ROBERT J. SHELBY, United States District Judge.
This case is about voting rights and the election districts in San Juan County, Utah. Plaintiffs are Navajo Nation — a federally recognized Indian tribe — and several individual Tribe members.
Before the court are the parties' cross-motions for summary judgment on Navajo Nation's first claim.
In its motion, the County argues that both the Fourteenth Amendment Equal Protection and Fifteenth Amendment theories Navajo Nation sets forth in its first claim for relief fail.
San Juan County responds that it had a compelling government interest in maintaining the decades-old District Three boundaries when it redistricted in 2011. It contends that it was legally required to do so to comply with the terms of a Consent Decree and a Settlement and Order entered when the County resolved the Department of Justice lawsuit against it in the 1980s.
As discussed below, the court finds that the County's position is unsupported by the language of the Consent Decree and Settlement and Order. These documents did not require the County to draw and maintain — in perpetuity — the 1986 District Three boundaries. The court concludes that the County lacks a compelling government interest in its racially-motivated districting decisions. As drawn in 1986 and maintained in 2011, the County's Commission Districts violate the Equal Protection Clause and are unconstitutional. The court therefore grants summary judgment in favor of Navajo Nation, and denies the County's cross-motion.
To provide context for Navajo Nation's claim, the court traces in two parts the development of the County's current Commission election districts. First, the court discusses the 1980s litigation that transitioned the County Commission elections from an at-large system to single-member districts. Next, the court discusses the developments in the County since the 1980s, including the 2011 redistricting that created the current election districts at issue in this case.
San Juan County is geographically Utah's largest county, occupying a "tremendous area" in the southeastern portion of the State.
In the early 1980s, San Juan County used an at-large voting system, as many state and local governments have done throughout American history.
The Department of Justice's claim that San Juan County's at-large system violated § 2 of the Voting Rights Act was not unique. As amended,
In addition to its § 2 claim, the Department of Justice brought claims against the County under the Fourteenth and Fifteenth Amendments. In arguing that the County's system of at-large voting impaired the ability of a Native American minority population to elect representatives of their choosing, the Department's apparent goal was to compel the County to move away from at-large voting and toward the establishment of single-member districts — the classic § 2 remedy.
The court did not adjudicate these claims on their merits. Instead, the Department of Justice and the County settled their dispute in a Consent Decree. Under the Consent Decree, the County was permanently enjoined from "[a]ny action or conduct which abridges or denies the right to vote of the Indian citizens of San Juan County" or "[a]pplying a voting standard, practice, or procedure which abridges the right of the Indian citizens of San Juan County to vote on the basis of race or color."
In the Consent Decree, the County also agreed to devise a plan to elect its Commission from single-member districts.
In response to the parties' request, Judge David Winder entered an Agreed Settlement and Order.
The Settlement and Order further instructed that "should an alternative form of government consisting of single member
On November 6, 1984, voters in the County approved a "Final Adopted Optional Plan of General County (Modified) Form of County Government" (the Plan).
Elections in 1986 were held based on these districts, and voters in District Three voted into office the first ever Native American member of the San Juan County Commission.
Having engaged in a process now familiar across the country,
During a period of roughly twenty-five years after the County changed its election system, a wealth of case law developed exploring and defining the limits of § 2 — including instruction on what to do after governments move from at-large to single-member districts. As the country and the courts worked through these issues, with implications for the County, its commission election districts remained fixed in place. And although there is a default expectation of redistricting after every decennial census,
So matters stood, until 2011. It is unclear why the County did not redistrict before this time.
Notwithstanding any belief that the 1986 Plan election district lines were permanent, two events placed pressure on the County to revisit them after the 2010 census. First, in October 2011, a Navajo Nation representative urged the County to explore redistricting based on demographic
In considering new districts, County officials did not entertain any suggestion of adjusting the lines of District Three. Compliance with one-person, one-vote appeared to be the only justification recognized for altering the 1986 districts, and to the extent that population malapportionment was an issue within the County, District Three was not the obvious culprit.
Rather, when redistricting was discussed beginning in 2011, Commissioner and then-Chairman Bruce Adams stated with regard to District Three "that the County is bound by a 1983 Consent Decree from the United Stated District Court for Utah and that the County would not change the basic Commission District configuration without the Judge's agreement."
The County officials who supported and were responsible for the 2011 redistricting, however, were not aware of the details of the 1980s litigation. Commissioner Adams testified that he "assumed the decree itself set up the ... districts." As explained above, the Consent Decree did not.
On November 14, 2011, San Juan County altered its election districts for the first
The election districts established in 2011 are the subject of Navajo Nation's challenge. The parties disagree about the exact demographics of the County, in part because of a dispute over how to determine which County residents should be considered Native American.
Shortly after the 2011 redistricting, Navajo Nation filed this lawsuit.
Navajo Nation alleges in its first claim for relief that the County's 2011 redistricting and its present election district scheme "constitute intentional racial discrimination in violation of the Equal Protection Clause of the Fourteenth Amendment and the Fifteenth Amendment to the United States Constitution."
San Juan County moves for summary judgment on both theories set forth in Navajo Nation's first claim for relief.
Rule 56 of the Federal Rules of Civil Procedure instructs the court to "grant summary judgment if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law."
The court concludes that strict scrutiny is appropriate here where Navajo Nation brings an Equal Protection claim against San Juan County's race-based decisions regarding its County Commission redistricting in 2011, including its inaction with regard to District Three. The court below first clarifies the nature of Navajo Nation's claim, as it seems to have caused the County some confusion. Second, the court discusses why strict scrutiny is the required standard applicable to Navajo Nation's Equal Protection challenge.
Under the Equal Protection Clause, a plaintiff may assert either a vote dilution claim or a traditional Equal Protection claim. These different types of Equal Protection challenges seem to have created confusion for San Juan County about the nature of Navajo Nation's claim. The County has consistently misapprehended the Equal Protection challenge in Navajo Nation's first claim for relief as one for vote dilution. But Navajo Nation is instead asserting a traditional Equal Protection claim. Some discussion and clarification of these differing types of claims may be helpful.
There are at least two types of vote dilution claims available under the Equal Protection Clause. First, a plaintiff may bring an Equal Protection Clause challenge to election districts that involves the principle of one-person, one-vote.
A second type of vote dilution claim under the Equal Protection Clause is the early form of vote dilution challenge the Supreme Court began to entertain in the second half of the twentieth century.
Both of these types of Equal Protection challenges involve forms of vote dilution: one of an individual's vote, and the other of a group's voice. Vote dilution is also the theory for most § 2 claims, including both the challenge that drove San Juan County's shift in election system in the 1980s, and Navajo Nation's second claim for relief in the present litigation (which is not at issue in the instant motions). When assessing the voting strength of the County's Native American population, and determining whether that group has a fair and equal opportunity to participate in County government, vote dilution is the appropriate frame of reference.
Navajo Nation's Equal Protection challenge, however, has no direct relationship to vote dilution. It is based solely on a traditional Equal Protection theory. This is a straightforward claim, recognizable from a wide variety of non-voting contexts: that San Juan County has taken actions based on race, and that these actions cannot withstand strict scrutiny. Specifically, Navajo Nation argues that District Three is drawn based on a racial classification.
The County seems to misapprehend the nature of the claim Navajo Nation asserts in its first claim for relief.
San Juan County argues that "to now characterize this remedial purpose by virtue of which a Navajo Commissioner has been elected in each succeeding election, as `racial Discrimination' would expose virtually every remedial plan implemented pursuant to the Constitution or the Voting Rights Act subject to attack as `racial discrimination.'"
At root, San Juan County argues that its efforts to remedy vote dilution have taken the significant issue off the table, and that collateral attacks on this remedy are inappropriate. At times, the County seems to view the universe of potential violations in the redistricting context to consist only of vote dilution claims — read broadly to include one-person, one-vote — and claims based on egregious violations implicating the Fifteenth Amendment of the Constitution.
Having clarified that Navajo Nation is asserting a traditional Equal Protection challenge directed to San Juan County's 2011 Commission redistricting, the court now addresses the appropriate level of scrutiny that applies to this claim. Under clearly-established Supreme Court precedent, "a racially gerrymandered districting scheme, like all laws that classify citizens on the basis of race, is constitutionally suspect" under the Equal Protection Clause; and this is true "whether or not the reason for racial classification is benign or the purpose remedial."
Accordingly, the court must first address whether Navajo Nation has proven that the County had a race-based motive for maintaining the boundaries of District Three. Navajo Nation bears the burden to prove that racial gerrymandering actually occurred. Here, the Supreme Court emphasized, mere consciousness of voters' races is not enough.
The Supreme Court accepts that such evidence need not be apparent on the face of the districts, since redistricting by its nature "typically does not classify persons at all; it classifies tracts of land, or addresses."
Here, Navajo Nation must show that racial classifications were the predominant motivation for County Commission District Three. Navajo Nation has put forth both direct and circumstantial evidence of the County's race-based legislative purpose. First, the County has directly acknowledged that race was central to its decisions regarding the boundaries of District Three. San Juan County expressly admits that "District Three `was intentionally created' by the Commission to have `a heavy concentration of American Indians.'"
Despite this proof of the County's race-based motive, under Tenth Circuit precedent, "states may intentionally create majority-minority districts and otherwise take race into consideration without coming under strict scrutiny so long as traditional districting criteria are not subordinated."
But here, San Juan County has not argued that traditional districting criteria controlled its decision-making. Instead, the County has consistently argued that maintaining the lines of District Three was necessary to comply with requirements of the Consent Decree and Settlement and Order that resulted from the 1983 Department of Justice lawsuit.
Traditional districting criteria could conceivably have had some secondary impact on the County's districting decisions, including District Three. Concerns of contiguity may have affected the drawing of the districts, evident in their shape and supported by the testimony of County Clerk and Auditor Norman Johnson.
For District Three to survive constitutional review under strict scrutiny San Juan County must show both that its district plan was in pursuit of a compelling government interest and "that its districting legislation [was] narrowly tailored to achieve [that] compelling interest."
San Juan County offers only one interest in support of its redistricting scheme: "the binding nature of the Consent Decree" — which the court takes to mean compliance with the Consent Decree the County entered with the Department of Justice in 1983, and the Settlement and Order entered by Judge Winder in 1984.
To begin, the court notes that San Juan County offered similar arguments about the effect of the 1980s litigation in support of its motion to dismiss Navajo Nation's Amended Complaint, which the court denied.
First, the Consent Decree entered into between San Juan County and the Department of Justice must be "accorded the weight of a final judgment."
Second, Judge Winder (and by extension, the United States District Court for the District of Utah) retained jurisdiction over the implementation of the Settlement and Order. This court likely has no authority to modify its terms in this separate action, or to hear in this lawsuit petitions for relief that would have to be brought in the original case. No relief will be forthcoming that would require modification of the Consent Decree or that would conflict with the Settlement and Order.
Another threshold issue is whether compliance with a consent decree can constitute a compelling governmental interest in a strict scrutiny analysis. The court is skeptical that such compliance is compelling. In the context of Equal Protection challenges to racially gerrymandered districting schemes, the Supreme Court has expressed serious concerns about recognizing the Department of Justice's determinations as binding on judicial constitutional analysis.
In Miller, the Court expressly held that where a state government "relies on the Department's determination that race-based districting is necessary to comply with the Act," then "to accept the Justice Department's objection itself as a compelling interest adequate to insulate racial districting from constitutional review ... would be surrendering to the Executive Branch [the courts'] role in enforcing the constitutional limits on race-based official action."
The court will nonetheless accept the proposition that compliance with a consent decree or court order could, in some cases, constitute a compelling interest. But for purposes of this cross-motion, that compelling government interest must be found in the terms of the Consent Decree and the Settlement and Order, specifically, and not merely in their general existence or in the County's stated subjective understanding of the requirements of each. To assess whether the Consent Decree and the Settlement and Order can provide a compelling government interest in support of the
Having addressed preliminary issues, the court now addresses whether compliance with the Consent Decree and Settlement and Order is a compelling government interest in this case, justifying the County's consideration of race in drawing and maintaining District Three boundaries. The County claims the "Consent Decree dictated the American Indian population of District 3."
In evaluating the sufficiency of the County's stated compelling governmental interest, the court constrains its review to the text of the Consent Decree and the Settlement and Order. The court's construction of these documents is essentially an act of contract interpretation, meaning "preclusive effects should be measured by the intent of the parties."
First, no language in the Consent Decree established district lines — much less dictated that the boundaries of District Three were to remain in place in perpetuity.
Similarly, the Settlement and Order did not propose or fix district lines in the County. To the contrary, the plain language of the Settlement and Order reveals that it contemplated at least the possibility that single-member election districts might not even be adopted.
Simply put, the restriction the County relies on as its compelling governmental interest is not found in the language of the Consent Decree or the Settlement and Order. And though the County supplies evidence of the subjective beliefs of County officials, experts, and others in an effort to show a different interpretation concerning what the Consent Decree requires, these subjective beliefs cannot supply legal requirements for the Consent Decree or the Settlement and Order that are not found in the documents themselves.
Concluding that the County's asserted basis for its racial classification is not a compelling governmental interest does not require the court to ascribe any bad faith to County officials. Taking all reasonable inferences in favor of San Juan County, County officials may have ensured that one election district was packed with an overwhelming majority of Native American voters because they mistakenly thought they must. Further, though the Consent Decree and the Settlement and Order did not require preserving any specific district, the County may have feared that modifying District Three would lead to liability under § 2.
But any such precaution or confusion does not mitigate the constitutional injury the County has inflicted. Under these circumstances, the County's incorrect interpretations of what § 2 demanded and what the 1980s litigation resolution required do not supply a compelling interest. Once strict scrutiny is imposed, the County must offer more than it has; innocent or "good intentions alone are not enough to sustain a supposedly benign racial classification."
And if the County thought that the Consent Decree and Settlement and Order constrained its ability to modify the boundaries of District Three, it could have taken action to confirm this understanding or to modify these documents. The County has pointed to no evidence that it ever sought relief from the Consent Decree or the Settlement and Order. After the court's ruling this past year on the effect of the Consent Decree and Settlement and Order, the County did not revisit or restart its redistricting process, or seek to address Navajo Nation's claims.
San Juan County mistakenly argues that the very notion that it may be liable to Navajo Nation in this case illustrates a conundrum governmental entities face when addressing problems with underlying issues of race:
The court disagrees.
The goals of the Voting Rights Act and the demands of the Equal Protection Clause need not be in tension. The County is liable not because meeting both is impossible, but because it failed to attend to minimal redistricting obligations for over twenty-five years, and then incorrectly treated the racially-based District Three as a permanent fixture of its politics.
Keeping an election district in place for decades without regular reconsideration is unusual in any context. But when the asserted justification for this inertia is a racial classification, it offends basic democratic principles. Self-governance, even in a County with a unique geographic character and a small population, is not a project completed in one fell swoop. San Juan County is not frozen in time, and neither are the interests and attitudes of its citizens. Even if the two largest voting groups within the County may find their political interests at cross-purposes, voters within the County may pursue those interests on an ongoing basis, and should not have to do so within unnecessary racial lines.
In this case, binding precedent, common sense, and the interests of justice all point toward the same result. Extraordinary racial classifications require recurrent reevaluation, and representative government needs active attention. Facing the strict scrutiny imposed when a government draws lines based on race, San Juan County has shown no compelling interest for its actions. Nor has it convinced the court that it is otherwise free from the liability that follows.
The County's redistricting decisions predominated by racial classifications violate the Equal Protection Clause because they are not narrowly tailored to serve a compelling governmental interest and cannot survive strict scrutiny.
For the reasons given above, Navajo Nation's Motion for Summary Judgment is
SO ORDERED this 19th day of February, 2016.
Meeting the requirements of one-person, one-vote through reallocation of voters between Districts One and Two was also an apparent consideration in the 2011 redistricting. (E.g., Dkt. 278-5, p. 60.) Even taking reasonable inferences in favor of the County, the court is skeptical that this consideration was ever a traditional basis for districting decisions in County government. The County admits that even at the time of adoption, the 1986 election districts had over a ten percent population deviation, meaning a prima facie one-person, one-vote violation existed in the districts from the outset, but was nevertheless unaddressed for roughly twenty-five years. (Dkt. 278-1, p. 19); see Daly v. Hunt, 93 F.3d 1212, 1217-18 (4th Cir.1996). Far more severe issues of malapportionment involving the County School Board districts were never addressed. (Dkt. 280.)
Further, the Supreme Court has recently held that "an equal population goal" is "part of the redistricting background" and not a factor to be weighed in determining whether racial or other factors predominated in government decision-making. Ala. Legislative Black Caucus v. Alabama, ___ U.S. ___, 135 S.Ct. 1257, 1270-71, 191 L.Ed.2d 314 (2015). Because complying with one-person, one-vote is "taken as a given," the focus should be on "a legislator's determination as to how equal population objectives will be met" and the reasons for that determination. Id.
As it has explained, the court does not address an alternate theory Navajo Nation advances: that the stated motivations for the 2011 redistricting plan were a pretext for racial discrimination (Dkt. 248, pp. 21-23). See United States v. Thurmond, 7 F.3d 947, 952 (10th Cir.1993). The statements of County officials are not necessary to find that District Three was drawn predominantly based on racial classifications. On its own, circumstantial evidence of the demographic composition of District Three establishes the use of racial classifications. Put another way, if the court considered no other evidence but the map of the County election districts and evidence of the demographic composition of those districts, it would conclude that County officials drew District Three based on race, triggering strict scrutiny. Further, to the extent the pretext argument is directed to the 2011 redistricting as a whole, it would not correspond to the district-by-district inquiry the Supreme Court requires. See supra note 76.
The Supreme Court has expressly left open whether compliance with § 2 of the Voting Rights Act could be a compelling state interest. Shaw II, 517 U.S. at 911, 116 S.Ct. 1894; Miller, 515 U.S. at 921, 115 S.Ct. 2475; see Hunter ex rel. Brandt v. Regents of Univ. of Cal., 190 F.3d 1061, 1064 (9th Cir.1999). In the absence of binding Supreme Court authority, the court looks to Tenth Circuit precedent, which holds that "compliance with § 2 of the VRA constitutes a compelling governmental interest." Sanchez v. State of Colo., 97 F.3d 1303, 1328 (10th Cir.1996). For purposes of this motion, the court recognizes that San Juan County, if it asserted § 2 compliance, would be invoking a compelling governmental interest. But District Three as drawn would still have to be narrowly tailored, "creating a district that substantially addresses the potential liability" without "deviat[ing] substantially from a hypothetical court-drawn § 2 district for predominantly racial reasons." Bush v. Vera, 517 U.S. 952, 994, 116 S.Ct. 1941, 135 L.Ed.2d 248 (1996) (O'Connor, J., concurring); see David M. Guinn et al., Redistricting in 2001 and Beyond: Navigating the Narrow Channel Between the Equal Protection Clause and the Voting Rights Act, 51 BAYLOR L. REV. 225, 251 (1999).
San Juan County has neither argued nor attempted to show that it narrowly tailored its districting decisions to achieving a § 2 compliance interest. Lines drawn twenty-five years earlier do not narrowly address potential present-day § 2 liability, especially in light of decades of intervening case law. Further, it is indisputable that a majority-minority district within the County could include a less overwhelming proportion of Native American voters. Indeed, if the Native American population of the County is over fifty percent, which most models suggest, then at least one election district must mathematically be majority-minority. Thus, even if the County asserted compliance with § 2 as a compelling governmental interest, its actions would not overcome strict scrutiny.
In this case, the court does not accept that there is an affirmative defense available. The County is effectively arguing that it is immune from suit, a conclusion that the court has rejected (in a different posture) earlier in this case. (Dkt. 166.) Absent any binding authority on this point, the court concludes that events in the 1980s are relevant to opposing Navajo Nation's motion only insofar as they might provide a compelling governmental interest — which they do not.