OPINION BY JUDGE ROBERT J. HUMPHREYS.
Edy Canales ("Canales") appeals the May 31, 2016 judgment of the Circuit Court of Loudoun County (the "circuit court") holding that it did not have jurisdiction to make the predicate findings of fact required for her child ("M.C.") to acquire Special Immigrant status for federal immigration purposes. Specifically, Canales' two assignments of error assert that the circuit court erred in finding that it lacked subject matter jurisdiction to make the specific findings of fact required by federal law to receive special immigrant status and further erred in declining to make the specific findings of fact she requested for that purpose.
Federal immigration law provides that an immigrant child living in the United States may become a lawful permanent resident by obtaining Special Immigrant Juvenile ("SIJ")
The Supreme Judicial Court of Massachusetts recently authored an opinion with a succinct explanation of the statutory background of the federal SIJ statute:
The current statutory definition of a Special Immigrant as it relates to a juvenile alien (SIJ) is as follows:
The term "special immigrant" means — ...
8 U.S.C. § 1101(a)(27)(J). In addition to the above statutory factors, the juvenile immigrant must also be under the age of twenty-one and unmarried. 8 C.F.R. 204.11(c). Further, pursuant to 8 C.F.R. § 204.11(d)(2), an application for SIJ status must include at least one document evidencing that a state juvenile court has made the requisite SIJ findings of fact. Thus, before a child may obtain SIJ status, a petitioner must first obtain a judgment from a state juvenile court that satisfies the criteria set out by Congress in subsection (i) of 8 U.S.C. § 1101(a)(27)(J); second, a determination must be made in administrative or judicial proceedings that it would not be in the child's best interests to be returned to their native country; and finally, the Secretary of Homeland Security or his designee must actually grant the status of Special Immigrant Juvenile.
M.C. is the child of Canales and Marvin Alejandro Torres Orellana ("Father"). Canales is a native of Honduras who emigrated to the United States in 2006, leaving M.C., who was approximately two years old at the time, in the custody of Canales' mother in Honduras. On June 16, 2015, Canales petitioned the Loudoun County Juvenile and Domestic Relations District Court (the "JDR court") for sole custody of M.C., whom she had retrieved from her mother's home in Honduras, and further that the court make what are collectively and generically referred to in the pleadings and briefs of the parties and amici curiae as "SIJ findings of fact." Specifically, Canales asked the JDR court to award her sole custody of M.C. and make specific factual findings that M.C. had been
At the circuit court hearing, Canales testified regarding information received from others in Honduras that Father drank heavily, had little contact with M.C., and repeatedly threatened to take M.C. from his grandmother unless the grandmother paid him money. Following the hearing, the circuit court also granted Canales sole custody of M.C., finding that Canales "has taken sole responsibility for the upbringing and care of the child." However, like the JDR court, the circuit court denied Canales' request for additional specific SIJ findings, reasoning that it did not have jurisdiction to do so. The circuit court entered two separate orders. The first, a custody order in Case No. CJ15-127 (the "custody order"); the second, an order regarding SIJ findings of fact in Case No. CJ15-128 (the "SIJ order").
In the custody order, the circuit court made findings based on the best interests of the child factors delineated in Code § 20-124.3. The circuit court's factual findings included that Father "has not maintained a relationship with [M.C.] nor had positive involvement with the child's life" and that "mother has taken sole responsibility for the upbringing and care of the child." The court further found that "there is no indication that [M.C.'s F]ather intends to play a role in the minor child's upbringing and care in the future, as the [F]ather [has] not been made aware of [M.C.]'s location." The circuit court noted that it was unable to make any finding as to either Canales' or Father's "willingness and ability to maintain a close and continuing relationship" with M.C. Although the custody order as submitted by Canales contained language indicating that the circuit court had made the SIJ findings sought by Canales, the circuit court crossed out those portions before entering the order.
In the SIJ order, the circuit court found that it did "not have jurisdiction to make findings as to [SIJ] petitions[,] as such authority is not set forth in the Code of Virginia." The circuit court also found that M.C.'s reunification with Father "is not viable due to the fact that [M.C.] lives in Virginia," declining to conclude that abandonment prevented the reunification. The circuit court further found that "[M.C.] lived in Honduras with his grandmother [and F]ather would visit the home until [M.C.] left for the United States." Further, the circuit court found that
"[M]other has not notified ... [F]ather or his family of the location of [M.C.]" and that "the testimony as presented as [second] and
At the hearing, the circuit court stated that it declined to make the specific findings relating to the SIJ factors both because it lacked jurisdiction to do so and because, "[W]e're talking about essentially terminating someone's parental rights here when we go through these petitions, and I'm very reluctant to do that based on the type of evidence that you all are [presenting]." The circuit court further told counsel for Canales, "I've discussed with you many times, as soon as the General Assembly gives us the authority and the jurisdiction to hear these matters, I'd be happy to do so. I believe I'm restrained by the Code of Virginia with respect to these matters. So, I think this is the best I can do."
Father argues that Canales has not sufficiently preserved these issues for appeal, among other reasons, because she has not appealed the SIJ order and only endorsed the custody order as "Seen and objected to." With respect to the specificity of her objections to the custody order, Canales asserts that the circuit court did not give her a chance to state with specificity her objections to its final ruling, therefore the "good cause" exception of Rule 5A:18 permits our consideration of her specific objections. Furthermore, Canales contends that her assignments of error are nonetheless preserved for appeal because the issue was "narrow enough so that the basis for the objection [was] obvious."
Rule 5A:18 states that "No ruling of the trial court ... will be considered as a basis for reversal unless an objection was stated with reasonable certainty at the time of the ruling, except for good cause shown or to enable the Court of Appeals to attain the ends of justice."
In this case, Canales' only objection to the circuit court's orders came in the form of the phrase "Seen and objected to" written on the final orders. However, Canales was petitioning the court for only two things: custody of M.C. and SIJ findings of fact. Because the circuit court granted custody to Canales, there was only one issue left to which Canales could object: the circuit court's refusal to make the SIJ findings of fact. That refusal is apparent on both the SIJ order, where the circuit court specifically stated in the order that it did not have jurisdiction to make the requested SIJ findings of fact under Virginia law, as well as in the custody order, where the circuit court stated on the record that it believed it lacked the jurisdiction to do so and specifically declined to make the SIJ findings of fact by crossing out
Father emphasizes that Canales only noted an appeal of the custody order in Case No. CJ15-127, and did not note an appeal of the SIJ order in Case No. CJ15-128. Indeed, Canales concedes that point in her brief. Unlike the SIJ order, which has not been appealed, the custody order she now appeals does not specifically address Canales' first assignment of error regarding whether the circuit court had jurisdiction to make the SIJ findings. However, that does not end the analysis.
Although Canales only appealed the custody order, and not the SIJ order in which the circuit court specifically concluded it lacked jurisdiction to make SIJ findings of fact contained in that order, the circuit court also stated on the record that a lack of subject matter jurisdiction was a reason it crossed out some of the factual determinations in the custody order. In short, all the issues raised by Canales on appeal were both presented to the circuit court and effectively ruled upon by the circuit court in the custody order in Case No. CJ15-127. So, while the SIJ order is not directly before us, we conclude that we can nonetheless reach the merits of whether a JDR court, and a circuit court on appeal, has the jurisdiction and authority to make specific findings of fact on the SIJ factors of 8 U.S.C. § 1101(a)(27)(J)(i) in the context of the custody order appealed and the record that is actually before us.
"This Court reviews a trial court's statutory interpretation de novo, as a question of law."
In the context of this appeal, jurisdiction refers to the power of a court to entertain certain issues and render a decision. Determining whether a Virginia court has the power to decide particular cases or specific issues within those cases implicates both the Virginia Constitution and its statutes governing the operation of the judicial system. In this case, we must also consider the impact of 8 U.S.C. § 1101(a)(27)(J), if any, on that operation. As the Supreme Court of Virginia has noted,
Addressing the merits of Canales' first assignment of error, the issue of whether the JDR courts, and circuit courts on appeal, have jurisdiction to make the SIJ findings of fact described in 8 U.S.C. § 1101(a)(27)(J) is one of first impression in Virginia's appellate courts.
"The primary goal of the Court in interpreting statutes is to determine the [legislature's] intent. To do this, we examine the language contained in the statute itself, if unambiguous, and apply its plain meaning."
Unlike a few of our sister states, the General Assembly has not enacted any statute specifically authorizing JDR or circuit courts to make the SIJ findings of fact described in 8 U.S.C. § 1101(a)(27)(J).
There is growing pressure upon federal and state courts alike to "discover" jurisdiction, where none was thought to exist, to allow judges to advance preferred public policy goals that have not been successfully achieved through action by the other branches of government. However, unelected judges make poor substitutes for legislators who are directly accountable to the citizens of the Commonwealth.
As noted above, the powers of the "Juvenile and Domestic Relations District Courts... are entirely prescribed by statute."
Both Article 1, Section 5 and Article 3, Section 1 of the Constitution of Virginia expressly mandate the separation of power between the legislative, executive, and judicial departments of the Commonwealth.
The above conclusion is entirely consistent with federal law. Nothing in the relevant federal statutory scheme can fairly be read as an attempt by Congress to convey jurisdiction to state courts to actively participate in immigration and naturalization decisions. 8 U.S.C. § 1101(a)(27)(J) is simply one of thirteen separate definitions of the term "special immigrant."
The definition of a Special Immigrant Juvenile finds its origin in the Immigration and Nationality Act (the "INA"), which was first enacted in 1990 but has been amended multiple times since.
As a preliminary matter, because the SIJ statute is within the definitions portion of Title 8, it is clear that 8 U.S.C. § 1101(a)(27)(J) only defines a special immigrant for the purpose of interpreting and enforcing the entirety of Title 8, and nothing more. There is no language in any federal statute mandating that state juvenile courts make the SIJ findings. Further, the SIJ statute does not request, much less order, state courts to make specific, separate SIJ findings; rather, it allows the appropriate federal entities to consider a state court's findings of fact, as recorded in a judgment order rendered under state law, when determining whether an immigrant meets the SIJ criteria. In other words, the SIJ definition only lists certain factors which, if established in state court proceedings, permit a juvenile immigrant to petition the United States Citizenship and Immigration Services ("USCIS") of the Department of Homeland Security for SIJ status — 8 U.S.C. § 1101(a)(27)(J) does not require that the state court make such findings or convey jurisdiction upon them to do so.
This conclusion is supported by the relevant federal agency's interpretation of the SIJ process. The USCIS Policy Manual, the guidance document for application of the statutory scheme by the relevant federal officials, provides that "[t]here is nothing in the Immigration and Nationality Act (INA) that allows or directs juvenile courts to rely upon
The conclusion that the federal statutory scheme does not even attempt to impose an obligation on state courts to make SIJ findings independent of their normal processes also finds support in the USCIS requirement that the request for SIJ status be bona fide. In determining whether the request is bona fide for the purposes of awarding SIJ status,
Finally, USCIS guidance is that "[A] best interests determination generally involves the deliberation that courts undertake under state law when deciding what types of services, actions, and orders will best serve a child, as well as a deliberation regarding who is best suited to take care of a child."
In apparent recognition of the foregoing, both Canales and the Attorney General conceded at oral argument that the statutory scheme does not create an independent cause of action in Virginia courts for those seeking SIJ status.
Specifically, they argue that the General Assembly granted JDR courts (and hence circuit courts on appeal) jurisdiction to resolve custody disputes pursuant to Code § 16.1-241(A)(3)
To address this argument, we must analyze subsections (i) and (ii) of 8 U.S.C. § 1101(a)(27)(J)
In the first subsection of the SIJ statute, Congress has expressly contemplated that a state court should apply State law regarding whether a child is "declared dependent" on a juvenile court and whether a child has been abandoned, abused, or neglected, such that "reunification with [one] or both ... parents is not viable." 8 U.S.C. § 1101(a)(27)(J)(i). The requirement that such findings be made "under State law" was added in 2008 by the William Wilberforce Trafficking Victims Protection Reauthorization Act. Pub. L. 110-457, § 235(d)(1), 122 Stat. 5044 (2008).
Subsection (i) of the SIJ statute requires a finding that the immigrant child at issue is declared dependent on a state juvenile court or is appointed to the custody of another by a juvenile court. 8 U.S.C. § 1101(a)(27)(J)(i). This finding is inherent in many JDR court judgments applying the provisions of the Code of Virginia, as child custody is one of the primary determinations made daily by the JDR courts across the Commonwealth.
Subsection (i) also requires a showing by the SIJ applicant that "reunification with [one] or both of the immigrant's parents is not viable due to abuse, neglect, abandonment, or a similar basis found under State law." 8 U.S.C. § 1101(a)(27)(J)(i).
Whether a child has been subject to "abuse, neglect, [or] abandonment" so that reunification with his parent or parents is not viable, 8 U.S.C. § 1101(a)(27)(J)(i), may, and all too often does, arise in the course of a Virginia court's determination of child custody. To the extent that such questions surface in Virginia custody proceedings, a Virginia court would turn to the best interests of the child factors found in Code § 20-124.3, which are used by JDR courts — and circuit courts on appeal — when making a decision regarding the custody of a child. Factors the courts "shall consider" include:
Code § 20-124.3(3), (5), (7), (9), (10).
The above best interests factors are the closest Virginia analogs to the SIJ findings of fact specified by Congress. Although the language in the SIJ statute and Code § 20-124.3 is not identical, the factors are comparable, and again, by its express terms, 8 U.S.C. § 1101(a)(27)(J)(i) contemplates that state courts apply state law and render judgments accordingly. The statute clearly leaves to federal officials the ultimate determination whether that judgment regarding the child's best interests aligns with SIJ requirements. It is certainly conceivable that a JDR court judgment rendering factual findings pursuant to the best interests considerations of Code § 20-124.3 could be found to satisfy 8 U.S.C. § 1101(a)(27)(J)(i), but that determination must be made by federal authorities, not state judges.
Similarly, a judgment rendered pursuant to Code § 20-124.3(5) regarding "[t]he role that each parent has played and will play in the future, in the upbringing and care of the child," could, depending on the underlying facts found by the court in support of its judgment, certainly be considered by federal authorities to satisfy a finding that one (or both) parents has engaged in abuse, neglect, or abandonment under Virginia law, thereby also satisfying the relevant portion of the SIJ statute. Also, Code § 20-124.3(9), regarding any history of family abuse,
Thus, we agree with Canales and the Attorney General that there may be circumstances when a Virginia court, by rendering a custody determination in the normal course, will deliver a judgment and resulting order that may satisfy the SIJ requirements. So long as a Virginia court's judgment and subsequent order are the product of a proceeding that was authorized by the General Assembly to conduct and result from the court's application of Virginia law in the normal course, the Virginia court has not exceeded its authority as granted by the General Assembly.
We disagree, however, with the assertion of both Canales and the Attorney General that Virginia courts are required to make such findings or tailor their orders to increase the likelihood that federal immigration officials will find them acceptable. Virginia courts are obligated to resolve the disputes before them and enter judgments consistent with the law of the Commonwealth.
Subsection (ii) of the SIJ statute states that a special immigrant is, in part, someone "for whom it has been determined in administrative or judicial proceedings that it would not be in the alien's best interest to be returned to the alien's or parent's previous country of nationality or country of last habitual residence." 8 U.S.C. § 1101(a)(27)(J)(ii). Canales and some of the amici argue that this subsection is part of the SIJ findings of fact and therefore is a determination made by state courts. Once again, however, a Virginia court has no authority to answer this specific question.
We reject the premise for this argument for several reasons. As noted above, the federal statute does not direct state courts or officials to take any particular actions, but rather, counsels state courts to simply follow their normal procedures interpreting state law and leave federal officials with the decision as to whether the end product is sufficient to meet the federal statutory criteria. We recognize that a Virginia court focused solely on the dispute properly before it, may render a judgment that federal officials deem insufficient to meet the SIJ requirements, leaving the applicant ineligible for SIJ status. Although some may characterize such a result as unfortunate, harsh, or simply flawed, the flaw, if any, lies with the federal statute.
In fact, as noted above, both the SIJ statute and the federal guidance regarding it make clear that state courts should focus on the state court issues before them, and not on the immigration consequences that may result. The USCIS specifically notes that an SIJ request may not be deemed bona fide if "the juvenile court order was sought ... primarily or solely to obtain an immigration benefit."
We now apply our holding above to Canales' second assignment of error that the circuit court "erred in declining to rule that [M.C.]'s Father had abandoned [M.C.], that reunification with [M.C.]'s Father was not viable, and that it was not in [M.C.]'s best interests to return to Honduras."
In Canales' case, the circuit court did consider and make findings on the best interest factors contained in Code § 20-124.3 pursuant to state law, and granted her request for sole custody of M.C. after doing so. In support of its judgment awarding sole custody of M.C. to Canales, the circuit court made specific findings of fact that Father "has not maintained a relationship with [M.C.] nor had positive involvement with the child's life" and that the Father "has played no role in the upbringing and care of the minor child throughout his life, and there is no indication that [Father] intends to play a role in [M.C.]'s upbringing and care in the future."
As we have already noted, it is the proper role of federal authorities, not state courts, to determine whether state court judgments are sufficient to satisfy SIJ criteria. Nevertheless, Canales argues that the evidence submitted to the circuit court in this case satisfied each of the necessary best interests factors that would satisfy SIJ status, but that the circuit court erred in crossing out the findings that had the specific SIJ statutory language. For instance, although the circuit court found that Father had neither maintained a relationship with M.C. nor had positive involvement in M.C.'s life, pursuant to Code § 20-124.3(3), the circuit court crossed out the next sentence regarding a finding of abandonment under Virginia law, as would be required for an SIJ finding. The circuit court also crossed-out phrases regarding whether reunification of M.C. with Father is viable and whether it is in M.C.'s best interests to return to his home country. Canales argues that the SIJ determinations as to whether M.C. should be returned to his native country and whether reunification with Father is viable due to abandonment are "necessary and proper" to the custody decision made below, and thus, the circuit court erred in failing to make those findings. Canales asserts that the circuit court simply refused to make such determinations, however, that is clearly not the case. Rather, the circuit court specifically held that the testimony given at the hearing was insufficiently credible to support a finding of abandonment.
In the SIJ order, which is not appealed here, the circuit court held that much of the testimony was hearsay and was "not sufficiently reliable to find that the Father has abandoned the child." Because Canales did not appeal the SIJ order, those factual findings are binding on appeal and this Court cannot make a holding that would conflict with those findings.
For the foregoing reasons, we hold that the circuit court did not err when it found that it lacked jurisdiction to make separate SIJ findings of fact. The Code of Virginia does not provide such authority and 8 U.S.C. § 1101(a)(27)(J) does not in any way alter the jurisdiction of Virginia courts. Rather, it simply allows immigrant juveniles to use certain state court judgments and supporting factual findings — such as those made under the best interests analysis of Code § 20-124.3 — to support a petition for SIJ status with the Department of Homeland Security. Federal authorities then determine whether the state court findings are sufficient to meet the requirements of the SIJ statute. Further, the circuit court did not err when it crossed out the specific SIJ findings in the custody order, both because the circuit court was permitted to apply only the provisions of the Code of Virginia to the custody determination and because the unappealed factual finding that there was insufficient evidence to prove Father's abandonment is binding on this Court in this appeal. Accordingly, we affirm the judgment of the circuit court.
In any event, it is clear that the only "best interests" analysis involving a state court is the one it would undertake through the application of state law pursuant to subsection (i) of the SIJ statute and whether or not the determination made by a state court satisfies subsection (ii) is beyond our purview; that question is reserved for the federal officials charged with the administration of the SIJ program.