McCULLOUGH, Judge.
The Indian Child Welfare Act (ICWA) provides, with regard to a termination of parental rights case involving an Indian child not domiciled on a reservation under 25 U.S.C. § 1911(a), that state courts "shall transfer" the case to a tribal court unless the court finds "good cause to the contrary." 25 U.S.C. § 1911(b). The trial court held that the guardian ad litem and the foster parents of B.N., an Indian child, had not established good cause to retain jurisdiction. The court, therefore, ordered the case transferred to the Standing Rock Sioux tribal court in North Dakota. The guardian ad litem and the foster parents appeal this decision. For their part, B.N.'s parents appeal the order granting a stay pending appeal. For the reasons noted below, we reverse and remand for further proceedings.
Jasmine Vanderplas, also known as Jasmine Thundershield,
Both Vanderplas and Nguyen have abused alcohol and drugs. They also have been convicted of a number of crimes. The Fairfax County Department of Family Services initiated a variety of steps designed to protect B.N.: a preliminary protective order, a foster care placement on April 11, 2011, and, ultimately, a petition to terminate the parental rights of both parents. B.N. has not lived with either parent since April 8, 2011, when she was nine months old. It is undisputed that she has resided in Fairfax County since her birth. By orders dated May 3, 2012, the Juvenile and Domestic Relations District Court of Fairfax County (J & DR court) terminated Nguyen's and Vanderplas's residual parental rights. Nguyen and Vanderplas appealed the orders to the circuit court.
The County repeatedly sought to keep the Tribe informed of developments in the case. The Tribe participated in the April 15, 2011 hearing by telephone. On May 2, 2011, the County wrote to a representative of the Tribe, Terrance Yellow Fat, enclosed a copy of the preliminary removal order entered by the court on April 15, 2011, and informed the representative of the Tribe's right to intervene in the pending foster care proceedings. Next, on May 10, 2011, the County mailed a copy of the adjudicatory order to the tribal representative and informed him that a dispositional hearing was scheduled for June 10, 2011. As the case proceeded through the J & DR court, the County continued to notify the Tribe, by registered mail, of the adjudicatory hearing, the dispositional hearing, and hearings on the Department's petitions for permanency planning. Fairfax County attempted to contact Mr. Yellow Fat by telephone and by sending him a letter by certified mail, dated April 4, 2012, informing him of the upcoming court hearing scheduled for May 3, 2012, in J & DR court. On June 19, 2012, the County mailed another certified letter to the tribal representative to inform him of the scheduled hearing for the termination of parental rights and informing him of the Tribe's right to intervene. The letter further stated that the hearing to terminate parental rights was scheduled for August 6, 2012, in the Fairfax County Circuit Court.
Initially, on August 1, 2012, the Tribe filed a motion to intervene in the J & DR court. By then, however, the case was pending in circuit court.
The County argued transfer was not appropriate because (1) the proceedings were at an advanced stage and the Tribe failed to promptly petition for transfer of jurisdiction; (2) the evidence necessary to decide the case could not be adequately presented in the tribal court without undue hardship to the Department and its witnesses; and (3) the transfer would harm B.N. B.N.'s guardian ad litem also relied on these grounds and raised two additional arguments: the Existing Indian Family Exception precludes application of ICWA on these facts, and application of ICWA in this case would be unconstitutional.
The circuit court found, without objection, that B.N. is an Indian child for purposes of ICWA. The court rejected each of the grounds advanced for a finding of good cause to deny transfer. The court held that the proceedings were not at an advanced stage because the Tribe presented its motion to transfer before the de novo trial on the termination of parental rights. Moreover, the court noted that the parents had not been notified of their independent right to request transfer and held that they were prejudiced
The guardian ad litem filed an emergency motion and a request to stay the court's order pending appeal. B.N.'s foster parents filed a motion to reconsider the trial court's transfer decision, which the guardian ad litem joined. In addition to the arguments previously raised, the foster parents contended that good cause existed to refuse transfer because the Fairfax County Circuit Court was the only court with jurisdiction over both parents. B.N.'s father is not a member of the Tribe and, therefore, the foster parents argued the tribal court could not adjudicate his termination of parental rights case.
The circuit court denied the motion to reconsider. After hearing testimony, the court granted the motion to stay the order to transfer, pending appeal. Regarding the stay, the court relied on testimony from a number of witnesses that it found "very, very compelling." In particular, the court heard testimony from a psychotherapist, who testified that removing B.N. from her present environment would prove "catastrophic" due to her reactive attachment disorder. A second witness, a clinical psychologist, likewise concluded that B.N. suffered from reactive attachment disorder and that a transfer at this time would very likely cause B.N. "irreparable" harm. Finally, the trial court ruled that the foster parents would be allowed to intervene as a party for purposes of the appeal. B.N.'s foster parents desire to adopt her. B.N.'s foster parents and the guardian ad litem appeal the transfer decision, and her biological parents appeal the trial court's award of a stay.
Our first task is to determine the standard of review. Appellate courts in other states have employed a variety of standards in reviewing the question of whether the trial court properly found good cause to deny transfer under ICWA. Although courts have employed a variety of approaches,
As the commentary to the guidelines acknowledges, 44 Fed.Reg. 67,591, and as a number of courts have concluded,
We conclude that an abuse of discretion standard constitutes the appropriate standard of review for transfer decisions made by trial courts under 25 U.S.C. § 1911(b). This "`standard requires a reviewing court to show enough deference to a primary decisionmaker's judgment that the court does not reverse merely because it would have come to a different result in the first instance.'" Lawlor v. Commonwealth, 285 Va. 187, 212, 738 S.E.2d 847, 861 (2013) (quoting Evans v. Eaton Corp. Long Term Disability Plan, 514 F.3d 315, 322 (4th Cir. 2008)). As the Supreme Court of Virginia has recognized, however, "the law often circumscribes the range of choice available to a court in the exercise of its discretion." Id. at 213, 738 S.E.2d at 861. Among other things, "[t]he abuse-of-discretion standard includes review to determine that the discretion was not guided by erroneous legal conclusions." Id. (citations omitted).
"The Indian Child Welfare Act of 1978 ..., 92 Stat. 3069, 25 U.S.C. §§ 1901-1963, was the product of rising concern in the mid-1970's over the consequences to Indian children, Indian families, and Indian tribes of abusive child welfare practices that resulted in the separation of large numbers of Indian children from their families and tribes through adoption or foster care placement, usually in non-Indian homes." Miss. Band of Choctaw Indians v. Holyfield, 490 U.S. 30, 32, 109 S.Ct. 1597, 1599-1600, 104 L.Ed.2d 29 (1989). Congress found that "an alarmingly high percentage of Indian families [were being] broken up by the removal, often unwarranted, of their children from them by nontribal public and private agencies." 25 U.S.C. § 1901(4). Congress enacted ICWA in response to the "wholesale removal of Indian children from their homes." Holyfield, 490 U.S. at 32, 109 S.Ct. at 1600.
In its preliminary statement of findings, Congress expressed the importance of protecting and preserving Indian families, Indian tribes, and tribal culture, stating the following:
25 U.S.C. § 1901.
Congress declared that the policy of our Nation is
25 U.S.C. § 1902. ICWA thus recognizes the separate tribal interest in children who are members of a tribe, or who are eligible for membership in a tribe. The term "Indian child" is defined in 25 U.S.C. § 1903(4) as "any unmarried person who is under age eighteen and is either (a) a member of an Indian tribe or (b) is eligible for membership in an Indian tribe and is the biological child of a member of an Indian tribe." There is no dispute that B.N. is a member of the Standing Rock Sioux Tribe, a federally recognized "Indian tribe" within the meaning of ICWA.
ICWA establishes a number of procedural protections for cases involving Indian children. As relevant here, the parent or custodian of the Indian child, as well as the tribe, are entitled to notice by registered mail with return receipt requested of "any involuntary proceeding in a State court, where the court knows or has reason to know that an Indian child is involved." 25 U.S.C. § 1912. The notice must inform the recipients of the pending proceedings and of their right to intervene. Id. The statute further provides that
Id.
We also note that ICWA contains an enforcement provision, which states that
25 U.S.C. § 1914.
If an Indian child "resides or is domiciled within the reservation of such tribe" or is a
The Bureau of Indian Affairs (BIA) has published guidelines for interpreting and applying ICWA, with accompanying commentary, in the Federal Register. Guidelines for State Courts; Indian Child Custody Proceedings, 44 Fed.Reg. 67,584-95 (Nov. 26, 1979). These guidelines assist state courts in developing the "minimum Federal standards" for proceedings involving Indian children. 25 U.S.C. § 1902. The guidelines are "not published as regulations because they are not intended to have binding legislative effect." 44 Fed.Reg. 67,584; see also Native Village of Napaimute Traditional Council v. Wilson (In re Adoption of Keith M.W.), 79 P.3d 623, 626 (Alaska 2003) ("Although the [BIA] guidelines are only persuasive and are neither exclusive nor binding, `this court has looked to them for guidance.'" (quoting In re Adoption of F.H., 851 P.2d 1361, 1364 (Alaska 1993))); Puyallup Tribe v. State (In re M.S.), 237 P.3d 161, 167 (Okla.2010) ("Under the ... Guidelines ... `good cause' is defined by a non-exclusive list."). As the guidelines themselves recognize, primary responsibility for determining the existence of good cause to deny transfer rests with state courts. 44 Fed.Reg. 67,584.
The guidelines provide that good cause to refuse transfer to a tribal court may be present in the following situations:
44 Fed.Reg. 67,591, C.3(b).
The guidelines provide, in addition to the requirements specified in the statutory text, that the notice that must be given to the parents should include, among other things, "[a] statement of the right of the parents or Indian custodians or the Indian child's tribe to petition the court to transfer the proceeding to the Indian child's tribal court." 44 Fed.Reg. 67,588, B.5(b)(ix).
The foster parents and the guardian ad litem contend at the outset that ICWA is inapplicable due to the Existing Indian Family Exception. They further contend that this exception is necessary to preserve ICWA's constitutionality. The Kansas Supreme Court first recognized this exception in In re Adoption of Baby Boy L., 231 Kan. 199, 643 P.2d 168 (1982). Courts recognizing this exception reason that
Rye v. Weasel, 934 S.W.2d 257, 261 (Ky. 1996); see also S.A. v. E.J.P., 571 So.2d 1187, 1189-90 (Ala.Civ.App.1990) (where the child "has never been a member of an Indian family, has never lived in an Indian home, and has never experienced the Indian social and cultural world," "[t]o apply the [Act] ... would be contrary to the congressional intent"). Relying on a triad of California cases,
We decline to recognize the Existing Indian Family Exception for a number of reasons. First, the plain text of the statute does not recognize the application of this exception. There is no threshold requirement in the Act that the child must have been born into or must be living with an existing Indian family, or that the child must have some particular type of relationship with the tribe or his or her Indian heritage. "Because Congress has clearly delineated the nature of the relationship between an Indian child and tribe necessary to trigger application of the Act, judicial insertion of an additional criterion for applicability is plainly beyond the intent of Congress and must be rejected." In re Baby Boy C., 27 A.D.3d 34, 805 N.Y.S.2d 313, 323 (N.Y.App.Div.2005) (citations omitted).
Second, cases recognizing the exception ignore Congress's intent "to protect the best interests of Indian children and to promote the stability and security of Indian tribes and families." 25 U.S.C. § 1902 (emphasis added). As the Supreme Court recognized in Holyfield, "Congress was concerned not solely about the interests of Indian children and families, but also about the impact on the tribes themselves of the large numbers of Indian children adopted by non-Indians." 490 U.S. at 49, 109 S.Ct. at 1608-09. The Existing Indian Family Exception takes an unnecessarily restrictive approach to ICWA, one that would frustrate Congress's intent to protect tribal interests.
Finally, in its findings, Congress stated "that the States ... have often failed to recognize the essential tribal relations of Indian people and the cultural and social standards prevailing in Indian communities and families." 25 U.S.C. § 1901(5). The Existing Indian Family Exception requires courts to assess the "Indianness" of a particular Indian child, parent, or family, a subjective determination that courts "`are ill-equipped to make.'" Baby Boy C., 805 N.Y.S.2d at 324 (quoting In re Alicia S., 65 Cal.App.4th 79, 76 Cal.Rptr.2d 121, 128 (1998)). "Since ICWA was passed, in part, to curtail state authorities from making child custody determinations based on misconceptions of Indian family life, the [Existing Indian Family] exception, which necessitates such an inquiry, clearly frustrates this purpose." Id. (citations omitted).
We thus join the growing chorus of courts that have rejected the Existing Indian Family Exception. See, e.g., In re Adoption of T.N.F., 781 P.2d 973, 977 (Alaska 1989); Michael J., Jr. v. Michael J., Sr., 198 Ariz. 154, 7 P.3d 960, 963-64 (Ariz.Ct.App.2000); In re N.B., 199 P.3d 16, 20-22 (Colo.App.2007); Indian Tribe v. Doe (In re Baby Boy Doe), 123 Idaho 464, 849 P.2d 925, 927 (1993); Tubridy v. Ironbear (In re Adoption of S.S.), 252 Ill.App.3d 33, 190 Ill.Dec. 802, 622 N.E.2d 832, 838-39 (1993), rev'd on other grounds, 167 Ill.2d 250, 212 Ill.Dec. 590, 657 N.E.2d 935 (1995); In re A.J.S., 288 Kan. 429, 204 P.3d 543, 551 (2009) (reversing its earlier adoption of the Exception); Dep't of Soc. Servs. v. Boyd (In re Elliott), 218 Mich.App. 196, 554 N.W.2d 32, 35-36 (1996); In re Adoption of Quinn, 117 Or.App. 579, 845 P.2d 206, 209 n. 2 (1993); Adoptive Couple v. Baby Girl, 398 S.C. 625, 731 S.E.2d 550, 558 n. 17 (2012), rev'd on other grounds, ___ U.S.
The guardian ad litem and the Thompsons contend we must recognize the Existing Indian Family Exception because, if we do not, ICWA would be subject to constitutional doubt under the Tenth Amendment.
Salinas v. United States, 522 U.S. 52, 60-61, 118 S.Ct. 469, 475, 139 L.Ed.2d 352 (1997) (internal quotation marks and citations omitted). A proper respect for those powers means that "[s]tatutory construction must begin with the language employed by Congress and the assumption that the ordinary meaning of that language accurately expresses the legislative purpose." Park 'N Fly v. Dollar Park and Fly, Inc., 469 U.S. 189, 194, 105 S.Ct. 658, 661, 83 L.Ed.2d 582 (1985). We decline to rewrite ICWA to add an Existing Indian Family Exception that Congress never provided in the text of the statute.
Finally, the guardian ad litem contends that ICWA is unconstitutional under the Tenth Amendment. Our Supreme Court has held that "a court will not rule upon the constitutionality of a statute unless such a determination is absolutely necessary to decide the merits of the case." Volkswagen of Am., Inc. v. Smit, 266 Va. 444, 454, 587 S.E.2d 526, 532 (2003). Furthermore, "[t]he fact that the present case will be remanded and that the constitutional issues may arise again does not affect our obligation to adhere strictly to this principle." Id. In light of our remand, it is not necessary for us to address this question.
Before turning to the merits of what constitutes good cause to retain the case in state court, we must first determine the burden of proof a litigant must shoulder in order to establish good cause. There is no dispute that the burden to prove good cause falls on the party opposing tribal jurisdiction. According to the guidelines, "[t]he burden of establishing good cause to the contrary shall be on the party opposing the transfer." 44 Fed.Reg. 67, 591, C.3(d); see also People ex rel. T.I., 707 N.W.2d 826, 834 (S.D.2005); Hoots v. K.B. (In re Interest of A.B.), 663 N.W.2d 625, 631 (N.D.2003).
ICWA does not specify the quantum of proof that a party opposing transfer must shoulder. The consensus view among the states is that "good cause" under ICWA must be shown by clear and convincing evidence. People ex rel. J.L.P., 870 P.2d 1252, 1257 (Colo.Ct.App.1994); In re Adoption of T.R.M., 525 N.E.2d 298, 308, 314 (Ind.1988); In re Interest of A.P., 25 Kan.App.2d 268, 961 P.2d 706, 713 (1998); In re M.E.M., 195 Mont. 329, 635 P.2d 1313, 1317 (1981); Puyallup Tribe, 237 P.3d at 167; People ex rel. T.I., 707 N.W.2d at 834; Dep't of Soc. & Health Servs. v. Priscilla S. (In re Dependency of E.S.), 92 Wn.App. 762, 964 P.2d 404, 408 (1998). Like the clear and convincing burden of proof that protects a parent's rights in a termination of parental rights proceeding, Code § 16.1-283(C), a clear and convincing standard in this context protects the tribal interests that lie at the heart of ICWA. Cf. Native Village of Tununak v. Dep't of Health & Soc. Servs., 303 P.3d 431 (Alaska 2013) (discussing clear and convincing standard in the context of adoption preferences under ICWA). Therefore, we hold that a party who seeks to deny transfer
The guardian ad litem and the foster parents argue that the case must be retained in the Fairfax County Circuit Court because that is the only court with jurisdiction over both parents. They argue that the tribal court lacks jurisdiction over father because he is not a member of the Tribe, whereas the circuit court has jurisdiction over both mother and father. Whether the tribal court could exercise jurisdiction over father is a legal question.
As the guardian ad litem and the foster parents note, tribal courts have limited inherent authority to adjudicate disputes involving non-members, see Montana v. United States, 450 U.S. 544, 565, 101 S.Ct. 1245, 1258, 67 L.Ed.2d 493 (1981). Here, however, we are not dealing with a claim of inherent authority but rather with jurisdiction expressly conferred by Congress. The text of ICWA is plain that tribal courts have jurisdiction to adjudicate termination of parental rights cases involving an Indian child. 25 U.S.C. § 1911(b). ICWA further defines "parent" to include "any biological parent or parents of an Indian child," without reference to that biological parent's race or ethnicity. 25 U.S.C. § 1903(9).
In support of their argument, the guardian ad litem and the Thompsons cite In re Welfare of the Child of R.S., 805 N.W.2d 44 (Minn.2011). The issue before the court in that case was whether Congress intended to permit transfer of adoptive and pre-adoptive placement proceedings to tribal courts. Id. at 50-51. The court first noted that because neither the child nor the child's parents resided on the tribal reservation, the tribal court lacked inherent jurisdiction over the termination of parental rights proceedings involving the child. Id. at 50. The court found that "the tribal court could assume jurisdiction over the proceeding, if at all, only by Congressional grant." Id. Turning to the text of ICWA, and specifically 25 U.S.C. § 1911(b), the court noted that Congress explicitly granted tribal courts jurisdiction over "foster care placement" and "termination of parental rights" proceedings, while neglecting to mention child custody proceedings, which "include [] preadoptive and adoptive proceedings." Id. at 51. Since Congress specifically used the term "child custody proceeding" in 25 U.S.C. § 1911(a), the court concluded that the term's absence in subsection (b) must have been the result of an intentional choice made by Congress. Id. This "persuaded [the court] that Congress did not intend to permit the transfer of adoptive and preadoptive placement proceedings to tribal courts." Id. at 50-51. Thus, the decision in R.S. does not support the argument that the tribal court lacks jurisdiction to terminate father's parental rights.
The Thompsons and the guardian ad litem argue that B.N.'s best interests can establish good cause not to transfer. The Tribe argues that a child's best interests are irrelevant in determining which court has jurisdiction to decide those best interests.
This question has sharply divided the lower courts. A number of courts have accepted a child's best interests as a factor that is relevant to the good cause inquiry. See In re Appeal in Maricopa Cnty. Juv. Action No. JS-8287, 171 Ariz. 104, 828 P.2d 1245, 1251 (Ariz.Ct.App.1991) ("A trial court properly may consider an Indian child's best interests when deciding whether to transfer a custody proceeding to tribal court."); Weigle v. Devon T. (In re Robert T.), 200 Cal.App.3d 657, 246 Cal.Rptr. 168, 175 (1988) (holding that the best interests of the child is a "pertinent and indeed a necessary consideration in deciding whether to grant or deny a transfer request"); In re Adoption of T.R.M., 525 N.E.2d at 307-08 (concluding that the best interests of a child is a valid consideration in determining whether to transfer a child custody proceeding to tribal court); In re T.S., 245 Mont. 242, 801 P.2d 77, 80-81 (1990) (same); Carney v. Moore (In re N.L.), 754 P.2d 863, 869 (Okla.1988) (same); In re J.L., 654 N.W.2d 786, 792-93 (S.D.2002) (same). These courts generally reason that, in enacting ICWA, Congress had the best interests of Indian children in mind and courts should not ignore those interests when deciding whether to transfer a case.
Many courts, however, conclude that a best interests analysis is inappropriate when the issue before the court is whether to transfer the case. These courts reject as irrelevant any inquiry into the child's best interests in making the transfer decision. They also reason that, by providing tribal courts with presumptive jurisdiction, Congress presumed that these courts would consider a child's best interests in adjudicating a termination of parental rights case. People ex rel. J.L.P., 870 P.2d at 1258-59 (holding that the best interests of the child are not relevant in determining whether to transfer child custody proceedings to a tribal court); In re Armell, 194 Ill.App.3d 31, 141 Ill.Dec. 14, 550 N.E.2d 1060, 1065 (1990) (same); T.W. v. L.M.W. (In re C.E.H.), 837 S.W.2d 947, 954 (Mo.Ct.App.1992) (same); State v. Elise M. (In re Zylena R.), 284 Neb.834, 825 N.W.2d 173, 184-86 (2012) (overruling prior cases and holding that a child's best interests "should not be a factor in resolving the issue of whether there is good cause to deny a motion to transfer a case involving an Indian child from state court to tribal court"); In re Guardianship of Ashley Elizabeth R., 116 N.M. 416, 863 P.2d 451, 456 (N.M.Ct.App. 1993) (holding the best interests of the child irrelevant to transfer decision); Hoots, 663 N.W.2d at 633-34 (same); Yavapai-Apache Tribe v. Mejia, 906 S.W.2d 152, 168-71 (Tex. App.1995) (reviewing conflicting authority and concluding that a child's best interests is not relevant to the transfer decision).
We conclude that the traditional best interest of the child analysis is too broad a consideration in deciding whether good cause exists to retain jurisdiction. Rather, we hold that the sole focus under this aspect of the good cause analysis should be on the immediate effect a transfer of jurisdiction would have on the well-being of the child. Thus we conclude that the appropriate test is whether the transfer of jurisdiction itself would cause, or would present a substantial risk of causing immediate, serious emotional or physical damage to the child. We reach this conclusion for several reasons. First, Congress
The focus in a transfer decision under 25 U.S.C. § 1911(b) must remain on the immediate serious emotional or physical damage flowing from the transfer itself. This inquiry is not the same as a determination of a child's best interests in a proceeding to terminate parental rights. The statutory structure makes clear Congress's presumption that, in the event of a transfer, tribal courts are fully competent to consider the child's best interests in adjudicating the termination of parental rights proceeding. Thus, ICWA presumes jurisdiction rests with the tribe, and the transfer inquiry must center on whether a compelling reason exists not to transfer the case, based in part on the immediate effect of a transfer of jurisdiction on the child.
A relevant consideration in this regard is whether the Tribe is willing to allow the child to stay in her current environment, pending adjudication of the case on the merits of termination and/or placement. When the "serious emotional or physical damage" aspect of the good cause determination becomes an issue, good cause to deny transfer does not exist if the tribe agrees to maintain the status quo until it completes its adjudication on the merits. Only if the tribe does not agree or fails to present evidence of its agreement to preserve the status quo does good cause exist not to transfer.
The trial court held that harm to the child was not relevant in adjudicating a transfer decision under ICWA. For the reasons noted above, we reach a contrary conclusion. This error of law compels us to reverse and remand for a determination of whether clear and convincing evidence establishes a transfer would cause, or would
The guardian ad litem and the foster parents argue that the case was at an advanced stage and, therefore, good cause was present to retain the case in state court. The guidelines provide that good cause may exist when "[t]he proceeding was at an advanced stage when the petition to transfer was received and the petitioner did not file the petition promptly after receiving notice of the hearing." 44 Fed.Reg. 67,591. The commentary to the guidelines states that "requests [to transfer the case] are to be made promptly after receiving notice of the proceeding" and that
44 Fed.Reg. 67,590, C.1. cmt.
Applying this aspect of good cause, some courts have held that a transfer motion filed after the final disposition of the case is not timely. See People ex rel. S.G.V.E., 634 N.W.2d 88, 93 (S.D.2001); In re A.P., 289 Mont. 521, 962 P.2d 1186, 1190-91 (1998). Another court found that a motion to transfer filed on the day of trial or during trial was untimely, and, therefore, good cause was present to deny the transfer. See State ex rel. Human Servs. Dep't v. Wayne R.N. (In re Term. of Parental Rights of Wayne R.N.), 107 N.M. 341, 757 P.2d 1333, 1335-36 (N.M.Ct.App.1988) (holding that a motion to transfer made orally on the morning of trial, six months after the tribe was given notice of the proceedings, was one of the factors weighing in favor of finding good cause to deny transfer). Whether a proceeding is at an advanced stage is not susceptible to bright line rules. See In re Welfare of Child of T.T.B. & G.W., 724 N.W.2d 300, 307-08 (Minn.2006) (holding the proceeding was at an advanced stage because various steps required by Minnesota law had already taken
We first conclude that a failure to seek transfer at the earliest opportunity does not constitute an unreasonable delay by the Tribe. ICWA allows tribes to seek the transfer to a tribal court in two kinds of proceedings: "foster care placement" and "termination of parental rights." 25 U.S.C. § 1911(b). The foster parents argue that "Congress intended to grant tribes the right to request transfer of a single proceeding — whichever one takes place first." We disagree. First, a plain reading of 25 U.S.C. § 1911(b) allows the Tribe to intervene in either a foster care placement or a termination of parental rights case, or both. The terms "foster care placement" and "termination of parental rights" are separately defined under ICWA. 25 U.S.C. § 1903(1). To conflate the two "would subsume an Indian tribe's right to request transfer of a termination proceeding into its right to request transfer of an earlier foster care placement proceeding." Hoots, 663 N.W.2d at 632; see also Elise M., 825 N.W.2d at 182 ("The State's argument that a foster care placement proceeding and a termination of parental rights proceeding are a single `proceeding' for purposes of the `advanced stage' analysis is inconsistent with the plain language of ICWA ..., which defines them as separate proceedings.").
Second, a foster care placement differs materially from a termination of parental rights case. "[A] foster care placement proceeding seeks to temporarily remove an Indian child from the child's parent or Indian custodian without terminating parental rights, while a termination of parental rights proceeding seeks to end the parent-child relationship." Hoots, 663 N.W.2d at 632. In Virginia, when a child is initially removed from her parents' care, the default goal ordinarily is to reunite the child with his or her parents. See Code §§ 16.1-281 to -283. A termination of parental rights proceeding is a far more drastic step and implicates the tribe's interest in a much more significant way. As the Supreme Court of Nebraska observed,
Elise M., 825 N.W.2d at 183. The Thompsons' reading of the statute would effectively force the tribe to intervene in every foster care placement or risk forfeiting their interests. This would needlessly complicate foster care placement hearings and cause a significant and often unnecessary expenditure of scarce tribal resources.
The Thompsons and the guardian ad litem also argue that the circuit court should have considered harm to the child in determining whether the proceedings were at an advanced stage. They point out that an earlier intervention by the Tribe would have prevented further attachment between B.N. and her foster care family and would have reduced the harm she may suffer should she be removed from her foster care family. This argument invites us to reintroduce a best interests analysis in determining whether the proceedings are at an advanced stage. We addressed above the best interests analysis with regard to transfers under 25 U.S.C. § 1911(b). Accordingly, we decline to address that issue anew in the context of determining whether the proceedings are at an advanced stage.
The Thompsons and the guardian ad litem also argue that the trial court should not have considered the lack of notice to the parents of their right to transfer the case to a tribal court. The guidelines, but not the statute, provide that parents should be provided with notice, "written in clear and understandable language ... [which] include[s] the following information: ... [a] statement of the right of the parents or Indian custodians or the Indian child's tribe to petition the court to transfer the proceeding to the Indian child's tribal court." 44 Fed.Reg. 67,588, B.5(b)(ix). The circuit court indicated that its decision was influenced by the fact that the parents were not provided with this notice.
Instead, our resolution of this question is focused on the plain understanding that the commencement of a de novo trial in circuit court to terminate parental rights is not an advanced stage. While the appeal to circuit court does not automatically suspend the judgment of the J & DR court under Code § 16.1-298, that does not alter the fact that the parties were standing on the threshold of a de novo proceeding when the Tribe moved to transfer the case. The fact that Virginia grants de novo review in circuit court to a judgment of a J & DR court terminating a parent's residual parental rights means that the J & DR court proceeding and the circuit court proceeding each constitute a proceeding to terminate parental rights within the intendment of ICWA. Moreover, pursuing an appeal that the law entitles a party to file hardly constitutes obstructionist tactics, gamesmanship, or forum shopping.
Finally, the Tribe did not act with undue delay. The Tribe intervened promptly enough after being notified of the pending termination of parental rights proceeding in circuit court: as required by ICWA, the Tribe was notified by registered letter on June 19, 2012, signed for by a tribal representative on July 5, 2012, of the de novo trial in the circuit court; the Tribe moved to intervene, albeit in the wrong court, on August 1, 2012. This signaled to the parties that the Tribe intended to intervene, and the County promptly sought a continuance to accommodate the Tribe. The Tribe filed its motion to intervene in the correct court on September 7, 2012. Moreover, there is no indication that the delay in the intervention by the Tribe, which occurred before the de novo trial had commenced, caused any prejudice to the parties. For all of these reasons, we conclude that the trial court correctly concluded that the proceeding was not at an advanced stage and, therefore, good cause did not exist on this basis to deny transfer to the tribal court.
The Thompsons and the guardian ad litem contend that good cause exists because transferring the case to the tribal court in North Dakota would cause undue hardship to the parties and to the witnesses. The guidelines recognize such hardship as a basis for good cause, providing that "[g]ood cause not to transfer the proceeding may exist if ... [t]he evidence necessary to decide the case could not be adequately presented in the tribal court without undue hardship to the parties or the witnesses." 44 Fed.Reg. 67,591, C.3(a)(iii). The commentary, written in 1979, notes that "[a]pplication of this criterion will tend to limit transfers to cases involving Indian children who do not live very far from the reservation. This problem may be alleviated in some instances by having the court come to the witnesses." 44 Fed.Reg. 67,591, C.3 cmt.
The foster parents and the guardian ad litem point out that all or at least the vast majority of the witnesses are located in Fairfax County. The Tribe is located in North Dakota, 1600 miles away. The trial court reasoned that modern technology, audio visual communication, and hearings by telephone, will allow the tribal court to hear the evidence without undue hardship.
The guardian ad litem notes that the Tribe did not employ audio visual technology in this case, but rather appeared by telephone. She also argues that the telephone connection with the Tribe was poor. However, the record reveals that the tribal attorney was able to satisfactorily present argument. The only problem the record reveals is that on several occasions the attorney for the Tribe had difficulty hearing, and he was once disconnected. This problem was easily solved. Counsel for the Tribe represented to the court that participation by video or by telephone is "commonplace" and could be set up "with ease." The trial court accepted and relied upon this representation from counsel. Based on the representation of counsel for the Tribe concerning
More compellingly, the guardian ad litem argues that the necessary witnesses cannot be compelled to testify by subpoena and "[t]o say all nine [witnesses designated by the County] would voluntarily make themselves available is not realistic." The burden of proving good cause rests with the party opposing the transfer. The absence of extraterritorial subpoena power could establish good cause in the appropriate case — a forum is not appropriate if the evidence cannot or will not be presented there.
We reverse and remand for further proceedings to determine whether, by clear and convincing evidence, the transfer to a tribal court would cause, or would present a substantial risk of causing, immediate serious emotional or physical damage to B.N., and we reverse the award of custody of B.N. to the Tribe.
Reversed and remanded.