NORA BETH DORSEY, Special Master.
On June 25, 2013, petitioner filed a petition for Vaccine Compensation in the National Vaccine Injury Compensation Program ["the Program"],
On January 16, 2015, petitioner moved for a decision dismissing the petition pursuant to Rule 21(a). In her motion, petitioner stated that "[she] has been unable to secure further evidence required by the court to prove entitlement to compensation in the Vaccine Program." Motion at ¶
1. A decision dismissing the petition was filed on February 19, 2015. Petitioner now seeks $23,161.90
For the reasons set forth below, the undersigned finds there was a reasonable basis to bring the petition and therefore grants petitioner's request for attorneys' fees and costs. However, the undersigned will reduce the total amount of attorneys' fees requested by ten percent because multiple attorneys worked on the file, interoffice meetings were inappropriately billed for, and some entries by the attorneys provided no added benefit to the petitioner or to the resolution of the case. Accordingly, petitioner's counsel will be awarded reduced attorneys' fees in the amount of $20,845.71. Including costs, the total amount awarded to petitioner is $23,575.27.
Ms. Rayner was born on January 8, 1996. On June 25, 2013, petitioner filed her petition for vaccine compensation alleging tetanus-diphtheria ("TD"), meningococcal, and human papillomavirus ("HPV") vaccinations that she received at age fourteen, on July 28, 2010, caused her to develop neurological injuries. Petition at 1-2. Ms. Rayner had pre-existing conditions including back pain from gymnastics training, dysmenorrhea, and occasional upper respiratory infections.
The initial status conference was held on August 22, 2013. At that time, no medical records had been filed. On September 3, 2013, petitioner filed exhibits 1 through 13. The Rule 4 report was suspended, pending the filing of complete medical records. Additional medical records were filed from October through December 2013 and on December 9, 2013, petitioner filed her statement of completion. On January 8, petitioner filed an amended petition in which relevant portions of the medical records were cited setting forth petitioner's extensive medical history related to migraines, as well as numerous other medical problems.
Respondent filed her Rule 4(c) Report on February 7, 2014, in which she pointed out that none of petitioner's treating physicians (of which there were many) implicated the vaccines as a cause of petitioner's medical problems.
Thereafter, a status conference was held on April 3, 2014 and issues of onset and temporal association were discussed. The petitioner was informed that she would require an expert in order to pursue her claim, and she was ordered to file an expert report by July 2, 2014. On July 2, 2014, petitioner requested an extension of time in which to file an expert report. This request was granted and petitioner was given until September 19, 2014 to file an expert report. On August 28, 2014, petitioner filed a status report in which she stated that her counsel did not intend to proceed further with the entitlement portion of the case.
On September 16, 2014, petitioner's counsel filed a motion for attorney's fees and costs. The petitioner initially requested and was given time to find alternate counsel, but on January 16, 2015, she ultimately filed a motion for a decision dismissing the petition, as she had been unable to secure further evidence required by the court to prove that she was entitled to compensation. A Decision on the motion to dismiss was issued on January 27, 2015.
Petitioner's counsel filed a motion for final attorneys' fees and costs on February 27, 2015. Respondent filed her response on March 25, 2015, objecting to the payment of attorneys' fees and costs on the basis that petitioner's claim never had a reasonable basis. Resp. Opp. at 1. The respondent argues that the medical records show that petitioner's migraines started before she received the vaccines at issue, that petitioner had a family history of migraines, that there was no evidence in the records to support causation, and that there was no temporal or causal relationship between her vaccines and the onset of her seizures. Resp. Opp. at 4.
Petitioner filed her response on April 6, 2015, arguing that the claim was feasible and not frivolous.
In addition, petitioner argues that counsel acted reasonably in their investigative efforts as the statute of limitations approached. Pet. Reply at 8. After receiving "binders" of medical records, petitioner discovered that additional medical records were necessary, but in order to "preserve the statute [of limitations]" they filed the claim before the medical records were complete.
This issue is now ripe for adjudication.
When a petitioner is successful in proving her vaccine claim and is awarded compensation, a special master must also award reasonable attorneys' fees and costs. However, "[s]pecial masters have broad discretion in awarding attorneys' fees where no compensation is awarded on the petition."
"Good faith" is a subjective standard.
"Reasonable basis" is not defined in the Vaccine Act or Program rules, and neither the Federal Circuit nor the Court of Federal Claims has defined "reasonable basis" for purposes of fee awards under the Vaccine Act.
An attorney's pre-filing investigation into the feasibility of the claim is also a relevant factor in analyzing whether a petition had a reasonable basis.
In awarding attorneys' fees, a special master has discretion to reduce the number of hours requested by the petitioner.
Generally, petitioners are entitled to a presumption of good faith, and in this case, respondent does not contest petitioner's good faith. Resp. Opp. at 4;
Respondent, however, does contest whether this petition was supported by a reasonable basis. Respondent argues that the absence of any support from Ms. Rayner's treating doctors and/or an expert opinion that her condition was caused by the vaccinations, makes filing a claim unreasonable here. Resp. Opp. at 5. According to respondent, the medical records indicate, for example, that petitioner's headaches likely began prior to her vaccinations and that she had a significant family history of migraines. Resp. Opp. at 6. Respondent further argues that there was no clear temporal or causal relationship between any of petitioner's alleged injuries and receipt of the vaccines; and that in the absence of supporting evidence of a claim, an impending statute of limitation deadline does not create a reasonable basis for filing the claim.
In response, petitioner's counsel argues that his actions were reasonable in processing petitioner's case. Pet. Reply at 8. Counsel argues that petitioner saw numerous physicians and that it took a considerable amount of time to collect and review her medical records. Due to the impending statute of limitations deadline, counsel filed the petition before all of the records were obtained to preserve petitioner's right to file a claim. Pet. Reply at 9. Further, petitioner's counsel argues that, given the facts of this case and the totality of the circumstances, petitioner's claim was not "frivolous" and maintained a reasonable basis until dismissed. Pet. Reply at 8. As such, according to counsel, the reasonable basis inquiry turns on the "feasibility of a claim, rather than the likelihood of success." Pet. Reply at 8.
Whether there is a "reasonable basis" to file a claim is determined on a case-by-case basis. In this case, the undersigned finds that there was a reasonable basis to file petitioner's claim, as counsel acted reasonably under the circumstances. It is often not within counsel's control when requested medical records are finally obtained, and given that the petitioner saw numerous physicians for a myriad of health issues, the undersigned is persuaded that counsel put forth their best efforts in investigating the claim in the time before the statute of limitations was set to expire. On March 12, 2013, counsel agreed to further investigate petitioner's claims and was provided with "extensive" medical records. Pet. Reply at 8. Subsequently, upon review of the records in his possession, they noted that the records were not complete and requested six or more sets of medical records.
Other special masters have considered an impending statute of limitations deadline in deciding whether there is reasonable basis to file a claim, and in this instance, the undersigned finds it pertinent to the decision here.
Further, with regard to respondent's arguments on the merits of petitioner's case, the undersigned notes that there are many ways in which petitioner's case could have developed on these facts. For example, the fact that petitioner may have had preexisting symptoms prior to her vaccinations did not foreclose the possibility of asserting and succeeding on a significant aggravation claim under 42 U.S.C. § 300aa-11. Further, there are claims that succeed even where there is no documentation by a treating physician to support causation.
Accordingly, petitioner had a reasonable basis to file a claim.
The next issue is to determine the amount of a reasonable award. Respondent does not set forth any specific objection to any of the fees or costs, but states that "[i]n the event the special master determines that an award of attorneys' fees and costs is appropriate, respondent requests that the special master exercise her discretion to determine a reasonable award." Resp. Opp. at 12.
Petitioner seeks $23,161.90 in attorneys' fees and $2,729.56 in costs for a total of $25,891.46. The billing records reflect that five different attorneys worked on the file.
After a ten percent reduction, the amount of attorneys' fees awarded is $20,845.71. Regarding costs, the invoices submitted to verify payment of costs all appear to be valid and accurate. Therefore, the requested costs in the amount of $2,729.56 will be awarded. The total amount petitioner is awarded for attorneys' fees and costs under 42 U.S.C. § 300 aa-15(e) is
The undersigned finds that there was a reasonable basis to bring this petition and it was brought in good faith. Petitioner's request for attorneys' fees and costs is
In the absence of a motion for review filed pursuant to RCFC Appendix B, the clerk of the court is directed to enter judgment herewith.