DUSTIN B. PEAD, District Judge.
Pursuant to 42 U.S.C. § 405(g), Plaintiff Linda Holden ("Plaintiff" or "Ms. Holden") seeks review of the Acting Commissioner of Social Security's (the "Commissioner") denial of her claim for disability insurance benefits (DIB) and supplement security income (SSI) under Titles II and XVI of the Social Security Act (the "Act"). (ECF No. 3.) Ms. Holden protectively filed applications for DIB and SSI benefits on June 24, 2014, alleging disability beginning on April 1, 2009. (A.R. 200-203, A.R. 204-212.) Her claims were denied initially, upon reconsideration and in an April 25, 2017, opinion issued by Administrative Law Judge Gary Vanderhoof (the "ALJ"). (A.R. 14-31, A.R. 72-73, A.R. 96-97.) The Appeals Council denied Plaintiff's request for review (A.R. 1-6), making the ALJ's ruling the final decision for purposes of judicial review. See 20 C.F.R. §§ 404.981, 422.210(a). Ms. Holden's appeal to this court followed.
After consideration of the parties' briefs, oral argument, the administrative record and relevant legal authorities, for the reasons set forth herein, the court reverses and remands this matter to the ALJ for further proceedings consistent with this ruling.
Plaintiff was born in 1967, completed one year of college, and worked as an office manager and grocery clerk. (A.R. 227, 234, A.R. 267-75.) She alleges she became too disabled to work full time in April of 2009 due to coronary artery disease, angina, headaches, hypertension, nose bleeds and fibromyalgia. (A.R. 222, 226.) The record contains multiple records showing Ms. Holden had coronary artery disease, previous cardiac events requiring stents and follow-up care, and received primary care from Shivwits Clinic between April 2008 and November 2014. (A.R. 319-52, A.R. 395-421, A.R. 429-521, A.R. 585-697, A.R. 743-786.)
As relevant here, Plaintiff also received care from treating physician Claude Warner, M.D., ("Dr. Warner"). In May 2014, Dr. Warner diagnosed Ms. Holden with fibromyalgia, along with other impairments and conditions.
Two state agency physicians reviewed Plaintiff's medical record in September 2014 and February 2015, and opined that Plaintiff's hypertensive vascular disease and anxiety disorder were severe impairments. (A.R. 78-79, A.R. 105-107.) The state agency physicians acknowledged Ms. Holden's fibromyalgia, but did not find it a severe impairment. (A.R. 78-79, A.R. 105-107.)
In his April 25, 2017 decision, the ALJ followed the familiar five-step sequential evaluation for assessing disability. See 20 C.F.R. § 404.1520(a)(4). At Step 2, the ALJ found that Plaintiff had the severe impairments of anxiety disorder, hypertension, and coronary artery disease. At Step 3, the ALJ determined that Ms. Holden did not have an impairment or combination of impairments that met or medically equaled a listing. (A.R. 19-21); see 20 C.F.R., pt. 404, subpt. P, app. 1.
At Step 4, the ALJ found that Plaintiff had the Residual Functional Capacity ("RFC") to perform light work
Based on vocational expert testimony, the ALJ found that Plaintiff could not perform her past relevant work, but could perform other unskilled jobs available in the national economy. (A.R. 28-30.) Representative occupations identified included addresser, document preparation clerk and systems surveillance monitor. (A.R. 29.)
As a result, under the five-step disability framework, the ALJ concluded that Ms. Holden was "not disabled." (A.R. 29-30.)
The Court reviews the Commissioner's decision to determine whether substantial evidence in the record as a whole supports the factual findings and whether the correct legal standards were applied. Hendron v. Colvin, 767 F.3d 951, 954 (10
A "failure to apply the correct legal standard or to provide this court with a sufficient basis to determine that the appropriate legal principles have been followed [are] grounds for reversal." Jensen v. Barnhart, 436 F.3d 1164, 1165 (10
On appeal, Ms. Holden advances two main arguments. First she asserts the ALJ failed to properly evaluate her fibromyalgia. Second, Plaintiff contends the ALJ's conclusion that she can perform work in the national economy is not supported by substantial evidence.
Dr. Warner diagnosed Plaintiff with fibromyalgia. On appeal, Ms. Holden contends the ALJ erred in failing to evaluate the evidence showing that her fibromyalgia is a severe impairment with functional limitations.
Social Security Ruling ("SSR" or "Ruling") 12-2p describes evidence the ALJ must consider in determining if a claimant's fibromyalgia is a Medically Determinable Impairment ("MDR"). See SSR 12-2p. In relevant part, SSR 12-2p states:
Id. The Ruling further explains that in order to meet section II.A., based on the 1990 American College of Rheumatology Criteria for the Classification of Fibromyalgia, a claimant must show: a history of widespread pain that lasts at least 3 months, at least 11 positive tender points on physical examination, and evidence that other disorders that could cause the symptoms were excluded. Id. The Ruling also states, in order to meet section II.B., based on the 2010 ACR Preliminary Diagnostic Criteria, a claimant must show: a history of widespread pain, repeated manifestations of six or more fibromyalgia symptoms and evidence that other disorders that could cause the symptoms were excluded. Id.
Upon review, the court concludes that the ALJ has not supported his findings with substantial evidence or provided a sufficient basis to determine if the appropriate principles were followed. Although there is no discussion of the ALJ's reasons for not including fibromyalgia as a severe impairment at Step 2 (A.R. 19), he does discuss fibromyalgia later in the decision. There he concludes, without explanation, that Plaintiff's fibromyalgia was "not a medically determinable impairment because neither of the two sets of criteria for diagnosing fibromyalgia described in sections II.A and II.B of SSR 12-2 is met." (A.R. 26-27.) In reaching this conclusion, however, the ALJ fails to apply any evidence to the criteria or explain what factors of the criteria are not met. Further, to the contrary, Dr. Warner's Assessment indicates that Plaintiff met both the 1990 and the 2010 criteria, as required under sections II.A and II.B. (A.R. 788-789); see also SSR 12-2p.
Next, while acknowledging Dr. Warner as an acceptable medical source, the ALJ states that "a physician's diagnosis alone is not sufficient to support of a finding of fibromyalgia as a medically determinable impairment." (A.R. 26.) In so concluding, the ALJ does not acknowledge, discuss or resolve conflict between evidence of record supporting Dr. Warner's diagnosis, including her Assessment and treatment notes (A.R. 553, A.R. 556-557) (finding Plaintiff "clearly painful in the typical trigger points"). Nor did the ALJ reconcile his findings with other records and tests in the record that identify symptoms and exclude disorders that could cause fibromyalgia-like symptoms. See (A.R. 398-400, A.R. 410, A.R. 503-504, A.R. 542, A.R. 552-553, A.R. 556-557, A.R. 559, A.R. 589, A.R. 598, A.R. 602, A.R. 703-704, A.R. 707-714, A.R. 720, A.R. 737.)
Finally, although the ALJ rejects Plaintiff's fibromyalgia as a severe impairment, he also finds her fibromyalgia to be "stable". (A.R. 27.) It is unclear how this reference to stability reflects the severity of Plaintiff's fibromyalgia. In general, the term "stable" describes a condition that is unchanging, either for better or for worse. Therefore, the "stability" of Ms. Holden's "stability" fibromyalgia should not be considered a proper indicator of whether or not it is a severe impairment.
The Commissioner urges the Court to conclude that, even if the findings are not supported by substantial evidence, the ALJ's decision is still adequate because other severe impairments were found and included in the RFC. Yet, the court will not apply a harmless error analysis. See Thomas v. Colvin, 826 F.3d 956, 959 (7th Cir. 2016) ("conjecture that the ALJ would have reached the same conclusion had he explicitly addressed the alternative set of criteria invokes an overly broad conception of harmless error of the type we have criticized previously."). Indeed, the effect of the ALJ's failure to consider fibromyalgia as a severe impairment or explain his decision not to do so, ultimately led to a failure to include in Ms. Holden's RFC any limitations ascribed to her fibromyalgia.
Overall, the ALJ does not support his determination that Ms. Holden's fibromyalgia was not a severe impairment with substantial evidence. The ALJ must provide explanation and offer reasons, supported by evidence, for rejecting probative evidence of Plaintiff's fibromyalgia. See Revels v. Berryhill, 874 F.3d 648, 662 (Cir. 2017) (remanding where ALJ failed to properly analyze claimant's fibromyalgia under SSR 12-2p); Selian v. Astrue, 708 F.3d 409, 419-20 (reversing and remanding where ALJ failed to consider treating source opinion diagnosing fibromyalgia and establish limitation per criteria in 12-2p). Accordingly, the decision is reversed and remanded for further consideration of Plaintiff's fibromyalgia consistent with the requirements of SSR 12-2p and the evidence of record.
At Step five of the sequential analysis, the burden of establishing that other work exists shifts to the Commissioner or ALJ. See Daniels v. Apfel, 154 F.3d 1129, 1132 (10th Cir. 1998). This burden can be met either by (1) the testimony of a Vocational Expert, or (2) by reference to the Medical-Vocational Guides or grids.
Plaintiff contends the ALJ's decision is in error because the job of "Addresser" is obsolete, and the occupations of "Document Preparer" and "Systems Surveillance" require a reasoning level that is not compatible with her RFC. See DOT 249.587-018, 379.367-010. The Commissioner counters that any inconsistencies are the result of reasoning level comparisons between different vocations that are related to a claimant's educational background, as opposed to the job's mental or physical skill level requirements. See Mounts v. Astrue, 479 F. App'x 860, 868 (10
In Hackett v. Barnhart, the Tenth Circuit found that the jobs identified by the Vocational Expert were not compatible with the Plaintiff's RFC, noting that the RFC's limitation to "simple and routine work tasks . . . seems inconsistent with the demands of level-three reasoning." 395 F.3d 1168, 1176 (10th Cir. 2005). As a result, the Hackett court remanded the issue to further address "the apparent conflict between Plaintiff's inability to perform more than simple and repetitive tasks, and the level three reasoning required by the jobs identified as appropriate for her by the VE." Id.; see also Paulek v. Colvin, 662 Fed. Appx. 588, 594 (10
Here, the ALJ's RFC limits Ms. Holden to "unskilled, repetitive" work that is "simple, non-detailed and non-complex" and has a "routine task nature. . . [with]. . . very few variables. (A.R. 21.) A reasoning level of 3, which all of the jobs cited by the ALJ require, demands the ability to carry out detailed instructions and is therefore facially inconsistent with the Plaintiff's RFC. Hackett, 395 F.3d at 1176. Given this discrepancy, on remand, the ALJ should elicit further explanation from the vocational expert that will resolve the conflict between jobs identified and Plaintiff's abilities as set forth in the RFC.
Under the relevant standard of review, the court finds the ALJ's conclusions were not supported by substantial evidence. Accordingly, for the reasons set forth above, the Court