CHARLES F. LETTOW, Judge.
In this patent case, plaintiff, Fastship LLC, alleges that the United States ("the government") through the Department of the Navy has infringed Claims 1 and 19 of its U.S. Patent No. 5,080,032 ("the '032 patent") and Claims 1, 3, 5, and 7 of its U.S. Patent No. 5,231,946 ("the '946 patent"), and thus is liable for damages under 28 U.S.C. § 1498(a).
The allegedly infringing objects of this case are Navy vessels, specifically, littoral combat ships that combine semi-planing hulls with the use of waterjets. Compl. ¶¶ 16-18. Fastship avers that the government infringed its patents in contracting with Lockheed Martin and Gibbs & Cox to design and build the Navy's Littoral Combat Ship 1 ("LCS 1") and Littoral Combat Ship 3 ("LCS 3"). Compl. ¶¶ 12-14, 18. The '032 patent was issued on January 14, 1992, and the '946 patent, a continuation of the '032 patent, was issued on August 3, 1993. Pl.'s Opening Claim Construction Br. ("Pl.'s Br.") Ex. A, Ex. B. Both patents expired on May 18, 2010. Compl. ¶ 5. At the time of expiration, LCS 1 was complete and in use by the Navy, but LCS 3 was still under construction. Hr'g Tr. 12:12-17, (June 10, 2013).
Fastship describes its invention as a combination of a semi-planing monohull vessel, longer than 200 feet with a displacement in excess of 2,000 tons, which relies on hull design and waterjet propulsion to create a large ship capable of speeds exceeding 40 knots. See Compl. ¶¶ 8-9; Hr'g Tr. 28:14-19 ("Tech. Tutorial") (Aug. 27, 2013). During the prosecution of the '032 patent, the patentee distinguished the invention from prior art in part by clarifying that each claim "recites a dual component of lift which is produced by (1) an area of the hull which produces a high pressure area in the stern area of the hull and (2) the acceleration of the water into the waterjets which produce[s] an additional lift." Def.'s Opening Claim Construction Brief ("Def.'s Br.") Ex. D ("Applicant's Amendment" (May 17, 1991)) at 9 (emphasis in original).
The '032 patent consists of 20 claims, of which two independent claims are at issue in this action. Compl. ¶ 18. Claim 1 is a product claim, while Claim 19 is a method claim.
Claim 1 describes:
A vessel comprising:
'032 patent, Claim1.
Claim 19 discloses:
'032 patent, Claim 19.
The other patent at issue, the '946 patent, contains a total of eight claims, four of which are independent claims that are asserted in this action. Claims 1 and 3 are product claims, while Claims 5 and 7 are method claims. Claim 1 pertains to:
'946 patent, Claim 1.
Claim 3 reiterates the language of Claim1 without the hull-displacement limitation:
'946 patent, Claim 3.
Claim 5 states:
'946 patent, Claim 5.
Claim 7 reiterates the language of Claim 5 without the hull-length limitation:
'946 patent, Claim 7.
Fastship filed suit in this court on August 1, 2012, alleging patent infringement. The parties submitted briefs on claim construction in August and September 2013, conducted a technological primer for the court on August 27, 2013, and presented arguments at a Markman hearing held on September 13, 2013. Of the fifteen salient terms identified by the parties, only one has an agreed construction. See Joint Claim Construction Statement, ECF No. 24. For this one term, the court adopts the mutually acceptable construction proffered by the parties. For the remaining terms, the court has classified the terms into seven groups. The constructions adopted by the court for the disputed terms of the '032 and '946 patents are specified below.
"The purpose of claim construction is to `determin[e] the meaning and scope of the patent claims alleged to be infringed.'" O2 Micro Int'l Ltd. v. Beyond Innovation Tech. Co., 521 F.3d 1351, 1360, 1362 (Fed. Cir. 2008) (quoting Markman v. Westview Instruments, Inc., 52 F.3d 967, 976 (Fed. Cir. 1995) (en banc), aff'd, 517 U.S. 370 (1996)). The construction and meaning of claims in a patent are questions of law for the court to address. Markman, 517 U.S. at 388-90. Although the trial court is not required to construe every term in a patent, it must construe any term for which claim scope is disputed. O2 Micro, 521 F.3d at 1360. The court begins this task by first looking to the intrinsic evidence of record, as "intrinsic evidence is the most significant source of the legally operative meaning of disputed claim language." Vitronics Corp. v. Conceptronic, Inc., 90 F.3d 1576, 1582 (Fed. Cir. 1996). Intrinsic evidence consists of the "patent itself, including the claims, the specification and . . . the prosecution history." Id. (citing Markman, 52 F.3d at 979).
To construe claim terms, a court should generally look to the ordinary and customary meanings attributed to them by those of ordinary skill in the art at the date of the invention, which is the effective filing date of the patent application. Phillips v. AWH Corp., 415 F.3d 1303, 1313 (Fed. Cir. 2005) (en banc). "That starting point is based on the well-settled understanding that inventors are typically persons skilled in the field of the invention and that patents are addressed to and intended to be read by others of skill in the pertinent art." Id. Courts have recognized, however, that "a patentee may choose to be his own lexicographer and use terms in a manner other than their ordinary meaning, as long as the special definition of the term is clearly stated in the patent specification or file history." Vitronics, 90 F.3d at 1582 (citing Hoechst Celanese Corp. v. BP Chems. Ltd., 78 F.3d 1575, 1578 (Fed. Cir. 1996); Hormone Research Found., Inc. v. Genentech, Inc., 904 F.2d 1558, 1563, (Fed. Cir. 1990), cert. dismissed pursuant to Sup. Ct. R. 46, 499 U.S. 955 (1991)). Therefore, a court must review the patent's specification "to determine whether [an] inventor has used any terms in a manner inconsistent with their ordinary meaning." Id. While the specification is important to claim construction, a court must avoid importing limitations from the specification into the claims. Phillips, 415 F.3d at 1323. Prosecution history may also be examined, with its principal purpose being to exclude interpretations disclaimed during prosecution. Chimie v. PPG Indus., Inc., 402 F.3d 1371, 1384 (Fed. Cir. 2005); Vitronics, 90 F.3d at 1582-83.
Extrinsic evidence, which includes "all evidence external to the patent and prosecution history, including expert and inventor testimony, dictionaries, and learned treatises," Markman, 52 F.3d at 980, is "less significant than the intrinsic record" in the construction process, Phillips, 415 F.3d at 1317 (quoting C.R. Bard, Inc. v. United States Surgical Corp., 388 F.3d 858, 862 (Fed. Cir. 2004)). Extrinsic evidence is not as reliable as intrinsic evidence, and the court should consider it only in conjunction with intrinsic evidence. Nonetheless, "it is permissible for the [court] in its sound discretion to admit and use such evidence." Phillips, 415 F.3d at 1319.
B. Specific Terms of the Claims Requiring Construction
Term 1 appears in Claims 1 and 19 of the '032 patent and in Claims 1, 3, 5, and 7 of the '946 patent. The "high pressure area" is described by these claims as located "at the bottom of the hull in a stern section of the hull." '032 patent, Claim 1, col. 14, lines 2-3.
The term "high pressure" is used at various points in the patent specification. Each time, the term teaches that the shape of the vessel's hull is a cause of the high pressure. See '032 patent, col. 3, lines 13-23 ("The shape of [a planing hull] is such that high pressure is induced under the hull."), col. 5, lines 14-21 ("Since it is advantageous for waterjet propulsion systems to have an area of higher pressure in the vicinity of the water inlet and since a larger flat transom area is required to install the jet units, the [semi-planing] hull form is ideally suited for waterjet propulsion."). The specification compares the high pressure area of a semi-planing hull with corresponding low pressure areas created by ordinarily configured displacement hulls. See '032 patent, col. 4, lines 8-14. This is consistent with the teaching of the technical tutorial. During the tutorial, each party's representative explained that when moving at speed, a vessel with a conventional displacement hull will experience low pressure in the area at the stern of the ship, creating a suction force, pulling the stern downwards. Tech. Tutorial at 16:9-14, 33:3-5. This low pressure, coupled with higher pressure at the bow, will result in a tendency for displacement vessels to squat at the stern when sailing. Tech. Tutorial at 16:15-23.
The government's construction also adds the limitation that the "high pressure" area is "a region of specific shape." In this respect, the government reads a limitation from the specification into the claim language. The term "specific shape" appears only once in the specification and refers to a small planing hull (shorter than 200 feet or under 200 tons) rather than a large semi-planing hull. See '032 patent, col. 3, lines 16-19. Additionally, the size and shape of the high pressure area cannot be constant, even for the same hull configuration. The hydrodynamic pressure on the hull is dependent upon the speed of the vessel as well as the configuation of the hull. See Odd M. Faltinsen, Hydrodynamics of High-Speed Marine Vehicles 247 (2005). At the Markman hearing, the government conceded this point. See Hr'g Tr. ("Markman Hearing") 57:1-5 (Sept. 13, 2013) ("And, of course, presumably, that specific shape can vary between different embodiments of the vessel. . . . [I]t might even change depending on the speed."). Therefore, the court cannot construe the high pressure area to be limited to any specific shape or size.
The claim language provides additional characteristics of the "high pressure area." Claim 19 of the '032 patent states that the "high pressure region" is responsible for hydrodynamic lift in the stern section of the vessel at a threshold ship speed. '032 patent, Claim 19, col. 15, line 19 to col. 16, line 1.
For the reasons stated, the court adopts the following construction for Term 1: "a high pressure area" is
This term is used in Claim 19 of the '032 patent and Claims 5 and 7 of the '946 patent. In both patents, the term is used in identical clauses. See '032 patent, Claim 19, col. 16, lines 11-14 ("accelerating water flow into the inlets to increase the pressure in the high pressure region and to produce further lifting of the hull which increases efficiency of the hull and reduces drag" (emphasis added)); see also '946 patent, Claim 5, col. 14, lines 67-68, Claim 7, col. 16, lines 6-7. Fastship seeks adoption of the plain and ordinary meaning of the term, Pl.'s Br. at 19, while the government urges a construction that distinguishes between hydrodynamic pressure produced by the hull and hydrodynamic pressure produced by the waterjets, Def.'s Br. at 11.
The claims and specification do not indicate that the patentee desired a specialized meaning for this term. The court need not resort to anything more complicated than the common meaning of the words when their meaning is evident and not contradicted by the claims or specification. See Phillips, 415 F.3d at 1314 ("In some cases, the ordinary meaning of claim language as understood by a person of skill in the art may be readily apparent even to lay judges, and claim construction in such cases involves little more than the application of the widely accepted meaning of commonly understood words."). Here, the term "to increase the pressure" plainly means
Term 3 appears in Claims 1 and 19 of the '032 patent and Claims 1, 3 and 5 of the '946 patent. Fastship proposes that the plain and ordinary meaning should apply to the term. Pl.'s Br. at 14, 21. The government separates the term "hydrodynamic lift" from "hydrodynamic lifting" and "hydrodynamically lifting," assigning different definitions to these terms. Def.'s Br. at 16.
When construing terms, the court seeks to construe terms to be consistent both with the specification and with other claim terms. See Phillips, 415 F.3d at 1314 ("The construction that stays true to the claim language and most naturally aligns with the patent's description of the invention will be, in the end, the correct construction." (quoting Renishaw PLC v. Marposs Societa' per Azioni, 158 F.3d 1243, 1250 (Fed. Cir. 1998))). These phrases are grouped together because it would be incorrect to ascribe a divergent interpretation to the phrases "hydrodynamic lifting" and "hydrodynamically lifting" as contrasted to "hydrodynamic lift" and "hydrodynamically lifted" because all of these terms are used interchangeably throughout the claims and specifications. See '032 patent, Claim 1, col. 14, lines 5, 24-25, Claim 19, col. 15, line 20, and col. 16, line 6; see also '946 patent, Claim 1, col. 14, lines 19-20, Claim 3, col. 14, lines 31, 48-49, Claim 5, col. 14, lines 56, 62, Claim 7, col. 15, line 9 and col. 16, line 1. Therefore, the court chooses to construe these phrases harmoniously. Thus, "hydrodynamic lift" is used throughout to patent to mean
This term appears in the '032 patent, Claim 1 (as "additional") and Claim 19 (as "further lifting") and in the '946 patent, Claims 1 and 3 (as "additional") and Claims 5 and 7 (as "further lifting"). In these instances, the term teaches that the waterjet propulsion system produces hydrodynamic lift causing further lifting or additional lifting compared to the lift produced by the hull. See '032 patent, Claim 1, col. 14, lines 23-29, Claim 19, col. 16, lines 11-14. Fastship proposes the plain and ordinary meaning of the term, Pl.'s Br. at 21, while the government proposes a detailed construction to distinguish this term from Term 3, the previous term concerning hydrodynamic lifting, Def.'s Br. at 16-17. The parties' disagreement over this term is the same as the disagreement over Term 3.
The government, using prosecution history, had sought to narrow aspects of Term 3 to relate only to hydrodynamic lift caused by the shape of the hull. Similarly, the government uses the same prosecution history to aver that the proper construction of Term 4 is limited to the hydrodynamic lift caused by the waterjets. Def.'s Br. at 18-19. As the court recognized in the construction for Term 3, however, the prosecution history states that there are dual components of lift but does not teach that these components are independent in function. Term 4 indicates that the lift generated by the waterjets is compounded with the lift caused by the bottom of the hull. See '032 patent, Claim 1, col. 14, lines 24-28. In short, the patent does not teach that the lift from the waterjets can be readily separated from the lift caused by the bottom of the hull. The specifications do indicate that the lift caused by both the waterjets and the hullform is greater than lift generated by a vessel with only one of these two sources. See '032 patent, col. 5, lines 6-13 ("A principal advantage of the integrated [semi-planning] hull and waterjet system is that . . . the accelerated flow at the intakes also produces higher pressure and greater lift to reduce drag on the hull even further."), col. 6, lines 16-24 ("[T]he acceleration of flow created by the [waterjets] produces additional dynamic lift. . . . The result is an improvement in overall propulsive efficiency compared to a hull with a conventional propeller propulsion system."). For these reasons, the court construes the terms "further lifting" and "additional" to mean
Term 5 appears in Claims 1 and 19 of the '032 patent and Claims 1, 3, 5, and 7 of the '946 patent. Fastship again advocates adoption of the plain and ordinary meaning, Pl.'s Br. at 17, while the government proposes a construction which states that any acceleration is due to a change in velocity created by the pumps, Def.'s Br. at 20. In effect, the parties disagree over the technical definition of acceleration taught in the patent and about the source of the acceleration. During the Markman hearing, Fastship pointed out that acceleration is not merely an increase in velocity but rather depends also upon direction. Markman Hearing at 31:13-17 (referencing Tech. Tutorial at 21:3-6). The government acknowledges that acceleration can incorporate direction but correctly points out that the specification only discusses acceleration as an increase in velocity. See Markman Hearing at 62:17-20. Each time the word "acceleration" or a variation of the word is used in the specification, the patent is addressing the waterjet propulsion system, which increases the velocity of the water flowing through it. See, e.g., '032 patent, col. 5, lines 6-13, col. 6, lines 16-18, col. 10, lines 34-38. Although Fastship is correct that acceleration reflects a force vector applying power in a direction, see Tech. Tutorial at 21:3-9, the claims of the patents appear either to assume a mid-line direction of the inlet and outlet or to assume that direction is not material to construction of the term, see '032 patent, Fig. 15, col. 10 and lines 34-38.
The second point of contention is whether the patent teaches a particular source of acceleration. The government avers that it does, specifically that the pumps are the sole source of water-flow acceleration. See Def.'s Br. at 20 (citing '032 Patent col. 6, lines 16-18 ("the acceleration of flow created by the pumps at or around the inlet produces additional dynamic lift")). The patent indicates that the pumps do generate acceleration of the water, but the claims do not limit acceleration to the action of the pumps. Instead, the inlets of the waterjet propulsion system are also directly tied to the acceleration of water flow. See '032 patent, Claim 1, col. 14, lines 23-24 ("acceleration of water into the at least one inlet and from the at least one waterjet"), Claim 19, col. 16, lines 11-14 ("accelerating water flow into the inlets to increase the pressure"). In particular, the design of the inlet makes a difference in the acceleration of the water flow. A change in the design or location of the inlet can make the waterjet more or less efficient by affecting the way water flows into the inlet. Tech. Tutorial at 34:15-22, 35:7-13.
Term 6 appears in Claims 1 and 19 of the '032 patent and Claims 1, 3, 5, and 7 of the '946 patent. Fastship avers that the term should be given its plain and ordinary meaning, Pl.'s Br. at 24-25, and the government proposes a specific construction for the term, Def.'s Br. at 21. The specification defines this term as the minimum speed at which a semi-planing ship develops hydrodynamic lift as a result of the high pressure generated at the aft part of the ship. '032 patent, col. 3, lines 19-22 ("The [semi-planing] ship develops hydrodynamic lift above a certain threshold speed as a result of the presence of high pressure at the aft part of the hull."). This definition is consistently used throughout the claims and specification. See '032 patent, col. 9, lines 23-27 ("It is this hull configuration which produces at a threshold speed a hydrodynamic lift under the aft section to reduce drag in relation to conventional displacement hulls as demonstrated in FIG. 14."), col. 9, lines 32-37 ("Although there is presently no agreed upon method for determining the onset of hydrodynamic lift as a result of the size and shape of this hull [embodiment], it has been suggested that such lift takes place at a threshold speed of about 26.5 knots at a displacement of 22,000 tons, in the case of this ship."). These references indicate that the patentee sought to be his own lexicographer by defining this term. See Vitronics, 90 F.3d at 1582. The court accordingly construes this term as chosen by the patentee to mean
Term 7 is found in Claims 1 and 19 of the '032 patent and Claims 1, 3, 5, and 7 of the '946 patent. Fastship urges adoption of the plain and ordinary meaning but provides an alternative construction. Pl.'s Br. at 26. The government provides a different construction based upon a naval dictionary. Def.'s Br. at 23-25. The parties disagree on the basic meaning of "efficiency" as used in the patent. The parties make two important observations in their briefs. First, the term "efficiency" is used throughout the specification, but Term 7 is specific to "efficiency of the hull." See Def.'s Br. at 23 (noting that six different definitions of efficiency appear in a publication, Lloyd's Register, Warship Hull Design Inquiry (1983), submitted in the '032 prosecution history, one of which is specific to "efficiency, hull").
Nonetheless, the efficiency of a hull is more than a measure of speed. The specification continually compares efficiency in terms of both speed and power delivered. It devotes four figures to demonstrate how variations in speed and horsepower impact semi-planing hulls compared to other vessels. See '032 patent, Fig. 9, Fig. 10, Fig. 11, Fig. 12. This understanding is more specific than the one offered by the government, which is derived from the Warship Hull Design Inquiry. See Def.'s Br. at 23 (citing Def.'s Br. Ex. F at G00000480). While both parties are correct in aspects of their construction of this term, neither construction is comprehensive. Fastship ignores that efficiency is a relative term, as seen in the patent's comparison of the semi-planing hull to conventional displacement hulls. See '032 patent, col. 5, lines 56-60 (comparing the "hydrodynamic efficiency of a [semi-planing hull] at speeds where traditional [displacement] hulls squat"). The government's construction ignores the patent's emphasis on speed rather than reference to a general definition for efficiency. See '032 patent, col. 5, lines 1-5. For these reasons the court adopts an amalgam of the parties' definitions, construing "increases efficiency of the hull" to mean
C. Terms of the Claims as to Which Construction Is Agreed Term 8: "reduces drag"
Term 8 appears in Claims 1 and 19 of the '032 patent and Claims 1, 3, 5, and 7 of the '946 patent. The parties agree that the term retains its
For the reasons provided, the eight terms identified by the parties shall be construed as stated.
It is so ORDERED.
28 U.S.C. § 1498(a).