REBECCA BEACH SMITH, District Judge.
This action is before the court on the defendants' Motion for Summary Judgment pursuant to Rule 56 of the Federal Rules of Civil Procedure. For the reasons stated below, the Motion for Summary Judgment is
The plaintiff, James L. Davis, filed an Amended Complaint ("Complaint")
On March 26, 2010, the plaintiff filed a Second Amended Complaint ("Amended Complaint"), stating causes of action under ERISA.
On May 21, 2010, the court denied the defendants' Motion to Dismiss Count I of the Amended Complaint, pursuant to Federal Rule of Civil Procedure 12(b)(6). On September 7, 2010, the defendants filed the instant Motion for Summary Judgment, pursuant to Federal Rule of Civil Procedure 56(b). On September 28, 2010, the plaintiff filed an untimely Response in Opposition ("Response"). On October 13, 2010, the court granted the plaintiff's Motion for Leave to File his Response After the Expiration of the Specified Time, and on October 15, 2010, the defendants filed their Reply. The Motion for Summary Judgment is now ripe for review.
Unless otherwise noted, the following facts have been stipulated by the parties, see Final Pretrial Order, ECF No. 60, and/or admitted.
In 2006, the plaintiff began receiving treatment for various health problems, including depression and addictions to alcohol and pain medication.
On September 18, 2010, the plaintiff met with Allen Patrick ("Patrick") of Old Dominion and they decided that the plaintiff should request a severance package of $85,020.00. Within two weeks of that meeting, the plaintiff and his wife spoke in person to his wife's brother, an attorney, regarding the termination, the severance issues, and not receiving benefits under the 1992 Agreement.
In Count I of the Amended Complaint, the plaintiff alleges that, at the time he was terminated, he was entitled to recover retirement benefits under the 1992 Agreement's disability provisions in the total amount of $639,253.13, paid over the course of 180 months. In Count II, he alleges that the defendants interfered with his right to collect under the 1992 Agreement. Specifically, he alleges that the defendants fired him with the specific intent to interfere with his right to collect benefits due under the 1992 Agreement, and, prior to signing the 2008 Document, Old Dominion representatives did not inform him that the 1992 Agreement had a disability provision and that he was eligible to retire and receive retirement benefits. To the contrary, the plaintiff alleges that the defendants fraudulently induced him into signing the 2008 Document by falsely representing that he was not entitled to any benefits under the 1992 Agreement, and that only if he signed the 2008 Document would he receive any compensation. Moreover, the plaintiff contends that at the time he executed the 2008 Document, his mental conditions had worsened and diminished his ability to understand the effect of signing the 2008 Document. Finally, in Count III, the plaintiff alleges that Ray and the Old Dominion Board of Directors are fiduciaries under ERISA, charged with the duty to ensure that the plaintiff receive disability benefits he may be entitled to under the 1992 Agreement; to inform the plaintiff that he may qualify for such benefits; and to inform him how to apply for and gain access to such benefits. The plaintiff argues that they breached that duty when they failed to inform him he may qualify for disability benefits under the 1992 Agreement, fired him with knowledge that he was disabled, and fraudulently procured the 2008 Document. In all three counts, the plaintiff requests that the court enter an Order declaring the 2008 Document null and void.
In Count I of the ADEA/ADA Complaint, the plaintiff alleges that Old Dominion discriminated against him on account of his age by terminating him on the basis of his age and health before he had attained the age of retirement and while he had a disability. The plaintiff also claims that he was treated differently than other similarly situated younger employees and was replaced by a younger, less qualified employee. In Count II, the plaintiff alleges that Old Dominion discriminated against him on account of his disability by terminating his employment and refusing to make reasonable accommodations for him. He also claims that he was treated differently than other, non-disabled employees and that Old Dominion gave his job to a younger employee who was not disabled.
Summary judgment is appropriate when a court, viewing the record as a whole and in the light most favorable to the nonmoving party, finds that there is no genuine issue of material fact and that the moving party is entitled to judgment as a matter of law. See Fed.R.Civ.P. 56(c); Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248-50, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986); Terry's Floor Fashions, Inc. v. Burlington Indus., Inc., 763 F.2d 604, 610 (4th Cir. 1985). A party opposing a motion for summary judgment may not rest on the pleadings alone, but must instead show that "specific, material facts exist that give
On summary judgment, the court is not to "weigh the evidence and determine the truth of the matter." Anderson, 477 U.S. at 249, 106 S.Ct. 2505. Instead, the court will draw any permissible inference from the underlying facts in the light most favorable to the nonmoving party. See Matsushita Elec. Indus. Co., Ltd. v. Zenith Radio Corp., 475 U.S. 574, 587-88, 106 S.Ct. 1348, 89 L.Ed.2d 538 (1986). But a failure by a plaintiff to rebut a defendant's motion with sufficient evidence will result in summary judgment when appropriate. "[T]he plain language of Rule 56(c) mandates the entry of summary judgment ... against a party who fails to make a showing sufficient to establish the existence of an element essential to that party's case, and on which that party will bear the burden of proof at trial." Celotex Corp., 477 U.S. at 322, 106 S.Ct. 2548; see also Felty v. Graves-Humphreys Co., 818 F.2d 1126, 1128 (4th Cir.1987) (finding district courts have an "affirmative obligation ... to prevent `factually unsupported claims and defenses' from proceeding to trial." (citing Celotex Corp., 477 U.S. at 323-24, 106 S.Ct. 2548)).
Before the court can address the substance of the Amended Complaint and the ADEA/ADA Complaint, it must determine whether the plaintiff adduces enough evidence to establish that the 2008 Document should not be enforced. The court addresses this issue first because the 2008 Document, by its terms, precludes the plaintiff from maintaining a suit on his claims. See, e.g., Reighard v. Limbach Co., Inc., 158 F.Supp.2d 730, 733 n. 8 (E.D.Va.2001) (collecting cases indicating that an employee can waive existing claims under ERISA); E.E.O.C. v. Waffle House, Inc., 534 U.S. 279, 299-300, 122 S.Ct. 754, 151 L.Ed.2d 755 (2002) (indicating that an employee can waive his ability to bring suit on an ADA claim in court); 29 U.S.C. § 626(f) (providing that an individual can waive rights or claims under the ADEA). The 2008 Document provides, in pertinent part:
2008 Document ¶ 7 (emphasis added).
The court first addresses whether the 2008 Document should be enforced as regards the plaintiffs ERISA and ADA claims. Waiver of ADEA claims is governed by the Older Workers Benefit Protection Act ("OWBPA"), 29 U.S.C. § 626(f), but there is no federal statute governing waiver of ERISA and ADA claims. In the absence of a controlling statute, federal courts generally enforce releases of federally protected rights in the employment context if the release was knowing and voluntary. See, e.g., Kendall v. City of Chesapeake, Va., 174 F.3d 437, 441 n. 2 (4th Cir.1999); see also Shirey ex rel. Kyger v. City of Alexandria School Bd., 229 F.3d 1143, 2000 WL 1198054 (4th Cir.2000) (per curiam) (unpublished table decision). However, there is no "generally-applicable body of federal common law principles ... for determining whether releases of particular federal rights secured by specific provisions of federal law can be enforced," Kendall, 174 F.3d at 441 n. 1, and "courts can resolve interstitial questions of federal law ... by adopting existing state law." Id. Accordingly, the court evaluates the plaintiffs proffered bases for setting aside his release of any ERISA and ADA claims under ordinary contract principles, and thus turns to Virginia law for guidance. See id.; see also Rodriguez-Abreu v. Chase Manhattan Bank, N.A., 986 F.2d 580, 587 (1st Cir.1993); Leavitt v. Nw. Bell Tel. Co., 921 F.2d 160, 162 (8th Cir.1990) ("To determine whether a release [of ERISA claims] is knowing and voluntary, we apply general principles of contract construction.").
The plaintiff claims that the 2008 Document should be declared null and void on the ground that Ray and Patrick took calculated actions "designed to fraudulently obtain a release from Plaintiff." Mem. in Opp. to Mot. for Summ. J. 3; see also id. at 4-5, 11-15.
The plaintiff alleges that Ray and Patrick represented to him that he would not receive any money if he did not sign the 2008 Document because he was not eligible for any benefits under the 1992 Agreement. See Mem. in Opp. to Mot. for Summ. J. 10-15. As discussed below, the plaintiff did not adduce sufficient facts to raise a genuine issue that he was entitled to such benefits at the time he signed the 2008 Document.
Beyond offering that Ray was aware of the plaintiffs health issues and the disability provision, the plaintiff seeks to indirectly prove Ray's intent by impeaching her credibility. He claims that Ray testified that she "had no part in adding language to a document that advised the Plaintiff that he was giving up all rights to his Deferred Compensation Agreement," but, according to Patrick, "Ray told Patrick `to make sure to let [Plaintiff] know that that's off the table', referring to the Deferred Compensation Agreement." Mem. in Opp. to Mot. for Summ. J. 7 (quoting Patrick Dep. 42, Mem. in Opp. to Mot. for Summ. J. Ex. 3, ECF No. 52-3). The document that the plaintiff refers to is a handwritten note memorializing his September 18, 2010, meeting with Patrick. Mem. in Supp. of Mot. for Summ. J. Ex. 7, ECF No. 46-7. Other than a request for a severance package, the note only includes the following language, to which Patrick alone signed his name: "Jimmy Davis to-day stated to me that he knew the deferred compensation benefits is no longer in effect since he will not be working to age 65 years. He realizes that being released terminated this benefits." Id. Contrary to the plaintiffs characterization, this
Also contrary to the plaintiff's characterization, Ray did not testify that she had no part in adding language to the document. Rather, she testified "I don't know who asked him to put this paragraph in. He might have been asked by an attorney. I don't know." Ray Dep. 141. In sum, the plaintiff seeks to establish that Ray told Patrick to inform the plaintiff that, per the terms of the 1992 Agreement, Old Dominion would not be paying deferred compensation benefits and, nearly two years later and in the course of this litigation, Ray cannot remember telling Patrick to do so. If the court draws an inference from Ray's statements in the light most favorable to the plaintiff, the inference is that Ray is not a credible witness. However, this inference is not sufficiently probative of an intent to mislead the plaintiff into believing he was not owed benefits.
The plaintiff claims concealment by alleging that Ray and Patrick concealed the material fact that the 1992 Agreement had a disability provision and that the plaintiff was eligible to retire and receive the majority of his retirement benefits at the time the 2008 Document was executed. See Mem. in Opp. of Mot. for Summ. J. 14 ("Ray and Patrick were aware of the disability clause and intentionally omitted any mention of it when talking to Plaintiff."). The defendants do not dispute that Ray and Patrick did not mention the disability provision. However, the plaintiff does not cite to any statement or document that reveals that Ray and Patrick were themselves aware of the disability provision at the relevant times, such that one could entertain that they could intentionally conceal its existence. See Bank of Montreal, 193 F.3d at 827 (noting that "concealment requires a showing of intent to conceal a material fact; reckless nondisclosure is not actionable" (citations omitted)). Nevertheless, there is a genuine issue that Ray, but not Patrick, was aware of the provision, as Ray signed the 1992 Agreement. "In the absence of fraud, duress, or mutual mistake, a person having the capacity to understand a written document who reads it, or, without reading it or having it read to him, signs it, is bound by his signature." Metro Realty of Tidewater, Inc. v. Woolard, 223 Va. 92, 286 S.E.2d 197, 200 (1982) (emphasis added) (internal quotation marks and citation omitted). However, this principle dooms the plaintiff's concealment claim because he too signed the 1992 Agreement, see 1992 Agreement 9; Davis Dep. 70 ("I signed it."), and he does not even allege fraud, mutual mistake, or duress at the time the 1992 Agreement was executed. He also does not even allege that he lacked the ability to understand a written document at that time. Moreover,
The plaintiff also fails to adduce enough facts to establish that Ray and Patrick concealed that he was eligible for benefits under the 1992 Agreement at the time he was fired. At a threshold level, the court reiterates that the plaintiff offers no evidence that Ray and Patrick were aware of the disability provision at the relevant times, such that it is plausible that they could intentionally conceal his eligibility under that provision at the time he was fired. The court reiterates too that there nevertheless is a genuine issue that Ray, but not Patrick, was aware of the provision. However, it is indisputable that, by the term of the 1992 Agreement, the plaintiff was ineligible for benefits once he was terminated "for any reason other than death, disability, or retirement at age 65." 1992 Agreement, Art. III(D). Additionally, the plaintiff offers no evidence that Ray was aware that he was eligible at the time he was fired. He only offers that "Ray was aware of plaintiffs drug and alcohol problems and the fact that he was seeking treatment for mental issues related to those problems." Mem. in Opp. to Mot. for Summ. J. 6. This one fact fails to raise a genuine issue for several independent reasons. First, eligibility must be determined under the terms of the 1992 Agreement, and it is undisputed that a licensed physician selected by Old Dominion never deemed the plaintiff disabled.
It is unclear if the plaintiff seeks to have the 2008 Document declared null and void on the alternative ground of incompetence.
Even if such a fact could prove incompetence, the plaintiff has no admissible evidence to establish it. See Toll Bros., Inc. v. Dryvit Sys., Inc., 432 F.3d 564, 568 (4th Cir.2005) ("Summary judgment is warranted when the admissible evidence forecasted by the parties demonstrates that no genuine issue of material fact exists and that the moving party is entitled to judgment as a matter of law." (internal quotation marks and citation omitted)); see also Fed. R. Civ. P. 56(c). The plaintiffs diminished capacity claim depends entirely on the expert testimony of Dr. Charles Parker; the plaintiff offers no other evidence to establish it. See Mem. in Opp. to Mot. for Summ. J. 8-9, 16, 18. However, this evidence is inadmissible at trial because the court granted the defendants' motion in limine to preclude Dr. Parker from testifying in regard to the plaintiffs capacity to understand the significance of signing the 2008 Document. Order, ECF No. 66. Because the plaintiff offers no evidence to rebut the presumption of competence, he necessarily fails to raise a genuine issue of material fact regarding his competence to sign the 2008 Document. See Bailey, 677 S.E.2d at 59-60 ("A party with sufficient mental capacity cannot disaffirm the agreement no matter how `ill-reasoned or ill-advised' it might be" (quoting Drewry v. Drewry, 8 Va.App. 460, 383 S.E.2d 12, 16 (Va.Ct.App.1989))).
Having found that the 2008 Document precludes the plaintiff from bringing his ERISA and ADA claims, the court turns to the enforceability of the 2008 Document as regards waiver of any ADEA claims. Waiver of ADEA claims is governed by the OWBPA. See Oubre v. Entergy Operations, Inc., 522 U.S. 422, 427, 118 S.Ct. 838, 139 L.Ed.2d 849 (1998) (holding that a "release can have no effect on [an] ADEA claim unless it complies with the OWBPA"). Like ERISA and ADA waivers, a waiver of ADEA claims must be knowing and voluntary. 29 U.S.C. § 626(f)(1). The OWBPA provides baseline requirements that a waiver must satisfy in order to be considered knowing and voluntary:
Id.
There is no dispute that the 2008 Document complies with subparagraphs (B), (C), (E) and (G), and the court finds that it complies in those respects. The 2008 Document specifically references the ADEA, as required by subparagraph (B). 2008 Document ¶ 7. The plaintiff only waived claims that he "now has against Atlantic Dominion," as required by subparagraph (C). Id. In compliance with subparagraph (E), the plaintiff "represent[ed] and warrant[ed]" that he was advised in writing of his right to consult an attorney before signing.
The plaintiff claims there is a genuine issue of material fact that he "was never afforded the 21 days to review the 2008 Document as evidenced by the waiver that defendants had him sign." Mem. in Opp. to Mot. for Summ. J. 8. Whether the plaintiff was given twenty-one days is a material fact, but the plaintiff fails to prove there is a genuine issue because the only evidence he cites proves that Old Dominion complied with the OWBPA. Under the OWBPA, the operative consideration is whether the plaintiff was given twenty-one days to consider the agreement, not whether he actually availed himself of that opportunity. See 29 U.S.C. § 626(f)(1)(F)(i). The waiver the plaintiff refers to is, in reality, a certification, and it provides, "By my signature below, I certify that I was given 21 days to consider the release of any claim under the [ADEA] and that I have chosen to execute this Agreement prior to the expiration of this period."
In regards to subparagraph (D), there is no dispute that the plaintiff received $72,000 for executing the 2008 Document. See, e.g., 2008 Document ¶ 2. In the ADEA/ADA Complaint, the plaintiff states that he "signed the 2008 Document for inadequate consideration." ADEA/ADA Complaint ¶ 25. However, he never supports, let alone renews, this allegation in his Response. Accordingly, there is no genuine issue that the plaintiff waived his ADEA claims in exchange for consideration. It is also undisputed that the $72,000 did not constitute anything of value to which the plaintiff was already entitled at the time he signed the 2008 Document. The plaintiff contends that he was entitled to benefits under the 1992 Agreement at the time he signed the 2008 Document, but he does not offer any evidence, let alone contend, that the $72,000 represented a portion of those benefits; the $72,000 consideration was indisputably "in addition" to any benefits. Furthermore, as discussed below, the plaintiff fails to raise a genuine issue that he was entitled to benefits under the 1992 Agreement at the relevant times.
The plaintiff cannot prove that his waiver of any rights or claims under the ADEA, ADA and ERISA was anything but knowing and voluntary, and, therefore, valid. Accordingly, he is precluded from maintaining suit on his claims, and the court
Count I of the Amended Complaint is predicated on the allegation that the plaintiff is owed benefits by the terms of the 1992 Agreement. In order to prove entitlement to those benefits, the plaintiff must show that he is a participant or beneficiary of an ERISA plan, see 29 U.S.C. § 1132(a)(1)(B), and that he has met the definition of "disability" under the terms of the 1992 Agreement.
In order to survive summary judgment, the plaintiff must demonstrate that a trier of fact could reasonably find that he was entitled to disability benefits under the 1992 Agreement at the time he was fired. See Anderson, 477 U.S. at 252, 106 S.Ct. 2505. As such, he must point to sufficient evidence in the record that shows but for being fired, he would have been deemed "disabled" by a licensed physician selected by Old Dominion;
The plaintiff does not cite to any part of the record that supports a finding that if procedures were initiated to determine his eligibility under the 1992 Agreement, then a licensed physician selected by Old Dominion would have found him disabled. Rather, he points to material that he claims shows Dr. Parker, Ray, and Patrick believed that the plaintiff had health issues. See, e.g., Mem. in Opp. to Mot. for
Second, even assuming the inference, in isolation, suggests that a licensed physician selected by Old Dominion would have found that the plaintiff was disabled in September 2008, "respondents must show that the inferences they suggest are `reasonable in light of the competing inferences.'" M & M Med. Supplies, 981 F.2d at 163 (quoting Matsushita Elec., 475 U.S. at 588, 106 S.Ct. 1348). The competing inference is that a physician selected by Old Dominion might find the plaintiff was not disabled. Unlike the plaintiff's inference, this inference is directly supported by undisputed facts in the record. See Sylvia Dev. Corp., 48 F.3d at 810 ("Whether an inference is reasonable cannot be decided in a vacuum[.]" (citations omitted)). Pursuant to this court's August 6, 2010 Order, the plaintiff underwent a mental examination with Dr. Jerome Blackman, a physician the plaintiff admits was selected by Old Dominion. Dr. Blackman was of the opinion that the plaintiff did not have a disability, by any definition, in September 2008.
Count II of the Amended Complaint is predicated on the allegation that the defendants fired the plaintiff and procured the 2008 Document for the purpose of avoiding paying the plaintiff benefits under both the disability benefits and normal retirement benefits provisions of the 1992 Agreement, in violation of 29 U.S.C. § 1140. In order to prove that the defendants interfered with protected rights by firing him, the plaintiff must show: (1) he was fired; (2) Old Dominion fired him for the purpose of interfering with his benefits under the 1992 Agreement; and (3) he had a vested right to benefits under the 1992 Agreement or that he may have become so entitled but for the firing. See, e.g., Conkwright v. Westinghouse Elec. Corp., 933 F.2d 231, 236-39 (4th Cir.1991). It is undisputed that the plaintiff was fired and that but for the firing, upon reaching sixtyfive years of age he would have been entitled to retire with benefits. The court need not determine whether there is a genuine issue of material fact as to whether he might have become entitled to disability benefits, because it is clear that he fails to make a showing sufficient to establish the existence of the second element.
As the Fourth Circuit first pronounced in Conkwright, "to take advantage of [29 U.S.C. § 1140], one must prove a specific intent of the employer to interfere with an employee's pension rights." Id. at 239. Of course, a plaintiff can meet his burden either through direct or indirect proof. Additionally, due to proof problems similar to Title VII cases, the Fourth Circuit in Conkwright adopted the McDonnell Douglas scheme of presumptions and shifting burdens of production in interference cases predicated on an alleged discriminatory firing. See 933 F.2d at 239; see also McDonnell Douglas Corp. v. Green, 411 U.S. 792, 802-04, 93 S.Ct. 1817, 36 L.Ed.2d 668 (1973). Under that scheme, the plaintiff must make a prima facie case of discrimination, then the burden shifts to the defendants to articulate a legitimate, non-discriminatory reasons for firing the plaintiff. See, e.g., Hawkins v. PepsiCo, Inc., 203 F.3d 274, 278 (4th Cir. 2000) (citations omitted). If the defendants meet their burden, then the plaintiff bears the ultimate burden to prove that the defendants' stated reason is pretext. Id.
The court can assume, without deciding, that the plaintiff established a triable issue regarding his prima facie case because it is clear that he did not present evidence upon which a trier of fact could reasonably find that the defendants' stated
The plaintiffs other proffers also fail to rebut the defendants' stated legitimate, non-discriminatory reason for firing him. He cites his own testimony that "he was often out of the office on calls or on the street meeting with customers or potential customers," Mem. in Opp. to Mot. for Summ. J. at 9 (citing Davis Dep. 45), but he never disputes that he missed fifty-two days of work in 2008 before September 16, 2008, that Ray believed he missed that many days at the time she fired him, and that those absences were not excused.
Instead of pointing the court to material facts that demonstrate the defendants' stated reason is mere pretext, the plaintiff sets forth an incongruous argument that the court should apply a modified abuse of discretion standard of review as set out in Doe v. Group Hospitalization & Medical Serv., 3 F.3d 80 (4th Cir.1993), and "scrutinize[ ] to a higher degree" Ray's decision to fire the plaintiff. Mem. in Opp. to Mot. for Summ. J. 22. Doe is not pertinent to an ERISA interference claim. The Doe plaintiff was challenging a plan administrator's decision to deny him coverage, pursuant to 29 U.S.C. § 1132; there was no interference claim, pursuant to 29 U.S.C. § 1140. The plaintiff fails to even address the McDonnell Douglas scheme. He misapprehends the defendants' burden, and incorrectly claims that the "defendants must have more substantial evidence to support [its firing] decision" than "handwritten notes that allegedly documented
The plaintiff also claims that the defendants interfered with his rights under ERISA when he and Old Dominion executed the 2008 Document. As a threshold matter, 29 U.S.C. § 1140 does not proscribe release agreements, no matter the employer's specific intent. That Code provision states that "[i]t shall be unlawful for any person to discharge, fine, suspend, expel, discipline, or discriminate against a participant" for the purpose of interfering with ERISA-protected rights. The plaintiff does not offer any basis to construe those six actions as embracing the execution of a release agreement. Nonetheless, even if that provision implicates the 2008 Document, the plaintiff's claim fails as a matter of law.
In order to prove that the defendants interfered with protected rights by executing the 2008 Document, the plaintiff must show: (1) Old Dominion executed the 2008 Document with him; (2) Old Dominion did so for the purpose of interfering with his benefits under the 1992 Agreement; and (3) he had a vested right to benefits under the 1992 Agreement or he may have become so entitled but for signing the 2008 Document. See, e.g., Conkwright, 933 F.2d at 236-39. Having already found that the plaintiff fails to show that there is a genuine issue that he was fired in order to interfere with ERISA-protected rights and that he would have received benefits under the 1992 Agreement but for his firing,
The third count of the Amended Complaint is predicated on the allegation that Ray and the Old Dominion Board of Directors are fiduciaries under ERISA, 29 U.S.C. § 1002(21)(A), and they breached their fiduciary duty, in violation of 29 U.S.C. §§ 1104 and 1109, thereby authorizing the plaintiff to bring a claim pursuant to 29 U.S.C. § 1132(a)(2). In order to survive summary judgment, the plaintiff must make the threshold showing that there is a genuine issue that the 1992 Agreement is subject to ERISA's fiduciary requirements. The defendants contend that there is no genuine issue that the 1992 Agreement is exempt from ERISA's fiduciary requirements because the undisputed facts show it is a "top-hat" plan. A top-hat plan refers to "a plan which is unfunded
There is no genuine issue that the plan is unfunded.
The plaintiff does not dispute that the 1992 Agreement meets the second requirement, and the undisputed facts support a finding that it does. The 1992 Agreement was negotiated in an effort to retain a select group composed of management and highly compensated employees—the plaintiff and Patrick.
Although the plaintiff argues the third requirement is not met, his argument is misguided, and he does not cite to any evidence that demonstrates a genuine issue of material fact. Citing to his own
The plaintiff fails to make the threshold showing that there is a genuine issue that the 1992 Agreement is subject to ERISA's fiduciary requirements. Accordingly, since he cannot show that Ray and the Old Dominion Board of Directors were subject to any fiduciary duty under ERISA, his claim fails as a matter of law.
Count I of the ADEA/ADA Complaint is predicated on the allegation that Old Dominion violated the ADEA by firing the plaintiff on the basis of his age and health three years before retirement and while he was disabled. The plaintiff also claims that Old Dominion violated the ADEA by treating him differently than other similarly situated younger employees and replacing him with a younger, less qualified employee. ADEA/ADA Complaint ¶ 35. The plaintiff can prove his entitlement to relief in two ways. The ordinary standard of proof requires that he show: (1) he was an employee covered by the ADEA; (2) he suffered an unfavorable action by an employer covered by the ADEA; and (3) age was a determining factor, meaning that but for the employer's motive to discriminate against him on the basis of age, he would not have been subject to that unfavorable action. See E.E.O.C. v. Clay Printing Co., 955 F.2d 936, 940-41 (4th Cir.1992).
It is undisputed that the plaintiff was an employee covered by the ADEA, see 29 U.S.C. § 631(a), and that Old Dominion, an employer covered under the
Similar to interference with ERISA rights claims under 29 U.S.C. § 1140, however, the plaintiff may also resort to the McDonnell Douglas scheme, E.E.O.C., 955 F.2d at 941. Under that scheme, the plaintiff must establish a prima facie case, then the burden shifts to Old Dominion to articulate a legitimate, nondiscriminatory reasons for taking action against the employee. If Old Dominion meets its burden, then the plaintiff bears the ultimate burden to prove that Old Dominion's stated reason is pretext. E.E.O.C., 955 F.2d at 941. That burden requires the plaintiff to demonstrate by a preponderance of the evidence that Old Dominion's action was based upon age or that its proffered reason is "`unworthy of credence.'" Id. (quoting Texas Dept. of Cmty. Affairs v. Burdine, 450 U.S. 248, 256, 101 S.Ct. 1089, 67 L.Ed.2d 207 (1981)). Unlike the interference claim under 29 U.S.C. § 1140, however, the court will not assume that the plaintiff established a triable issue regarding his prima facie case because it is clear that he did not.
In order to establish a prima facie case that age was a determining factor in firing the plaintiff, the plaintiff must show: (1) he was an employee covered by the ADEA; (2) he was fired by an employer covered by the ADEA; (3) at the time he was fired, he was performing at a satisfactory level, meeting his employer's legitimate expectations, and (4) following his firing, he was replaced by a person outside the protected class.
The plaintiff also fails to show that he can establish a prima facie case that he endured disparate treatment on the basis of his age. In order to establish a prima facie case, the plaintiff must show: (1) he was an employee covered by the ADEA; (2) he suffered an adverse employment action; and (3) the adverse employment action raises a reasonable inference of unlawful discrimination. See, e.g., Jackson v. Winter, 497 F.Supp.2d 759, 767 (E.D.Va.2007) (citations omitted). As stated by the Fourth Circuit, "[a]n adverse employment action is a discriminatory act which `adversely affect[s] the terms, conditions, or benefits of the plaintiff's employment.'" James v. Booz-Allen & Hamilton, Inc., 368 F.3d 371, 375 (4th Cir.2004) (quoting Von Gunten v. Maryland, 243 F.3d 858, 865 (4th Cir.2001)). As already noted, the plaintiff offers no evidence that he was treated differently at work, let alone on account of his age, and, moreover, the Response makes no reference to unlawful treatment while he was employed by Old Dominion. See Evans v. Techs. Apps. & Serv. Co., 80 F.3d 954, 960 (4th Cir.1996) (recognizing that "unsubstantiated allegations and bald assertions" are insufficient to show discrimination). Accordingly, because the plaintiff fails to show that he can establish a prima facie case, his claim fails as a matter of law.
Count II of the ADEA/ADA Complaint is predicated on the allegation that Old Dominion violated the ADA by firing the plaintiff on account of a disability, refusing to make reasonable accommodations for him, and treating him differently than other, non-disabled employees of Old Dominion. In order to prove Old Dominion violated the ADA, the plaintiff must first establish that he is a "qualified individual with a disability" under the ADA. See Rohan v. Networks Presentations LLC, 375 F.3d 266, 272 (4th Cir.2004); 42 U.S.C. § 12112 (2006).
In order to survive summary judgment, the plaintiff had to show that with or without reasonable accommodations he could perform the essential functions of his position at Old Dominion or a position that he desired. The essential functions of a job are those "that bear more than a marginal relationship to the job at issue." Porter v. U.S. Alumoweld Co., Inc., 125 F.3d 243, 247 n. 3 (4th Cir. 1997). As a threshold matter, the plaintiff never indicates that he desired a position other than the one he occupied at the time he was fired.
Because the plaintiff fails to make a sufficient showing to establish the existence of elements essential to his case, and on which he bears the burden of proof, with respect to all of his claims under the Amended Complaint and all of his claims under the ADEA/ADA Complaint, the
For the reasons stated above, the court
Davis Dep. 71.