REBECCA BEACH SMITH, District Judge.
This matter comes before the court for claim construction. On December 13, 2010, the court conducted a hearing pursuant to Markman v. Westview Instruments, Inc., 517 U.S. 370, 372, 116 S.Ct. 1384, 134 L.Ed.2d 577 (1996) ("Markman hearing"), and heard argument from all parties as to the meaning of the terms in the disputed claims of the patent at issue. This Memorandum Opinion details the court's claim construction and explains its reasoning. See MercExchange LLC v. eBay, Inc., 401 F.3d 1323, 1329 (Fed.Cir.2005).
This case involves the alleged infringement of United States Patent No. 6,469,012 (filed May 13, 1994) (issued Oct. 22, 2002) ("the '012 patent"). Pfizer Inc., Pfizer Ltd., and Pfizer Ireland Pharmaceuticals (collectively "Pfizer") filed suit against Teva Pharmaceuticals USA, Inc. ("Teva") on March 24, 2010,
Pursuant to this court's scheduling order and a subsequent order extending filing times, the parties submitted their initial claim construction briefs on August 30, 2010, their reply claim construction briefs on September 20, 2010, and their joint claim construction brief on September 27, 2010. On September 8, 2010, this court scheduled a Markman hearing for December 13, 2010, to aid the court in construing the disputed terms of the patent.
The court held the Markman hearing on December 13, 2010, and heard argument on both the issue of claim construction and amendment of pleadings by Teva. At the end of the hearing, the court took both issues under advisement. The court granted Teva's motion to amend on January 18, 2011, but ordered that Teva file a revised amended answer and counterclaim within ten days reflecting only the claims at issue before the court, Claims 25 and 26.
The '012 patent is entitled "Pyrazolopyrimidinones for the Treatment of Impotence" and consists of twenty-six claims,
'012 patent col. 10, 11. 1-39. One of the particular chemical compounds claimed in Claim 25 is called "sildenafil." Sildenafil citrate is the active ingredient in Viagra.
In the late 1980s, Pfizer researchers in the United Kingdom were working on a new drug, which they aimed to use to treat angina, a heart condition. During the first phase of human testing of the drug in 1992, male volunteers in the study reported penile erections as a side effect. This led to the discovery that the chemical compounds Pfizer was testing could be used to
Sildenafil works to treat ED by inhibiting an enzyme known as PDE5. An erection is caused by the relaxation of the arterial smooth muscle tissue of the penis which allows more blood to flow into the organ. The increased blood flow signals to the rest of the smooth muscle tissue, composed of two hollow tubes on each side of the penis called the corpora cavernosa, to relax and fill with blood. As the penis fills with blood, the vein therein is pinched, preventing blood from flowing out and causing an erection.
To initially relax the smooth muscle tissue, which in turn sets off the chain reaction, the nervous system reacts to sexual stimuli by producing nitric oxide. This nitric oxide reacts with guanylate cyclase, an enzyme, producing cyclic guanosine monophosphate ("cGMP"). cGMP is the activator on the smooth muscle tissue that cues it to relax. cGMP can be inhibited, however, by another enzyme, PDE5. Thus, if there is too much PDE5, cGMP can be inhibited and the whole process of smooth muscle tissue relaxation can be thwarted. This is where Viagra comes in, when an individual's ED is caused by this imbalance in PDE5 and cGMP.
Claim construction is a matter of law to be decided by the court. Markman, 517 U.S. at 372, 116 S.Ct. 1384. The goal of such construction is to "discern the meaning of [a] term in the context of [the] invention and field of art." Curtiss-Wright Flow Control Corp. v. Velan, Inc., 438 F.3d 1374, 1379 (Fed.Cir.2006). In performing this function, the court need only construe disputed terms of disputed claims of the patent to the extent necessary to resolve the controversy. See NTP, Inc. v. Research In Motion, Ltd., 418 F.3d 1282, 1311 (Fed.Cir.2005) (citing Vivid Techs., Inc. v. Am. Sci. & Eng'g, Inc., 200 F.3d 795, 803 (Fed.Cir.1999)).
Sitting en banc, the Federal Circuit gave an overview of claim construction in Phillips v. AWH Corp., 415 F.3d 1303 (Fed.Cir.2005). Overall, claim construction aims to determine the "meaning that the term would have to a person of ordinary skill in the art in question at the time of the invention, i.e., as of the effective filing date of the patent application." Id. at 1313 (emphasis added). In some instances, a term's ordinary meaning "may be readily apparent even to lay judges, and claim construction in such cases involves little more than the application of the widely accepted meaning of commonly understood words." Id. at 1314. However, when the term's meaning is not readily apparent, courts must consult "those sources available to the public that show
The claim construction process begins with the words of the claims themselves, Old Town Canoe Co. v. Confluence Holdings Corp., 448 F.3d 1309, 1315 (Fed. Cir.2006), focusing on the context in which the term is used. Phillips, 415 F.3d at 1314. "It is a bedrock principle of patent law that the claims of a patent define the invention to which the patentee is entitled the right to exclude." Id. at 1312 (citation and internal quotation marks omitted). Each disputed term is to be given its "ordinary and customary meaning." Id. In seeking the plain meaning, the court is concerned with fair notice to the public concerning the scope of the claims. Johnson & Johnston Assoc., Inc. v. R.E. Service Co., Inc., 285 F.3d 1046, 1052 (Fed. Cir.2002). Because claim terms are normally used consistently throughout the patent, other claims, both asserted and unasserted, may be instructive as to the meaning of the disputed term. Phillips, 415 F.3d at 1314. Differences among claims may also be helpful, as limitations in dependent claims can clarify the independent claims from which they derive. Id. at 1314-15.
The claims, however, "do not stand alone" and must be "read in view of the specification, of which they are a part." Id. at 1315 (citation and internal quotation marks omitted). The entirety of the specification is relevant to claim construction, including the abstract, summary and preferred embodiment. See generally Lucent Techs., Inc. v. Gateway, Inc., 525 F.3d 1200 (Fed.Cir.2008) (examining the entirety of the specification in performing claim construction). The specification "is always highly relevant to the claim construction analysis. Usually, it is dispositive; it is the single best guide to the meaning of a disputed term." Phillips, 415 F.3d at 1315 (citation and internal quotation marks omitted). Further, if the specification reveals "a special definition given to a claim term by the patentee that differs from the meaning it would otherwise possess," then "the inventor's lexicography governs." Id. at 1316; see, Edward Lifesciences LLC v. Cook, Inc., 582 F.3d 1322, 1329 (Fed.Cir. 2009). The patentee must, however, "clearly express that intent in the written description." Helmsderfer v. Bobrick Washroom Equip., Inc., 527 F.3d 1379, 1381 (Fed.Cir.2008). The specification may also limit the scope of the invention through an intentional disclaimer or disavowal. Phillips, 415 F.3d at 1316. Nevertheless, it is important that the court "avoid the danger of reading limitations from the specification into the claim," as "persons of ordinary skill in the art rarely would confine their definitions of terms to the exact representations depicted in the embodiments." Id. at 1323.
In addition to the claims and specification, the court may also consider the prosecution history, which "consists of the complete record of the proceedings before the [Patent and Trademark Office] and includes the prior art cited during the examination of the patent." Id. at 1317. Although the prosecution history provides evidence of how the Patent and Trademark
As far as extrinsic evidence, the court is not "barred from considering any particular sources or required to analyze sources in any specific sequence, as long as those sources are not used to contradict claim meaning that is unambiguous in light of the intrinsic evidence." Id. at 1324. The district court, in its discretion, may admit extrinsic evidence to help educate itself about the field of the invention in order to determine how a person of ordinary skill in the art would understand the claim terms. Id. at 1319.
The court construes the following five terms in Claims 25 and 26:
'012 patent col. 10, 11. 1-39.
At the outset, the court sets forth the contours of the parties' fundamental disagreement, as this disagreement informs how each party approaches the construction of each term. At a base level, the parties disagree as to the scope of the patent. Pfizer argues that the '012 patent covers all dosing regimens, including daily
As to the first term for construction, "erectile dysfunction," Pfizer proposes "an inability to obtain or sustain an erection adequate for intercourse." Teva proposes "an inability to obtain or sustain an erection adequate for sexual intercourse when sexually stimulated, also known in the art as impotence." The court begins its analysis by looking at the claims themselves. However, no description of what is meant by "erectile dysfunction" is to be found therein, so the court must turn to other intrinsic evidence. Pfizer derives its definition directly from the language of the specification, which provides "erectile impotence or dysfunction may be defined as an inability to obtain or sustain an erection adequate for intercourse." '012 patent col. 1, 11. 11-14. Pfizer argues that the court need look no further, given that the definition is expressly provided by the patent. Teva is in agreement that the explicit definition should be adopted, but urges that the definition be expanded to reflect what a person of ordinary skill in the art understood about ED at the time of filing. In particular, Teva argues that reference should be made to sexual stimulation because the scientific community agreed that ED only occurred when sexual stimulation was present. Additionally, Teva argues that at the time of the filing of the patent, erectile dysfunction was used interchangeably with impotence and thus it should be included in the term definition.
Looking to the specification, the court agrees with Pfizer, as it is clear that the explicit definition stated in the patent should be used and no further construction is necessary. As the Federal Circuit held in Phillips, if the patent itself gives a special definition for a term in the specification, "the inventor's lexicography governs." 415 F.3d at 1316. Here, the patentee has met the requirement that the intent to create a specialized definition be clear. The definition of ED, "an inability to obtain or sustain an erection adequate for intercourse," is introduced in the '012 patent by the words "[m]ore specifically, erectile impotence or dysfunction may be defined." col. 1, 11. 11-12 (emphasis added). What a person of ordinary skill in the art would understand the term to mean is easily answered here, because any concerns about prior art and scientific consensus are obviated by the patentee's specific limitation of the definition. Thus, the addition of "when sexually stimulated" to the express definition is contrary to the law of claim construction.
Similarly, the addition of "also known in the art as impotence" is not supported by the intrinsic evidence. It is true that the patent refers to impotence in the specification, and indeed the patent title. However, in doing so it defines the larger category of dysfunctions, which involves both ED and failure to ejaculate. The patent defines
Thus, this court holds that "erectile dysfunction" means "an inability to obtain or sustain an erection adequate for intercourse."
As to the second term for construction, "treating erectile dysfunction," Pfizer proposes that construction is not necessary because the plain meaning of the term is clear. However, Pfizer argues that if the court finds that construction is required, the term should be defined as "medically caring for or dealing with erectile dysfunction." Teva proposes "preventing an inability to obtain or sustain an erection adequate for sexual intercourse from returning whenever sexually stimulated."
The court looks first to Teva's express definition argument. It is clear from the law concerning patentee as lexicographer,
The court next looks to the specification. The patent states its purpose: "[T]hese disclosed compounds are useful in the treatment of erectile dysfunction," '012 patent col. 1, 11. 61-63, and can be used "for the manufacture of a medicament for the curative or prophylactic treatment of erectile dysfunction." '012 patent col. 2, ll. 55-57. The patent again repeats this, stating "[t]hus the invention includes a pharmaceutical composition for the curative or prophylactic treatment of erectile dysfunction." '012 patent col. 6, 11. 10-12. No further elucidation is given as to what is meant by "curative or prophylactic treatment."
Teva argues that this meaning is clarified by the preferred embodiment in the specification, which states: The "preferred dosing regimen for a typical man is 5 to 75 mg of compound three times daily." '012 patent col. 5, 11. 65-67. Teva thus concludes that "treating" means administering daily multiple doses to keep ED from occurring at all times. The Federal Circuit's precedent, however, is conclusive on this issue: "When the specification describes a single embodiment to enable the invention, this court will not limit broader claim language to that single application unless the patentee has demonstrated a clear intention to limit the claim scope using words or expressions of manifest exclusion or restriction." Abbott Labs. v. Sandoz, Inc., 566 F.3d 1282, 1288 (Fed.Cir. 2009) (citation and internal quotation marks omitted). The court therefore considers the preferred embodiment, as it does the entire specification, but such embodiment is not determinative of the claimed method of treating.
Instead the court is of the opinion that "treating erectile dysfunction" does not require construction because its ordinary and customary meaning would be clear to a person ordinarily skilled in the art reading the entirety of the patent which describes the invention, its purpose, and its use. ICU Med., Inc. v. Alaris Med. Sys., Inc., 558 F.3d 1368, 1374 (Fed.Cir.2009) (citation and internal quotation marks omitted) ("[T]he person of ordinary skill in the art is deemed to read the claim term not only in the context of the particular claim in which the disputed term appears,
The court, therefore, holds that "treating erectile dysfunction" requires no construction.
For the third term, "a male human [animal] in need of such treatment," Pfizer proposes the construction to be "a male human in need of treatment for erectile dysfunction." Teva proposes "a male human [animal] who requires a pharmaceutical composition to prevent an inability to obtain or sustain an erection adequate for sexual intercourse from returning whenever sexually stimulated." Teva's definition of this term is dependent on its definitions of "treating" and "erectile dysfunction" as discussed above. Having defined those terms,
The court, therefore, is of the opinion that the meaning of the term is clear and adopts the construction "a male human in need of treatment for erectile dysfunction."
As to "an effective amount," Pfizer proposes that no construction is necessary because the plain meaning of the term is clear. If the court does find that the term must be construed, Pfizer proposes "an amount sufficient to produce the desired effect." Teva proposes "an amount sufficient to prevent an inability to obtain or sustain an erection adequate for sexual intercourse from returning whenever sexually stimulated." Teva and Pfizer agree that "an effective amount" generally means an amount sufficient to have the desired effect, but they differ on whether and how the construction should take account of that desired effect, and indeed what the desired effect is. Teva's construction of this term is dependent on its construction of "treating erectile dysfunction," as such treatment is the desired effect, and Teva again points to the preferred embodiment as evidence that an effective amount must mean an amount sufficient to prevent ED at all times.
The court holds that "an effective amount" requires no construction because a person ordinarily skilled in the art reading the patent would understand its ordinary and customary meaning.
As to the final term, "a method of treating erectile dysfunction in . . . a male human in need of such treatment," Pfizer proposes "a method practiced for the purpose of treating erectile dysfunction." Teva, though it maintains that the term proposed by Pfizer is not actually a claim term, appears to agree with this logic in general, as its definition sets out what it believes the purpose to be. Teva proposes "a method that prevents an inability to
Pfizer argues that prior cases have held that this claim language states the purpose of the invention, and this term should be interpreted accordingly. See, e.g., Jansen v. Rexall Sundown, Inc., 342 F.3d 1329, 1333 (Fed.Cir.2003) (holding that a method of treating . . . a male human in need of such treatment means a method practiced for the stated purpose).
Thus, the court holds that "a method of treating erectile dysfunction in . . . a male human in need of such treatment" means "a method practiced for the purpose of treating erectile dysfunction."
Therefore, given the construction of the disputed terms, the operative language of Claims 25 and 26 reads:
The court