EVELYN J. FURSE, Magistrate Judge.
Plaintiffs Linda and Darin Griffeth ("the Griffeths") filed this personal injury case against the United States of America on January 28, 2013. (
In September 2010, Linda Griffeth's recreational vehicle collided with a "large, rubbertired loader vehicle" in Cache County, Utah. (Compl. ¶ 8,
The Griffeths' original Complaint alleges Mr. Roberson negligently operated the loader by being in the wrong lane, failing to keep a proper lookout, failing to have proper lighting on the vehicle, and "fail[ing] to warn oncoming traffic of his location in the road despite being notified that traffic was coming," thereby causing Ms. Griffeth's accident. (See id. at ¶ 10.) The Griffeths now seek leave to add twelve paragraphs to their Complaint that add new theories of negligence, namely, that the United States' failure to post warnings, pair the loader with a pilot vehicle, or inform the Griffeths of the construction activities when they inquired about conditions at the ranger station constitutes negligence. (See id. at ¶¶ 19-30.)
The Griffeths move for leave to amend pursuant to Federal Rule of Civil Procedure 15, which provides that courts "should freely give leave [to amend] when justice so requires." Fed. R. Civ. P. 15(a)(2).
United States ex rel. Ritchie v. Lockheed Martin Corp., 558 F.3d 1161, 1166 (10th Cir. 2009) (alterations in original) (quoting Foman v. Davis, 371 U.S. 178, 182 (1962)). The United States challenges the Griffeths' Motion to Amend on the grounds of futility, undue delay, and undue prejudice.
The Federal Tort Claims Act ("FTCA") provides a waiver of the federal government's sovereign immunity and allows suits for money damages arising from the negligence of government agents. See 28 U.S.C. § 1346(b)(1); Ewell v. United States, 776 F.2d 246, 248 (10th Cir. 1985) (recognizing FTCA as waiver of sovereign immunity). However, before bringing an action in federal court, FTCA plaintiffs must present a claim to the appropriate federal agency, and that agency must have "finally denied" the plaintiff's claim. 28 U.S.C. § 2675(a). This exhaustion requirement allows the relevant agency an opportunity to investigate and settle the claim before litigation. Buhl v. United States, 117 F. App'x 39, 42 (10th Cir. 2004); Focke v. United States, 597 F.Supp. 1325, 1349 (D. Kan. 1982). To that end, claims presented to federal agencies must include "`(1) a written statement sufficiently describing the injury to enable the agency to begin its own investigation, and (2) a sum certain damages claim.'" Estate of Trentadue ex rel. Aguilar v. United States, 397 F.3d 840, 852 (10th Cir. 2005) (quoting Bradley v. United States ex rel. Veterans Admin., 951 F.2d 268, 270 (10th Cir. 1991)). Courts look to whether the claim apprised the federal agency of the underlying facts at issue, not whether the claim stated the exact ground for liability. Id. at 853. "`Because the FTCA constitutes a waiver of the government's sovereign immunity, the notice requirements established by the FTCA must be strictly construed. The requirements are jurisdictional and cannot be waived.'" Id. at 852 (citation omitted).
The United States argues the FTCA bars the Griffeths' new theories of negligence because the Griffeths did not include any facts relevant to those theories in their administrative claim. (See Opp'n Mem. 5,
On appeal, the plaintiff argued language in her administrative claim implicated lack of informed consent and pointed "to language in her claim that accused the hospital of a `substantial departure from the standard of care' and the `negligent management of [her] pregnancy [and] labor.'" Id. (alterations in original). The plaintiff argued "that failure to obtain informed consent was inherent in this language and other language indicating that during her care, a decision had to be made about changing the course of treatment." Id. The Tenth Circuit disagreed, noting that under Oklahoma law "the informed consent doctrine `imposes a duty on a physician or surgeon to inform a patient of his options and their attendant risks. If a physician breaches this duty, [the] patient's consent is defective, and [the] physician is responsible for the consequences.'" Id. (alteration in original) (citation omitted). The Tenth Circuit found nothing in the administrative claim hinted that the plaintiff consented to any treatment or that medical staff administered any treatment without informing her of her options and risks. Id. As a result, the Tenth Circuit found that the hospital "could have reasonably concluded that a claim of lack of informed consent was not intended and that an investigation into lack of informed consent was unnecessary." Id. at 885. Because the administrative claim did not give the agency notice to investigate lack of informed consent, the FTCA acted as a jurisdictional bar to any lack-ofinformed-consent claims. Id. at 884-85.
This case presents facts similar to Staggs. The Griffeths' administrative claim consists of the following:
(
An administrative claim must "`serve[] due notice that the agency should investigate the possibility of particular (potentially tortious) conduct.'" Trentadue, 397 F.3d at 852 (quoting Dynamic Image Techs., Inc. v. United States, 221 F.3d 34, 40 (1st Cir. 2000)). Applying this standard, the Griffeths' administrative claim did not provide notice that the USFS should investigate actions beyond Mr. Roberson's operation of the loader. The Griffeths' administrative claim does not allege, for example, that the Griffeths received no verbal or posted warnings about the ongoing construction or that they received inaccurate information about ongoing construction. Because the Griffeths' administrative claim focuses solely on Mr. Roberson's actions, the USFS could have reasonably concluded that the Griffeths limited their claims to Mr. Roberson's negligence in operating the loader and therefore deemed investigation into other potentially negligent acts or omissions by other employees regarding warnings unnecessary. The FTCA bars the Griffeths' proposed amendments rendering amendment futile. The undersigned therefore recommends the District Court deny the Griffeths' Motion to Amend.
If the District Court declines to follow the undersigned's above recommendation, the Court should deny leave to amend on the grounds of undue delay and undue prejudice to the United States.
Although undue delay justifies denial of a motion to amend, the Tenth Circuit has noted the "[e]mphasis is on the adjective: `Lateness does not of itself justify the denial of the amendment.'" Minter v. Prime Equip. Co., 451 F.3d 1196, 1205 (10th Cir. 2006) (quoting R. E. B., Inc. v. Ralston Purina Co., 525 F.2d 749, 751 (10th Cir. 1975)). Moreover, "Rule 15(a) does not restrict a party's ability to amend its pleadings to a particular stage in the action." Id. (citations omitted). Instead, "denial of leave to amend is appropriate `when the party filing the motion has no adequate explanation for the delay.'" Id. at 1206 (quoting Frank v. U.S. West, 3 F.3d 1357, 1365-66 (10th Cir.1993)).
The Scheduling Order set the deadline for amendment of pleadings at July 15, 2013. (
To explain their delay in bringing this Motion six months after the deadline to amend, the Griffeths state they only learned of additional evidence supporting their proposed amendments during discovery. (Mem. Supp. 1,
The Griffeths next attempt to explain their delay by arguing this case's Scheduling Order lacks clarity. (Reply 5,
(Id.) This argument lacks merit. Directly below the heading the Griffeths identify, the Scheduling Order contains separate lines identifying deadlines for "Last Day to File Motion to Amend Pleadings" and "Last Day to File Motion to Add Parties," both set for July 15, 2013. (
Lastly, the Griffeths argue the amendment cutoff was "extremely ambitious" and that "discovery had hardly begun when that deadline had run." (Reply 5,
The United States also argues that amendment at this stage of the proceedings would cause it undue prejudice. (Opp'n Mem. 7-8,
Prejudice to the nonmoving party constitutes the most important factor in determining whether to grant leave to amend. Minter, 451 F.3d at 1207. "Courts typically find prejudice only when the amendment unfairly affects the defendants `in terms of preparing their defense to the amendment.'" Id. at 1208 (citation omitted). Prejudice typically happens "when the amended claims arise out of a subject matter different from what was set forth in the complaint and raise significant new factual issues." Id. Although the Griffeths' proposed amendments implicate the same accident as their original Complaint, as discussed above, the facts and investigations relevant to the original Complaint and proposed amendments differ significantly.
Reopening the discovery and expert reports deadlines would cure the United States' potential need for additional discovery and expert reports. But the Court has no means to remedy the resulting prejudice if the United States cannot locate witnesses it now deems necessary. Thus, although the Griffeths' unexplained delay alone warrants denial of their Motion to Amend, see Minter, 451 F.3d at 1205-06, undue prejudice also weighs in favor of denial of this Motion.
For the reasons set forth above, the undersigned Magistrate Judge RECOMMENDS the District Judge DENY the Motion to Amend (
The Court will send copies of this Report and Recommendation to all parties, who are hereby notified of their right to object. See 28 U.S.C. § 636(b)(1); Fed. R. Civ. P. 72(b). The parties must file any objection to this Report and Recommendation within fourteen (14) days of service thereof. Id. Failure to object may constitute waiver of objections upon subsequent review.