GLEN E. CONRAD, Senior District Judge.
Plaintiff has filed this action challenging the final decision of the Commissioner of Social Security denying plaintiff's claim for a period of disability and disability insurance benefits under the Social Security Act, as amended, 42 U.S.C. §§ 416(i) and 423. Jurisdiction of this court is established pursuant to 42 U.S.C. § 405(g). As reflected by the memoranda and argument submitted by the parties, the issues now before the court are whether the Commissioner's final decision is supported by substantial evidence, or whether there is "good cause" to necessitate remanding the case to the Commissioner for further consideration.
The plaintiff, William David Hurst, was born on February 26, 1974. He completed his high school education and eventually graduated from college. (Tr. 39). Mr. Hurst has been employed as a hospital cleaner, security guard, and custodian. He worked for a contract cleaning service for part of 2015 and 2016 with the assistance of a job coach. (Tr. 17, 200, 278). However, the Administrative Law Judge determined that such employment did not reach the level of substantial gainful activity. (Tr. 17).
On September 26, 2013, Mr. Hurst filed an application for a period of disability and disability insurance benefits. In filing his current claim, Mr. Hurst alleged that he became disabled for all forms of substantial gainful employment on September 19, 2013, due to Asperger's syndrome, attention deficit hyperactivity disorder (ADHD), and insomnia. (Tr. 205). Mr. Hurst now maintains that he has remained disabled to the present time. The record reveals that Mr. Hurst met the insured status requirements of the Act at all relevant times covered by the final decision of the Commissioner.
Mr. Hurst's application was denied upon initial consideration and reconsideration. He then requested and received a
(Tr. 20). Given such a residual functional capacity, and after considering the testimony of a vocational expert, the Law Judge determined that Mr. Hurst is unable to perform any of his past relevant work. (Tr. 24). However, the Law Judge found that Mr. Hurst retains sufficient functional capacity to perform other work roles existing in significant number in the national economy. (Tr. 25). Accordingly, the Law Judge concluded that Mr. Hurst is not disabled, and that he is not entitled to a period of disability or disability insurance benefits.
While plaintiff may be disabled for certain forms of employment, the crucial factual determination is whether plaintiff is disabled for all forms of substantial gainful employment.
On appeal, Mr. Hurst raises several arguments, including that the Law Judge improperly assessed the opinion evidence and erred in determining his residual functional capacity. After reviewing the record and considering the parties' arguments, the court finds "good cause" to remand the case to the Commissioner for further development and consideration.
The medical record establishes that Mr. Hurst suffers from a combination of severe nonexertional impairments. In September of 2012, Dr. George Wagner, a physician with New Horizons Healthcare, diagnosed plaintiff with ADHD and insomnia. (Tr. 311). He prescribed trazodone, an antidepressant, which plaintiff continued to take at the time of the administrative hearing. (Tr. 46, 311). On November 12, 2013, Mr. Hurst presented to Dr. Alan Katz, a clinical psychologist, for a neuropsychological evaluation. (Tr. 321). Dr. Katz, who had previously evaluated plaintiff in 2001, noted that plaintiff has "a longstanding history of social anxiety that has been complicated by intermittent episodes of poorly modulated anger and reduced social judgment." (Tr. 321). Dr. Katz also noted that plaintiff exhibits "classic manifestations" of autism spectrum disorder or Asperger's syndrome, such as "social awkwardness, decreased insight and a non-verbal learning disability," and that other "complicating factors" include "lifelong depression, reduced stress tolerance and fears about his ability to maintain independent living." (Tr. 321). Based on clinical interviews, his review of existing records, and the results of a series of questionnaires and tests, Dr. Katz diagnosed plaintiff with autism spectrum disorder, Asperger's syndrome, a visual impairment, and right fronto-parietal deficits. (Tr. 327). More recent treatment records from New Horizons Healthcare also reflect diagnoses of Asperger's syndrome and depression, as well as moderate hearing loss in both ears. (Tr. 389, 400, 404, 405, 407).
The record contains several opinions regarding the impact of Mr. Hurst's impairments on his ability to work. At the conclusion of the initial neuropsychological evaluation, Dr. Katz noted that Mr. Hurst "would be well served by an application for Social Security benefits," but that he remained hopeful that plaintiff's "acquisition of benefits of this type [would] prove to be a temporary arrangement," since employment would be "the healthiest of all possibilities." (Tr. 326). Dr. Katz recommended that plaintiff "initiate contact with the Department of Aging and Rehabilitative Services for . . . assistance with job exploration, interviewing skills and a possible position of supported employment." (Tr. 326). On December 5, 2013, plaintiff returned to Dr. Katz for a follow-up appointment, during which plaintiff expressed frustration "due to his unemployment status." (Tr. 328). At that point, Dr. Katz opined that plaintiff "would be best served by at least short term disability support from Social Security given the host of social, emotional and neurocognitive deficits he continues to display." (Tr. 328). However, he urged Mr. Hurst "to continue to pursue a position of highly structured, repetitive and supervised employment where he can work at a reduced pace and without social and interpersonal demands being placed upon him." (Tr. 328).
The state agency psychologists, Dr. Joseph Leizer and Dr. Linda Dougherty, completed two forms regarding plaintiff's mental health: a Psychiatric Review Technique form and a Mental Residual Functional Capacity Assessment form. On the latter form, both psychologists noted that Mr. Hurst has marked or moderate limitations in the categories of "sustained concentration and persistence," "social interaction," and "adaptation," but that he "should be able to perform the basic mental demands of simple and low stress competitive work on a sustained basis." (Tr. 75-77, 88-90). Like Dr. Katz, however, the state agency psychologists also indicated that plaintiff would require a heightened level of supervision as a result of his impairments. When asked to explain, in narrative form, the resulting limitations in the area of sustained concentration and persistence, they stated as follows:
(Tr. 76, 89) (emphasis added).
The record also contains a report from Dennis Stephenson, a vocational evaluator with the state's Division of Rehabilitative Services. (Tr. 329-330). Based on Mr. Hurst's "overall work performance, in conjunction with his limited social skills and impaired judgment," Stephenson expressed the belief that Mr. Hurst would have difficulty maintaining full-time employment. (Tr. 330). He further opined that plaintiff would need "supported employment services" in order to obtain part-time work. (Tr. 330).
The Law Judge ultimately concluded that Mr. Hurst's non-exertional impairments do not render him disabled for all forms of substantial gainful employment or otherwise contribute to an overall disability. In assessing plaintiff's residual functional capacity, the Law Judge gave "significant weight" to the opinions of the state agency psychologists. (Tr. 22-23). The Law Judge also gave "some weight" to Dr. Katz's opinion, noting that it "appears consistent with the claimant's residual functional capacity." (Tr. 23). Likewise, the Law Judge gave "some weight" to Mr. Stephenson's opinion. (Tr. 24). Although Mr. Stephenson did not believe that plaintiff could successfully maintain full-time employment, the Law Judge noted that she "believes that the restrictions in the claimant's residual functional capacity would enable him to sustain full time work." (Tr. 24).
Upon review of the record, the court is unable to conclude that the Law Judge's assessment of Mr. Hurst's residual functional capacity ("RFC") is supported by substantial evidence. In assessing a claimant's RFC, the Law Judge considers "all the relevant evidence," medical or otherwise, to determine a claimant's "ability to meet the physical, mental, sensory, and other requirements of work." 20 C.F.R. § 404.1545. The Law Judge "must include a narrative discussion describing how the evidence supports each conclusion, citing specific medical facts (e.g., laboratory findings) and nonmedical evidence (e.g., daily activities, observations)."
In the court's view, the difficulty with the Law Judge's assessment of plaintiff's RFC is that she failed to adequately address the evidence indicating that Mr. Hurst would need special supervision or assistance to sustain employment. The record reveals that Mr. Hurst required the assistance of a job coach to obtain and perform his most recent position with a contract cleaning service, and all of the opinion evidence indicates that additional supervision or assistance would be necessary, either in the form of "occasional extra supervisory help" or "supported employment" services. (Tr. 76, 89, 300, 326). Although the Law Judge afforded "significant weight" to the opinions of the state agency physicians, she failed to explain why the RFC assessment did not include any limitation reflecting the need for extra supervision. (Tr. 22-23). Nor did she explain how the RFC assessment was "consistent" with Dr. Katz's recommendation that plaintiff pursue a "position of supported employment" or a "position of highly structured, repetitive and supervised employment where he can work at a reduced pace and without social and interpersonal demands being placed upon him." (Tr. 328). In the absence of such explanations, the court is constrained to conclude that remand is warranted under the particular circumstances of this case.
For the reasons stated, the court finds "good cause" to remand the case to the Commissioner for further development and consideration.
The Clerk is directed to send certified copies of this memorandum opinion to all counsel of record.