NANCY B. FIRESTONE, Senior Judge.
This vaccine injury case comes before the court on petitioners' motion for review of the special master's October 2, 2015 decision dismissing the petition of pro se petitioners Robert R. Bloch, Jr. and Kerry M. Bloch, on behalf of their minor child D.J.B. ("petitioners"), for "fail[ure] to prosecute or prove this case."
Petitioners initially filed their petition for vaccine compensation on February 27, 2003, under the National Childhood Vaccine Injury Act of 1986, 42 U.S.C. §§ 300aa-1 to -34 ("the Vaccine Act"), alleging that D.J.B. was injured by a vaccine or vaccines listed on the Vaccine Injury Table.
From May 2012 through March 2013, petitioners, through their attorney, filed status updates representing that an expert was reviewing their materials, Docket Nos. 35, 37, 39, 40. On June 20, 2013, petitioners filed a status report indicating that they planned to retain a medical expert. Docket No. 43. They did not, however, file any expert report.
On July 1, 2013, the special master again ordered petitioners to file an expert report. Docket No. 44. The special master stated:
On October 30, 2013, following an enlargement of time, Docket No. 46, petitioners, through their attorney, represented that they had formally retained a medical expert, Dr. Frances Kendall, M.D., to review their case. Docket No. 47. However, petitioners did not provide an expert report. On June 2, 2014, following five more enlargements of time (Order filed October 31, 2013; Docket Nos. 51, 54, 56, 59), petitioners stated that they still did not have an expert report and requested additional time to confer with counsel and "to make further report to the [special master] or to file an appropriate motion regarding the petition." Docket No. 60.
On August 20, 2014, the special master authorized counsel for petitioners to serve subpoenas on Beaches Family Health Center, Florida Department of Health in Duval County, and Florida Department of Health — Florida SHOTS, for the purpose of obtaining additional vaccination records. Docket No. 70. Petitioners represented that "information obtained from one or both of the above named entities may assist petitioners to determine how they wish to proceed or if they can reasonably do so." Docket No. 86. It appears, however, that petitioners were unable to get all of the information they sought from those entities. Docket Nos. 80, 84.
On December 30, 2014, the special master reminded petitioners of their obligation to file an expert report. Docket No. 87. The special master stated:
On March 2, 2015, counsel for petitioners stated that they were "unable to file an expert report at this time." Docket No. 94 at 1. Counsel for petitioners further stated that he had advised petitioners that he was unable to proceed with representation in their case and would therefore file a motion to withdraw.
On March 4, 2015, the special master issued an order stating, in relevant part, that:
On April 29, 2015, the special master directed petitioners, now proceeding pro se, to file an expert report by June 4, 2015. Docket No. 106. On May 22, 2015, petitioners requested additional time to file an expert report. Docket No. 108. Petitioners stated that they had only recently received case materials from their former attorney and that they were in the process of familiarizing themselves with those resources and evaluating potential expert witnesses.
On July 2, 2015, petitioners reported that they had retained a medical doctor to review their case materials and provide a report. Docket No. 110. They also reported that a chemist would support the doctor's findings.
In an order filed July 10, 2015, the special master explained that the court's rules permitted him to approve the issuance of a subpoena but did not allow him to issue a subpoena himself. Docket No. 113 at 1 (citing Vaccine Rule 7). The special master also noted that petitioners had "had ample time to obtain relevant medical records."
On July 21, 2015, petitioners filed a response to the special master's order. Docket No. 114. Petitioners again argued that D.J.B.'s birth hospital had withheld records, in particular a Hepatitis B vaccine consent/refusal form, and that their second attorney was withholding insurance billing records.
On July 30, 2015, the special master denied petitioners' request to compel the hospital to produce records. Docket No. 116.
On September 25, 2015, petitioners filed a "motion for judgment on the pleading" stating that they were sanctioning the court for the hospital's failure to comply with discovery and the failure to provide medical records. Docket No. 119. Petitioners further stated that if the court did not have all of the hospital's records for D.J.B., they wanted a "judgment on the pleading."
On October 2, 2015, after the September 29, 2015 deadline had passed, the special master, consistent with his last order stating that he would "have no choice but to dismiss their case" if an expert report were not filed, issued a decision dismissing petitioners' case.
On October 6, 2015, the special master filed an order addressing petitioners' "motion for judgment on the pleading" that they had filed on September 25, 2015, but that did not arrive in his chambers until October 5, 2015, after the decision of dismissal had been filed. Docket No. 121. In the October 6, 2015 order, the special master found that "[i]fl effect, [the decision to dismiss] has already complied with Petitioners' request" because the special master had, prior to filing his decision, "carefully reviewed the record of this case and concluded that Petitioners had failed to provide any substantial proof that [D.J.B.] suffered a vaccine-related injury."
On October 15, 2015, petitioners filed a motion asking this court to review the special master's decision. Docket No. 122. The Secretary of Health and Human Services ("respondent") filed a response on November 12, 2015. Docket No. 125.
This court has jurisdiction to review the decisions of a special master in a Vaccine Act case upon a motion from the petitioner. See 42 U.S.C. § 300aa-12. Under 42 U.S.C. § 300aa-12(e), the court may: (a) sustain the special master's decision; (b) set aside any findings of fact or conclusions of law that the court finds are arbitrary, capricious, or not in accordance with law; or (c) remand the petition to the special master for further action. A dismissal for failure to prosecute by the special master is reviewed under an abuse of discretion standard.
In their motion for review of the special master's decision, petitioners argue that the special master abused his discretion because "[a]s fact, it is the fiduciary responsibility of the Respondents to provide a transparent, preponderance of evidence that vaccines did NOT injure DJB." Pet'rs' Mot. for Review 6. Petitioners also assert that the special master should have decided this case in their favor because respondent initially challenged their claim based on the statute of limitations rather than on the basis of causation.
Respondent argues that petitioners' motion for review should be denied and the special master's decision should be affirmed because the special master's management of this case has been fair and because his dismissal of petitioners' petition was within his sound discretion. Resp't's Resp. 8-10 (Docket No. 125).
The court now turns to each of petitioners' arguments. First, the court considers petitioners' argument that the petition should have been granted because respondent had the burden of demonstrating that the vaccines at issue did not harm D.J.B. and thus petitioners did not need to show causation. This argument is without merit. Under the Vaccine Act, causation is presumed by statute for "Table injuries."
In this connection, the Vaccine Act does not permit the special master or this court to find causation in an off-Table injury case "based on the claims of a petitioner alone, unsubstantiated by medical records or by medical opinion." 42 U.S.C. § 300aa-13(a)(1). The Federal Circuit has recognized the discretion granted to the special masters to require "such evidence as may be reasonable and necessary," "the submission of such information as may be reasonable and necessary," and "the testimony of any person and the production of any documents as may be reasonable and necessary."
Second, the court finds that petitioners' contention that dismissal was not appropriate because respondent conceded the issue of causation is without merit. Petitioners suggest that respondent effectively conceded liability because respondent sought initially to dismiss their petition on statute of limitations grounds, without mentioning causation. Respondent's motion to dismiss (Docket No. 14), filed August 15, 2008, was submitted in accordance with the special master's scheduling order (Docket No. 12), filed April 15, 2008, regarding stage one of resolving the OAP non-test cases. The special master's April 15, 2008 order directed petitioners to file medical records, which they did in part on July 11, 2008. Docket No. 13. The special master's April 15, 2008 order then directed respondent to file, within 45 days of petitioners' filing, a statement regarding whether the petition was timely filed in compliance with the Vaccine Act's statute of limitations and identifying medical records in support of that statement. The special master's April 15, 2008 order further explained that the merits of petitioners' case, including the issue of causation, would not be considered until the statute of limitations issue was addressed. Therefore, the court finds that respondent did not concede the issue of causation by not raising it in the August 15, 2008 motion to dismiss and that the special master did not abuse his discretion by rejecting petitioners' contention that respondent conceded causation.
Third, the court finds that the special master did not abuse his discretion by dismissing the petition without first ordering the production of hospital records from D.J.B.'s birth. In their subpoena request (Docket No. 110), filed July 2, 2015, petitioners stated that they needed additional records because the records filed with the court "likely do not completely represent events, medical care, and treatments DJB received as a newborn infant." They focused their request on information related to a possible Hepatitis B vaccination and the failure to provide "consent." The special master denied the request for a subpoena on the grounds that the records were not relevant to the specific issue of whether a childhood vaccine caused D.J.B.'s injuries. Docket Nos. 118 (Order filed Aug. 11, 2015), 116 (Order filed July 30, 2015).
In their filing with this court, petitioners fail to address the bases for the special master's decision to deny their subpoena request. Docket No. 116. With regard to petitioners' request for a "Vaccine Consent/Refusal Form," the special master found "no record of such a form, nor was there a record of any Hepatitis B vaccination."
Finally the court finds that the dismissal for failure to prosecute and failure to follow the special master's orders is supported. The court recognizes that "while special masters are given broad authority over the manner in which they conduct Vaccine Act proceedings, that authority may not be used in a way that deprives a party of procedural rights provided by the Vaccine Act and the Vaccine Rules . . . ."
Petitioners' motion for review is
Docket No. 116 at 1. The special master continued: