LAWRENCE R. LEONARD, Magistrate Judge.
This matter is before the Court on Plaintiff Intelligent Verification Systems, LLC's ("IVS") Motion to Strike Portions of the Expert Report of Dr. Vijayakumar Bhagavatula (the "Bhagavatula Report"), to Preclude Defendants From Relying on Certain Alleged Prior Art References, and to Limit the Number of Invalidity Arguments and References. ECF No. 237 (the "Motion"). Defendants Microsoft Corp. and Majesco Entertainment Co. (collectively, the "Defendants") jointly opposed, ECF No. 246, and IVS replied, ECF No. 250. As IVS neither requested this Motion be set for hearing nor heard on the pleadings in accordance with Eastern District of Virginia Local Civil Rule 7(E), the Court dispenses with oral argument and adjudicates this Motion on the pleadings alone. IVS's requests in this Motion are two-fold: first, IVS "move[d] the Court to strike all portions of the Bhagavatula Report that rely on alleged prior art references for invalidity that were not fully disclosed or the subject of a claim chart in Defendants' responses to IVS Interrogatory No. 6;
IVS's attack on the Bhagavatula Report is based entirely on the contention that the "Defendants' fail[ed] to provide adequate information during fact discovery." Id. at 8 n.2. Although IVS made general allegations that the Defendants did "not fully disclose[]" the prior art relied upon in the Bhagavatula Report, the crux of IVS's argument is that the Defendants failed to identify these prior art references in claim charts during fact discovery. Id. at 1, 12-16. Indeed, IVS claimed that "numerous different federal district courts" have barred "first-time identifications of specific reference combinations to advance obviousness theories" when parties "failed to include [those references] in their invalidity charts." Id. at 12, 14 (emphasis added). In total, IVS requested that the Court strike nineteen prior art references from the Bhagavatula Report that were not produced in claim charts and preclude any further reliance on them by the Defendants forthwith. Id. at 14-16. IVS argued that to allow the Defendants to rely on these prior art references would prejudice IVS. Id. at 14. As an example of prejudice, IVS claimed that after Defendant Microsoft Corp. cancelled the deposition of Dr. Alex Pentland, an author of prior art publications disclosed by the Defendants, and did not include prior art publications authored by Dr. Pentland in its claim charts, IVS believed that the "Defendants would not be substantively relying on the new alleged references by Dr. Pentland in their invalidity case." Id.
In response, the Defendants claimed that Interrogatory No. 6 requested only the factual bases for each of the Defendants' defenses, and thus, the Defendants' summary disclosure of prior art references, albeit not organized in claim chart fashion, was sufficient. ECF No. 246 at 2-5. The Defendants highlighted the fact that IVS never requested claim charts: "if Plaintiff wanted invalidity claim charts, it simply had to ask for claim charts, as Defendants did in seeking Plaintiff's infringement contentions. Rather, Plaintiff opted to ask only for facts. ..." Id. at 10-11. Additionally, Microsoft stated that after it informed IVS that Dr. Pentland's deposition was cancelled, Microsoft identified additional publications authored by Dr. Pentland in its responsive discovery disclosures. Id. at 12. This action, the Defendants argued, should have conveyed to IVS that the Defendants intended to rely on Dr. Pentland's prior art, regardless of the fact that his deposition was cancelled and his prior art publications were not included in claim charts. Id.
As a preliminary matter, it appears that IVS does not dispute that each of the prior art references identified in its Motion were, in fact, disclosed during fact discovery, and rightly so.
IVS also argued that the Defendants'"minimal response is [sic] not providing a full and complete answer" to Interrogatory No. 6 "falls short of the type of information required under the Supreme Court's decision in KSR Int['l] Co. v. Teleflex Inc." ECF No. 250 at 5. However, IVS's reliance on KSR Intl Co. v. Teleflex, Inc. for this proposition is misplaced.
Moreover, if IVS had required claim charts, IVS should have asked for those claim charts in discovery. IVS cannot now complain of an error attributable to its own drafting of interrogatory requests. IVS claimed that "Microsoft's argument that `if Plaintiff wanted invalidity charts, it simply had to ask for claim charts,' would mean that whenever parties in the future have discovery disputes, the disputes cannot be resolved by counsel's letter reflecting the resolution inasmuch as the letter cannot be relied upon at a later date." ECF No. 250 at 5. The correspondence between the parties, however, reflects no such "resolution." Rather, after IVS wrote Microsoft in December 2013 that "[b]ased on Microsoft's supplemental responses and claim chart exhibits, IVS's understanding is that Microsoft will only rely on those references included in its 29 claim charts," ECF No. 238, attach. 18, Microsoft responded that "[a]s drafted, and certainly together with the claim charts that we served as Exhibits, Microsoft's response identifies for you in more than sufficient detail the prior art upon which Microsoft is presently relying," id, attach. 20 (emphasis added). Clearly, Microsoft did not agree with IVS's construction of the defense's reliance on prior art because Microsoft referenced the entirety of its response to Interrogatory No. 6 after receiving IVS's letter. IVS's attempt to unilaterally limit the Defendants to only those prior art references identified in the claim charts approximately eight months before the close of fact discovery can hardly be considered binding on the Defendants, especially considering that the Defendants made four supplemental responses thereafter. See ECF No. 246 at 3-4.
Finally, IVS's only argument, beyond conclusory allegations, as to any prejudice it experienced involved the Defendants' cancellation of Dr. Pentland's deposition. ECF No. 238 at 14. IVS argued that because the Defendants did not provide claim charts for Dr. Pentland's prior art publications and the Defendants canceled Dr. Pentland's deposition, IVS believed the Defendants would not rely on Dr. Pentland's prior art. This argument fails, however, as after the Defendants canceled Dr. Pentland's deposition, the Defendants continued to disclose and identify prior art publications authored by Dr. Pentland. ECF No. 246 at 12. It would be perplexing indeed to hold the Defendants accountable for IVS's one-sided interpretation of singular incidents in discovery which disregard the Defendants' disclosure thereafter, or in the case of counsels' correspondence outlined above, the Defendants' explicit communication.
IVS also argued that, regardless of the plain language of the Interrogatory, the Defendants understood Interrogatory No. 6 to require more than just a list of prior art references, and accordingly, should be barred from relying on any prior art references not included in the claim charts. IVS presented two arguments to prove that the Defendants understood that Interrogatory No. 6 required more than simply a list patents and publications. First, IVS again relied on its December 2013 letter which stated that "[biased on Microsoft's supplemental responses and claim chart exhibits, IVS's understanding is that Microsoft will rely on those references included in its 29 claim charts." ECF No. 238, attach. 18. IVS claimed that the Defendants "ignor[ed]" this statement, and if the Defendants had taken the position they now hold, that Interrogatory No. 6 only requested facts, "the parties would have had an opportunity either to work toward a resolution or to seek a court decision on the issue. ... Microsoft did not raise any objection or refusal to answer in accordance with IVS's understanding of the interrogatory." ECF No. 250 at 2-3. Second, IVS argued that Microsoft's initial response to Interrogatory No. 6, which provided a disclaimer
Preliminarily, Interrogatory No. 6 is not a contention interrogatory.
Moreover, even to the extent that Interrogatory No. 6 could be considered a contention interrogatory, there is no dispute that the Defendants did disclose all prior art references identified by IVS in the present Motion. Apparently, IVS's only quibble with the Defendants' response is that these references were not provided in claim chart form, as IVS does not identify any specific legal argument, opinion, or contention that was not disclosed previously. IVS conclusorily argued that the Defendants "add[ed] new contentions after fact discovery ha[d] closed," but IVS does not identify what contentions were not disclosed previously, beyond its citation to prior art references not included in claim charts. ECF No. 250 at 4-5; see ECF No. 238 at 8-9. At no point in IVS's Motion, Memorandum in Support, or Reply does IVS identify the substance of the opinions or contentions allegedly proffered for the first time in the Bhagavatula Report.
Although Motions to Strike Expert Reports are generally non-dispositive matters which magistrate judges may dispose of, in this case, IVS requested more than what would typically be considered within the scope of a Motion to Strike. IVS argued "as a separate matter" that the Court should order the Defendants to limit their invalidity arguments and prior art references "to no more than a total of five invalidity arguments and prior art references." ECF No. 238 at 1, 18. Such an action may be considered "dispositive of a party's claim or defense," as necessarily forcing the Defendants to reject some defenses and prior art references relied upon to this point in the litigation. Fed. R. Civ. P. 72(a).
Magistrate judges may consider both non-dispositive and dispositive pretrial matters, contingent on a district judge's differing standards of review. Non-dispositive matters are reviewed by the district judge under a clearly erroneous or contrary to law standard of review; while dispositive matters, for which a magistrate judge must issue proposed finds of fact and conclusions of law, are reviewed de novo. 28 U.S.C. § 636(b)(1); Fed. R. Civ. P. 72(a)-(b). These standards of review evince the constitutional weight attributed to the scope of a magistrate judge's authority as the Constitution of the United States "requires that Article III judges exercise final decision-making authority, and therefore, a district court judge must make the final determination on dispositive matters." Segal v. L.C. Hohne Contractors, Inc., 303 F.Supp.2d 790, 793 (S.D.W. Va. 2004). Federal Rule of Civil Procedure 72, like 28 U.S.C. § 636(b), categorizes the scope of a magistrate judge's authority into non-dispositive and dispositive matters. See Fed. R. Civ. P. 72. Although 28 U.S.C. § 636 lists eight specific dispositive motions, courts routinely "reach commonsense decisions rather than becoming mired in a game of labels" when determining whether a matter is dispositive or non-dispositive. Segal, 303 F. Supp. 2d at 794 (quoting 12 Charles Alan Wright, Arthur R. Miller & Richard L. Marcus, Federal Practice & Procedure, § 3068.2 (2d ed. 1997)). A district judge ultimately determines the categorization of a matter as dispositive or non-dispositive by the standard of review applied to the magistrate judge's decision, notwithstanding whether the magistrate judge handled the matter entirely or only recommended findings of fact and conclusions of law. See e.g., Brown v. Bridges, No. 12-CV-4947-P, 2015 WL 410062, at *3 (N.D. Tex. Jan. 30, 2015) ("The district court, however, is not required to apply the more stringent review merely because the magistrate judge has issued a recommendation."); Asterbadi v. Leitess, No. 1:04CV286(JCC), 2005 WL 2009276, at *3 (E.D. Va. 2005) (reviewing a magistrate judge's report and recommendation under a clearly erroneous standard); Segal, 303 F. Supp. 2d. at 794-95 (same). Proceeding with caution, then, as the action of limiting invalidity arguments has not yet been categorized as a dispositive or non-dispositive matter within this Circuit, the undersigned issues the following as a recommendation.
IVS argued that "[t]he Defendants' invalidity arguments are numerous and go beyond the bounds of what could reasonably be presented at trial or in a summary judgment motion," and accordingly, requested that the Court limit the number of invalidity arguments and prior art references to be relied upon by the Defendants. ECF No. 238 at 16. Although "the Court ... has the authority to limit the number of invalidity arguments and prior art references that defendants may assert," Certusview Techns., LLC v. S & N Locating Servs., LLC, No. 2:13cv346, 2014 WL 4930803, at *6 (E.D. Va. Sept. 30, 2014), IVS's argument is belied by developments in the case. IVS contended that limiting the Defendants' invalidity arguments is necessary to "mak[e] the case more manageable as the parties approach expert depositions, summary judgment motions, and trial." ECF No. 238 at 17. However since IVS's Motion was filed, the parties have necessarily streamlined their arguments as expert depositions have been finished, see ECF No. 246 at 5, and summary judgment briefing has been completed, see ECF Nos. 255, 260. Indeed, apparently the Defendants were capable of narrowing their invalidity arguments and prior art references for summary judgment briefing, which, contrary to IVS's argument, is evidence of their good faith intention to continue to streamline the case before tria1.
In conclusion, IVS's Motion is
The Clerk is
It is so
ECF No. 250 at 5-6 (quoting 550 U.S. 398, 418 (2007)).
ECF No. 238, attach. 4 at 3.
ECF No. 238, attach. 4 at 3-4.