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Nicole Matten, Individually and as Guardian of the Late Km v. Secretary of Health and Human Services, 12-155V (2014)

Court: United States Court of Federal Claims Number: 12-155V Visitors: 7
Judges: Special Master Dorsey
Filed: Jan. 08, 2014
Latest Update: Mar. 02, 2020
Summary: In the United States Court of Federal Claims OFFICE OF SPECIAL MASTERS No. 12-155V Filed: January 8, 2014 ************************************* NICOLE MATTEN, * UNPUBLISHED Individually and as Guardian * Special Master Dorsey of the late KM, * * Petitioner, * * Interim Attorneys’ Fees and Costs; v. * Reasonable Amount Requested to * which Respondent Does not Object. SECRETARY OF HEALTH * AND HUMAN SERVICES, * * Respondent. * ************************************* Patricia Finn, Patricia Finn Atto
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        In the United States Court of Federal Claims
                            OFFICE OF SPECIAL MASTERS
                                          No. 12-155V
                                     Filed: January 8, 2014

 *************************************
 NICOLE MATTEN,                                 *            UNPUBLISHED
 Individually and as Guardian                   *            Special Master Dorsey
 of the late KM,                                *
                                                *
                         Petitioner,            *
                                                *            Interim Attorneys’ Fees and Costs;
  v.                                            *            Reasonable Amount Requested to
                                                *            which Respondent Does not Object.
 SECRETARY OF HEALTH                            *
 AND HUMAN SERVICES,                            *
                                                *
                         Respondent.            *
 *************************************
Patricia Finn, Patricia Finn Attorney, P.C., Piermont, NY, for petitioner.
Ann D. Martin, U.S. Department of Justice, Washington, D.C., for respondent.

               DECISION ON INTERIM ATTORNEYS’ FEES AND COSTS 1

        On March 6, 2012, Nicole Matten (petitioner) filed a petition for compensation pursuant
to the National Vaccine Injury Compensation Program, 42 U.S.C. §§ 300aa-1 to -34 (2006), 2 on
behalf of her minor daughter, KM. Petitioner alleges that beginning on December 4, 2011, KM
began suffering from fever and lethargy, and that several days later, KM stopped breathing and
subsequently died. Petitioner contends that KM’s symptoms and death resulted from her receipt
of the influenza vaccination on December 2, 2011.
1
  Because this decision contains a reasoned explanation for the undersigned’s action in this case,
the undersigned intends to post this decision on the website of the United States Court of Federal
Claims, in accordance with the E-Government Act of 2002, Pub. L. No. 107-347, 116 Stat. 2899,
2913 (Dec. 17, 2002). As provided by Vaccine Rule 18(b), each party has 14 days within which
to request redaction “of any information furnished by that party: (1) that is a trade secret or
commercial or financial in substance and is privileged or confidential; or (2) that includes
medical files or similar files, the disclosure of which would constitute a clearly unwarranted
invasion of privacy.” Vaccine Rule 18(b). Otherwise, the entire decision will be available to the
public. 
Id. 2 The
National Vaccine Injury Compensation Program is set forth in Part 2 of the National
Childhood Vaccine Injury Act of 1986, Pub. L. No. 99-660, 100 Stat. 3755, codified as amended,
42 U.S.C. §§ 300aa-1 to -34 (2006) (Vaccine Act or the Act). All citations in this decision to
individual sections of the Vaccine Act are to 42 U.S.C.A. § 300aa.

                                                1
         On January 2, 2014, the parties filed a stipulation of facts stating that they had agreed on
what constituted a reasonable amount of attorneys’ fees and costs to have been incurred by
petitioner’s counsel to date. Respondent maintains her objection to any award of interim
attorneys’ fees and costs. Nevertheless, the parties agree to the reasonableness of the revised
total of interim attorneys’ fees and costs as set forth in paragraphs 5 and 6 of the joint stipulation,
which is attached hereto as Appendix A.

        The undersigned finds that petitioner is entitled to an award of interim attorney’s fees and
costs under the unique facts and circumstances of this case. See Butler v. Sec’y, HHS, No. 02-
1051, 
2012 WL 4458203
(Fed. Cl. Spec. Mstr. June 25, 2012) (awarding interim attorneys’ fees
and costs over respondent’s objection); Shaw v, Sec’y, HHS, 
609 F.3d 1372
, 1375 (Fed. Cr.
2010) (holding that “[w]here the claimant establishes that the cost of litigation has imposed an
undue hardship and that there exists a good faith basis for the claim, it is proper for the special
master to award interim attorneys’ fees”). The undersigned finds that paragraphs 5 and 6 of the
stipulation are reasonable and adopts them as the decision of the Court in awarding interim fees
and costs, on the terms set forth therein.

       Accordingly, the undersigned hereby awards the total of $14,856.57, issued in the
form of a check payable jointly to petitioner and petitioner’s attorney, Patricia Finn, at
Patricia Finn Attorney, P.C., for interim attorneys’ fees and costs.

       With respect to petitioner’s motion for pre-approval of Dr. Chang’s hourly rate, the
undersigned reserves judgment and will issue a separate decision.

        In the absence of a motion for review filed pursuant to RCFC Appendix B, the clerk of
the court SHALL ENTER JUDGMENT in accordance with the terms of the parties’
stipulation. 3

        IT IS SO ORDERED.

                                                s/Nora Beth Dorsey
                                                Nora Beth Dorsey
                                                Special Master




3
 Pursuant to Vaccine Rule 11(a), entry of judgment is expedited by the parties’ joint filing of
notice renouncing the right to seek review.
                                                  2
          Case 1:12-vv-00155-UNJ Document 55 Filed 01/02/14 Page 1 of 3



               IN THE UNITED STATES COURT OF FEDERAL CLAIMS
                              OFFICE OF SPECIAL MASTERS
____________________________________
                                         )
NICOLE MATTEN, Individually and as       )
Guardian of the late KM,                 )
                                         )
                      Petitioner,        )
                                         )        No. 12-155V
v.                                       )        Special Master Dorsey
                                         )        ECF
SECRETARY OF HEALTH AND                  )
HUMAN SERVICES,                          )
                                         )
                      Respondent.        )
____________________________________)

              STIPULATION OF FACTS CONCERNING THE AMOUNT
          OF ATTORNEYS’ FEES AND COSTS REASONABLY INCURRED IN
                    PROCEEDINGS IN THIS CASE TO DATE

It is hereby stipulated by and between the parties, the following factual matters:

       1. Patricia Finn, Esq., is the attorney of record for petitioner.

        2. On September 23, 2013, petitioner filed Petitioner’s Motion for Pre-Approval of the
Terms of Employment of Dr. Anthony Chang and Pre-Payment of Retainer for Expert Report.
Petitioner hereby withdraws her request for pre-payment of Dr. Chang’s $2,500.00 retainer fee to
be re-submitted at the end of the case as part of petitioner’s final attorneys’ fees and costs
application. Petitioner’s request for pre-approval of Dr. Chang’s hourly rate remains pending
before the Special Master.

        3. On December 9, 2013, petitioner filed a “Reply in Support of Motion for Pre-
Approval of the Terms of Employment of Dr. Anthony Chang and Pre-Payment of Retainer For
Expert Report,” which included a request for $29,018.57 in interim attorneys’ fees and costs that
had not been raised in the initial motion. This sum included the following items: (a) legal fees
for the work of petitioner’s attorney of record and the attorney’s staff performed from January
28, 2012, through November 21, 2013; (b) payment for the petition’s filing fee; (c) payment for
the cost of obtaining autopsy slides and other autopsy material; (d) payment for the services of
Dr. Pavelsky to date. For reasons set forth in Respondent’s Response to Petitioner’s Motion for
an Award of Interim Fees and Costs filed on September 10, 2012, respondent objects to any
award for interim fees and costs issuing at this time. For reasons set forth in petitioner’s filings
of September 23 and December 9, 2013, petitioner maintains that the issuance of an award for
interim attorneys’ fees and costs is legal and appropriate at this time.
          Case 1:12-vv-00155-UNJ Document 55 Filed 01/02/14 Page 2 of 3



       4. The parties maintain their respective positions regarding the appropriateness of an
interim award of attorneys’ fees and costs issuing in this case at this time. This remains an issue
that must be resolved by decision of the special master.

       5. Nevertheless, during informal communications, respondent’s counsel and petitioner’s
counsel discussed respondent’s objections regarding the amount of fees and costs incurred to
date. Based on these discussions, petitioner’s counsel has amended the request for interim fees
and costs as follows:

         (a) The total amount of reimbursement for legal fees incurred by petitioner’s attorney of
record and her staff for the period of time from January 28, 2012, to November 21, 2013, is
reduced to $14,000.00. The parties agree that petitioner will not seek any additional legal fees
for this time period as part of the final application for attorneys’ fees and costs at the end of the
case.

        (b) Petitioner’s request for compensation for work performed by Dr. Pavelsky is
withdrawn. The parties agree that petitioner has the right to re-submit Dr. Pavelsky’s bill to be
litigated, if necessary, as part of the final application for attorneys’ fees and costs at the end of
the case.

       (c) Petitioner seeks reimbursement for $350.00 to cover the filing fee of the petition.

        (d) Petitioner seeks reimbursement for $506.57 to cover the cost of obtaining autopsy
slides and other autopsy material.

       (e) The revised total of interim attorneys’ fees and costs requested by petitioner is
$14,856.57.

       6. Respondent stipulates that the revised amount of $14,856.57 is a reasonable amount of
attorneys’ fees and costs to have been incurred for the prosecution of this case to date.

         7. Nothing in this Stipulation, including the amount set forth in paragraphs 5(e) and 6,
should be construed as an admission, concession, or waiver by either party as to any of the
matters raised by petitioner’s interim application for attorneys’ fees and costs, including the
appropriateness of an interim award of attorneys’ fees and costs at this time, the hourly rates
requested, and other litigation-related costs. The parties simply agree (without waiving any
objections) that the total amount of compensation set forth in paragraphs 5(e) and 6 represents a
reasonable amount of attorneys’ fees and costs to have been incurred for proceedings in this case
to date.

                               END OF STIPULATION OF FACTS
/
/
/
/
/

                                                  2
         Case 1:12-vv-00155-UNJ Document 55 Filed 01/02/14 Page 3 of 3



Respectfully submitted,

ATTORNEY OF RECORD                              ATTORNEY OF RECORD
FOR PETITIONER:                                 FOR RESONDENT:

s/ Patricia Finn                                s/ Ann D. MARTIN
PATRICIA FINN                                   ANN D. MARTIN
Patricia Finn Attorney, P.C.                    Senior Trial Attorney
450 Piermont Ave.                               U.S. Department of Justice
Piermont, NY 10968                              Civil Division, Torts Branch
Tel: (845) 398-0521                             P.O. Box 146, Ben Franklin Station
                                                Washington, DC 20044
                                                Tel. (202) 307-1815

Dated: January 2, 2014




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Source:  CourtListener

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