MARK S. DAVIS, District Judge.
This matter is before the Court on a Motion for Judgment on the Pleadings filed on October 28, 2014 by S & N Communications, Inc., and S & N Locating Services, LLC (collectively "S & N" or "Defendants"). ECF No. 197. In such motion, Defendants contend that the claims of the patents asserted against them by CertusView Technologies, LLC ("CertusView" or "Plaintiff") are invalid for failure to claim patentable subject matter under 35 U.S.C. § 101. The parties' have filed a joint request for oral argument on this motion. Joint Notice Regarding Oral Argument, ECF No. 228. However, after examining the briefs and the record, the Court determines that oral argument is unnecessary because the facts and legal contentions are adequately presented and oral argument would not aid in the decisional process. Fed.R.Civ.P. 78(b); E.D. Va. Loc. R. 7(J). For the reasons set forth below, the Court
Plaintiff holds, inter alia, the five related patents, involving "technology for the prevention of damage to underground infrastructure," see First Am. Compl. ¶ 8, at issue in this action: U.S. Patent No. 8,290,204 ("the '204 patent"), U.S. Patent No. 8,407,001 ("the '001 patent"), U.S. Patent No. 8,340,359 ("the '359 patent"), U.S. Patent No. 8,265,344 ("the '344 patent"), and U.S. Patent No. 8,532,341 ("the '341 patent" and, collectively with the '204, '001, '359, and '344 patents, "the patents-in-suit").
To conduct locate operations, underground facility owners may use in-house locate technicians or may hire "independent contract locating firms" to perform locate operations on their behalf. '204 patent at 1:53-55. Before conducting a locate operation, the locate technician receives a "locate ticket," that is, "the set of instructions necessary for a locate technician to perform a locate operation." Opinion and Order at 64, ECF No. 121; see '204 patent at 1:57-59. Such locate ticket may include "the address or description of the dig area to be marked, the day and/or time that the dig area is to be marked, and/or whether the user is to mark the dig area for telecommunications (e.g., telephone and/or cable television), power, gas, water, sewer, or some other underground facility." '204 patent at 1:59-64. At the dig area, the locate technician uses a "locate wand," a device that "use[s] a number of electronic methods to detect the presence of underground facilities," to determine whether underground facilities are present. Id. at 1:33-37. The locate technician then marks, "using paint or some
"It is generally recommended, or in some jurisdictions required, to document the type and number of underground facilities located, i.e. telephone, power, gas ... etc., and the approximate geographic location of the locate marks." Id. at 1:65-67, 2:1. "Often times[,] it is also recommended or required to document the distance, or `offset[,]' of the locate marks from environmental landmarks that exist at the dig area," such as trees, curbs, driveways, pedestals, and building structures, because such offsets "serve as evidence supporting the location of the locate marks after those locate marks may have been disturbed by the excavation process." Id. at 2:2-16.
The documentation containing "some or all of the information regarding a locate operation is often called a `manifest.'" Id. at 2:17-18. "Currently, locate marks are generally documented using a sketching process which results in the creation of a paper manifest." Id. at 2:39-41.
Id. at 2:18-29. Generally, if an in-house employee conducts the locate operation, the facility owner/operator will only document on the manifest "the existence of its underground facilities and the approximate location of its locate marks." Id. at 2:30-33. However, if multiple underground facility owners hire an independent contract locating firm to conduct the locate operation, such firm "may document on the manifest some or all of the underground facilities at the dig area that it located and the approximate location of all the locate marks." Id. at 2:33-38. Manifests "are stored manually or in some jurisdictions are digitally scanned/photographed and the image stored electronically." Id. at 2:43-45.
However, the locate operation process described above contains flaws. The sketching process that is generally used to document locate marks, through the creation of a paper manifest, can be problematic because "[s]ketches are produced by hand, are not to scale, prone to human error, and costly in drafting time spent by the locate technician." Id. at 2:39-43. "Inaccurate markings of the utility lines can result in physical damage to utility lines, property damage, and/or personal injury during the excavation process that, in turn, can expose the utility line owner or
The '204 patent is titled "Searchable Electronic Records of Underground Facility Locate Marking Operations." '204 patent at 1:1-3. In brief, the specification indicates that the '204 patent is "directed to methods, apparatus and systems for creating a searchable electronic record, or `electronic manifest,' relating to a geographic area including a dig area to be excavated or otherwise disturbed," id. at 2:51-55, with part of such electronic record to include "the geographic location of one or more physical locate marks, applied to the dig area during a locate operation ... somehow identified with respect to its immediate surroundings in the geographic area." Plaintiff has asserted that Defendants infringed Claims 1, 2, 19, and 21 of the '204 patent. See Pl.'s Mem. Supp. Mot. for Summ. J. at 5 n. 1, ECF No. 213.
Plaintiff asserts that Defendants infringed three of the method claims of the '204 patent, Claims 1, 2, and 19. Claim 1, an independent method claim, recites:
Id. at 34:52-67, 35:1-9. Claim 2 is dependent upon Claim 1 and recites: "The method of Claim 1, wherein C) comprises: adding, via a user input device associated with the display device, the at least one digital representation of the at least one physical locate mark to the displayed at least one input image, so as to generate the marked-up image." Id. at 35:10-14. Claim 19 is dependent upon Claim 17, which, in turn, depends on Claim 1. Claim 19 recites: "The method of claim 17, wherein the at least one photographic image comprises one or more of a topographical image, a
In addition, Plaintiff asserts that Defendants infringed one apparatus claim in the '204 patent, Claim 21. Claim 21, an independent apparatus claim, recites:
Id. at 36:35-67.
The '344 Patent is titled "Electronic Manifest of Underground Facility Locate Operation." '344 patent at 1:1-3. Such patent is directed to methods and apparatus for generating a searchable electronic record of a locate operation. Plaintiff asserts that Defendants have infringed two apparatus claims of such patent, Claims 1 and 4, as well as two method claims of such patent, Claims 13 and 17. See Pl.'s Mem. Supp. Mot. for Summ. J. at 5 n.1. Claim 1, an independent apparatus claim, recites:
Id. at 17:40-67, 18:1-19. Claim 4 is an apparatus claim dependent upon Claim 1. Claim 4 recites: "The apparatus of [C]laim 1, wherein the image comprises an aerial image." Id. at 18:26-27. Claim 13 is an independent method claim that recites:
Id. at 18:55-67, 19:1-21. Claim 17 is a method claim, dependent on Claim 13, that recites: "The method of claim 13, wherein the image comprises an aerial image." Id. at 19:30-31.
The '359 patent is titled "Electronic Manifest of Underground Facility Locate Marks." '359 patent at 1:1-2. Such patent claims methods and apparatus for generating a searchable electronic record of a locate operation. Plaintiff alleges that Defendants infringed one method claim of the '359 patent, Claim 1. See Pl.'s Mem. Supp. Mot. for Summ. J. at 5 n.1. Claim 1, an independent method claim, recites:
Id. at 17:53-67, 18:1-21.
The '341 patent is titled "Electronically Documenting Locate Operations for Underground Utilities." '341 patent at 1:1-3. The specification indicates that it is directed "to methods, apparatus and systems for creating a searchable electronic record, or `electronic manifest,' relating to a geographic area including a dig area to be excavated or otherwise disturbed," with such electronic manifest including "the geographic location of one or more physical locate marks, applied to the dig area
Id. at 34:61-67, 35:1-15. Claim 7 is dependent on Claim 1 and recites:
Id. at 35:46-53. Claim 16 is an independent computer-readable medium claim that recites:
Id. at 36:36-57. Claim 17 is also an independent apparatus claim and it recites:
Id. at 36:58-67, 37:1-20. Claim 28 is dependent on Claim 17 and it recites: "The apparatus of claim 17, wherein in D), the information relating to the marked-up image includes at least one timestamp indicative of a date and/or a time at which the locate operation is performed in A)." Id. at 38:47-50.
The '001 patent is titled "Systems and Methods for Using Location Data to Electronically Display Dispensing of Markers by a Marking System or Marking Tool." '001 patent at 1:1-4. Plaintiff alleges that Defendants have infringed Claim 1 of such patent. See Pl.'s Mem. Supp. Mot. for Summ. J. at 5 n. 1. Claim 1 is an independent system claim that recites:
Id. at 8:14-28.
On May 29, 2013, Plaintiff filed an action in this Court alleging that Defendants "have infringed, and continue to infringe, literally and/or under the doctrine of equivalents," four of the five patents-in-suit "by making, using, offering to sell, and/or selling devices and/or services covered by the claims of the [patents] and by actively and intentionally inducing others to infringe one or more claims of the [patents]." Compl. ¶¶ 14, 18, 22, 26, ECF No. 1. On December 6, 2013, Plaintiff filed an amended complaint, alleging infringement
On April 1, 2014, the Court held a Markman hearing and heard argument from the parties concerning ten disputed claim terms. On May 16, 2014, the Court issued a claim construction Opinion and Order ("Markman Opinion and Order") construing such disputed claim terms. ECF No. 121. The Court determined that the following six disputed terms required no construction and should be accorded their plain and ordinary meaning: "generate/generating/generation of the searchable electronic record;" "processor/processing unit;" "display device;" "communication interface and/or the memory;" "electronically transmitting/transmit and/or electronically storing/store;" and "marking system or a marking tool." Markman Opinion and Order at 21, 28, 33, 37, 40, 68. The Court construed the remaining four disputed claim terms as follows:
Id. at 44, 49-50, 58, 63-64.
On August 28, 2014, Defendants moved for an order requiring Plaintiff to limit the number of claims it has asserted against Defendants. Defs.' Renewed Mot. to Limit Number of Asserted Claims, ECF No. 140. On October 1, 2014, the Court granted, in part, Defendants' motion to limit claims and ordered Plaintiff to elect fifteen representative claims from the sixty-eight claims Plaintiff originally had asserted against Defendants. See Opinion and Order, ECF No. 159. Accordingly, Plaintiff has now reduced the number of patent claims asserted against Defendants to those stated above with respect to each of the patents-in-suit. Pl.'s Mem. Supp. Mot. for Summ. J. at 5 n. 1; Defs.' Mem. Supp. Mot. for J. on the Pleadings at 2 & n. 1, ECF No. 198. In addition, the Court ordered Defendants to elect a maximum of twenty-five prior art references to assert against Plaintiff. Opinion and Order, ECF No. 159.
On October 28, 2014, Defendants filed the instant motion for judgment on the pleadings. ECF No. 197. In support of such motion, Defendants contend that the patents-in-suit are invalid because they do not claim patentable subject matter under 35 U.S.C. § 101. Defs.' Mem. Supp. Mot. for J. on the Pleadings at 8. According to Defendants, under the two-step test governing whether a patent impermissibly claims an abstract idea, set forth by the United States Supreme Court in Alice Corp. Pty. Ltd. v. CLS Bank International, 573 U.S. ___, 134 S.Ct. 2347, 189 L.Ed.2d 296 (2014), Plaintiff's patents are invalid because they attempt to claim an abstract idea and do not transform such idea into a patent-eligible invention. See id. at 11, 14. Under the first step, Defendants
On November 13, 2014, CertusView filed its brief in opposition to Defendants' motion for judgment on the pleadings. ECF No. 207. Plaintiff opposes Defendants' motion on both procedural and substantive grounds. Regarding procedure, Plaintiff contends that Defendants' motion improperly relies on material outside the pleadings, especially in describing a "conventional" locate operation. Pl.'s Opp'n to Mot. for J. on the Pleadings at 3. As corollaries to its contention that Defendants' motion for judgment on the pleadings is, in reality, a motion for summary judgment in disguise, Plaintiff asserts that Defendants' motion must fail because it lacks the factual support requisite for the Court to grant summary judgment to S & N and also constitutes an impermissible second motion for summary judgment in addition to Defendants' currently pending motion for summary judgment, ECF No. 216, under this Court's local rules. See id. at 16-17.
Regarding substance, Plaintiff begins by arguing that Defendants have failed to carry their burden of establishing the invalidity of the patents-in-suit by clear and convincing evidence because they have not provided a claim-by-claim analysis of the validity vel non of the patents-in-suit. Id. at 18. Next, CertusView contends that the patents-in-suit are patentable under the first part of the Alice test because they are not directed to the abstract idea of "recording a locate operation." Id. at 19-20. In Plaintiff's view, recording a locate operation is not an abstract idea because recording a locate operations is, "necessarily, a real world operation" because the "patents do not describe any method for doing that automatically." Id. at 20. Also, Plaintiff underscores that the "application of paint, flags, or some other marking object or material to indicate the presence of an underground facility" is "a concrete process performed by a real person, in the real world." Id. at 19. As a further indication that the patents-in-suit do not attempt to claim an abstract idea, Plaintiff contends that the claims in the patents-in-suit do not preempt recording locate operations. Id. at 20-21. According to Plaintiff, the fact that the claims at issue "concern the performance of real world steps" indicates that the patents are not directed to an abstract idea. Id. at 21.
With respect to the second prong of Alice, CertusView contends that its patents are directed to patent-eligible subject matter because they are transformative. Plaintiff argues that "the use of an image or representation of a dig area is transformative" as an "inventive contribution" over the prior art, rather than merely a recitation of the conventional methods used to conduct locating operations. Id. at 22-23. Plaintiff also contends that, taken together, all the claim elements in each patent are patent-eligible because they provide a new and useful process in combination. Id. at 24. Moreover, according to Plaintiff, the patents-in-suit involve computerized components that "play a significant part in permitting the claimed method to be performed, rather than function solely as an
On November 20, 2014, Defendants filed their reply to Plaintiff's brief in opposition to Defendants' motion. ECF No. 221. S & N's reply addresses both Certusview's procedural and substantive challenges to S & N's motion. Accordingly, this matter is now ripe for disposition.
Federal Rule of Civil Procedure 12(c) governs motions for judgment on the pleadings. Such Rule provides: "[a]fter the pleadings are closed-but early enough not to delay trial-a party may move for judgment on the pleadings." Fed.R.Civ.P. 12(c). The Court of Appeals for the Fourth Circuit has noted:
Priority Auto Grp., Inc. v. Ford Motor Co., 757 F.3d 137, 139 (4th Cir.2014) (quoting Edwards v. City of Goldsboro, 178 F.3d 231, 244 (4th Cir.1999)). "A Rule 12(c) motion tests only the sufficiency of the complaint and does not resolve the merits of the plaintiff's claims or any disputes of fact." Drager v. PLIVA USA, Inc., 741 F.3d 470, 474 (4th Cir.2014) (citing Butler v. United States, 702 F.3d 749, 752 (4th Cir.2012)).
Under Federal Rule of Civil Procedure 12(d), "[i]f on motion under 12(b)(6) or 12(c), matters outside the pleadings are presented to and not excluded by the court, the motion must be treated as one for summary judgment under Rule 56." A court has the discretion to either accept materials beyond the pleadings in considering a Rule 12(c) motion, thereby converting such motion into a motion for summary judgment, or to reject such materials and not consider them. See 2 James Wm. Moore et al., Moore's Federal Practice § 12.34[3][a] (3d ed.2014); 5C Charles Alan Wright, Arthur R. Miller & Mary Kay Kane, Federal Practice and Procedure § 1366 (3d ed. 2004 & Supp.2014). However, though a court may not consider matters outside the pleadings without converting a Rule 12(c) motion into a motion for summary judgment under Rule 56, "[a] copy of a written instrument that is an exhibit to a pleading is a part of the pleading for all purposes." Fed.R.Civ.P. 10(c).
Defendants contend that they are entitled to judgment as a matter of law on Plaintiff's patent infringement claims because Plaintiff's patents are invalid for failure to claim patent-eligible subject matter under 35 U.S.C. § 101. In response, Plaintiff has opposed Defendants' motion on both procedural and substantive grounds. Accordingly, first, the Court will consider Plaintiff's procedural challenges to determine whether it can reach the merits of Defendants' motion. As discussed
As an initial matter, the Court must consider whether Defendants' Rule 12(c) motion is a procedurally appropriate vehicle to attack the validity of Plaintiff's patents. The crux of Plaintiff's procedural challenge to Defendants' motion is that such motion improperly relies on material outside the pleadings and, therefore, must be considered a motion for summary judgment. According to Plaintiff, as a summary judgment motion, Defendants' motion cannot be decided on the pleadings. Additionally, in Plaintiff's view, given that such motion is a motion for summary judgment, Defendants' motion must fail because it lacks sufficient factual support.
As the Court of Appeals for the Federal Circuit has recognized, "[s]ection 101 patent eligibility is a question of law...." In re Roslin Inst. (Edinburgh), 750 F.3d 1333, 1335 (Fed.Cir.2014) (citing Bancorp Servs., LLC v. Sun Life Assurance Co. of Can., 687 F.3d 1266, 1273 (Fed.Cir.2012)). Nevertheless, "that legal conclusion `may contain underlying factual issues.'" Loyalty Conversion Sys. Corp. v. Am. Airlines, Inc., 66 F.Supp.3d 829, 834 (E.D.Tex.2014) (Bryson, Cir. J.) (quoting Accenture Global Servs., GmbH v. Guidewire Software, Inc., 728 F.3d 1336, 1341 (Fed.Cir.2013)). Thus, as a general matter, given that patent eligibility under section 101 is a question of law, the Court can resolve such issue on the pleadings, if the eligibility of the subject matter of the patents-in-suit does not involve an underlying factual dispute. Indeed, numerous courts have resolved whether a patent claims patent-eligible subject matter on a defendant's Rule 12(c) motion. See, e.g., buySAFE, Inc. v. Google, Inc., 765 F.3d 1350, 1352 (Fed.Cir.2014); Amdocs (Isr.) Ltd. v. Openet Telecom, Inc., 56 F.Supp.3d 813, 815-16 (E.D.Va.2014); Loyalty Conversion, 66 F.Supp.3d at 835. That said, the Federal Circuit has indicated that, although "claim construction is not an inviolable prerequisite to a validity determination under § 101," "it will ordinarily be desirable-and often necessary-to resolve claim construction disputes prior to a § 101 analysis, for the determination of patent eligibility requires a full understanding of the basic character of the claimed subject matter." Bancorp, 687 F.3d at 1273-74.
Contrary to Plaintiff's contention, the Court finds that it is appropriate at this juncture of the proceedings for the Court to ascertain, based solely on the pleadings, whether the patents-in-suit claim patent-eligible subject matter. Section 101 eligibility is a question of law, Roslin Inst., 750 F.3d at 1335, that hinges on the claims of the patents-in-suit, see Alice, 134 S.Ct. at 2355 (indicating that the Court's section 101 analysis involves two steps, both of which require a consideration of the patent claims at issue). Here, Plaintiff has attached the specifications of the patents-in-suit as exhibits to the First Amended Complaint and, therefore, pursuant to Rule 10(c), the Court may consider such specifications in resolving this Rule 12(c) motion. Accordingly, to resolve the claim-centric issue of section 101 validity, the Court finds that it need not rely on any factual matter other than that presented in the specifications of the patents-in-suit themselves. Moreover, the Court already has resolved the parties' claim construction disputes through its Markman Opinion and Order and now has a "full understanding of the basic character of the claimed subject matter." Bancorp, 687 F.3d at 1273-74; see also Loyalty Conversion, 66 F.Supp.3d at 835. Therefore, for those reasons, the Court rejects Plaintiff's
Importantly, the Court further concludes that there are no factual disputes that could affect the Court's analysis of the issue of section 101 validity. The only factual dispute that Plaintiff has brought to the Court's attention in opposition to Defendants' motion concerns Defendants' characterization of a "conventional" locate operation, including Defendants' chart comparing such an operation to Claim 1 of the '204 patent. See Pl.'s Opp'n to Motion for J. on the Pleadings at 15. However, the Court need not resolve the factual dispute between the parties over how locate technicians conduct "conventional" locate operations because that dispute does not affect the Court's conclusion that the patents-in-suit do not claim patent-eligible subject matter. Therefore, the Court will decline to exercise its discretion to consider matters outside the pleadings in resolving this Rule 12(c) motion. See Fed. R.Civ.P. 12(d).
Having concluded that it is appropriate for the Court to resolve, under Rule 12(c), whether the patents-in-suit claim patent-eligible subject matter, the Court will now consider the substance of Defendants' motion. The Court will begin with a discussion of patent eligibility under 35 U.S.C. § 101 and Alice. Thereafter, the Court will assess, in turn, whether each of the asserted claims of the patents-in-suit merely claim an abstract idea, rendering such claims invalid and indicating that it is "certain" that Plaintiff "cannot prove any set of facts in support of [its] claim entitling [it] to relief." See Priority Auto, 757 F.3d at 139.
The Intellectual Property Clause of the United States Constitution empowers Congress "[t]o promote the progress of
Alice, 134 S.Ct. at 2354-55 (internal citations and quotation marks omitted). Accordingly, with those preemption principles in mind, an invention claims patent-eligible subject matter if it is directed to a "process, machine, manufacture, or composition of matter" and does not constitute an attempt to patent a law of nature, natural phenomenon, or abstract idea.
Congress has established that the burden of demonstrating that a patent claims ineligible subject matter lies with the party challenging validity. Under 35 U.S.C. § 282,
35 U.S.C. § 282. In addition, "`[a] party seeking to establish that particular claims are invalid must overcome the presumption of validity in 35 U.S.C. § 282 by clear and convincing evidence.'" Nystrom v. TREX Co., 424 F.3d 1136, 1149 (Fed.Cir. 2005) (quoting State Contracting & Eng'g Corp. v. Condotte Am., Inc., 346 F.3d 1057, 1067 (Fed.Cir.2003)); see also, e.g., Wolf v. Capstone Photography, Inc., 2:13-cv-09573,
United States v. Hall, 664 F.3d 456, 461-62 (4th Cir.2012) (alteration in original) (quoting Jimenez v. DaimlerChrysler Corp., 269 F.3d 439, 450 (4th Cir.2001)).
To determine whether the patents-in-suit claim patent-eligible subject matter, the Court must apply the two-step framework that the Supreme Court set forth in Alice. First, the Court must "determine whether the claims at issue are directed to one of [the] patent-ineligible concepts," that is, laws of nature, natural phenomena, and abstract ideas. Alice, 134 S.Ct. at 2355 (citing Mayo Collaborative Servs. v. Prometheus Labs., Inc., 566 U.S. ___, 132 S.Ct. 1289, 1296-97, 182 L.Ed.2d 321 (2012)). To determine whether a claim is directed to a patent-ineligible abstract idea, "a court must evaluate the claims `[o]n their face' to determine to which `concept' the claims are `drawn.'" Amdocs, 56 F.Supp.3d at 817 (quoting Alice, 134 S.Ct. at 2356) (citing Bilski v. Kappos, 561 U.S. 593, 609, 130 S.Ct. 3218, 177 L.Ed.2d 792 (2010)). In other words, a court "must identify the purpose of the claim ... what the claimed invention is trying to achieve... and ask whether the purpose is abstract." Cal. Inst. of Tech. v. Hughes Commc'ns Inc., 59 F.Supp.3d 974, 991 (C.D.Cal.2014).
Importantly, though the Supreme Court has not "delimit[ed] the precise contours of the `abstract ideas' category" of patent ineligible subject matter, Alice, 134 S.Ct. at 2357, the Court has indicated that such category is not limited simply to "preexisting, fundamental truth[s] that exist in principle apart from any human action," id. at 2356 (alteration in original) (citation and internal quotation marks omitted). Indeed, the Supreme Court has suggested that a "method of organizing human activity" or "fundamental economic practice" can fall within the patent-ineligible category of abstract ideas. See id. Furthermore, the Federal Circuit has rejected the notion that "the addition of merely novel or non-routine components to the claimed idea necessarily turns an abstraction into something concrete." Ultramercial, 772 F.3d at 715.
If an invention is directed toward a patent-ineligible abstract idea, second, the Court must "consider the elements of each claim both individually and `as an ordered combination' to determine whether the additional elements `transform the nature of the claim' into a patent eligible application." Alice, 134 S.Ct. at 2355 (quoting Mayo, 132 S.Ct. at 1297-98). Those additional elements "must be more than `well-understood, routine, conventional activity.'" Ultramercial, 772 F.3d at 715 (quoting Mayo, 132 S.Ct. at 1298). This second step is "a search for an `inventive concept' — i.e., an element or combination of elements that is `sufficient to ensure that the patent in practice amounts to significantly more than a patent upon the [ineligible concept] itself.'" Id. (alteration and emphasis in original) (quoting Mayo, 132 S.Ct. at 1294). Yet, "transformation into a patent-eligible application requires `more than simply stat[ing] the [abstract idea] while adding the words `apply it.'" Alice, 134 S.Ct. at 2357 (alterations in original) (quoting Mayo, 132 S.Ct. at 1294). Moreover, "the prohibition against patenting abstract ideas `cannot be circumvented by attempting to limit the use of the formula to a particular technological environment' or adding `insignificant postsolution activity,'" Bilski, 561 U.S. at 610-11, 130 S.Ct. 3218 (quoting Diamond v. Diehr, 450 U.S. 175, 191-92, 101 S.Ct. 1048, 67 L.Ed.2d 155 (1981)), and the narrowness of an abstract idea does not render patentable an otherwise patent-ineligible idea, see buySAFE, 765 F.3d at 1353 (citing Mayo, 132 S.Ct. at 1303). Nor does "the mere recitation of a generic computer ... transform a patent-ineligible abstract idea into a patent-eligible invention."
The Court will now consider whether each of the patents-in-suit claims patent-eligible subject matter under the two-step Alice framework stated above. However, before analyzing each of Plaintiff's asserted claims, the Court will address Plaintiff's contention that the Court should deny Defendants' motion because Defendants have failed to challenge the validity of the patents-in-suit claim-by-claim. See Pl.'s Opp'n to Mot. for J. on the Pleadings at 18-19. Plaintiff correctly notes that Alice requires the Court to address the elements of the asserted claims in the patents-in-suit both individually and as an ordered combination. However, Plaintiff overlooks the fact that the Alice Court itself considered only a representative claim to determine the validity of all of the claims at issue. See Alice, 134 S.Ct. at 2352 n. 2. Other courts have also considered the validity of multiple patent claims based on a representative claim. E.g., Ultramercial, 772 F.3d at 711-13; Amdocs, 56 F.Supp.3d at 819-20. Therefore, to the extent it is permissible to challenge the validity of multiple patent claims under section 101 through an analysis of a representative claim, the Court rejects Plaintiff's contention regarding Defendants' failure to present
Under the first step in Alice, the Court finds that Claims 1, 2, 19, and 21 of the '204 patent are directed to the abstract idea of creating computer-readable files to store information, as applied in the particular technological environment of conducting a locate operation. Claim 1 of the patent is directed at a method for generating a "searchable electronic record of a locate operation," that is, "one or more computer-readable files that include some or all of the information regarding a locate operation," Markman Opinion and Order at 58, "performed by a locate technician in a dig area, wherein at least a portion of the dig area is planned to be excavated...." '204 patent at 34:52-56. At their core, the elements of Claim 1 involve: A) electronically receiving information, to include an image of the dig area; B) displaying such information, including the image, on a display device; C) adding a digital representation of physical locate marks to the image; and D) electronically transmitting and/or storing non-image data relating generally to a locate operation to create a computer-readable file including information related to a locate operation. Those elements embrace the abstract process of taking input information, in the form of an image; displaying it; adding additional information to it-the representation of the physical locate marks; and storing such information in a computer readable file, as applied in the particular technological environment of conducting locate operations. The mere fact that Claim 1 involves information specific to a locate operation does not, without more, alter the Court's conclusion that it is directed towards an abstract idea because "the prohibition against patenting abstract ideas `cannot be circumvented by attempting to limit the use of the formula to a particular technological environment'...." Bilski, 561 U.S. at 610, 130 S.Ct. 3218 (quoting Diehr, 450 U.S. at 191-92, 101 S.Ct. 1048)). Accordingly, the Court concludes that Claim 1 is directed to an abstract idea.
The Court also determines that the other asserted method claims, Claims 2 and 19, are directed at the abstract idea of creating computer-readable files to store information, as applied in the particular technological environment of locate operations. Such claims are dependent on Claim 1 and do not limit the application of the idea in Claim 1 in such a manner as to alter the Court's analysis stated above. Claim 2 simply limits element C in Claim 1 to require the use of a "user input device" to add the physical locate marks to the input image. '204 patent at 35:10-14. The manner in which the locate mark information is added to the image does not alter the fact that the purpose of the method in Claim 2 is to take information in the form of an input image, display that information on a display device, add more information to it in the form of a representation of a physical locate mark, and then electronically transmit and/or store non-image data relating generally to a locate operation to create a computer readable file that stores that information. Likewise, Claim 19 is directed to the same abstract idea as Claim 1. Claim 19, in conjunction with Claim 17, limits Claim 1 to require that the input image in Claim 1 comprise a photographic image, such photographic image comprising "one or more of a topographical image, a satellite image, and an aerial image." See id. at 35:66-67, 36:4-6. In other words, Claim 19 limits the claimed invention by limiting the type of information that is displayed on the display device, to which the information regarding the
In addition, the asserted apparatus claim of the '204 patent, Claim 21, is directed to the same abstract idea to which Claim 1 is directed because Claim 21 is indistinguishable, in substance, from Claim 1. The Supreme Court has "long `warn[ed]... against' interpreting § 101 `in ways that make patent eligibility depend simply on the draftsman's art.'" Alice, 134 S.Ct. at 2360 (alteration in original) (quoting Mayo, 132 S.Ct. at 1294). Put simply, a system or medium claim can be treated the same as a method claim where there is no "material difference" between the categories of claims. Bancorp, 687 F.3d at 1277; see also Accenture, 728 F.3d at 1341 (citing CLS Bank Int'l v. Alice Corp., 717 F.3d 1269, 1274 n. 1 (Fed.Cir.2013) (en banc), aff'd, ___ U.S. ___, 134 S.Ct. 2347, 189 L.Ed.2d 296 (2014)) (noting that a majority of the Federal Circuit sitting en banc, though in different opinions, has held that "system claims that closely track method claims and are grounded by the same meaningful limitations will generally rise and fall together."). Thus, the Alice Court held that system claims were patent-ineligible because they merely "recite[d] a handful of generic computer components configured to implement the same idea" as the abstract idea implemented on a generic computer stated in the patent's method claims. See 134 S.Ct. at 2360. Here, in substance, Claim 21 is identical to Claim 1. Claim 1 recites a method for performing the abstract idea of creating a computer-readable file to store information, as applied in the particular technological environment of conducting locate operations. Similarly, Claim 21 simply recites "a handful of generic computer components configured to implement the same idea," namely a "communication interface," "display device," "memory to store processor executable instructions," and a "processing unit coupled to" such other components that through "processor-executable instructions by the processing unit" cause the processing unit to facilitate the performance of elements A-D of the method stated in Claim 1. Therefore, the Court concludes that Claim 21 purports to claim the abstract idea of creating a computer-readable file to store information, as applied in the particular technological environment of conducting locate operations, because it is an apparatus claim that merely involves a configuration of generic computer components to execute the abstract idea stated in Claim 1. See Alice, 134 S.Ct. at 2360.
As indicated above, given that Claims 1, 2, 19, and 21 of the '204 patent are directed towards an abstract idea, to claim patent-eligible subject matter under
Claim 1 lacks an "inventive concept" sufficient to transform such claim into a patent-eligible application of the abstract idea it claims, rather than simply an attempt to claim such abstract idea. As the Supreme Court has noted, "[g]iven the ubiquity of computers, wholly generic computer implementation is not generally the sort of `additional featur[e]' that provides any `practical assurance that the [claimed] process is more than a drafting effort designed to monopolize the [abstract idea] itself.'" Alice, 134 S.Ct. at 2358 (second and fourth alterations in original) (quoting Mayo, 132 S.Ct. at 1297). Element A of Claim 1 recites the generic step of "electronically receiving source data representing at least one input image of a geographic area comprising the dig area," yet, electronic receipt of data is far from an innovative additional feature. See, e.g., Ultramercial, 772 F.3d at 711-12, 715-16 (indicating that the element of receiving media products comprised of text data, music data, and video data was part of routine, conventional activity in implementing an abstract idea); Amdocs, 56 F.Supp.3d at 825-26 (finding that collecting data communication usage information was a conventional action for a computer); cf. buySAFE, 765 F.3d at 1355 (finding that a computer receiving and sending information over a network with no further specification was "not even arguably inventive"). Similarly, element B does not supply the needed innovative additional feature to prevent Claim 1 from claiming an abstract idea because it simply involves using generic computer components to perform the conventional computer function of processing data to display an input image on a display device. See, e.g., DietGoal Innovations LLC v. Bravo Media LLC, 33 F.Supp.3d 271, 286-87 (S.D.N.Y. 2014) (finding that "displaying [] results on a visual display" amounted to a conventional computer task); Intellectual Ventures I, LLC v. Capital One Fin. Corp., Civil Action No. 1:13-cv-00740 (AJT/TRJ), 2014 WL 1513273, at *2-3 (E.D.Va. Apr. 16, 2014) (implicitly finding that the element of "displaying the data stream via an interactive interface" did not establish that
The fourth element of Claim 1, element D, also lacks an innovative concept sufficient to transform such claim into a patent-eligible application of an abstract idea because it simply recites the use of common computer components, performing generic computer functions, to accomplish via such components what persons in the locate operations industry had traditionally done by hand: creating manifests to document information regarding a locate operation. The "electronic transmi[ssion]" and "electronic storage" of information to create a "searchable electronic record of a locate operation," '204 patent at 35:6-9, that is, a "computer readable file that includes some or all of the information regarding a locate operation," Markman Opinion & Order at 58, is tantamount to using computer components to perform their conventional functions, as applied in the locate operations industry. See Alice, 134 S.Ct. at 2359 (noting that "electronic recordkeeping [is] one of the most basic functions of a computer" and is a "purely conventional" use of a computer); buySAFE, 765 F.3d at 1355 (finding that using a computer to send and receive information over a network without any further specification was "not even arguably inventive"). Indeed, element D is akin to the computerization of the conventional process of storing hand-sketched paper manifests that contain "a variety of information related to a locate operation." See '204 patent at 2:17-47. Consequently, none of the individual elements of Claim 1 transform such claim into patent-eligible subject matter.
Furthermore, considered as an ordered combination of elements, Claim 1 does not sufficiently transform the subject matter claimed to permit Plaintiff to obtain a patent over the abstract idea of creating a computer-readable file to store information, as applied in the particular technological environment of conducting locate operations. There can be no doubt that Alice established that "a claim directed at an abstract idea does not move into section 101 eligibility territory by `merely requiring generic computer implementation.'" buySAFE, 765 F.3d at 1354 (quoting Alice, 134 S.Ct. at 2357). As stated above, conventionally, locate operations have typically been documented by hand through creating manifests that include sketches or drawings of the dig area that indicate the approximate location of locate marks and that are stored manually "and/or digitally scanned/photographed and the image stored electronically." See '204 patent at 1:65-67, 2:1-47. As an ordered combination, Claim 1 basically recites a method for using generic computer components to
For the same reason that Claim 1 fails to transform the abstract idea to which it is directed, Claim 21 also fails to claim patent-eligible subject matter. As stated above, Claim 21 is identical to Claim 1 in substance because it only recites generic computer components configured to implement the method in Claim 1. Accordingly, to the extent that Defendants have shown
The dependent claims in the '204 patent that Plaintiff asserts also do not sufficiently transform the method asserted in Claim 1 so as to render the method in Claims 2 and 19 patent-eligible. Individually, the additional element in Claim 2 adds little to Claim 1 that might transform the claimed method into a patent-eligible application of the abstract idea of creating a computer-readable file to store information, as applied in the particular technological environment of conducting a locate operation. Such element merely associates an additional generic component, a "user input device," with the generic "display device" recited in Claim 1 and then recites using such input device to add a digital representation of the locate mark to the input image displayed on the display device. That element is a computerized analog of the conventional process of indicating the approximate location of a locate mark on the sketch or drawing of the dig area that is typically included in a paper manifest. See '204 patent at 2:17-22. Therefore, considered individually, Claim 2 is not transformative under Alice. Likewise, in combination with the other elements in Claim 1, on which Claim 2 is dependent, Claim 2 is not transformative because it merely adds another generic component to the patent-ineligible method in Claim 1 involving the computerized implementation of the conventional process of documenting information related to a locate operation. Therefore, the Court finds that Defendants have shown, by clear and convincing evidence, that Claim 2 is invalid because it does not claim patent-eligible subject matter. The Court will
Like Claim 2, Claim 19 does not include an additional feature sufficient to transform the method claimed therein from an attempt to claim the abstract idea of creating a computer-readable file to store information, as applied in the particular technological environment of conducting a locate operation. Individually, Claim 19 recites the method in Claim 1 wherein the input image in element A thereof is a photographic image comprising "one or more of a topographical image, a satellite image, and an aerial image." See '204 patent at 35:66-67, 36:4-6. Although, viewing the facts in the light most favorable to Plaintiff, the use of a photographic image in documenting a locate operation might be novel, the Court concludes that the use of such an image, topographical, satellite, aerial, or otherwise, does not sufficiently transform the method in Claim 19 from an attempt to claim the abstract idea of creating a computer-readable file to store information, as applied in the particular technological environment of conducting a locate operation. The '204 patent itself indicates that "manifests" documenting some or all of the information regarding a locate operation "may typically contain" "a sketch or drawing of the dig area that identifies the approximate location of the locate marks... present at the dig area." '204 patent at 2:17-22. Thus, at best, the method in Claim 19 differs from the conventional method of documenting a locate operation described in the '204 patent through: 1) the use of a topographical, satellite, or aerial image, rather than a sketch or drawing, upon which to add representations of the location of locate marks; and 2) the use of generic computer components to create computer-readable files containing information that typically would be present in a paper manifest. For the reasons stated above, the latter addition is not transformative, but conventional. The Court also finds that the recitation of a photographic
The Court rejects Plaintiff's argument that Claim 1 is not directed towards an
The Court also rejects Plaintiff's contention that the presence of "real-world steps" in Claim 1 renders it patentable subject matter. Plaintiff argues that "[b]ecause the claims require real-world physical activities in conjunction with the computerized steps, the methods and systems are not ephemeral or purely mental, and, thus, they are not directed to an abstract idea." Pl.'s Opp'n to Mot. for J. on the Pleadings at 23. However, Plaintiff has cited no authority to support its proposition that "real-world steps" somehow prevent a claimed invention from qualifying as an abstract idea. To the contrary, numerous courts have concluded that patent claims were directed to an abstract idea, even where the elements of such claims involved "real-world steps." See, e.g., Amdocs, 56 F.Supp.3d at 823-24 (finding that a patent claimed an abstract idea even though elements
Finally, the Court rejects Plaintiff's argument that the computerized components in the asserted claims of the '204 patent "play a significant part in permitting the claimed method to be performed, rather than function solely as an obvious mechanism for permitting a solution to be achieved more quickly." See Pl.'s Opp'n to Mot. for J. on the Pleadings at 26. As stated above, the computer components included in the asserted claims of the '204 patent are simply generic components that perform conventional computer functions. Importantly, unlike the case upon which Plaintiff relies, California Institute of Technology v. Hughes Communications, Inc., the computer components in the asserted claims of the '204 patent do not "improve a computer's functionality by applying concepts unique to computing ... to solve a problem unique to computing." 59 F.Supp.3d at 1000; see also DDR Holdings, LLC v. Hotels.com, L.P., 773 F.3d 1245, 1258-59 (Fed.Cir.2014) (finding that the use of computer components in a claim transformed such claim because "[i]nstead of the computer network operating in its normal, expected manner by sending the website visitor to the third-party website... the claimed system generates and directs the visitor to the above-described hybrid web page....").
The Court next considers whether the '344 patent claims patent-eligible subject matter under the two-part test set forth in Alice. Like the '204 patent, the Court concludes that the asserted claims of the '344 patent are directed to an abstract idea and the elements of such claims, considered both individually and as an ordered combination, do not transform such claims into patent-eligible subject matter. Accordingly, the Court will GRANT Defendants' motion with respect to the '344 patent.
Under the first step in Alice, the Court finds that the asserted method and apparatus claims, Claims 1, 4, 13, and 17, of the '344 patent are directed to the abstract idea of creating a computer-readable file to store information, as applied in the particular technological environment of conducting a locate operation, for much the same reasons that the asserted claims in the '204 patent are directed to such abstract idea. Claim 13 is directed to a method for generating a "searchable electronic record of a locate operation," that is, "one or more computer-readable files that include some or all of the information regarding a locate operation," Markman Opinion and Order at 58, "performed by a locate technician in response to a locate ticket and in advance of planned excavation activities at a dig area identified by the locate ticket...." '344 patent at 18:55-59. The elements of Claim 13 comprise: A) electronically receiving information derived from a "locate ticket," that is, "the set of instructions necessary for a locate technician to perform a locate operation," Markman Opinion and Order at 63-64, and an image of the dig area; B) combining such image of the dig area with "image-related information" that includes the geographic location of the dig area, a timestamp indicative of when the locate operation occurred, and a digital representation of at least one physical locate mark; and C) electronically transmitting and/or storing non-image data relating generally to a locate operation to create a computer-readable file including information related to a locate operation, so that such operation is verifiable. See '344 patent at 18:60-67, 19:1-21. Those elements embrace the abstract process of taking input information, in the form of an image of the dig area and locate ticket information; combining additional information to it, the geographic location of the dig area, a timestamp, and a digital representation of the physical locate marks; and storing such information in a computer readable file, merely as applied in the particular technological environment of conducting locate operations. Therefore, the Court concludes that Claim 13 of the '344 patent is directed to the abstract idea of creating a computer-readable file to store information, as applied in the particular technological environment of conducting locate operations.
The Court also determines that the other asserted method claim, Claim 17, is directed to the same abstract idea as that to which Claim 13 is directed. Claim 17 is dependent on Claim 13 and does not limit the application of the claimed method in a manner that prevents such claim from being directed towards an abstract idea. Claim 17 merely limits the method in Claim 13 to require that the image in Claim 13 comprise an aerial image. See '344 patent at 19:30-31. Put simply, Claim 17 limits Claim 13 by altering the form of information with which the geographic location, timestamp, and digital representation of a locate mark are combined. Nonetheless, as stated above regarding Claim 19 of the '204 patent, limiting the form of initial information with which additional information is combined and then transmitted or stored as a computer
Similarly, the Court finds that the asserted apparatus claims in the '344 patent, Claims 1 and 4, are directed towards the same abstract idea to which the asserted method claims in such patent are directed. As noted above, the Supreme Court has indicated that if, in substance, an apparatus claim involves the mere configuration of generic computer components to execute the abstract idea claimed in a method claim, such apparatus claim is directed towards the same abstract idea as the method claim. See Alice, 134 S.Ct. at 2360. Here, Claim 1 of the '344 patent simply recites the use of generic computer components, in the form of a "communication interface," "display device," "memory," and "processing unit," to perform the method recited in Claim 13. See '344 patent at 17:40-67, 18:1-19, 18:55-67, 19:1-21. Likewise, Claim 4 simply recites an apparatus used to execute the method claimed in Claim 17. Accordingly, the Court concludes that Claims 1 and 4 of the '344 patent are also directed to the abstract idea of creating a computer-readable file to store information, as applied in the particular technological environment of conducting a locate operation.
Under the second stage of the Alice test, Claims 1, 4, 13, and 17 satisfy the patentable subject matter requirement of 35 U.S.C. § 101 only if they transform the abstract idea to which they are directed into a patent-eligible application of an abstract idea. Just as the asserted claims in the '204 patent did not transform such claims to constitute patentable subject matter because, individually and in combination, the elements of such claims merely recited the use of generic computer components to perform the conventional method of documenting a locate operation, so also do the asserted claims of the '344 patent fail under Alice because they lack additional features that transform those claims into a patentable application of an abstract idea, rather than an attempt to claim such idea itself. The asserted claims in the '344 patent principally differ from the asserted claims in the '204 patent because the '344 patent incorporates the electronic receipt of locate ticket information and the addition of the geographic location of the dig area and a timestamp to the input image initially received. However, that process simply reflects the use of generic computer components to record information traditionally included in paper manifests, which, as determined above with respect to the '204 patent, does not transform the abstract idea claimed.
Individually, the elements in Claim 13 of the '344 patent do not transform such claim so as to render Claim 13 patent-eligible. Elements Al and A2 recite "electronically receiving," respectively, "ticket information derived from a locate ticket" and "an image of the geographic area comprising the dig area;" however, as noted above with respect to element A of Claim 1 of the '204 patent, electronic receipt of data is not a transformative additional feature that will render patent-eligible an otherwise patent-ineligible abstract idea. Accordingly, just as element A in Claim 1 of the '204 patent did not transform such claim because it merely recited electronically receiving an image of the dig area, so also does element A2 fail to transform Claim 13 of the '344 patent by reciting electronically receiving "an image of the geographic area comprising the dig area." Moreover, the '344 patent itself establishes that, in the conventional process of conducting a locate operation, locate technicians receive locate tickets containing the "set of instructions necessary for a locate technician to perform a locate operation."
Likewise, element B, considered alone, does not transform the abstract idea to which Claim 13 is directed. The addition of a digital representation of a locate mark is not transformative for the reasons stated above regarding the '204 patent. Furthermore, the combination of "a geographic location associated with the dig area" and "a timestamp indicative of when the locate operation occurred" do not transform the abstract idea embodied in Claim 13. In element B, the combination of such information with the "electronically received image" is akin to the computerization of the conventional process of manually documenting a locate operation. In a conventional locate operation, the documentation of the information regarding a locate operation, among other things, may "typically contain ... the time and date the locate operation was performed" and "the geographic address of the dig area." See '344 patent at 2:6-18. Element B of Claim 13 simply recites the combination of that same information with an image to create a computer-readable file containing such information. Therefore, element B is tantamount to reciting the conventional method of documenting a locate operation, as applied using generic computer components. Therefore, under Alice, such element is not transformative. See 134 S.Ct. at 2357-58.
Finally, considered individually, element C does not transform Claim 13 into patent-eligible subject matter. The process of "electronically transmitting and/or electronically storing" "one or more computer readable files that include some or all of the information regarding a locate operation," Markman Opinion and Order at 58 (construing "searchable electronic record of a locate operation"), "so that performance of the locate operation is verifiable," does not constitute a transformative additional feature in Claim 13 because it involves the use of generic computer components to perform the generic task of electronic recordkeeping. See Alice, 134 S.Ct. at 2359 (noting that "electronic recordkeeping [is] one of the most basic functions of a computer" and is a "purely conventional" use of a computer); buySAFE, 765 F.3d at 1355 (finding that using a computer to send and receive information over a network without any further specification was "not even arguably inventive"); see also supra Part III. B.2.a.ii. Accordingly, none of the elements in Claim 13 transform such claim into patent-eligible subject matter when considered individually.
When considered in combination, the elements in Claim 13 fail to transform such claim into the patent-eligible application of an abstract idea. Claim 13 of the '344 patent is much the same as Claim 1 of the '204 patent, with the added limitations that: locate ticket information is electronically received; and an electronically received image is combined with a geographic location associated with a dig area and a timestamp indicative of when the locate operation occurred. Thus, to the extent that the '204 patent fails to claim patent-eligible subject matter, whether Claim 13 is patentable depends on the extent to which such additional limitations in Claim 13 qualify as transformative additional features. To reiterate, "wholly generic computer implementation is not generally the sort of `additional feature' that provides any `practical assurance that the process is more than a drafting effort designed to monopolize the [abstract idea] itself.'" Alice, 134 S.Ct. at 2358 (alteration in original)
The Court also finds that Claim 17 of the '344 patent does not contain an innovative concept sufficient to transform it into patent-eligible subject matter. As stated above with respect to Claim 19 of the '204 patent, the recitation of an aerial image as the medium to which representations of physical locate marks are added is not transformative. Similarly, the recitation of an aerial image with which a geographic location associated with the dig area and a timestamp are combined does not constitute an innovative concept, when considered in the particular technological environment of locate operations, because the geographic address of a dig area and an indication of the date and time at which a locate operation was performed were typically incorporated into a paper manifest containing a sketch or drawing of the dig area. The combination of such information with an aerial image using a computerized process, rather than combining such information with a sketch or drawing of the dig area using a manual process, is not transformative because it is essentially the same as computerizing the conventional method of recording information relating to a locate operation, albeit using an aerial image rather than a sketch. Therefore, the Court finds that, like Claim 13, Claim 17 does not claim patent-eligible subject matter. The Court will
Having concluded that Claims 13 and 17, the asserted method claims in the '344 patent, fail to claim patent-eligible subject matter, the Court must also conclude that Claims 1 and 4 of such patent do not claim patent-eligible subject matter. As stated above, Claims 1 and 4 simply recite generic computer components configured to implement the methods stated in Claims 13 and 17, respectively. Accordingly, under Alice, for the purposes of determining whether Claims 1 and 4 claim patent-eligible subject matter, the validity of such claims is tied to Claims 13 and 17. Claims 13 and 17 do not claim patentable subject matter, therefore, nor do Claims 1 and 4. Thus, the Court will
The Court will now analyze whether the '359 patent claims patent-eligible subject matter. The asserted claim in such patent, Claim 1, is directed towards the same abstract idea as the claims in the '204 and '344 patents. Similarly, the elements of Claim 1, which is very similar to the asserted method claims in the '204 and '344 patents, when considered either individually or in an ordered combination do not include an inventive concept sufficient to transform such claim into the patent-eligible application of an abstract idea.
Under step one of Alice, the Court finds that, by clear and convincing evidence, Defendants have shown that Claim 1 of the '359 patent is directed towards the abstract idea of creating a computer-readable file to store information, as applied in the particular technological environment of conducting a locate operation. Claim 1 of such patent is directed at a method for generating a "searchable electronic record of a locate operation," that is, "one or more computer-readable files that include some or all of the information regarding a locate operation," Markman Opinion and Order at 58, "performed by a locate technician." See '359 patent at 17:53-55. Distilled to their simplest form, the elements in Claim 1 recite: A) electronically receiving an aerial image of the dig area, with such image displayed, at least in part on a display device; B) adding to such image a digital representation of a physical locate mark; and C) electronically transmitting and/or storing a computer readable file that includes some or all of the information regarding a locate operation, with such computer readable file comprising the aerial image to which at least one digital representation of a physical locate mark has been added and a data set including a set of geographic points, along a marking path, including geographical coordinates responding to physical locate marks, the property address associated with the physical locate marks, a timestamp of when the locate operation occurred, the name of the locate technician, the name of the company that performed the locate operation, and a ticket number associated with such operation. See id. at 17:53-67, 18:1-21. Those elements embrace the abstract process of receiving information, in the form of the aerial image, adding additional information to it, in the form of the digital representation of the physical locate mark, and then storing such combined information in a computer readable file with other information related to the locate operation. In short, such patent claims the abstract idea of creating a computer-readable file to store information, as applied in the particular technological environment of conducting a locate operation because Claim 1 merely recites a method for creating a computer-readable file that stores much of the information pertinent to a locate operation.
Under Alice step two, the Court finds that Defendants have shown, by clear and convincing evidence, that the elements of Claim 1, individually and as an ordered combination, fail to transform such claim into the patent-eligible application of the abstract idea to which Claim 1 is directed. Elements A and B of Claim 1 are essentially the same as elements A and B of Claim 1 of the '204 patent, as limited by the additional element in Claim 19 of the '204 patent and, therefore, do not transform Claim 1 of the '359 patent into a
Considered as an ordered combination, the elements in Claim 1 also fail to transform such claim into a patent-eligible application of the abstract idea to which Claim 1 is directed. Just as with the asserted claims in the '204 and '344 patents, Claim 1 of the '359 patent merely recites a method of using generic computer components to perform the conventional locate-operation-documentation process described in the specification to the '359 patent. Accordingly, just as those claims in the '204 and '344 patents do not claim patent-eligible subject matter, so also does Claim 1 in the '359 patent fail under Alice.
Next, the Court will determine whether the asserted claims in the '341 patent, Claims 1, 7, 16, 17, and 28, claim patent-eligible subject matter. Similar to the '204, '344, and '359 patents, the asserted claims in the '341 patent are directed to an abstract idea. Like the other patents, the elements in such claims, both individually and as an ordered combination, do not transform such claims into patent-eligible subject matter. Therefore, the Court will
The Court begins by applying the first step in Alice and finds that the asserted claims in the '341 patent are directed to the abstract idea of electronically transmitting or storing information, as applied in the particular technological environment of conducting a locate operation. At its core, Claim 1 recites a method of: A) performing a locate operation in which a physical colored marker is applied to the ground, pavement, or another surface in a dig area to indicate the presence or absence of an underground facility; B) displaying on a display device a digital image of the dig area; C) adding to such image an electronic colored marker corresponding to the physical colored marker applied in the dig area; and D) electronically transmitting and/or electronically storing non-image data relating generally to a locate operation. See '341 patent at 34:62-67, 34:1-15; Markman Opinion and Order at 49-50 (construing "information-relating to the marked-up image" as "non-image data relating generally to a locate operation."). In other words, Claim 1 recites the abstract process of performing a locate operation; displaying information, in the form of a digital image, on a display device; adding additional information to such image, in the form of an electronic colored marker; and electronically transmitting and/or electronically storing information, in the form of non-image data relating generally to a locate operation. Therefore, the Court concludes that Defendants have shown, by clear and convincing evidence, that Claim 1 in the '341 patent is directed to the abstract idea of electronically transmitting or storing information, as applied in the particular technological environment of conducting a locate operation, because Claim 1 merely recites a process of taking locate-operation-related information in the form of a digital image, adding more information to such information in the form of an electronic colored marker, and then electronically transmitting or storing information, in the form of non-image data relating generally to a locate operation.
The Court also determines that the other asserted method claim, Claim 7, which
Likewise, the Court concludes that the computer-readable storage device and apparatus claims, Claims 16 and 17, respectively, are directed towards the same abstract idea in Claim 1. As noted above with respect to the asserted claims in the '204 and '344 patents, to avoid interpreting section 101 to make patent eligibility depend simply on the draftsman's art, when an apparatus or computer-readable medium claim merely recites generic computer components configured to implement the same idea present in a method claim, such claims should be treated the same for the purposes of determining whether they claim patent-eligible subject matter. See Alice, 134 S.Ct. at 2360 (citations omitted); Joao Bock, 76 F.Supp.3d at 523, 2014 WL 7149400, at *8 (finding that "[t]he fact that the asserted claims are apparatus claims, not method claims, does not change the court's analysis"); cf. CMG Fin. Servs., Inc. v. Pac. Trust Bank, F.S.B., 50 F.Supp.3d 1306, 1314 (C.D.Cal. 2014) (citations omitted) (holding that "[c]omparing the language of the system claims with that of the method claims, it is clear that they are functionally identical.... Thus, they must be treated as equivalent for the purposes of the § 101 analysis."); DietGoal, 33 F.Supp.3d at 287-88 (same). In this case, Claim 16 merely recites generic computer components, in the form of a computer-readable storage device and a processor, configured to accomplish the method in Claim 1. See '341 patent at 36:36-57. Likewise, Claim 17 merely recites an apparatus containing generic computer components — a "communication interface," "display device," "user input device," "memory," and "processing unit" — configured to perform the method in Claim 1. Thus, the Court concludes that, to the extent that Claim 1 is directed to the abstract idea of electronically transmitting or storing information, as applied in the particular technological environment of conducting a locate operation, Claims 16 and 17 are directed to that same abstract idea because they do not differ, in substance, from the method in Claim 1.
The Court further finds that Claim 28 is directed to the same abstract idea as Claim 17 because Claim 28 is dependent on Claim 17, but does not include sufficient additional limitations to prevent such claim from being directed to the abstract idea claimed in Claim 17. Claim 28 recites the apparatus in Claim 17 with the additional limitation that in D) of such claim, "the information relating to the marked-up image includes at least one timestamp indicative of a date and/or a time at which the locate operation is performed in A)." Id. at 38:47-50. Thus, Claim 28 limits the "non-image data relating generally to a locate operation" in Claim 17 to require that such data include a timestamp. In other words, Claim 28 simply limits the form of information electronically transmitted or stored in Claim 17. The Court finds that such limitation is insufficient to
Step two of Alice requires the Court to ascertain whether the elements of the asserted claims in the '341 patent contain additional features that are sufficient, either individually or as an ordered combination, to transform such claims into the patent-eligible application of an abstract idea, rather than simply an attempt to claim the abstract idea itself. Element A of Claim 1 does not include a transformative additional feature because it merely recites the commonplace practice — indeed, one that is not just commonplace, but also "required"-of performing a locate operation, a process during which a locate technician uses physical colored markers to indicate the presence or absence of underground facilities. See id. at 1:36-62 (describing the conventional process of using color-coded paint or flags to indicate the presence or absence of underground facilities at a dig area). Element B, involving the display of a digital image of the dig area on a display device, does not constitute a transformative additional feature for the same reason element B in Claim 1 of the '204 fails to do so, namely, because using a generic computer component, a display device, to perform the common computer task of displaying information is not transformative under Alice. Similarly, element C does not transform Claim 1 into a patent-eligible application of an abstract idea for the same reasons that element C of Claim 1 of the '204 patent did not render that claim patent-eligible. The only difference between the elements C in Claim 1 of the '341 patent and Claim 1 of the '204 patent is that the former requires the addition of an "electronic colored marker" to the displayed image, rather than the "digital representation" added in the latter; that is a distinction without a difference. Finally, when considered individually, element D does not transform Claim 1 of the '341 patent. The electronic transmission or electronic storage of non-image data relating generally to a locate operation, element D of Claim 1, recites a generic process of electronically storing information. However, such element is not transformative because it merely suggests the use of generic computer components to perform "one of the most basic functions" of a computer, "electronic recordkeeping." See, e.g., Alice, 134 S.Ct. at 2359 (citation omitted); Amdocs, 56 F.Supp.3d at 822-23. Moreover, element D simply recites a computerized method of performing a conventional activity in the particular technological environment of locate operations because the paper manifests conventionally used to document locate operations "may typically contain" non-image information relating generally to a locate operation, in the form of "the time and date the locate operation was performed," "identification of the entity and locate technician performing the locate operation," "the entity requesting the locate operation," "the geographic address of the dig area," "the type of markings used for the locate operation," "notes from the locate technician," "and/or a technician signature." '341 patent at 2:27-39, 49-50. Therefore, individually, the elements in Claim 1 do not transform such claim into patent-eligible subject matter.
Taken together, as an ordered combination, the elements of Claim 1 of the '341 patent do not transform such claim into the patent-eligible application of an abstract idea for the same reasons that Claim 1 of the '204 patent fails to claim
Having concluded that Claim 1 is invalid, the Court finds that Claims 16 and 17 of the '341 patent are also invalid because they merely recite a computer-readable storage device and an apparatus comprised of generic computer components configured to perform the method in Claim 1 of such patent. Thus, for the same reasons, stated above, where the Court found that Claim 21 of the '204 patent was invalid because the functionally identical method claim in Claim 1 was invalid, the Court finds that Claims 16 and 17 are invalid because they are functionally identical to Claim 1. Consequently, the Court will GRANT Defendants' motion with respect to Claims 16 and 17 of the '341 patent because Defendants have shown, by clear and convincing evidence, that such claims are invalid for failure to claim patent-eligible subject matter.
The Court also concludes that Claim 7, which is dependent on Claim 1, fails under step two of Alice because it does not include elements that, individually or in combination, transform the method stated in Claim 1 into a patent-eligible application of an abstract idea. Individually, element B1 of Claim 7 does not transform such claim because it merely recites electronically receiving ticket information from a locate request ticket, with such ticket specifying the dig area and requesting the performance of a locate operation. However, locate technicians use locate tickets in the conventional process of conducting locate operations because a locate ticket is "the set of instructions necessary for a locate technician to perform a locate operation." '341 patent at 1:67, 2:1-2. Moreover, such tickets "might specify" "the address or description of the dig area to be marked." Id. at 2:2-4. Thus, element B1 merely recites an electronic process of receiving ticket information that a locate technician ordinarily would receive in some other manner and, therefore, such element does not contain a transformative additional feature under Alice. See, e.g., Content Extraction, 776 F.3d at 1347. The Court also finds that, individually, element B2 of Claim 7 does not contain a transformative innovative concept. Such claim only recites selecting the digital image displayed on the display device based in part on the ticket information received. The Court has already determined that the use of a digital image is not transformative, as discussed above with respect to the claims in the '204 patent. If a digital image is used to document a locate operation, it is hardly transformative to determine what digital image to use in conducting such operation based on a locate ticket because, by definition, the locate ticket provides the information necessary for the technician to perform the locate operation in the first place-a locate ticket is "the set of instructions
Considered in combination with the other elements in Claim 1, the additional elements in Claim 7 do not transform such claim into the patent-eligible application of an abstract idea. Claim 1 merely recites an electronic iteration of the conventional process of storing information relating generally to a locate operation. Claim 7 adds to such process by reciting an electronic method of receiving a locate ticket and selecting a digital image based on such ticket; however, the conventional method of storing information relating generally to a locate operation also includes a locate technician receiving a locate ticket because such ticket contains the set of instructions necessary for the technician to perform a locate operation. Thus, the Court finds that, in combination, the elements in Claim 7 and in Claim 1 merely recite an electronic method of using generic computer components to perform the conventional method of storing information relating generally to a locate operation. Therefore, the Court concludes that Defendants have shown, by clear and convincing evidence, that Claim 7 of the '341 patent does not transform such claim from an attempt to claim the abstract idea of electronically transmitting or storing information, as applied in the particular technological environment of conducting a locate operation. The Court will GRANT Defendants' motion as to Claim 7 of the '341 patent.
Finally, with respect to the '341 patent, the Court holds that Claim 28 does not satisfy the second part of the Alice test, as required to constitute a valid claim under 35 U.S.C. § 101. Individually, the additional element in Claim 28 alters the apparatus claim in Claim 17, which is functionally identical to the method claim in Claim 1, by requiring that the non-image data relating generally to a locate operation, which the apparatus electronically transmits and/or electronically stores, contain "at least one timestamp indicative of a date and/or a time at which the locate operation is performed in A)." '341 patent at 38:47-50. However, such element, individually, does not transform the claimed invention because it is akin to reciting an electronic method of conducting the conventional method of documenting a locate operation in a paper manifest. As the specification indicates, manifests "may typically contain" different forms of non-image information relating generally to a locate operation. Importantly, such non-image information includes "the time and date the locate operation was performed." Id. at 2:27-29, 32-33. Thus, the Court finds that the additional element in Claim 28 is not transformative because it merely recites the use of generic computer components to perform part of the conventional process of documenting a locate operation, namely, storing information concerning the date and time at which the locate operation occurred in a paper manifest. Likewise, the Court finds that such element, when considered in conjunction with the elements in Claim 17, does not transform Claim 28 into a patent-eligible application because such claim merely recites an apparatus composed of generic computer components configured to perform an electronic method of storing information relating to a locate operation that ordinarily would be stored using paper manifests in the conventional method of
Lastly, the Court will consider whether Claim 1 of the '001 patent, the only asserted claim in such patent, claims patent-eligible subject matter under 35 U.S.C. § 101. Applying the two-step framework stated in Alice, the Court concludes that Claim 1 is directed to the abstract idea of electronically displaying information, as applied in the particular technological environment of conducting a locate operation. The Court also finds that the elements in Claim 1, individually and as an ordered combination, fail to transform such claim into the patent-eligible application of an abstract idea. Therefore, the Court will
Under the now familiar first step of Alice, the Court must determine whether Claim 1 is directed to an abstract idea. Claim 1 is directed at a system for "electronically displaying information relating to the use of a marking tool configured to dispense one or more markers to mark ... a location of an underground utility...." '001 patent at 8:14-17. The elements in Claim 1 comprise: "a processor to receive" data that identifies a geographic location "relating to the use of the marking system or the marking tool;" and a "display device communicatively coupled to the processor." See id. at 8:19-22; Markman Opinion and Order at 44 (construing "location data" as "data that identifies a geographic location"). Further, "the processor uses" the data that identifies a geographic location "to control the display device so as to visually display the dispensing of the one or more markers that mark the location of the underground utility on an electronic representation of an area that is marked and includes the location of the underground utility." '001 patent at 8:23-28; Markman Opinion and Order at 44. Those elements embrace the abstract idea of a system for: receiving information, in the form of data that identifies a geographic location relating to the use of the marking system or marking tool; and displaying information on a display device, in the form of the visual display of the "dispensing of the one or more markers that mark the location of the underground utility on an electronic representation of an area that is marked and includes the location of the underground utility." See '001 patent at 8:19-28. Thus, the Court concludes that Claim 1 is directed to the abstract idea of electronically displaying information, as applied in the particular technological environment of conducting a locate operation.
The Court will now consider whether the elements in the last remaining asserted claim, Claim 1 of the '001 patent, individually or as an ordered combination, transform such claim into a patent-eligible application of an abstract idea. The recitation of generic computer components to
The Court also finds that the elements of Claim 1 fail to transform such claim when considered as an ordered combination because they merely recite the use of generic computer components configured to perform routine, conventional computer functions. Using a processor to receive information and control a display device to visually display information is not an "additional feature" in Claim 1 that "ensure[s] that the claim is more than a drafting effort designed to monopolize the abstract idea" of electronically displaying information, as applied in the particular technological environment of conducting a locate operation. See Alice, 134 S.Ct. at 2357 (alterations, citation, and internal quotation marks omitted). Claim 1 merely recites using conventional computer components, performed in a conventional way, to implement the abstract idea of electronically displaying information, limited to the particular field of conducting a locate operation through the sort of information that is displayed. However, the specificity of the information that the processor receives and the display device displays does not alter the Court's conclusion that, as a whole, the elements in Claim 1 are not transformative of the abstract idea they embrace because "limiting the use of an abstract idea to a particular technological environment" is not enough to confer patent eligibility. Id. at 2358 (internal quotation marks omitted) (citing Bilski, 561 U.S. at 610-11, 130 S.Ct. 3218). Therefore, the Court finds that Defendants have shown, by clear and convincing evidence, that Claim 1 of the '001 patent is invalid because it does not claim patent-eligible subject matter under 35 U.S.C. § 101. The
Considering the elements of the asserted claims in the patents-in-suit, both individually and as an ordered combination, under Alice, Defendants have shown, by clear and convincing evidence, that such claims do not claim patent-eligible subject matter under 35 U.S.C. § 101. To the extent the asserted claims of the patents-in-suit are invalid, it appears certain that Plaintiff cannot prove any set of facts in support of its patent infringement claims entitling it to relief. Therefore, pursuant to Rule 12(c), the Court will direct the Clerk to enter judgment in favor of Defendants.
For the reasons stated above, the Court
The Clerk is
The Clerk is
773 F.3d at 1257. Unlike DDR Holdings, the asserted claims of the patents-in-suit do not solve any problem unique to computing. Rather, as the Court has noted above and will note further below, such claims merely recite the use of generic computer components to perform tasks routinely performed manually in the field of conducting a locate operation. In general, they recite the performance of business practices common in the field of conducting a locate operation, but with the requirement to perform such practices using generic computer components. Thus, the Federal Circuit's decision in DDR Holdings does not alter the Court's conclusion that the asserted claims of the patents-in-suit are invalid because they do not claim patent-eligible subject matter.