T. S. Ellis, III, United States District Judge.
At issue on defendant's amended motion
On March 4, 2011, defendant pled guilty pursuant to a written plea agreement to one count of conspiracy to distribute N-Benzylpiperazine, in violation of 21 U.S.C. §§ 841 and 846, and one count of possession of a firearm and ammunition by a convicted felon, in violation of 18 U.S.C. § 922(g)(1). Thereafter, on July 15, 2011, defendant received a sentence of 36 months' imprisonment for the violation of §§ 841 and 846, and a sentence of 180 months' imprisonment for the violation of § 922(g), to run concurrently with the sentence of 36 months' imprisonment for the violation of §§ 841 and 846.
Defendant's sentence of 180 months' imprisonment for the violation of § 922(g) was mandated by the ACCA, which requires a fifteen-year custody sentence for convictions pursuant to § 922(g) where, as here, an offender has "three previous convictions by any court ... for a violent felony ... committed on occasions different from one another." 18 U.S.C. § 924(e)(1). In this regard, the ACCA defines a violent felony as any crime:
Major I, 801 F.Supp.2d at 515 (quoting 18 U.S.C. § 924(e)(2)(B)). These three clauses of § 924(e)(2)(B) are often referred to respectively as (i) the "force clause," (ii) the "enumerated crimes clause," and (iii) the "residual clause." With respect to the enumerated crimes clause, the Supreme Court has defined an ACCA "generic" burglary as "any crime, regardless of its exact definition or label, having the basic elements of unlawful, unprivileged entry into, or remaining in, a building or structure, with intent to commit a crime." Taylor v. United States, 495 U.S. 575, 599, 110 S.Ct. 2143, 109 L.Ed.2d 607 (1990).
As Major I reflects, "a careful review of the record ... revealed that [the] ACCA fifteen-year term of imprisonment was mandatory in this case" in light of defendant's three 1998 convictions in the Fairfax County Circuit Court for statutory burglary, in violation of Va. Code § 18.2-91; these burglaries occurred on March 4, 1998, March 11, 1998, and April 3, 1998. Major I, 801 F.Supp.2d at 515-16. The conclusion that a fifteen-year sentence was required by the ACCA resulted from application of the modified categorical approach to defendant's three prior convictions; the modified categorical approach allows "a sentencing court ... [to] assess the underlying charging documents' or other specifically-approved documents or material to ascertain whether the offense qualifies as an ACCA predicate offense." Id. at 515.
With respect to the March 11, 1998 burglary, "[t]he government produced multiple court documents from the Fairfax County Circuit Court ..., including (i) the indictment, (ii) the signed plea agreement, (iii) the sentencing order, and (iv) the plea and sentencing transcripts." Id. The indictment "specifically charged defendant with statutory burglary, in violation of Va. Code § 18.2-91," on the basis of the following factual allegations:
Id. at 517. The plea transcript further established that defendant admitted breaking "into the Rosebay Court residence through a basement window" and taking items such as "jewelry, CDs, money, a camera, and a television." Id. (citing Plea
With respect to the March 4, 1998 and April 3, 1998 burglaries, the government was unable to produce indictments or other Fairfax County charging documents. See id. at 517. Although the government produced plea agreements and sentencing orders for the convictions for these two burglaries, Major I reflects that these documents did not "shed any light on the specific facts underlying either of those convictions, other than the date of the respective burglar[ies]." Id. Importantly, however, the government produced the transcript from the September 16, 1998 plea hearing in Fairfax County Circuit Court, which reflects that "defendant acknowledged that on each of these two occasions, he broke into a `dwelling,' `house' or `residence,' without the permission or consent of the owners, and took various personal items from the residences." Id. (citing Plea Transcript at 11-13). Specifically, "during the daytime of March 4, 1998, defendant broke into the residence of Laura Dawson, located at 3994 Gumwood Court, in Chantilly, Virginia, with the intent to commit larceny," and once inside "defendant took from the residence a knife collection, alcohol and $600 in cash." Id. (citing Plea Transcript at 5, 11). About a month later, "during the nighttime of April 3, 1998, defendant broke into the residence of Roger Early, located at 4108 Plaza Lane in Fairfax, Virginia, again with the intent to commit larceny," and "[o]n that occasion, defendant entered the dwelling through a `rear window' and took a shotgun from the residence." Id. (quoting Plea Transcript at 13). On the basis of these facts, Major I reflects that the March 4, 1998 and April 3, 1998 burglaries do not constitute ACCA generic burglaries, but that these prior convictions "nonetheless constitute `violent felon[ies]' under [the] ACCA[] residual clause because each burglary `involve[d] conduct that present[ed] a serious risk of physical injury to another.'" Id. at 518 (quoting 18 U.S.C. § 924(e)(2)(B)). Accordingly, Major I reflects that "the government met its burden of establishing three qualifying predicate convictions under [the] ACCA, thus mandating a minimum fifteen-year custody sentence in this [c]ase." Id.
On February 25, 2013, nearly two years after defendant received his sentence, the government filed a motion to reduce defendant's sentence pursuant to Rule 35(b), Fed. R. Crim. P. United States v. Major, No. 11-cr-16 (E.D.Va. Feb. 25, 2013) (Motion) (Doc. 104). By Order dated March 8, 2013, the government's motion was granted, and accordingly, defendant's custody sentence was reduced from 180 months' imprisonment to 84 months' imprisonment. United States v. Major, No. 11-cr-16 (E.D.Va. Mar. 8, 2013) (Order) (Doc. 109).
Thereafter, on June 26, 2015, the Supreme Court issued its decision in Johnson v. United States, ___ U.S. ___, 135 S.Ct. 2551, 192 L.Ed.2d 569 (2015), which held that the ACCA residual clause is unconstitutionally vague, and therefore "imposing an increased sentence under the residual clause of the [ACCA] violates the Constitution's guarantee of due process." Id. at 2563. Thereafter, on April 18, 2016, the Supreme Court held that Johnson was a new "substantive rule that has retroactive effect in cases on collateral review." Welch
On March 23, 2016, defendant filed a timely motion — which was amended that same day — to vacate, set aside, or correct his sentence pursuant to 28 U.S.C. § 2255, on the ground that in light of the Supreme Court's decision in Johnson, defendant's sentence is unconstitutional insofar as it is premised on the ACCA residual clause. Defendant further contends that he no longer qualifies as an armed career criminal pursuant to the ACCA, and thus should not have been sentenced to a term of imprisonment exceeding ten years, the statutory maximum for a violation of § 922(g) when the ACCA does not apply.
At the government's request, defendant's § 2255 amended motion was stayed pending resolution of two Supreme Court cases, namely (i) Welch, which held that Johnson announced a new substantive rule that has retroactive effect in cases on collateral review, and (ii) Mathis v. United States, ___ U.S. ___, 136 S.Ct. 2243, 195 L.Ed.2d 604 (2016), which elucidated the application of the modified categorical approach in the context of the ACCA. After the Supreme Court issued its decisions in Welch and Mathis, the government filed a timely response to defendant's § 2255 amended motion in which the government contends that although in Major I, two of three prior convictions were found to be crimes of violence pursuant to the now-invalidated ACCA residual clause, the ACCA nonetheless requires a minimum fifteen-year sentence because these prior convictions also constitute generic burglary pursuant to the ACCA enumerated crimes clause. In support of this contention, the government points to a Fourth Circuit decision, United States v. Foster, 662 F.3d 291 (4th Cir.2011), which was decided approximately three months after defendant received his sentence; the Fourth Circuit in Foster squarely addressed whether prior convictions for statutory burglary in Virginia qualify as generic burglaries under the ACCA enumerated crimes clause. See id. at 292. Shortly after the government filed its response to defendant's § 2255 motion, defense counsel filed a two-page reply that does not address the legal arguments raised by the government, but merely asserts that defendant is entitled to relief pursuant to § 2255.
As already noted, the ACCA prescribes a 15-year mandatory minimum sentence if a defendant is convicted of being a felon in possession of a firearm following three prior convictions for a "violent felony." 18 U.S.C. § 924(e)(1).
The Supreme Court has further explained that to determine whether a prior conviction is a generic crime — such as generic burglary — under the ACCA enumerated crimes clause, a court must "apply what is known as the categorical approach," which "focus[es] solely on whether
As the Supreme Court has noted, "[t]he comparison of elements that the categorical approach requires is straightforward when a statute sets out a single (or `indivisible') set of elements to define a single crime." Id. In such circumstances, a court need only "line[] up that crime's elements alongside those of the generic offense and see if they match." Id.
When faced with a divisible statute, "[a] sentencing court ... requires a way of figuring out which of the alternative elements listed ... was integral to the defendant's conviction (that is, which was necessarily found or admitted)." Id. (citing Descamps, 133 S.Ct. at 2283). To this end, the Supreme Court has "approved the `modified categorical approach' for use with statutes having multiple alternative elements." Id. Under the modified categorical approach, a court "looks to a limited class of documents (for example, the indictment, jury instructions, or plea agreement and colloquy) to determine what crime, with what elements, a defendant was convicted of." Id. (citing Taylor, 495 U.S. at 602, 110 S.Ct. 2143).
Id. at 26. Relying on these sources — commonly referred to as "Shepard documents" — a court can, as the categorical approach commands, compare the specific crime of which the defendant was previously convicted with the generic ACCA offense. Id.
Thus, an offense constitutes "burglary" for purposes of the ACCA enumerated crimes clause (i) if under the categorical approach, the scope of the relevant offense's statutory definition is equal to or narrower than the scope of ACCA generic burglary, or (ii) if under the modified categorical approach, the relevant Shepard documents reveal that defendant was convicted of a crime that is equal to or narrower in scope than ACCA generic burglary.
At first glance, it appears that the Supreme Court's decision in Johnson would operate to invalidate defendant's fifteen-year sentence pursuant to ACCA, as Major I reflects that two of the three prior convictions on which this sentence was predicated were defined as crimes of violence pursuant to the now invalidated ACCA residual clause. See Johnson, 135 S.Ct. at 2563. Yet, the government contends that even after Johnson, defendant's fifteen-year sentence pursuant to the ACCA is required because the two prior convictions in issue constitute generic burglary under the ACCA enumerated crimes clause, and therefore defendant's sentence does not depend on the ACCA residual clause invalidated by the Supreme Court in Johnson.
In support of the government's contention that even after Johnson, the ACCA requires defendant's fifteen-year sentence, the government points to United States v. Foster, 662 F.3d 291 (4th Cir.2011), which was decided approximately three months after defendant's sentence was imposed. Importantly, Major I was decided without the benefit of Foster.
In Foster, the Fourth Circuit addressed whether the defendant's prior convictions in Virginia for statutory burglary qualified as generic burglaries under the ACCA enumerated crimes clause where the relevant indictments described the burglarized locations as merely the "Corner Market" and the "Sunrise-Sunset Restaurant." Id. at 292. In answering this question, the Fourth Circuit squarely addressed Va. Code §§ 18.2-90 and 18.2-91.
Va. Code § 18.2-90 (1992) (amended 2004).
The Fourth Circuit in Foster recognized that Va. Code §§ 18.2-90 and 18.2-91 defined burglary in terms "broader than `generic burglary' as defined by the Supreme Court in Taylor" Foster, 662 F.3d at 293. Importantly, however, the Fourth Circuit determined that the Virginia burglary statutes were divisible because they provided alternative elements, and therefore under the modified categorical approach, a conviction under the Virginia burglary statutes could sometimes qualify as generic burglary under the ACCA enumerated crimes clause. See id. 293-94. Specifically, the Fourth Circuit construed Va. Code § 18.2-90 as defining "breaking and entering as a crime under three separate [location] clauses: (1) an `office, shop ... storehouse, warehouse, banking house, or other house'; (2) a `ship, vessel, or river craft or any railroad car'; or (3) `any automobile, truck, or trailer ... [being] used as a dwelling or place of human habitation.'" Id. at 293-94. The Fourth Circuit further explained that because the first clause "consists entirely of buildings and structures," convictions under this clause qualify as generic burglary under the ACCA enumerated crimes clause. Id. at 294 (citing Graybeal v. Commonwealth, 228 Va. 736, 324 S.E.2d 698 (1985)).
The Fourth Circuit in Foster concluded that the defendant's prior convictions qualified as generic burglary under the ACCA on the ground that the indictments for the prior burglary convictions described the locations the defendant had entered as the "Corner Market" and the "Sunrise-Sunset Restaurant." Id. at 292. In reaching this conclusion, the Fourth Circuit rejected the defendant's argument that there was insufficient information in the record to establish that the stores in issue were structures or buildings — as is necessary for a generic burglary — rather than other locations, such as small river crafts or railroad cars. See id. at 295. Specifically, the Fourth Circuit noted that "[t]he more-than-remote possibility that a restaurant or Corner Market could be conducted in a railroad car or on a river craft does not undermine the compelling conclusion that [the defendant's] convictions were for the burglaries of buildings or structures," and that "courts are not required to abandon logic and embrace the absurd in conducting an ACCA analysis." Id.
Importantly, the Fourth Circuit in Foster made clear that in determining whether the pertinent Shepard documents establish that a particular defendant's prior conviction was a generic burglary under the ACCA enumerated crimes clause, courts "are not required to `wear blinders' or to cast logic aside `merely because [a defendant] conjure[s] up a speculative possibility.'" Id. (quoting United States v. Miller, 478 F.3d 48, 52 (1st Cir.2007)). This is so because "`[t]he ACCA is part of the real world, and courts should not refuse to apply it because of divorced-from-reality, law-school-professor-type hypotheticals that bear no resemblance to what actually goes on.'" Id. (quoting United States v. Rainer, 616 F.3d 1212, 1216 (11th Cir.2010)).
As the government correctly notes, Major I was decided without the benefit of Foster, which clarifies the legal framework for addressing the question whether defendant's prior convictions for statutory burglary in Virginia constitute generic burglaries under the ACCA enumerated crimes clause. If the two prior convictions in issue — the March 4, 1998 and April 3, 1998 burglaries — constitute generic burglaries under the ACCA enumerated crimes clause, then defendant's fifteen-year sentence is required by the ACCA, notwithstanding the Supreme Court's decision in Johnson. But if either or both of these two prior convictions do not constitute generic burglaries under the ACCA enumerated crimes clause, then defendant's sentence depends on the ACCA residual clause and is therefore unconstitutional under Johnson.
The principles elucidated by the Fourth Circuit in Foster, applied here, point convincingly to the conclusion that defendant's prior convictions for statutory burglary on March 4, 1998, and April 3, 1998, constitute generic burglaries under the ACCA enumerated crimes clause. It follows therefore that even after Johnson, the ACCA requires the fifteen-year sentence defendant originally received.
This is so because the transcript of the September 16, 1998 plea hearing in the Fairfax County Circuit Court provides sufficient factual detail to establish that defendant's March 4, 1998 and April 3, 1998 convictions for statutory burglary were convictions for burglaries under the location clause of Va. Code § 18.2-90 that prohibits breaking and entering an "office,
In this regard, the plea transcript makes clear (i) that defendant described the locations he broke into as "dwellings," "houses," and "residences," and (ii) that each of the two locations in issue had fixed street addresses, namely 3994 Gumwood Court, Chantilly, Virginia, and 4108 Plaza Lane, Fairfax, Virginia. Major I, 801 F.Supp.2d at 517 (citing Plea Transcript at 5, 11, 13). In light of the Fourth Circuit's decision in Foster, these facts firmly support the conclusion that defendant's convictions for his March 4, 1998, and April 3, 1998 burglaries constitute generic burglaries pursuant to the ACCA enumerated crimes clause. The conclusion reached here is supported not only by the Fourth Circuit's decision in Foster, but also by the cases on which that decision relied.
Although it is conceivable that the fixed-address locations that defendant characterized as "dwellings," "houses," and "residences" were not structures attached to the ground, but instead movable residential trailers, that "remote possibility" does not alter the conclusion reached here. Foster, 662 F.3d at 295. Courts "are not required to `wear blinders' or to cast logic aside" in light of a "conjure[d] up ... speculative possibility.'" Id. at 296 (quoting Miller, 478 F.3d at 52). Indeed, as already noted, "`courts should not refuse to apply [the ACCA] because of divorced-from-reality, law-school-professor-type hypotheticals that bear no resemblance to [the real world].'" Id. (quoting Rainer, 616 F.3d at 1216).
Thus, in light of the Fourth Circuit's decision in Foster, all three of defendant's prior convictions for statutory burglary constitute generic burglaries under the ACCA enumerated crimes clause, and therefore the fifteen-year sentence defendant originally received was required by the ACCA, notwithstanding the Supreme Court's decision in Johnson.
Accordingly, defendant's § 2255 amended motion to vacate his sentence must be denied, as the fifteen-year sentence defendant received at sentencing does not depend on the ACCA residual clause invalidated in Johnson.
An appropriate Order will issue.
See Mathis, 136 S.Ct. at 2249.