. Dkt. No. 189), Memorandum in support thereof (Dkt. No. 2; Cr. Dkt. No. 190), and Addendum to Petitioner's Memorandum (Dkt. No. 9; Cr. Dkt. No. 196).
Petitioner and a co-defendant were indicted in Laredo, Texas, on October 11, 2006, for kidnapping and conspiring to kidnap an individual and transporting him in foreign commerce.
Petitioner came before United States District Judge Micaela Alvarez for a jury trial on January 22, 2007.
Petitioner came before Judge Alvarez for sentencing on July 31, 2007.
On November 29, 2010, the Fifth Circuit affirmed Petitioner's conviction.
Petitioner filed his instant Motion and Memorandum in support on May 16, 2012,
"Relief under 28 U.S.C. § 2255 is reserved for transgressions of constitutional rights and for a narrow range of injuries that could not have been raised on direct appeal and would, if condoned, result in a complete miscarriage of justice."
Ineffective assistance of counsel constitutes a violation of a defendant's Sixth Amendment right to counsel, and thus may be challenged in a motion to vacate.
In Grounds One through Five and Ground Eleven, Petitioner makes various allegations regarding his trial counsel's performance leading up to trial. Petitioner alleges that his trial counsel was ineffective because he advised Petitioner to reject a 7-year plea offer from the Government based on an erroneous understanding of the law and because he failed to communicate a separate 15-year plea offer from the Government. Petitioner claims that he would have accepted the 7-year offer if he had received competent advice, and he would have accepted the 15-year offer had he known about it. Petitioner also alleges that his trial counsel was ineffective because he failed to explain the consequences of a conviction following a jury trial and because he failed to inform Petitioner of options other than going to trial.
While most of these allegations may entitle Petitioner to relief if true,
Before the evidentiary hearing, Petitioner's trial counsel submitted an affidavit denying all of the allegations in the grounds above.
Petitioner testified at the evidentiary hearing that his trial counsel visited him before trial and informed him of the 7-year offer from the Government.
Petitioner also addressed the document that his trial counsel submitted before the evidentiary hearing. He testified that he did in fact sign the document, but that he could not read or write English at the time.
Petitioner's trial counsel testified and reiterated the substance of his affidavit. He stated that he does not remember asking Petitioner for his reasons behind rejecting the 7-year deal, but that Petitioner repeatedly insisted on going to trial.
After evaluating the evidence presented, the Court finds trial counsel's version of events more credible. The Court notes at the outset that Petitioner's trial counsel was disbarred for an unrelated matter in 2011. While disbarment can be relevant in assessing a witness's credibility under certain circumstances,
Furthermore, Petitioner failed to adequately explain his conduct leading up to his trial. On the one hand, Petitioner tried to paint a picture where he completely trusted his trial counsel's advice, including trial counsel's assurance that "the case was won." On the other, Petitioner claims that he told trial counsel that he wished to accept the 7-year offer from the Government. When asked why he wanted to accept the 7-year offer if he truly believed the case was won, Petitioner gave wholly unconvincing reasons.
Petitioner also failed to explain why he never informed Judge Alvarez of his desire to accept the Government's plea offer when he appeared in court. The fact that Petitioner never did so undermines his story in light of his testimony and the record. He stated that he had previously retained another attorney whom he fired before ultimately retaining his trial counsel. The record also shows that he retained an attorney to represent him on appeal whom he fired before ultimately retaining his appellate counsel. These indicate that Petitioner was not the type of person who would simply allow an attorney to prevent him from entering a plea agreement that he wished to enter. One would think that Petitioner would have either fired his trial counsel at that point or at least informed Judge Alvarez of his desire to accept the plea offer if his allegations were true.
Finally, Petitioner provided an incredible story regarding the document that his trial counsel asked him to sign. Trial counsel testified that he orally translated the document to Spanish, and that Petitioner nonetheless spoke English fairly well. Petitioner admitted that he attended school in the United States from sixth to ninth grade and took English classes but denied knowing English when he signed the document. He stated that he simply thought it was a document confirming that trial counsel was representing him. In addition, he stated that he signed the document on the last day of trial, January 26, 2007, not on January 22, 2007, the date on the document.
Regardless of whether Petitioner understood English at the time, the Court finds Petitioner's story unbelievable. The document states that "the Government has offered me a plea deal that places me in the Sentencing Guidelines at a level 29 that is a 87 to 108 months [sic]," and that "if I go to trial the Sentencing Guidelines may impose a sentence of 168 to 210 months or life." Petitioner did not explain how he thought the document could contain so many different numbers if it simply discussed the fact that his trial counsel was representing him. A reasonable person in Petitioner's position would be initially skeptical of such an explanation anyway; why would a lawyer need his client to sign such a document after trial had already begun? Petitioner also failed to explain why he would sign the document if, as he claims, the date was incorrect. These aspects of the document would have been confusing even if Petitioner was unable to read the words written therein.
The Court therefore finds that Petitioner's trial counsel adequately advised Petitioner of the potential consequences of a guilty verdict following trial, namely that he could have been sentenced to life in prison, and that he adequately advised Petitioner regarding the possible sentencing ranges he could face under the Guidelines if he pled guilty. The Court finds that the Government never extended any plea offer other than the 7-year deal, which Petitioner rejected knowingly and voluntarily despite trial counsel advising him to accept the offer. Having made these findings, Petitioner is not entitled to relief on Grounds One through Five or Ground Eleven because his trial counsel did not perform deficiently as alleged.
Petitioner alleges that his trial counsel failed to inform him that the decision to testify at trial rested solely with him, and that his trial counsel "ordered [him] not to testify." He alleges that had he known he could testify, he "would have provided the ultimate fact-finder with his first-rate knowledge surrounding [his] innocence," and that he was precluded from "clarifying, by admitting, or denying the allegations" in testimony against him.
While a criminal defendant's right to testify is itself constitutional, a petitioner "who argues that his attorney prevented him from testifying must still satisfy the two prongs of Strickland."
Here, Petitioner has not shown a substantial likelihood that the result of his trial would have been different if he had testified. All he provides are conclusory statements about the magnitude of testimony that he would have provided; he does not specify any particular fact about which he would have testified that could have changed the result in his trial. Thus, whether Petitioner characterizes his claim as one where his trial counsel prevented him from testifying or one where his trial counsel failed to advise him that he could testify, he is not entitled to relief on Ground Six.
Petitioner claims that his trial counsel was ineffective because he failed to examine and object to recordings that were introduced in evidence at his trial. Hernandez, the kidnapping victim, testified on the first and second days of Petitioner's trial. On the second day of trial, Hernandez testified that FBI agents had given him a recorder once he returned to the United States and that he used it to record conversations he had with Lalo, Petitioner, and his co-defendant. Judge Alvarez then admitted into evidence the recordings and transcripts of the recordings. Petitioner states that "[t]he record does not reflect that the government complied with the sealing and recordation requirements under Title 28 [sic] U.S.C. § 2518(8)(a)," and thus his trial counsel provided ineffective assistance when he failed to move for suppression of the recordings.
The requirements that Petitioner references did not apply to the recordings introduced at his trial. Title 18, United States Code, Section 2518 is part of Title III of the Omnibus Crime Control and Safe Streets Act of 1968, "which imposes express limitations on the use of electronic surveillance."
"It is obvious from a reading of subsection (8)(a) in context that it does not apply to consensual recordings not made pursuant to a court order. In such situations where no judicial order is involved, there is no identifiable judge to direct the sealing."
Petitioner further states that the recordings were not properly authenticated under Federal Rule of Evidence 901, and his trial counsel was ineffective for not objecting on that basis. This contention is refuted by the trial record. Hernandez testified about the device he used to record the conversation, how he operated the device, and what he did with the recordings after the conversations were completed; he also identified the speakers in the conversations and confirmed that the recordings and transcripts of the conversations accurately reflected the content of the conversations he had.
Petitioner also argues that his trial counsel provided ineffective assistance because of his failure to investigate. Specifically, Petitioner states that Hernandez testified about audio tapes beyond the four of which Petitioner was aware before trial, and his counsel should have discovered these additional audio tapes. When asked how many total tapes he had used to record his various conversations after his release, Hernandez answered four.
In order to succeed on an ineffective-assistance claim based on counsel's failure to investigate, a petitioner "must allege with specificity what the investigation would have revealed and how it would have altered the outcome of the trial."
Petitioner argues that his trial counsel provided ineffective assistance because he failed to seek removal during voir dire of an allegedly biased woman who was ultimately selected as a juror. Petitioner also argues that his trial counsel provided ineffective assistance when he failed to disqualify two jurors who realized during trial that they were acquainted with a witness.
"In conducting the [Strickland] deficient performance analysis in the context of counsel's failure to strike an allegedly partial juror, a court first evaluates whether the juror at issue was actually biased."
A review of the record shows that none of the jurors seated in Petitioner's trial were biased. First, Petitioner vaguely references "a female juror [who] was asked what she thought about the case" and who "responded that the defendants were guilty" during voir dire. Jurors 17, 18, and 23 stated that they could not be fair and impartial jurors because of their past experiences with kidnapping,
Second, Petitioner points to an incident on the fifth day of trial where two jurors realized that they were acquainted with a witness in the case. Juror 5 realized that he/she was high-school classmates with the witness,
Grounds Nine and Sixteen involve Judge Alvarez's instruction on, and the prosecutor's comments during his closing argument on, two different ways that the jury could find that Hernandez was restrained against his will when he traveled from the United States to Mexico. Judge Alvarez stated in the final jury instructions, and the prosecutor stated during his closing argument, that the jury could find involuntary restraint through either inveiglement or fear. The jury returned a general verdict of guilty on both counts, and thus did not reveal which theory they accepted.
In affirming Petitioner's conviction on direct appeal, the Fifth Circuit declined to address whether the inveiglement theory was legally sufficient because it ultimately decided that the theory was factually unsupported.
The Fifth Circuit's analysis compels the conclusion that even if Petitioner's trial counsel performed deficiently in failing to object and even if the prosecutor's remarks during his closing argument were improper, Petitioner suffered no prejudice therefrom.
Petitioner argues that his trial counsel provided ineffective assistance by failing to file a pretrial motion to dismiss the indictment for lack of jurisdiction. Petitioner relies on the fact that Hernandez testified that he was not kidnapped until he arrived in Mexico.
"[A]n indictment is sufficient if it [1] contains the elements of the offense charged and [2] fairly informs a defendant of the charge against him[,] and [3] enables him to plead acquittal or conviction in bar of future prosecutions for the same offense."
Both the original indictment and the superseding indictment in Petitioner's case alleged the elements of these offenses in their respective counts, including the jurisdictional requirement of transportation in foreign commerce.
With respect to challenging jurisdiction during trial, Petitioner's trial counsel moved for a judgment of acquittal after the close of the Government's case and re-urged the motion after the jury verdict, both times arguing that there was insufficient evidence for the jury to find transportation in foreign commerce.
Petitioner argues that his appellate counsel provided ineffective assistance because he failed to correct the record before the Fifth Circuit during his direct appeal. Petitioner states that the transcripts prepared were "riddled with hundreds of omissions . . . identified with double-dashes," and that "Hernandez's testimony [was] incomplete."
Contrary to Petitioner's assertions, the double-dashes in the transcripts of his trial do not appear to be omissions, but rather instances when the speaker paused in the middle of the sentence or when one speaker interrupted another speaker, and Hernandez's testimony does not come to an abrupt stop. Regardless, Petitioner has failed to allege or show prejudice from his appellate counsel's supposed failure. Petitioner, who was present during his trial, would have personal knowledge of any specific omissions in the record that could have changed the result of his appeal, yet he does not point to any. Thus, he is not entitled to relief on Ground Thirteen.
Petitioner also alleges that his appellate counsel provided ineffective assistance because he failed to challenge the sufficiency of the evidence sustaining his conspiracy conviction. The Fifth Circuit noted in the opinion affirming Petitioner's conviction that, although he did not brief the issue, there was sufficient evidence to sustain his conspiracy conviction.
In addition to his ineffective-assistance claims, Petitioner alleges that the Government failed to disclose evidence before his trial in violation of Brady v. Maryland.
Petitioner has not alleged or shown facts that support his Brady claim. "There are three components to a Brady violation. First, the evidence must be favorable to the accused, a standard that includes impeachment evidence. Second, the [Government] must have suppressed the evidence. Third, the defendant must have been prejudiced."
The only specific allegation that Petitioner makes in Ground Fifteen is that the Government withheld the fifth audio tape discussed in Grounds Seven and Twelve.
Finally, Petitioner claims that his Sixth Amendment right to a jury trial was violated under the reasoning of Alleyne v. United States.
In Alleyne v. United States, the Supreme Court held "that any fact that increases the mandatory minimum [sentence for a crime] is an `element' [of that crime] that must be submitted to the jury."
Here, the enhancements applied to Petitioners total offense level were sentencing factors, not elements of his offense. None of the enhancements affected the minimum sentence that Petitioner faced. Kidnapping under 18 U.S.C. § 1201 can carry certain mandatory minimum sentences depending on different aggravating factors of the offense, but none of those penalty provisions were applied in Petitioner's case.
For the reasons given above, Petitioner is not entitled to relief on any of the grounds presented. Thus, his Motion to Vacate (Dkt. No. 1; Cr. Dkt. No. 189) is
It is so
However, Petitioner's allegations in Ground Four, that his trial counsel failed to inform him of options other than going to trial, such as "the option to enter a conditional plea, [or] a plea with a preserved right to appeal," do not entitle him to relief regardless of the findings below. Petitioner did not elaborate on the specifics of these options and he did not allege or show that the Government or the Court would have gone along with any of them. Thus, he has not carried his burden of showing prejudice from the alleged deficiency.