NANCY F. ATLAS, District Judge.
Currently pending before the Court in this vessel negligence case is Defendants Targa Transport LLC and Targa Resources LLC's (collectively, "Targa") Motion for Summary Judgment on all of Plaintiff's Claims (the "SJ Motion") [Doc. # 41]. Plaintiff Charles Hamilton filed a timely response, to which Defendant replied. See Plaintiff's Opposition to Targa's Motion for Summary Judgment (the "Response") [Doc. # 43] and Targa's Reply to Plaintiff's Opposition to the SJ Motion (the "Reply") [Doc. # 44]. Also pending before the Court is Targa's Motion to Exclude the Opinions of Henry Woods, Plaintiff's Purported Marine Expert (the "Exclusion Motion," and, together with the SJ Motion, the "Motions") [Doc. # 45].
Unless otherwise indicated, the following facts are not in genuine dispute for purposes of Targa's Motions.
Defendant Targa Transport LLC is the owner of the barge CHEROKEE. Subsequent references in this Memorandum and Order to "Targa" refer only to Defendant Targa Transport LLC.
Plaintiff is a tankerman with responsibility for loading and unloading cargo onto barges such as the CHEROKEE. Prior to January 2015, Plaintiff had been working as a tankerman for 15 years. During his tenure as a tankerman, Plaintiff had experience loading and unloading various types of cargo, including oils, chemicals and water. Plaintiff also had experience working as a tankerman in different climates and in different geographies, including cold weather ports and the Gulf of Mexico. In January 2015, Plaintiff was an employee of non-party SGS.
On January 23, 2015, Plaintiff arrived at the CHEROKEE between 8:00 and 9:00 p.m. to begin his tankerman duties. When Plaintiff arrived, he relieved another tankerman, who had supervised the loading of approximately half of the cargo that the CHEROKEE was scheduled to take on. Plaintiff began his job by conducting a walk-around inspection of the barge. He has no recollection of seeing frost on the deck of the barge or writing down any hazardous conditions during his inspection.
At approximately 2:00 a.m. on January 24, 2015, Plaintiff slipped and fell on the deck of the CHEROKEE after climbing down stairs he had accessed for the purpose of checking the barge's cargo level. Prior to his accident, Plaintiff had gone up and down those same stairs at least three separate times without incident. According to Plaintiff, the temperature, which had decreased gradually from the time he arrived at work, was in the "low 30s" at the time of his accident.
After his fall, Plaintiff stood up and looked down at the deck with his SGSissued flashlight. Plaintiff contends he saw frost on the deck, but did not see any non-skid coating or material on the deck's surface.
Rule 56 of the Federal Rules of Civil Procedure mandates the entry of summary judgment against a party who fails to make a sufficient showing of the existence of an element essential to the party's case, and on which that party will bear the burden at trial. Celotex Corp. v. Catrett, 477 U.S. 317, 322 (1986); Little v. Liquid Air Corp., 37 F.3d 1069, 1075 (5th Cir. 1994) (en banc); see also Baton Rouge Oil and Chem. Workers Union v. ExxonMobil Corp., 289 F.3d 373, 375 (5th Cir. 2002). Summary judgment "should be rendered if the pleadings, the discovery and disclosure materials on file, and any affidavits show that there is no genuine issue as to any material fact and that the movant is entitled to judgment as a matter of law." FED. R. CIV. P. 56(a); Celotex, 477 U.S. at 322-23; Weaver v. CCA Indus., Inc., 529 F.3d 335, 339 (5th Cir. 2008).
For summary judgment, the initial burden falls on the movant to identify areas essential to the non-movant's claim in which there is an "absence of a genuine issue of material fact." Lincoln Gen. Ins. Co. v. Reyna, 401 F.3d 347, 349 (5th Cir. 2005). The moving party, however, need not negate the elements of the non-movant's case. See Boudreaux v. Swift Transp. Co., 402 F.3d 536, 540 (5th Cir. 2005). The moving party may meet its burden by pointing out "`the absence of evidence supporting the nonmoving party's case.'" Duffy v. Leading Edge Prods., Inc., 44 F.3d 308, 312 (5th Cir. 1995) (quoting Skotak v. Tenneco Resins, Inc., 953 F.2d 909, 913 (5th Cir. 1992)). If the moving party meets its initial burden, the non-movant must go beyond the pleadings and designate specific facts showing that there is a genuine issue of material fact for trial.
In deciding whether a genuine and material fact issue has been created, the court reviews the facts and inferences to be drawn from them in the light most favorable to the nonmoving party. Reaves Brokerage Co. v. Sunbelt Fruit & Vegetable Co., 336 F.3d 410, 412 (5th Cir. 2003). A genuine issue of material fact exists when the evidence is such that a reasonable jury could return a verdict for the non-movant. Tamez v. Manthey, 589 F.3d 764, 769 (5th Cir. 2009) (citing Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986)). The non-movant's burden is not met by mere reliance on the allegations or denials in the nonmovant's pleadings. See Diamond Offshore Co. v. A&B Builders, Inc., 302 F.3d 531, 545 n.13 (5th Cir. 2002), overruled in part on other grounds by Grand Isle Shipyard, Inc. v. Seacor Marine, LLC, 589 F.3d 778 (5th Cir. 2009). Likewise, "conclusory allegations" or "unsubstantiated assertions" do not meet the nonmovant's burden. Delta & Pine Land Co. v. Nationwide Agribusiness Ins. Co., 530 F.3d 395, 399 (5th Cir. 2008). Instead, the nonmoving party must present specific facts that show "the existence of a genuine issue concerning every essential component of its case." Am. Eagle Airlines, Inc. v. Air Line Pilots Ass'n, Int'l, 343 F.3d 401, 405 (5th Cir. 2003) (citation and internal quotation marks omitted). In the absence of any proof, the court will not assume that the non-movant could or would prove the necessary facts. Little, 37 F.3d at 1075 (citing Lujan v. Nat'l Wildlife Fed'n, 497 U.S. 871, 888 (1990)).
The Court may make no credibility determinations or weigh any evidence. See Chaney v. Dreyfus Serv. Corp., 595 F.3d 219, 229 (5th Cir. 2010) (citing Reaves Brokerage Co., 336 F.3d at 412-413). The Court is not required to accept the nonmovant's conclusory allegations, speculation, and unsubstantiated assertions which are either entirely unsupported, or supported by a mere scintilla of evidence. Id. (citing Reaves Brokerage, 336 F.3d at 413).
Affidavits cannot preclude summary judgment unless they contain competent and otherwise admissible evidence. See FED. R. CIV. P. 56(c)(4) ("An affidavit or declaration used to support or oppose a motion must be made on personal knowledge, set out facts that would be admissible in evidence, and show that the affiant or declarant is competent to testify on the matters stated"); Love v. Nat'l Med. Enters., 230 F.3d 765, 776 (5th Cir. 2000); Hunter-Reed v. City of Houston, 244 F.Supp.2d 733, 745 (S.D. Tex. 2003). A party's self-serving and unsupported statement in an affidavit will not defeat summary judgment where the evidence in the record is to the contrary. See In re Hinsely, 201 F.3d 638, 643 (5th Cir. 2000).
Finally, although the Court may consider all materials in the record when deciding a summary judgment motion, "the court need consider only the cited materials." FED. R. CIV. P. 56(c)(3). "When evidence exists in the summary judgment record but the nonmovant fails even to refer to it in the response to the motion for summary judgment, that evidence is not properly before the district court. Rule 56 does not impose upon the district court a duty to sift through the record in search of evidence to support a party's opposition to summary judgment." Malacara v. Garber, 353 F.3d 393, 405 (5th Cir. 2003) (internal citations and quotation marks omitted).
Plaintiff asserts a single cause of action against Targa in his complaint: vessel negligence pursuant to Section 905(b) of the Longshore and Harbor Workers Compensation Act ("LHWCA").
The first Scindia duty, the turnover duty, applies to the shipowner's obligation before or at the commencement of the stevedore's activities. Kirksey v. Tonghai Mar., 535 F.3d 388, 392 (5th Cir. 2008). It consists of two distinct, but related obligations. First, the owner owes a duty to exercise ordinary care under the circumstances to turn over the ship and its equipment in such condition that an expert and experienced stevedore can carry on stevedoring operations with reasonable safety. Id. Second, the owner owes a duty to warn the stevedore of latent or hidden dangers that are known to the vessel owner or should have been known to it. The duty to warn of hidden dangers, however, is a narrow one. It does not include dangers which are either: (1) open and obvious or (2) dangers a reasonably competent stevedore should anticipate encountering. Id.
In his deposition and pleadings, Plaintiff identifies three potential sources of a turnover duty breach by Targa: the presence of frost on the deck where Plaintiff fell, insufficient lighting on the CHEROKEE, and the absence of non-skid material in the area where Plaintiff suffered his accident. The Court considers these assertions seriatim.
Plaintiff testified at his deposition that after slipping and falling, he stood up, looked down, and saw frost on the deck.
In the SJ Motion, Targa argues that it is entitled to summary judgment on this issue because, as a matter of law, maintaining adequate lighting during cargo operations is the responsibility of the stevedore, not the vessel owner. Motion [Doc. # 41], at ECF 11. Plaintiff did not address Targa's arguments on this issue in his Response. In doing so, he has abandoned his turnover duty claim premised on inadequate lighting. Black v. N. Panola Sch. Dist., 461 F.3d 584, 588 n.1 (5th Cir. 2006); Criner v. Texas—New Mexico Power Co., 470 F. App'x 364, 367 (5th Cir. 2012).
Plaintiff's inadequate lighting claim also fails on the merits. As an initial matter, Plaintiff acknowledged in his deposition that his SGS-issued flashlight provided him with "adequate light" to see what he was doing while working.
Moreover, the Fifth Circuit has held that "maintaining adequate lighting during cargo operations is the responsibility of the stevedore." Dow v. Oldendorff Carriers GMBH & Co., 387 F. App'x 504, 506-07 (5th Cir. 2010); see also Burton v. Safmarine Container Lines N.V., No. CV H-12-3277, 2014 WL 12531516, at *2 (S.D. Tex. Jan. 13, 2014) ("A vessel owner has no duty to provide adequate lighting for longshoremen unless the vessel owner has contractually agreed to do so."); Bias v. Hanjin Shipping Co., No. CIV.A. G-07-0338, 2009 WL 746051, at *5 (S.D. Tex. Mar. 18, 2009) ("courts have consistently held that a vessel owner has no duty to provide adequate lighting for longshoremen."). In this case, Plaintiff was injured during the course of cargo operations in an area of the ship that had been turned over to the stevedore. It was the stevedore's, not the vessel owner's, responsibility to provide Plaintiff with adequate lighting. A failure by the stevedore to fulfill its obligations to its employee longshoreman is not a cognizable basis for a turnover duty claim against a vessel owner. Plaintiff cites no contrary authority. Accordingly, the SJ Motion is
Plaintiff's final argument regarding Targa's alleged turnover duty breach pertains to the lack of non-skid material on the CHEROKEE's deck. For purposes of the SJ Motion, the parties do not dispute Plaintiff's assertion that the part of the CHEROKEE deck where he slipped and fell was not coated with a non-skid material. There also is no dispute that the CHEROKEE lacked this non-skid material at the time the vessel was turned over to SGS for stevedoring operations.
Courts in this circuit have recognized "there is no legal basis under Fifth Circuit jurisprudence for Plaintiff's proposition that the absence of a non-ski[d] surface on a vessel deck constitutes an unreasonably dangerous working condition. In fact, district courts in the Fifth Circuit have held that `it would be ludicrous to suggest that the vessel owner had a duty to resurface the portions of the vessel which it turned over to the stevedore.'" Kitchens v. Tankers, No. 4:14-CV-2088, 2016 WL 5171411, at *4 (S.D. Tex. Jan. 13, 2016), aff'd sub nom. Kitchens v. Stolt Tankers B.V., 657 F. App'x 248 (5th Cir. 2016) (quoting Thompson v. Cargill, Inc., 585 F.Supp. 1332 (E.D. La. 1984)); see also Verret v. Dean Boats, Inc., No. CIV. A. 87-1237, 1989 WL 81274, at *9 (E.D. La. July 20, 1989) ("As the Thompson court so succinctly and logically explained, experienced and expert longshoremen frequently perform their work on the decks of vessels which may be devoid of nonskid surfaces. To allow longshoremen to bring a negligence action against a vessel without non-skid surfaces would be paramount to allowing them to proceed on a theory of unseaworthiness, a right which was abrogated by the 1972 amendments to the LHWCA.") (internal quotation marks and citations omitted).
Similarly, "Plaintiff offers no case law to support its position that the absence of non-skid coating on the [CHEOKEE]'s deck constitutes a latent or hidden danger when coupled with dim lighting. In fact, district courts in the Fifth and other Circuits frequently hold that the absence of a non-skid coating on vessel surfaces does not give rise to a vessel owner's turnover duty to warn." Id. (citing Thompson v. Cargill, Inc., 585 F.Supp. 1332; Anastasiou v. M/T World Trust, 338 F.Supp.2d 406 (E.D.N.Y 2005); Giganti v. Polsteam Shipping Co., 997 F.Supp.2d 182, 193 (E.D.N.Y. 2013)); see also Dias v. TMS Seacod GmbH & Co. KG, 84 F.Supp.3d 107, 111 (D.R.I. 2015) ("The absence of a non-skid surface . . . has generally not been found to violate the vessel owner's duty of care to the stevedore. Nor does it constitute a hidden hazard giving rise to a duty to warn the stevedore."); Davis v. Pan Ocean Shipping Co., No. CIV.A.96-6103, 1999 WL 144095, at *5 (E.D. Pa. Mar. 15, 1999) ("This court similarly rejects the argument that the non-skid surface by itself is a non-obvious hazard that warrants liability, absent some evidence that the defendant should have known that such a non-skid surface created the risk of accidents and that an experienced stevedore never would have worked on such a non-skid surface. No such evidence has been offered. To do otherwise would permit a plaintiff to proceed improperly on an unseaworthiness theory.")
Precedent is clear that Plaintiff's claim for breach of the turnover duty due to a lack of non-skid material lacks merit. Plaintiff cites no authority in support of his claim. Nor does he attempt to distinguish the significant body of case law that forecloses his non-skid material turnover duty claim as a matter of law.
Plaintiff tries to persuade the Court that the absence of non-skid material and other alleged deficiencies constitutes vessel negligence based on the report and affidavit of his expert, Henry S. Woods III. According to Plaintiff, Mr. Woods's opinions, at a minimum, create a genuine fact dispute for trial. Plaintiff's reliance on the opinions of Mr. Woods in this regard is unavailing.
The gravamen of Mr. Woods's conclusions in his affidavit and report are that Targa had an obligation to put non-skid coating on all of its deck surfaces and warn Plaintiff about the lack of non-skid material on the CHEROKEE.
As discussed supra, district courts in the Fifth Circuit (and in other Circuits) repeatedly have held that the presence of decks on a vessel without non-skid coating, and the failure to warn of such exposed decks, does not constitute a violation of the turnover duty as matter of law. See, e.g., Thompson, 585 F. Supp. at 1334 ("The lack of a non-skid surface on the deck of the vessel is a condition which existed prior to the commencement of the stevedoring operations. As such, the vessel owner's only duty of care towards the stevedore was to exercise ordinary care in making the area safe for the expert and experienced stevedore, and to warn the stevedore of any hidden unsafe condition. The lack of a non-skid surface was not a hidden condition which would give rise to the vessel owner's duty to warn. Furthermore, it would be ludicrous to suggest that the vessel owner had a duty to resurface the portions of the vessel which it turned over to the stevedore. The Court takes judicial notice of the fact that experienced and expert stevedores have frequent occasion to perform their work on the decks of vessels which may not have non-skid surfaces."); Dias v. TMS Seacod GmbH & Co. KG, 84 F.Supp.3d 107, 111 (D.R.I. 2015); Giganti v. Polsteam Shipping Co., 997 F.Supp.2d 182, 193 (E.D.N.Y. 2013); Davis v. Pan Ocean Shipping Co., No. CIV.A.96-6103, 1999 WL 144095, at *5 (E.D. Pa. Mar. 15, 1999). Mr. Woods's conclusions and averments that Targa should have ensured all of its decks were covered with nonskid material and warned Plaintiff that such material was absent from at least certain parts of the barge, is in direct contravention of nearly thirty years of consistent contrary jurisprudence on the subject. Accordingly, Mr. Woods's opinions are irrelevant to the question of whether the lack of non-skid material on the CHEROKEE gives rise a turnover duty breach in this case.
The second Scindia duty is the "active control" duty, which is applicable once stevedoring operations have begun. This duty requires that the vessel owner "exercise due care to avoid exposing longshoremen to harm from hazards that they may encounter in areas, or from equipment, under the active control of the vessel during the stevedoring operation." Manson Gulf, L.L.C v. Modern Am. Recycling Serv., Inc., 878 F.3d 130, 134 (5th Cir. 2017) (quoting Scindia Steam Nav. Co. v. De Los Santos, 451 U.S. 156, 167 (1981)); Howlett v. Birkdale Shipping Co., S.A., 512 U.S. 92, 98 (1994). In the "active control" context, "[t]he key issue is whether the work area in question has been `turned over' to the contractor." Romero v. Cajun Stabilizing Boats Inc., 307 F. App'x 849, 851 (5th Cir. 2009). For example, the Fifth Circuit has held that for an "active control" duty to arise, "the vessel must exercise active control over the actual methods and operative details of the longshoreman's work." Pledger v. Phil Guilbeau Offshore, Inc., 88 F. App'x 690, 692 (5th Cir. 2004). The Circuit also recently has held that the complete absence of vessel employees during stevedore operations evidences a lack of "active control" by the vessel owner. See Manson Gulf, 878 F.3d at 135 ("Though the mere presence of vessel employees is not necessarily indicative of active control, we have twice cited the complete absence of such personnel as evidence of the opposite—a lack of vessel control.")
The summary judgment record in this case conclusively establishes that the CHEROKEE was not under Targa's "active control" at any time during the stevedoring activities that resulted in Plaintiff's injuries. In support of its assertion that it did not exercise "active control" over CHEROKEE, Targa submitted the unrebutted affidavit of Michael Grace, its Commercial Transport Compliance Specialist. In his affidavit, Mr. Grace avers that no "Targa employees or agents were present on the Cherokee, at the TPC facility or about the tug on January 23 and 24, 2014. Moreover, no Targa employees or agents were present during the loading or unloading activities on January 23, 2015 and January 24, 2015, the date of the incident."
In his Response, Plaintiff correctly acknowledges that "there were no known Targa individuals on the vessel at the time of the incident." Response [Doc. # 43], p. 4. However, Plaintiff contends that summary judgment in Targa's favor on this issue is not appropriate because he "has yet to depose a corporate representative of Targa to identify whether a Targa employee should have been on the vessel, or whether Targa maintained some control over the vessel." Id. This argument has no merit. Plaintiff filed his Response on March 15, 2018, one day before the discovery deadline in this case.
In summary, Targa has demonstrated that it had no employees present on the CHEROKEE at the time of the incident in issue in this case. Plaintiff cites no evidence that creates a genuine dispute regarding the presence of Targa personnel on or around the CHEROKEE when Plaintiff suffered his injuries. Plaintiff also cites no evidence that creates a genuine dispute whether Targa otherwise exercised control over the CHEROKEE at that time. Instead, Plaintiff opposes summary judgment solely on the basis of potential evidence that he has not even attempted to obtain. Such conjecture does not create a genuine dispute with respect to the level of control, if any, Targa exercised over the CHEROKEE at the time of Plaintiff's accident. Accordingly, the SJ Motion is
The third and final Scindia duty, the duty to intervene, "concerns the vessel's obligations with regard to cargo operations in areas under the principal control of the independent stevedore." Howlett, 512 U.S. at 98. Specifically, "the duty to intervene imposes liability `if the vessel owner fails to intervene in the stevedore's operations when he has actual knowledge both of the hazards and that the stevedore, in the exercise of obviously improvident judgment means to work on in the face of it and therefore cannot be relied on to remedy it." Manson Gulf, 878 F.3d at 134 (quoting Burchett v. Cargill, Inc., 48 F.3d 173, 178 (5th Cir. 1995)) (internal quotation marks omitted).
Targa asserts that it is entitled to summary judgment on this claim for the same reason it is entitled to summary judgment on Plaintiff's "active control" duty claim: the complete absence of Targa personnel on the CHEROKEE at the time of Plaintiff's accident. Plaintiff does not address Targa's argument or any other potential theory of a duty to intervene claim in his Response. Therefore, Plaintiff has abandoned any claim against Targa premised on a duty to intervene. Black, 461 F.3d at 588 n.1; Criner, 470 F. App'x at 367.
To the extent Plaintiff has not abandoned this claim, it also fails on the merits. Given the complete absence of Targa personnel on the CHEROKEE while Plaintiff was performing his duties, there is no evidence that Targa had actual knowledge of any "obviously improvident judgment" on the part of Plaintiff or his longshoreman colleagues. This omission is fatal to Plaintiff's duty to intervene claim as a matter of law. Manson Gulf, 878 F.3d at 135; see also Burchett v. Cargill, Inc., 48 F.3d 173, 179 (5th Cir. 1995) (affirming summary judgment on the duty-to-intervene issue because the vessel owner "had no personnel present at the job site who could have had knowledge of any peculiar dangers related to [the stevedore's] operations"). Consequently, the SJ Motion is
For the foregoing reasons, it is hereby
Regarding Mr. Woods's opinions that Targa failed to provide supervision or oversight, or ensure there was supervision, of vessel maintenance or vessel safety, the turnover duty applies to the shipowner's obligation before or at the commencement of the stevedore's activities. To the extent Mr. Woods opines Targa had an obligation to supervise or ensure supervision of ongoing cargo operations on the CHEROKEE, any failure to meet that obligation would not implicate the turnover duty. To the extent Mr. Woods opines that the failure to monitor or supervise occurred prior to the commencement of the stevedore's activities, the only "hazards" that Mr. Woods or Plaintiff has identified as resulting from that failure are the lack of non-skid coating and insufficient lighting. For reasons discussed above, neither of those "hazards" can serve as the basis of a turnover duty breach in this case. Kitchens, 2016 WL 5171411 at *4; Dow, 387 F. App'x at 506-07.
Finally, Mr. Woods's opinion that Targa failed to properly evaluate the "known hazards of working in exposed locations during full darkness conditions and various weather conditions," is not evidence of a turnover duty breach by Targa. The amount of light and weather in an exposed location are both open and obvious. Moreover, neither Mr. Woods nor Plaintiff offers any evidence, or cites any authority, to support their implied argument that a reasonably competent stevedore should not anticipate those same "known" hazards of working on an exposed deck, at night, in near-freezing temperatures.
In sum, Mr. Woods's opinions and conclusions conflict with settled law or are irrelevant to the question of Targa's liability. In both cases, they are more prejudicial than they are probative of any wrongdoing by Targa in this case. See FED. R. EVID. 403. Accordingly, the Court