NORA BETH DORSEY, Special Master.
On December 4, 2015, Andrea Fuller ("petitioner"), on behalf of her minor child, B.F., filed a petition under the National Vaccine Injury Compensation Program ("Vaccine Act" or "the Program"), 42 U.S.C. § 300aa-10
After carefully analyzing and weighing the evidence presented in this case in accordance with the applicable legal standards, the undersigned finds that petitioner provided preponderant evidence that the DTaP vaccine B.F. received on March 12, 2014 caused her to develop complex febrile seizures and epilepsy, which satisfies her burden of proof under
Petitioner filed her claim on December 4, 2015, and she filed various medical records on January 12, 2016.
On July 21, 2016, the undersigned granted the petitioner's motion to substitute counsel from Andrew Downing to Curtis Webb. Order dated July 21, 2016 (ECF No. 26). A status conference was held with Mr. Webb on August 16, 2016. Petitioner subsequently filed updated medical records on October 17, 2016. Pet. Exs. 14-20. Petitioner then filed an expert report from Dr. Marcel Kinsbourne on November 30, 2016, as well as several articles referenced in Dr. Kinsbourne's report on December 6, 2016. Pet. Exs. 21-32. Respondent filed responsive expert reports from Dr. Gregory Holmes and Dr. Hayley Gans on May 19, 2017, along with related medical literature on October 19, 2017. Respondent's Exhibits ("Resp. Exs.") A-D. Dr. Kinsbourne filed a supplemental expert report with supporting medical literature on November 13, 2017. Pet. Exs. 33-47.
During a status conference on January 30, 2018, the undersigned provided the parties with her preliminary opinions in the case. Rule 5 Order dated Jan. 31, 2018 (ECF No. 72). She stated that she found two positions set forth in petitioner's expert report compelling: that the vaccine was a substantial factor in triggering the onset of seizures, and that the subsequent MMR vaccine was a significant aggravation of B.F.'s. condition.
Prior to the scheduled entitlement hearing, pre-hearing submissions were filed by petitioner on August 31, 2018 (ECF No. 99), and by respondent on October 1, 2018 (ECF No. 106). The parties then filed their joint prehearing submission on October 3, 2018. (ECF No. 108). During the hearing on October 16-17, 2018, petitioner, Dr. Kinsbourne, Dr. Holmes, and Dr. Gans each testified. Transcript ("Tr.")
This matter is now ripe for adjudication.
B.F. was born at thirty-five weeks on May 31, 2013, with no noted complications. Pet. Ex. 68 at 2. She was seen by her pediatrician, Dr. Robert Parkey, for routine well baby checks on June 3, June 14, July 1, and August 1, 2013. Pet. Ex. 3 at 43-55. At her four-month well check on November 13, 2013, Dr. Parkey noted that B.F. had good growth and development for her age.
Petitioner took B.F. to the pediatrician on February 18, 2014, with complaints of eye irritation and drainage, cough, fever, and a runny nose for ten days. Pet. Ex. 3 at 67. She was diagnosed with an ear infection and conjunctivitis and prescribed an antibiotic.
On March 15, 2014, B.F. had a generalized febrile seizure while at a restaurant with her family. Pet. Ex. 3 at 74. This was her first seizure and she was subsequently seen in the St. Joseph's Regional Medical Center Emergency Room.
B.F. had a second febrile seizure on April 29, 2014, at 2:00 a.m., while she was sleeping. Pet. Ex. 3 at 108; Pet Ex. 67 at 3. Her parents heard gagging sounds and found her seizing in bed. Pet. Ex. 3 at 108. B.F. had a temperature of 100.5°F.
B.F. had a third seizure while being bathed on April 30, 2014, and was again taken to the St. Joseph's Regional Medical Center ER, where she was noted to have a fever of 102.7°F. Pet. Ex. 3 at 88; Pet. Ex. 67 at 3. The seizure lasted for approximately thirty minutes in total, beginning fifteen minutes before she arrived at the hospital and continuing for fifteen to twenty minutes in the ER. Pet. Ex. 3 at 88-89. Her seizure stopped after administration of rectal Valium.
On May 2, 2014, B.F. was seen for follow-up by Dr. Parkey, who noted that B.F.'s first seizure "[w]as > 10 minutes in duration." Pet. Ex. 3 at 101-02. B.F.'s diagnosis was recurrent seizures.
B.F. was seen by neurologist Dr. Gregory MacDonald on May 6, 2014. Pet. Ex. 3 at 107. Dr. MacDonald wrote, "[B.F.] has had one, and possibly 2, complex (prolonged) febrile seizures. . . . She has a 40% risk of another febrile seizure after each one — complexity of prior one raises the risk that another one might be complex (prolonged, focal, or recurrent within 24 hours)."
On May 11, 2014, B.F. had a forty-minute seizure that required three doses of Valium to be administered. Pet. Ex. 3 at 117-18. Her temperature was 100.8°F when the seizure began.
On June 5, 2014, petitioner sought a second opinion at Seattle Children's Hospital. Pet. Ex. 3 at 139-40. B.F. was seen in the hospital's Neurology Clinic and an EEG was performed.
B.F. had another seizure accompanied by a fever on June 29, 2014, that lasted fifty minutes. Pet. Ex. 3 at 153; Pet. Ex. 11 at 24. She was taken to the ER and given two doses of Diastat to stop the seizure. Pet. Ex. 11 at 24. She was prescribed an antibiotic for her fever and cough and discharged from the hospital.
At B.F.'s fifteen-month well check on September 18, 2014, Dr. Parkey noted that B.F. was doing well with an increased dose of Keppra and that her development and growth were normal. Pet. Ex. 3 at 154, 157. During this visit, B.F. received her fourth Hib and Prevnar vaccinations and her first MMR vaccination.
B.F. had her eighteen-month well check with Dr. Parkey on December 11, 2014. Pet. Ex. 3 at 166. Dr. Parkey noted that B.F. had approximately seven seizures over the past three months which "typically start[ed] with a `scream', gurgling noise, facial twitching, eye deviation, some ext twitching."
B.F. was seen by her neurologist, Dr. MacDonald, on March 31, 2015. Pet. Ex. 3 at 189. He noted that B.F. had 25 or more seizures in the past year, including some while taking Keppra and some that occurred in the absence of a fever or illness.
Between April and July 2015, petitioner called Dr. MacDonald's office several times to notify him that B.F. was having breakthrough seizures and more frequent seizures in general.
B.F. was seizure free for 127 days, until February 1, 2016, when petitioner called Dr. MacDonald's office to report that B.F. had two febrile seizures within twenty-four hours. Pet. Ex. 19 at 14. B.F. had her annual follow-up appointment with Dr. MacDonald shortly after, on March 11, 2016.
B.F. had six seizures between her 2016 annual appointment with Dr. MacDonald and her 2017 annual appointment on March 20, 2017. Pet. Ex. 48 at 31. She had one febrile seizure in April 2016 but was then seizure free for 256 days until January 2017, when she had five seizures during the month.
Throughout the summer of 2017, B.F. "had increased unprovoked seizures . . . as often as twice per week" and was "[i]ncontinent of urine and feces with several of them." Pet. Ex. 48 at 92. Dr. MacDonald increased her topiramate dosage in response, and as of her November 1, 2017 appointment with Dr. MacDonald, B.F. had been seizure free since the end of September 2017.
In late November 2017, B.F. had a series of seizures associated with an ear infection. Pet. Ex. 48 at 137. Within the first few weeks of December 2017, she had three seizures lasting less than five minutes each. Tr. 21-22. She had another seizure in March 2018 in the setting of a fever and respiratory virus that required petitioner to administer Klonopin.
At the time of the hearing, B.F.'s most recent seizure had occurred on June 9, 2018. Pet. Ex. 70 at 56; Tr. 22. She started kindergarten in the fall of 2018 and was adjusting well to the traditional classroom setting. Tr. 22-23. Petitioner testified that B.F.'s doctors had not raised any concerns about developmental or cognitive delays, but there was a 504 Education Plan in place at B.F.'s school to provide necessary accommodations for her seizure disorder. Tr. 29-30. As of her December 5, 2018 appointment with her neurologist, B.F. was still taking Depakote to control seizure activity. Pet. Ex. 70 at 56.
During the entitlement hearing, petitioner testified regarding her own experiences and the course of B.F.'s condition. Petitioner is a registered nurse who currently works as a case management supervisor. Tr. 6. B.F. was healthy when she received her vaccinations on March 12, 2014 and did not show any symptoms of a cold or other illness. Tr. 7. Petitioner indicated that B.F. seemed "a little bit tired" the morning before she experienced her first seizure, and on the day of the seizure, B.F. had "just a little tiny cough . . ., but nothing of alarm."
Petitioner stated that B.F had several seizures throughout the spring before she began to improve in May 2014. Tr. 10. B.F. had another seizure on June 29, 2014, after which she was prescribed Tegretol, which was later switched to Dilantin. Tr. 14-15. B.F. had a seizure-free period until September 25, 2014, when petitioner testified that B.F. had a seizure that was "a little bit more intense," and required the administration of Diastat to stop seizure activity. Tr. 16-17. Petitioner described the effect of the Diastat on B.F., stating that it made her "very upset, very whiny, clingy." Tr. 17. B.F. received an MMR vaccination one week prior to this seizure, on September 18, 2014. Tr. 15.
Petitioner testified that B.F. continued to have seizures at varying frequency over the next few years, with the most recent occurring in June 2018. Tr. 18. With the advice of a speech therapist, petitioner began to keep a journal of B.F.'s seizures in order to determine potential causes or stressors. Tr. 20. Petitioner stated that while B.F. has seizures with and without illness, illness is one of her "major stressors." Tr. 24-25. B.F. started kindergarten in the fall of 2018 and "is tolerating school well," but petitioner expressed concerns about the impact of B.F.'s seizures on her "long-term future" and her ability to "learn as everybody else can." Tr. 22-23, 26. B.F. is in a mainstream classroom and has a 504 Plan in place with her school, but no Individualized Education Program ("IEP") at this time. Tr. 29. Petitioner stated that there are no concerns about developmental or cognitive delays at this time and Dr. MacDonald has not raised the issue of genetic testing. Tr. 30.
Febrile seizures occur in 2-5% of children under the age of five. Resp. Ex. A, Tab 31 at 1.
Epilepsy is defined as "two unprovoked seizures." Tr. 144. Evidence shows "[febrile seizures] are associated with an increased risk of subsequent epilepsy, and that epilepsy develops in 2 to 4% of children with a history of [febrile seizures]." Resp. Ex. A, Tab 31 at 7. "[T]he risk of developing epilepsy can be as great as 57% in children with focal, prolonged, and recurrent [febrile seizures]."
Febrile seizures have a "major genetic predisposition." Resp. Ex. A, Tab 29 at 2.
Dr. Kinsbourne earned his B.A. from Christ Church at Oxford University. Pet. Ex. 22 at 1. He earned his Bachelor of Medicine (B.M.) and Bachelor of Surgery (B.Ch.) from Oxford University Medical School.
Dr. Kinsbourne explains that vaccines activate the innate immune system by stimulating the release of pro-inflammatory cytokines, and such release "is a necessary condition for the genesis of the adaptive immunity which vaccination is intended to engender." Pet. Ex. 21 at 4. While pro-inflammatory cytokine release stimulated by a vaccine is almost always "perfectly normal," in certain individuals "the flow of cytokines is excessive . . . [and] initiates seizure activity." Tr. 35. Here, the vaccines stimulated or overstimulated the innate immune system in a child with unusual sensitivity, causing seizures. Tr. 35-36. Dr. Kinsbourne alleges that this cytokine release mechanism was "operative" in B.F.'s case, because "her onset seizure occurred within seventy-two hours of the vaccinations and it is the innate immune system that can mount so rapid a response." Pet. Ex. 21 at 4. Dr. Kinsbourne states that B.F.'s March 15, 2014 seizure was "within a medically reasonable temporal interval for seizure caused by DTaP," and thus, the vaccine was "a substantial factor in triggering the onset seizure, and most likely. . . the sole cause."
On cross-examination, Dr. Kinsbourne was questioned whether B.F.'s first seizure occurred beyond three days of vaccination,
On re-cross, Dr. Kinsbourne testified that DTaP vaccinations were sufficient to cause febrile seizures three days after vaccination. Tr. 94. The Institute of Medicine ("IOM") supports Dr. Kinsbourne's position that the temporal association between B.F.'s vaccination and first seizure is appropriate. The IOM discusses a study by Huang et al.,
Although Dr. Kinsbourne acknowledges that B.F. tested positive for RSV, he argues that her "[RSV] did not cause any seizure activity" because her RSV infection was "quite longstanding," and she had a seizure only after vaccination. Pet. Ex. 21 at 3. There is no doubt, according to Dr. Kinsbourne, that B.F.'s vaccines contributed to her initial seizure. Tr. 33. Dr. Kinsbourne agrees that B.F. tested positive for RSV and had upper respiratory symptoms which were attributable to RSV. Tr. 44. He concedes that RSV could have played a role in the cause of B.F.'s first seizure but testified that RSV was not the sole cause.
Dr. Kinsbourne suggests that seizures lasting longer than ten minutes should be classified as complex, and therefore B.F.'s first seizure on March 15, 2014, which lasted at least ten minutes, is classifiable as a complex febrile seizure. Tr. 33; Pet. Ex. 21 at 4. Dr. Kinsbourne identified three reasons to support his opinion that B.F.'s first seizure was a complex febrile seizure. First, citing data in Hesdorffer et al., the median duration of a first seizure was approximately four minutes, and B.F.'s was certainly longer. Pet. Ex. 39 at 4.
Dr. Kinsbourne cites the Hesdorffer article to support his position that a seizure lasting ten minutes should be classified as complex. Hesdorffer studied the duration of first febrile seizures in 158 children. The median duration of first febrile seizures was approximately four minutes. Pet. Ex. 39 at 4. Using this data, the researchers determined cut off times for simple and complex febrile seizures by identifying a group with short first febrile seizures, and another with prolonged first febrile seizures. The data supported a definition of using ten minutes as the upper limit for simple febrile seizures.
According to Dr. Kinsbourne, a complex febrile seizure contributes to the probability of epilepsy. Tr. 39. He opines that B.F.'s March 15, 2014 seizure likely contributed to B.F.'s epilepsy because "[c]omplex febrile seizures have a much more significant risk of being followed by more febrile seizures and then afebrile seizures, meeting the definition of epilepsy." Tr. 38-39. The adage that "seizures beget seizures" still holds true in a subset of children, "whose first seizure causes changes in the brain, making neurons hyperexcitable and more prone to generate seizures than is normal." Tr. 40-41. Dr. Kinsbourne explained the mechanism underlying this process as follows. Vaccination triggers the release of chemicals (cytokines), which signal the brain to generate fever. Tr. 43. Neurons and glial cells emit more cytokines which cause inflammatory changes.
Dr. Kinsbourne cites the Feng and Chen article in support of his theory. Inflammation, specifically the release of pro-inflammatory cytokines during fever, are thought to trigger febrile seizures. "[F]ever induces the production and release of [the cytokine] IL-103b2, which subsequently triggers seizures. Seizures occur when the balance of neuronal excitation and inhibition is altered by neuronal inflammation." Pet. Ex. 28 at 482. "In turn, the seizure itself leads to inflammatory responses. Evidence from clinical observations and experiments shows that IL-103b2 contributes not only to the generation of [febrile seizures], but also to the epileptogenesis thereafter."
Dr. Kinsbourne also cites notes by Dr. MacDonald, B.F.'s treating neurologist, in support of his theory. Dr. MacDonald wrote that "each complex seizure makes it more likely that one has another such seizure." Tr. 43-44 (citing Pet. Ex. 16 at 4). Dr. Kinsbourne believes that a complex seizure can change the course of a child's seizure disorder and increase the risk of epilepsy. Dr. Kinsbourne cites a number of articles in support of his theory of causation. Vezzani et al. explains that "[s]eizures, the hallmarks of epilepsy, originate from synchronized aberrant firing of neuronal populations due to underlying hyperexcitability phenomena." Pet. Ex. 32 at 1281.
Respondent's expert, Dr. Holmes, co-authored an article with Dr. Yehezkel Ben-Ari, which Dr. Kinsbourne also cites in support of his causal theory. The authors state that "increasing experimental animal data strongly suggest that frequent or prolonged seizures in the developing brain result in long-lasting sequelae." Pet. Ex. 34 at 1055.
In addition to opining that B.F.'s March 12, 2014 DTaP vaccine triggered the onset of B.F.'s seizure disorder, Dr. Kinsbourne also asserts that the MMR vaccine B.F. received on September 18, 2014 significantly aggravated her epilepsy disorder. Pet. Ex. 52 at 3. Prior to her MMR vaccine, B.F. had a three-month seizure-free interval.
Dr. Kinsbourne argues that there is a "causal relationship" between B.F.'s September 18, 2014 MMR vaccine and her September 25, 2014 seizure because "the risk interval for a seizure after MMR has been considered to be the second week after vaccination," and the seven-day period between B.F.'s vaccination and seizure is "within the acknowledged risk interval." Pet. Ex. 51 at 3; see also Tr. 48. He concludes that because "[t]he MMR vaccination initiated a sequence of events not explicable by any other factor," B.F.'s September 18, 2014 MMR vaccination "cause[d] the significant aggravation of [B.F.'s] seizure disorder by inducing a complex seizure." Pet. Ex. 21 at 5.
With regard to B.F.'s current condition, Dr. Kinsbourne opines that she has focal epilepsy, and that her EEG from November 2017 shows a primary epileptogenic focus in the right hemisphere with secondary generalization. Tr. 77-78, 87-90; see Pet. Ex. 48 at 92.
Dr. Holmes earned his B.S. from Washington and Lee University and his M.D. from the University of Virginia School of Medicine. Resp. Ex. B at 1. From 1979 to 1986, Dr. Holmes was a Staff Neurologist at Newington Children's Hospital and John Dempsey Hospital.
Dr. Holmes begins by explaining that "[t]he medical record does not support the idea that [B.F.'s] epilepsy was caused by vaccines," particularly because B.F. tested positive for RSV at the time of her initial seizure and RSV is "well known to cause febrile seizures." Resp. Ex. A at 11. He further alleges that there is "no indication in the medical record that vaccines exacerbated [B.F.'s] condition."
Dr. Holmes addresses each of Dr. Kinsbourne's assertions individually. He first states that Dr. Kinsbourne "provide[d] no evidence that a vaccination resulted in the febrile seizure in [B.F.] or that a 10-minute febrile seizure resulted in epilepsy." Resp. Ex. A at 11. Similarly, Dr. Holmes finds "no evidence that the vaccinations [B.F.] received had any relationship to the subsequent development of epilepsy."
Dr. Holmes opines that febrile seizures do not cause epilepsy unless they are focal or 30 minutes or longer (status epilepticus). Tr. 145-46, 162. Dr. Holmes states that the risk of developing epilepsy after a simple febrile seizure is only 2%. Tr. 146 (citing Resp. Ex. A, Tab 10 at 1-2).
Dr. Holmes agreed with Dr. Kinsbourne that there can be functional changes after a seizure, but that does not mean that a child will develop epilepsy. Tr. 173. He believes that only prolonged or frequent seizures affect the neuronal network. Tr. 174-75. Quoting Berg and Shinnar, Dr. Holmes concludes that "brief seizures . . . do not appear to result in an escalating progressive syndrome leading to a permanent epileptic focus." Tr. 179 (quoting Resp. Ex. G, Tab 6 at 10).
Next, Dr. Holmes responds to the significant aggravation claim. He concedes that "[t]he MMR vaccine is associated with an increased risk for febrile seizures, and it is possible that the febrile seizure on 9/25/14 was related to the immunization." Resp. Ex. A at 13. However, he highlights that "[B.F.] had multiple febrile seizures not associated with immunizations."
Dr. Holmes also opines that although B.F. had a febrile seizure seven days after receiving the MMR vaccine, she did not have another seizure for almost two months, and thus "there is no record of exacerbation." Resp. Ex. A at 13. Critically, Dr. Holmes notes that "fluctuations in seizure frequency is common in epilepsy," and do not necessarily indicate a causal connection between the MMR vaccine and the subsequent seizure. Resp. Ex. E at 3.
Dr. Gans earned her B.A. from Connecticut College and her M.D. from SUNY Health Science Center at Syracuse. Resp. Ex. D at 1. Dr. Gans completed her post-graduate training at Stanford University School of Medicine in 1998 and has remained at Stanford since that time.
Dr. Gans opines that B.F.'s March 12, 2014 vaccination did not cause or substantially contribute to her initial febrile seizure or epilepsy. Tr. 99. Instead, Dr. Gans believes B.F.'s RSV infection "is more probable as the cause of the neurologic disease than the immunization which would only be temporally related and even this timing is not supported." Resp. Ex. C at 5. Dr. Gans describes the potential mechanisms through which RSV can cause seizure activity, explaining that "[RSV] can activate mediators of inflammation, including cytokines . . . which have been shown to have direct and indirect effects on neuronal activity and to be correlated with neurological complications, including seizures."
Dr. Gans disputes the claim that the DTaP vaccine may cause a febrile seizure three days after administration. Resp. Ex. C at 7. She states that "[i]n studies that have shown a temporal association with [febrile seizures and DTaP,] these have all occurred within 2 days and mostly on [the] day of vaccine administration."
While the studies cited by Dr. Gans showed no increased risk for seizures three days after DTaP vaccination, these findings were subject to limitations and confounding factors: misclassification and incomplete data for febrile seizures; the size of the study population; use of automated data that was sometimes inconsistent with medical records; the presence of fever that was poorly documented, thus febrile seizures were not completely and accurately documented; and increased use of acetaminophen/paracetamol, used to reduce fever after vaccination. Resp. Ex. F, Tab 1, at 6-8; Resp. Ex. F, Tab 2, at 5-6; Resp. Ex. F, Tab 3 at 6.
During the hearing, Dr. Gans stated that she would "leave it to the neurologist [Dr. Holmes]" to discuss the epilepsy aspect of B.F.'s case. Tr. 119. However, Dr. Gans opines that "there is no evidence in the studies associating seizures with immunization to support the subsequent diagnosis of epilepsy." Resp. Ex. C at 8. Dr. Gans disagrees that the MMR vaccine B.F. received aggravated her seizure disorder, because she "suffered many seizures mostly associated with acute illnesses . . . with or without the administration of vaccines," and thus any "temporal association of vaccination with any given seizure event would be arbitrary."
On cross-examination, Dr. Gans testified that she could not say whether RSV, fever, or the combination caused B.F.'s first seizure on March 15, 2014. Tr. 122-23. Dr. Gans also agreed that the DTaP vaccine causes fever. Tr. 128. The mechanism by which DTaP causes fever is due to the immune response to the vaccine, which includes pro-inflammatory cytokines, and is "highly associated with fever." Tr. 128-29. She opine
The Vaccine Act was established to compensate vaccine-related injuries and deaths. § 300aa-10(a). "Congress designed the Vaccine Program to supplement the state law civil tort system as a simple, fair and expeditious means for compensating vaccine-related injured persons. The Program was established to award `vaccine-injured persons quickly, easily, and with certainty and generosity.'"
Petitioner's burden of proof is by a preponderance of the evidence. § 300aa-13(a)(1). The preponderance standard requires a petitioner to demonstrate that it is more likely than not that the vaccine at issue caused the injury.
A petitioner must prove, by a preponderance of the evidence, the factual circumstances surrounding her claim. 42 U.S.C. § 300aa-13(a)(1)(A). To resolve factual issues, the special master must weigh the evidence presented, which may include contemporaneous medical records and testimony.
There are situations in which compelling testimony may be more persuasive than written records, such as where records are deemed to be incomplete or inaccurate.
Despite the weight afforded medical records, special masters are not bound rigidly by those records in determining onset of a petitioner's symptoms.
To receive compensation through the Program, petitioner must prove either (1) that B.F. suffered a "Table Injury"2014i.e., an injury listed on the Vaccine Injury Table2014corresponding to a vaccine that she received, or (2) that B.F. suffered an injury that was actually caused by a vaccination.
The causation theory must relate to the injury alleged. The petitioner must provide a sound and reliable medical or scientific explanation that pertains specifically to this case, although the explanation need only be "legally probable, not medically or scientifically certain."
In their joint prehearing submission, the parties identify a number of issues that require resolution. Generally, these issues will be resolved in the causation analysis discussion below. However, one issue is factual in nature, and will be discussed here: whether the 10-minute seizure that B.F. suffered on March 15, 2014 was a "complex" seizure. The undersigned finds that the seizure B.F. suffered on March 15, 2014 was a "complex" seizure based on expert opinion, medical literature, medical records, and records of treating physicians.
Both Dr. Kinsbourne and B.F.'s treating physicians classify B.F.'s March 15, 2014 seizure as complex. Dr. Kinsbourne suggests seizures that last at least ten minutes, like B.F.'s March 15, 2014 seizure, are complex. Tr. 33; Pet. Ex. 21 at 4. Although Dr. Kinsbourne acknowledged that "the cut-off point between a simple and a complex febrile seizure has often been set at 15 minutes, recent studies have favored a shorted time span." Pet. Ex. 33 at 2. For example, articles by Hesdorffer and Trinka found prolonged, complex seizures are more than ten and seven minutes respectively, supporting Dr. Kinsbourne's position. Pet. Ex. 39 at 6; Resp. Ex. A, Tab 21 at 3.
In her expert report, Dr. Gans cites to notes from treating physicians, Dr. MacDonald and Dr. Robert Parkey, which label B.F.'s March 15, 2014 seizure as complex. Resp. Ex. C at 4. Specifically, Dr. MacDonald assessed B.F. with complex febrile seizures and Dr. Parkey noted B.F.'s "prolonged initial febrile seizure on [March 15, 2014]" during a later visit. Pet. Ex. 3 at 107, 115. Dr. Parkey noted B.F.'s "seizures seem atypical."
Although Dr. Holmes opines that B.F.'s initial seizure on March 15, 2014 was a simple febrile seizure, the undersigned finds the evidence does not support his opinion. According to Dr. Holmes, most physicians use a fifteen-minute cutoff. However, as Dr. Holmes testified, "biologically, there is no evidence that a ten-minute seizure is any different than a 15-minute seizure." Tr. 160. In fact, in a supplemental report, Dr. Holmes cites an article by Berg and Shinnar, which notes that both ten and fifteen minutes have been used to describe complex seizures. Resp. Ex. E, Tab 5 at 1. However, Berg and Shinnar chose to define "[a] seizure [as] prolonged if it lasted [more than or equal to] 10 min[utes]."
Although both ten and fifteen minutes have been used to differentiate between a simple and complex seizure, recent studies have used ten minutes. Because B.F.'s initial seizure was approximately ten minutes in length, and described as atypical and prolonged, the undersigned concludes that B.F. suffered a complex seizure on March 15, 2014.
Under Althen Prong One, petitioner must set forth a medical theory explaining how the received vaccine could have caused the sustained injury. Andreu, 569 F.3d at 1375; Pafford, 451 F.3d at 1355-56. Petitioner's theory of causation need not be medically or scientifically certain, but it must be informed by a "sound and reliable medical or scientific explanation." Knudsen, 35 F.3d at 548;
Petitioner has proffered preponderant evidence of a plausible medical theory. The first tenet of Dr. Kinsbourne's medical theory is that vaccination can cause the release of pro-inflammatory cytokines, which can trigger complex febrile seizures. Petitioner provided current medical support for this theory. To summarize, Dr. Kinsbourne explains that "[v]accinations activate the innate immune system, which enables adaptive immunity to develop," by stimulating the release of pro-inflammatory cytokines. Pet. Ex. 21 at 4. When the cytokine release is excessive, seizures can occur. Tr. 35. Vaccine-associated release of pro-inflammatory cytokines is operative in a case where the seizure occurs within a medically reasonable temporal interval. Pet. Ex. 21 at 3-4. Dr. Kinsbourne testified DTaP vaccination is operative in a case where a seizure occurs within three days after the date of administration, which is defined as day zero. Tr. 33-35.
The second tenet of Dr. Kinsbourne's theory is that "seizures beget seizures." In a subset of children, the first seizure causes changes in the brain, such that further seizures may be more likely. In support of this theory, Dr. Kinsbourne cites Dr. MacDonald's notes, in which he wrote that with each complex seizure, it is more likely that another such seizure will occur. Tr. 43-44 (citing Pet. Ex. 16 at 4). Dr. Kinsbourne also cites various articles in support of his theory that seizures beget seizures, which can eventually lead to epilepsy.
While respondent relies heavily on statistical significance in arguing against Dr. Kinsbourne's theory, the undersigned is not bound by statistical data in this context where B.F. was ultimately diagnosed with epilepsy. Accordingly, the undersigned finds Dr. Kinsbourne credible, and with Dr. MacDonald's notes and supporting medical literature, petitioner has set forth a sound and reliable medical theory, satisfying Althen Prong One.
Under
In evaluating whether this prong is satisfied, the opinions and views of the vaccinee's treating physicians are entitled to some weight.
The experts agree that the first seizure was triggered by a fever. Tr. 43 (Dr. Kinsbourne), 214-15 (Dr. Holmes). However, Dr. Kinsbourne opines the DTaP vaccine contributed to B.F.'s seizure, while Dr. Holmes believes the RSV infection likely caused the initial seizure. As a foundational matter, it is important to note that "respondent accepts that the DTaP vaccine can cause a fever, which in turn can cause a febrile seizure." Resp. Posthr'g Br., filed May 3, 2019, at 19 (citing Resp. Ex. A at 11);
The undersigned finds petitioner provided preponderant evidence that the DTaP vaccination B.F. received on March 12, 2014 was a substantial contributing factor to her initial seizure on March 15, 2014. Dr. Kinsbourne opines, and the medical literature supports, that DTaP vaccinations can cause febrile seizures three days after administration. Tr. 33-35, 94;
Dr. Holmes opines that the RSV infection likely caused B.F.'s initial seizure. Dr. Holmes notes RSV is well known to cause febrile seizures. Resp. Ex. A at 11. Dr. Gans adds that "[RSV] can activate mediators of inflammation, including cytokines," similar to the inflammatory response that occurs after vaccination. Resp. Ex. C at 6; Tr. 128-29. However, as Dr. Gans testified, it is impossible to differentiate the exact cause of the first seizure "when a child presents with an infection that has neurologic complications as well as a fever." Tr. 122-23. Dr. Kinsbourne concedes that RSV could have played a role in the cause of the first seizure but opines that it is not the sole cause because the RSV infection was longstanding, and B.F. had her initial seizure only after vaccination. Tr. 44; Pet Ex. 21 at 3. He believes that the combined effect of the underlying RSV infection with the vaccination caused B.F.'s initial seizure. Tr. 81-82. Although B.F. did not appear sick on the date of vaccination, Dr. Gans testified that an RSV infection can be asymptomatic. Tr. 125.
The undersigned finds B.F.'s DTaP vaccination was a substantial factor in causing B.F.'s initial seizure.
Regardless of whether the RSV infection attributed to B.F.'s initial seizure, it is not the sole cause. As petitioner explained, B.F.'s initial seizure occurred only after administration of the DTaP vaccine and within a medically recognized time frame. The DTaP vaccine is known to cause seizures within three days of administration, which occurred here. Simply because B.F. tested positive for RSV on the date of vaccination does not preclude the finding that the vaccine was a substantial contributing factor in B.F.'s initial seizure. Although the March 12, 2014 vaccination was B.F.'s third dose of DTaP, and B.F. had no adverse reactions from previous vaccinations, studies have shown "[r]ates of fever [are] highest after DTaP [is] given as the third and fourth doses." Pet. Ex. 40 at 783. Petitioner has demonstrated a "logical sequence of cause and effect showing that the vaccination was the reason for the injury."
As discussed previously under Althen Prong One, Dr. Kinsbourne opines that seizures beget seizures, which can lead to epilepsy. He argues that B.F.'s initial seizure likely contributed to her epilepsy because complex febrile seizures are more likely to lead to more seizures and epilepsy. Tr. 38-39. Dr. Holmes agrees that the "risk of epilepsy following a febrile seizure is higher than in children without febrile seizures." Resp. Ex. G at 1;
However, as briefly discussed in
The undersigned found petitioner's
The undersigned finds petitioner provided preponderant evidence of a proximate temporal relationship between B.F.'s March 12, 2014 DTaP vaccination and B.F.'s March 15, 2014 complex febrile seizure. As discussed above, DTaP vaccinations can cause febrile seizures three days after administration. Because B.F.'s initial seizure occurred on day three, the undersigned finds petitioner established a medically acceptable time frame.
Because the undersigned concludes that petitioner has established a prima facie case, petitioner is entitled to compensation unless respondent can put forth preponderant evidence "that [B.F.'s] injury was in fact caused by factors unrelated to the vaccine."
Because the undersigned finds petitioner provided preponderant evidence under Althen that the DTaP vaccine B.F. received on March 12, 2014 caused her to develop complex febrile seizures and epilepsy, petitioner is entitled to compensation. Thus, the undersigned does not need to address whether petitioner is entitled to compensation under the claim that the MMR vaccine administered on September 18, 2014 significantly aggravated B.F.'s condition since the undersigned has already determined petitioner is entitled to compensation.
For the reasons discussed above, the undersigned finds that petitioner has established by preponderant evidence that she is entitled to compensation. A separate damages order will issue.