TENA CAMPBELL, District Judge.
Plaintiff Bruce Harper alleges that in the early morning hours of May 2, 2009, police officers used excessive force when he was repeatedly tased during a traffic stop and an arrest. Defendant Kevin Rose, a Deputy Sheriff for Davis County, initiated the traffic stop and was the first officer on the scene. Mr. Harper brought this suit against Deputy Rose and Davis County
Deputy Rose and Davis County filed a motion for summary judgment seeking dismissal of the civil rights claims on the basis that Deputy Rose is entitled to qualified immunity and that Davis County is not liable as a matter of law. In Mr. Harper's opposition to the motion, he conceded that Davis County is not liable under § 1983. (See Pl.'s Opp'n Mem. (ECF No. 83) at 3.) Accordingly, the court GRANTS the motion for summary judgment for Davis County. But Mr. Harper presses forward on his claims against Deputy Rose. Because the court finds that Deputy Kevin Rose is not entitled to qualified immunity, the court DENIES his motion for summary judgment.
Around 2:00 a.m. on May 2, 2009, Deputy Kevin Rose was patrolling in his squad car and had a ride-along passenger with him. His dashboard camera was turned on, so it captured the entire traffic stop on video. (
As depicted in the Rose Video, Deputy Rose saw a car traveling in the opposite direction and noticed that the front license plate was crooked. Plaintiff Bruce Harper was driving the car. Deputy Rose made a U-turn to follow the car, believed that he saw that the rear license plate light did not work, and signaled to the car's driver to pull over. Having an improperly secured license plate and a broken rear license plate light are both Class C misdemeanors in Utah.
Mr. Harper slowly drove to the first side street, pulled over under a street light, and stopped his car. Mr. Harper, who is slim and of medium height, immediately got out of the car and took three to four steps toward Deputy Rose (who was in uniform), stopping about twenty to twenty-five feet from the officer. The area where the two were standing was relatively well lit by the street light above and the headlights from Deputy Rose's squad car.
At the same time, Deputy Rose jumped out of his car, pointed a loaded gun at Mr. Harper, and ordered Mr. Harper multiple times in quick succession to "stay in your car" and "get back in your car now!" (Rose Video 9:22:19-25.) But Mr. Harper did not comply. As Deputy Rose was yelling orders, Mr. Harper had his right hand in his front pocket, and said something to the effect of "Don't pull your weapon on me." (
For an interminable three minutes, while Deputy Rose continued to aim his gun at Mr. Harper and repeatedly order Mr. Harper to put his hands on his head and turn around (and at one point, to get down on his knees), Mr. Harper ignored the orders. Instead of doing what Deputy Rose told him to do, Mr. Harper walked back and forth, getting progressively closer to the front bumper of the squad car, repeatedly asking throughout the incident "what's this about," "what did I do," and "what do you want?" (
About thirty seconds into the encounter, Deputy Rose called for backup, telling dispatch to "expedite, one at gun point." (Rose Video at 9:22:46.) Mr. Harper was not armed, and Deputy Rose testified during his deposition that he did not believe at the time that Mr. Harper ever reached for a weapon. (Rose Dep. at 17-18.) Mr. Harper did not verbally threaten Deputy Rose, although he was passively resisting the officer's commands.
Officer Jon Purcell was next to arrive. As soon as he pulled up (his dashboard video camera also captured the incident), he pulled out his Taser, said "Taser," pointed the Taser at Mr. Harper (one or two red lights indicated that it was aimed at Mr. Harper's chest), and counted to two. (Rose Video at 9:25:40-43; Officer Purcell Video (Ex. 6 to Pl.'s Mem. Opp'n (ECF No. 83)) at 2:33:32-33.) At this point, three officers were on the scene. As Officer Purcell aimed the Taser, Deputy Rose said "Taser" right after Officer Purcell said "Taser," and then either Deputy Rose or Officer Purcell immediately said "do it now or you are going to get tased." (Rose Video at 9:25:40-43.) Officer Purcell immediately shot the Taser at Mr. Harper.
In the moments before being tased, Mr. Harper was standing still, approximately fifteen feet from the officers. He was not told he was under arrest.
Upon being tased, Mr. Harper turned around, slightly bent over, and slowly jogged or stumbled a few feet away from the officers. Officer Purcell immediately ran up to Mr. Harper and directly placed the Taser on Mr. Harper's left buttock or lower back, delivering a "drivestun."
Officer David Suekawa arrived on the scene as the officers were struggling with Mr. Harper and Mr. Harper was being tased. Officer Suekawa's dashboard video camera provided partial footage of the event (
Over a period of approximately fifty to sixty seconds, Mr. Harper was tased six times. Mr. Harper contends that this constituted excessive force because he was not fleeing or resisting arrest. He testified that he was involuntarily reacting to the loss of muscle control and the intense pain resulting from being tased. (
Deputy Rose asserts that he is entitled to qualified immunity from Mr. Harper's excessive force claim. For the reasons set forth below, the court finds that Deputy Rose is not entitled to qualified immunity because, although he did not actually use the Taser on Mr. Harper, a reasonable jury could find that he personally participated in the infliction of excessive force through his order to Officer Purcell to tase Mr. Harper and so predictably set in motion the subsequent events at issue.
Specifically, based on a review of the Rose Video and the Purcell Video, which together capture a significant portion of the incident, the court holds that a reasonable jury could find that during the first two critical points in the incident—i.e., the initial tasing and the first drive-stun by Officer Purcell—Deputy Rose's actions were not objectively reasonable. As for the third critical point during the incident—that is, the melee on the ground in front of Mr. Harper's car during which Mr. Harper was tased four more times before he was finally handcuffed by the officers—no video sufficiently captures this portion of the incident and the parties present conflicting evidence of whether Mr. Harper was resisting arrest. Accordingly, the court finds that a genuine dispute of material facts exists concerning whether Deputy Rose is liable for the use of excessive force during the melee.
Qualified immunity "provides `immunity from suit rather than a mere defense to liability.'"
Generally, summary judgment is appropriate if the movant shows that "there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a). Because Deputy Rose raises the defense of qualified immunity, Mr. Harper, the non-movant, bears the burden of demonstrating that the law was clearly established at the time the conduct occurred and that evidence supports a finding that Deputy Rose violated that clearly established law.
Overall, even though the burden shifts to the non-movant, the court must view the facts in a light most favorable to the non-moving party.
Mr. Harper contends that Deputy Rose violated Mr. Harper's right to be free from excessive force when Deputy Rose ordered that Mr. Harper be tased and, by doing so, participated in the excessive use of force against Mr. Harper.
A citizen's excessive force claim raised in the context of an investigatory stop or arrest must be analyzed under the Fourth Amendment, which guarantees a citizen the right to be free from unreasonable seizures.
In its analysis, the court must carefully balance the "nature and quality of the intrusion on the individual's Fourth Amendment interests against the countervailing governmental interests at stake."
Before analyzing the Government's interests in tasing under the three
And the fact that use of a Taser may constitute excessive force was clearly established as early as
"Denial of qualified immunity is appropriate if the officer violated law that was `clearly established' at the time of his or her conduct."
Deputy Rose contends that he did not actually tase Mr. Harper so he is not, as a matter of fact and law, liable for use of excessive force. But Tenth Circuit case law clearly establishes that an officer may be personally involved in the use of excessive force even if his involvement amounted to indirect participation. Liability for "indirect participation" was established in April 2008 when the Tenth Circuit issued
In
Here, Deputy Rose set in motion the series of events that led to the tasings. Based on a review of the Rose Video, and taking the facts in a light most favorable to Mr. Harper, a reasonable jury could find that Deputy Rose overreacted and escalated the situation unnecessarily. When Mr. Harper got out of his car, Deputy Rose immediately drew his weapon, keeping Mr. Harper at gun point while informing dispatch and responding officers that he had a suspect at gun point. Deputy Rose offered no explanation to Mr. Harper for over three minutes. A simple response to Mr. Harper's repeated questions may have diffused the situation. But Deputy Rose did not veer from the script as he repeatedly yelled to Mr. Harper to place his hands on his head and turn around.
Only Deputy Rose knew that Mr. Harper had been pulled over for two minor equipment violations and only Deputy Rose understood the nature of the threat when he ordered Officer Purcell to tase Mr. Harper. "The display of weapons, and the pointing of firearms at persons inescapably involves the immediate threat of deadly force. Such show of force should be predicated on at least a perceived risk of injury to the officers and others, based upon what officers knew at that time."
The encounter between Mr. Harper and the police officers had three critical points: first, the initial tasing of Mr. Harper; second, the drive-stun; and third, the fight on the ground. The court analyzes each of these three critical points separately.
Traffic and equipment violations are considered minor offenses. Deputy Rose stopped Mr. Harper to investigate two minor equipment violations. Failure to secure a front license plate and driving a car that lacks a light illuminating the back license plate are Class C misdemeanors under Utah law. Utah Code Ann. §§ 41-1a-404(3), 41-1a-1302, 41-6a-1604(2)(c), 41-6a-202. Accordingly, this factor weighs against Deputy Rose. (This factor is the same for all three critical points.)
Under this
Deputy Rose emphasizes that Mr. Harper immediately stepped out of his car upon being stopped and did not comply with Deputy Rose's continued orders to place his hands on his head and turn around for more than three minutes despite being held at gun point. Mr. Harper also periodically yelled and swore at Deputy Rose. He sometimes advanced toward Deputy Rose, but always kept his distance, and then alternated movement by backing away in a confused manner. He never verbally threatened Deputy Rose or anyone else. When ordered to remove his hand from his right pocket, Mr. Harper complied and did not reach for the pocket again. Mr. Harper did not have a weapon, much less brandish a weapon or make sudden movements that would lead an officer to believe use of a weapon was imminent.
The record strongly suggests that Mr. Harper may have been a potential threat (as his anger and frustration visibly and audibly grew) but that he was not an immediate threat. He was held at bay for more than three minutes. When Officer Purcell arrived, any existing threat decreased and the officers' options for taking Mr. Harper into custody increased.
Deputy Rose contends that use of other options would have put him and Officer Purcell at greater risk. Such a contention was rejected in
507 F. Supp. 2d at 1146.
The court agrees that, under the circumstances presented in the record, the argument that Mr. Harper posed an unacceptable risk even upon the arrival of Officer Purcell cannot prevail at this juncture. Mr. Harper, who was physically smaller than both Deputy Rose and Officer Purcell, did not verbally threaten Deputy Rose or attempt to physically attack Deputy Rose. Other than the brief moment when he placed his right hand in his pocket early in the encounter, he did not make any gestures suggesting he was armed with a weapon. Indeed, when asked to remove his hand from his pocket, Mr. Harper immediately complied and never again placed his hands in his pocket before being tased. Although Mr. Harper ambled about, he always kept his distance from Deputy Rose. And when Deputy Rose ordered that Mr. Harper be tased, Mr. Harper was standing still.
For the foregoing reasons, the court finds that Deputy Rose has not met his burden of showing that no genuine dispute of material fact exists concerning whether Mr. Harper posed an immediate threat to Deputy Rose or Officer Purcell when he was initially tased.
During the time Mr. Harper was bickering with Deputy Rose, he was obstinate but passive in his non-compliance with Deputy Rose's orders.
Deputy Rose did not tell Mr. Harper that he was under arrest or explain why he stopped Mr. Harper. And within seconds of Officer Purcell's arrival, Deputy Rose ordered Officer Purcell to tase Mr. Harper while he or Officer Purcell rapidly warned Mr. Harper to comply or he would be tased. Mr. Harper was not given a chance to respond to the new threat of being tased.
In
Given the lack of a viable warning of arrest or tasing, along with Mr. Harper's passive stance right before being tased, a reasonable jury could conclude that Mr. Harper was not actively resisting arrest or fleeing at that point in the encounter.
Based on the above analysis, the court concludes that Officer Rose is not entitled to qualified immunity for his actions at this critical point.
As noted above, this factor weighs in favor of the Plaintiff.
When Mr. Harper was tased the first time, he was partially incapacitated as indicated by his reaction to the tasing. As soon as he was hit, he turned around, slightly bent over with his hands to his chest, and slowly jogged in a staggering manner a few steps before Officer Purcell ran up to Mr. Harper and drive-stunned Mr. Harper in the left buttock or lower back. The momentum of Officer Purcell's drive-stun pushed Mr. Harper forward and down to the ground, and two officers followed.
When Mr. Harper was tased the second time, he was unarmed and was suffering the effects of the first tasing. His back was to Officer Purcell. He was not moving quickly, much less lashing out with his arms or fists. He was surrounded by three police officers. A reasonable jury could find that he did not pose an immediate threat to anyone.
Officer Rose contends that Mr. Harper was attempting to flee before Officer Purcell tased him a second time. But the videos suggest otherwise. After Mr. Harper was shot with the Taser the first time, he slowly staggered away from the officers. As depicted in the video, although Mr. Harper was not completely incapacitated by the initial tasing, he was partially incapacitated and in pain. A reasonable jury could conclude that Mr. Harper's slow staggering jog did not amount to actively resisting arrest or fleeing. "Involuntary actions cannot form the basis of active resistance."
Officer Rose is not entitled to qualified immunity for his actions during the second critical point.
The accounts of what happened after the first drive-stun are conflicting. Mr. Harper contends that the flailing of his arms was an involuntary and defensive reaction to the pain of the Taser. The officers contend that Mr. Harper physically resisted being subdued and handcuffed. The videotape does not clearly show what occurred at this point in the encounter between the officers and Mr. Harper. Because of the disputed facts, the court cannot determine whether Mr. Harper was either a danger to the officers or actively resisting arrest during the time he was tased while on the ground.
Because Deputy Rose has not met his burden of showing that no genuine dispute of material fact exists to contradict his claim that his actions were objectively reasonable, he is not entitled to qualified immunity. The record suggests that the first and second tasings amounted to excessive force in violation of Mr. Harper's Fourth Amendment rights and that Deputy Rose participated in the use of that excessive force by setting in motion the events that led to Officer Purcell's initial tasing and subsequent drive-stun of Mr. Harper. That is, a reasonable jury could find that Deputy Rose participated by unnecessarily escalating the situation and then giving the order to tase Mr. Harper, a misdemeanor defendant who was not an immediate threat and who was not actively resisting arrest or trying to flee either at the time he was tased initially or when he was tased a second time.
Likewise, Deputy Rose is not entitled to qualified immunity from liability for the remaining four tasings because a genuine dispute of material facts exists concerning whether Mr. Harper was actively resisting arrest at that point in the encounter.
For the foregoing reasons, it is hereby ORDERED that the Motion for Summary Judgment (ECF No. 74) is DENIED AS TO DEPUTY KEVIN ROSE, but because Mr. Harper has conceded that Davis County is not liable, the Motion is GRANTED AS TO DAVIS COUNTY.
SO ORDERED.