SAMUEL G. WILSON, District Judge.
This is an action by plaintiff, Terrence Lavender, pursuant to 42 U.S.C. § 1983, with supplemental jurisdiction asserted under 28 U.S.C. § 1367 over state law assault and battery claims, against the City of Roanoke Sheriffs Office; the Roanoke City Sheriff, Octavia L. Johnson; and an unspecified number of deputies identified only as "John Does," in their individual and official capacities, arising out of the alleged use of excessive force against him while he was a pretrial detainee at the Roanoke City Jail. Johnson and the Sheriffs Office have moved to dismiss because Lavender failed to serve his complaint within the time limit for service provided by Rule 4(m) of the Federal Rules of Civil Procedure and to comply with the court's local rules and alternatively for failing on multiple grounds to state a plausible claim for relief. The court finds excusable neglect in Lavender's untimely service of the Sheriff and the Sheriffs Office but finds that Lavender's complaint fails to raise a plausible § 1983 claim for relief against them. The court holds under advisement the named defendants' motion to dismiss Lavender's state law claims because it appears that the statute of limitations may have run as to all of Lavender's claims against the yet unnamed "John Doe" defendants. If it has, there will be no pending federal claims and the court will decline
On March 18, 2011, Lavender filed his complaint against the Sheriffs Office, Johnson, and an unspecified number of "John Doe" defendants, individually and in their official capacities, alleging that on March 21, 2009, one of the John Doe defendants threw him into a table resulting in the loss of a tooth and a laceration to his head and that he was stripped of his clothes for an unspecified period of time until his arraignment. He asserts three claims: an excessive force claim for violation of his rights under the Fourteenth Amendment, a conspiracy to violate his civil rights in violation of the Fourteenth Amendment, and a state law assault and battery claim.
As to the excessive force claim, Lavender alleges that Johnson and the Sheriffs Office "were personally involved in and responsible for the excessive force used against [him]" because they "created a policy and custom, and they allowed the continuance of a policy and custom, under which pretrial detainees and individuals brought to the Roanoke City Jail, would be subjected to the excessive and unreasonable force; and [they] were deliberately indifferent in supervising and training subordinates who committed the wrongful acts described herein."
As to the conspiracy claim, Lavender alleges generally that:
As to Lavender's assault and battery claim, Lavender alleges that the John Doe defendants "repeatedly touched Mr. Lavender in a vicious, rude, insulting, brutal, unwanted, and offensive manner" and without provocation threw him into a table. He describes this touching as unsolicited, unwarranted, and inappropriate and not consented to, excused, or justified. In addition, he alleges that because the John Doe defendants "were acting within the scope of their employment," their "torturous conduct" is imputable to Johnson and the Sheriffs office.
On July 6, 2011, the clerk's office sent notice to Lavender's counsel that he had "until July 21, 2011 to notify the clerk . . . that service [had] been accomplished [or] the defendants [would] be dismissed from the suit without prejudice by order of this Court." On July 21, 2011, the summonses and complaint were served on Johnson, and on that date returns were filed with the clerk noting that service had been accomplished on Johnson and the Sheriffs Office.
The Sheriff's Office and Johnson filed their joint motion to dismiss with supporting memoranda on August 10, 2011. They argued that Lavender had missed the Rule 4 prescribed 120-day deadline for
Lavender failed to respond to the named defendants' motion to dismiss pursuant to Local Rule 11(c)(1), which provides in pertinent part that unless otherwise directed by the court, the party opposing a properly supported motion must file a responsive brief and such supporting documents as are appropriate within fourteen days after service. On August 31, 2011, the named defendants moved to dismiss because Lavender had failed to respond. Lavender eventually responded on October 3, 2011, and his response offered no justification for having failed to serve within 120 days or for having failed to file a brief within fourteen days of defendants' initial August 10, 2011 motion to dismiss or even within fourteen days of defendant's follow-up motion. The named defendants replied, objecting to Lavender's lack of timeliness and reiterating numerous grounds allegedly supporting their motion.
The court heard argument on the named defendants' motion to dismiss on November 4, 2011, and Lavender's counsel explained for the first time that he had misread the clerk's notice to indicate that he had until July 21, 2011 to serve his complaint, and he served it on that date. He was candid and offered no explanation or excuse for having failed to file briefs in opposition within fourteen days as Local Rule 11 requires. Lavender's counsel also explained at the hearing that he was attempting to hold Johnson liable because after she became aware of the March 21, 2009, incident she allegedly failed to "follow-through," that is, "properly investigate" the incident. He also noted that he was seeking to hold Johnson liable based on her "pattern of conduct," though he did not have "specific facts."
The named defendants have moved to dismiss Lavender's complaint as to them because he failed to serve them within 120 days as Rule 4(m) of the Federal Rules of Civil Procedure requires or to show "good cause" for the failure. The court finds that Lavender is alternatively permitted to show "excusable neglect" under Rule 6(b) of the Federal Rules (or for that matter under Rule 4), and that counsel's misreading of the clerk's 120-day notice qualifies as excusable neglect. Accordingly, the court denies the named defendants' Rule 4(m) motion to dismiss.
Rule 4(m) provides in part that:
Rule 6(b)(1) provides in part that:
The court finds that Lavender's failure to serve is excusable, even assuming that Rule 6's excusable neglect standard applies. "Neglect is excusable . . . if there is a reason, which needn't be a compelling reason, to overlook it." Id. Here, Lavender's counsel read the clerk's notice to read that he had until July 21, 2011, to serve his complaint, rather than simply as notice that he must demonstrate proper service by that date. Though he is responsible for knowing what Rule 4(m) requires, his inadvertence in this respect is understandable and excusable. Accordingly, the court will deny the named defendants' motion to dismiss based on Lavender's failure to serve them within 120 days of filing of his complaint.
The named defendants have moved to dismiss Lavender's federal claims on various other grounds. The court finds it unnecessary to address all of those grounds, because it finds that Lavender has failed to plead facts sufficient to support the claim that Johnson is liable under § 1983, either in her individual or official capacity, for the actions of the "John Doe" defendants. In so finding, the court assumes that the governmental entity Johnson serves (despite the state's own categorization of that governmental entity) and the functions she is carrying out in operating a local jail are properly considered to be municipal in character. Whether this is true is far from clear, has not been fully briefed, and is only assumed hypothetically.
To plead plausible claims for relief under § 1983 against Johnson in her official capacity, Lavender must plead facts showing more than a respondeat superior relationship. Under § 1983, governmental entities are not liable under the theory of respondeat superior for unconstitutional conduct by their employees. See Monell v. Dep't of Soc. Servs. of N.Y., 436 U.S. 658, 691, 98 S.Ct. 2018, 56 L.Ed.2d 611 (1978). Rather, to hold a governmental entity liable under § 1983, a plaintiff must prove that action pursuant to official policy or custom
To plead claims for relief under § 1983 against Johnson in her individual capacity, once again, Lavender must plead facts that show a more than a respondeat superior relationship. "While a municipal liability claim based upon a particular official's attributed conduct and a supervisory liability claim against that official based upon the same conduct are not perfectly congruent, each requires proof both of the official's deliberate indifference and of a close affirmative link between his conduct and the resulting constitutional violation by a subordinate." Jones v. Wellham, 104 F.3d 620, 628 (4th Cir.1997) (citation omitted). To establish supervisory liability, a plaintiff must show:
See Shaw v. Stroud, 13 F.3d 791, 798 (4th Cir.1994) (quoting Miltier v. Beorn, 896 F.2d 848, 854 (4th Cir.1990)).
Here, Lavender's pleadings are essentially boilerplate, devoid of specific facts showing that Johnson either in her official or individual capacity was deliberately indifferent to or tacitly authorized a particular practice that led to the single alleged use of excessive force against Lavender on March 21, 2009 by an unidentified deputy. At the hearing on the motion to dismiss, Lavender's counsel explained that Lavender was attempting to hold Johnson liable under § 1983 because after Johnson became aware of the March 21, 2009 incident, she allegedly failed to "follow through," that is, "properly investigate" the incident and that Lavender also was seeking to hold Johnson liable based on her "pattern of conduct," though he did not have "specific facts."
Counsel's explanation underscores at least two fundamental deficiencies in Lavender's complaint. First, though Johnson's alleged failure to investigate the alleged excessive use of force against Lavender possibly might serve as grist should another excessive force claim arise in the future, it could not have resulted in the constitutional deprivation Lavender alleges—the antecedent excessive use of force—and consequently is not actionable under § 1983. See Shaw v. Stroud, 13 F.3d 791 (4th Cir.1994) (holding that "an `affirmative causal link' between the supervisor's inaction and the particular constitutional injury suffered by the plaintiff is required to establish supervisory
The named defendants also have moved to dismiss Lavender's state law claims against them on various grounds that raise arguably unresolved 11th Amendment immunity
For the reasons stated, the court dismisses Lavender's § 1983 claims against the Roanoke City Sheriffs Office and Sheriff Johnson in her official and individual capacities. The court holds under advisement the named defendants' motion to dismiss Lavender's state law claim against them and directs Lavender to explain within fourteen days why the court should not dismiss his claims against the un-served defendants without prejudice pursuant to Rule 4(m) and then decline to exercise supplemental jurisdiction over his remaining purely state law claims against the named defendants.
In accordance with the memorandum opinion entered on this day, it is hereby
(1) the court
(2) the court holds under advisement the named defendant's motion to dismiss plaintiff's state law claim against them and