EATON, J.
¶ 1. This is an appeal of a jury verdict in favor of Rutland Hospital, Inc., d/b/a Rutland Regional Medical Center, and related entities ("RRMC")
¶ 2. On July 30, 2010, the Labates filed a complaint against RRMC and Cancio-Bello for medical malpractice, see 12 V.S.A. § 1908, alleging that the care they rendered in delivering the Labates' child was negligent. Defendants answered individually, each denying all claims of malpractice and asserting various affirmative defenses, and the case proceeded through discovery to trial. On May 20, 2014, the parties drew a jury. During the voir dire, a prospective juror made the following disclosure: "Just to put it out there to the court, I have worked there [RRMC] for 10 years, also, with the doctor. I pride myself — I'm pretty objective. I just want to put that out there, the fact that I do objectively work there."
¶ 3. In follow-up questioning, the prospective juror disclosed that he did security work at RRMC.
¶ 4. The trial began on August 11, 2014, nearly three months after the jury had been selected. Before opening statements, the trial judge asked the jury panel: "And has anyone heard anything about this case or done any outside research since the jury draw which was — which was a few months ago?" None of the jurors indicated having heard anything about the case during the interim.
¶ 5. At the conclusion of the first day of testimony, the trial judge gave a cautionary instruction to the jury as follows:
Each day of trial, before the testimony commenced, the judge asked the jurors if they had heard or read anything about the trial from outside sources, and each day, no juror indicated having heard or read anything about the trial from any outside sources. At the conclusion of each day, before discharging the jurors, the judge cautioned the jurors not to do outside research or to read anything about the trial.
¶ 6. On August 22, 2014, following deliberations, the jury returned a verdict in favor of defendants, finding that the Labates had failed to prove the standard of care applicable to each defendant. See 12 V.S.A. § 1908(1) (requiring, in a medical-malpractice suit, that plaintiff prove "[t]he degree of knowledge or skill possessed or the degree of care ordinarily exercised by a reasonably skillful, careful, and prudent health care professional engaged in a similar practice under the same or similar circumstances whether or not within the state of Vermont"). Therefore, in accordance with the verdict form, the jury never considered whether any defendant had deviated from the appropriate standard of care or whether any deviation was a proximate cause of any injury. See id. § 1908(2), (3).
¶ 7. During the trial, an article did appear in a local newspaper. In response to the article, RRMC sent an e-mail to two different e-mail groups,
There is no indication that any party was aware of this e-mail during the trial. The Labates first raised a concern about this e-mail about two weeks after the jury returned their verdict, as part of a motion for new trial filed on September 8, 2014.
¶ 8. The Labates' motion for a new trial references the e-mail under a section header labeled "Attorney Misconduct." This initial reference states, in relevant part, that "[a]ny potential for jury misconduct, confusion, or failure to follow instructions was increased by ... an email sent by RRMC's CEO to all doctors, staff and employees during the trial stating that RRMC had done nothing wrong and that their insurance, consultants and counsel had all agreed." The motion points out that at least one juror worked for RRMC and that the "email was calculated to impact jurors' opinions by comments that are not evidence but imply that the evidence supports Defendants' case" and that the e-mail "essentially says that Plaintiffs do not have a meritorious case." The vast majority of the motion, however, concerns issues that are not the subject of this appeal.
¶ 9. After defendants filed their opposition to the motion, but before the court ruled on the motion, the Labates filed an amended motion for a new trial, moving the reference to the e-mail from the section entitled "Attorney Misconduct" to a section entitled "Improper Juror Influence." This amended motion again makes only the same very short reference to the e-mail as the original post-trial filing and argues the same point that the e-mail "essentially says that Plaintiffs do not have a meritorious case" and that "[t]he email was calculated to impact jurors' opinions by comments that are not evidence but imply that the evidence supports Defendants' case." A supplemental filing made in further support of the motion for a new trial does not even mention the e-mail.
¶ 10. The Labates, in their amended motion, as relates to the e-mail, asserted that "[a]t least one juror on the jury worked at the hospital as a security guard
¶ 11. On November 17, 2014, without holding a hearing on the motion, the court issued a written decision denying the Labates' amended motion for a new trial. The court noted that the evidence before it concerning the e-mail did not include any indication that the juror had knowledge of the e-mail-there was no evidence that he was attending work when the e-mail was circulating; was attending work or checking work e-mail during the trial; was part of one of the e-mail groups to whom the e-mail was sent; or was normally in contact with those who were part of the e-mail groups. Given that evidentiary record, the court found it was entirely speculative that the e-mail was ever sent to the juror or that he read it at any time during the trial.
¶ 12. Despite the court's findings about the lack of any actual knowledge that the juror may have had about the e-mail, the court denied the motion as it pertained to the content of the e-mail, finding that the e-mail "contains only that which the jury already knew: that [RRMC] was denying liability and that it had found experts and attorneys who agreed with its decision to do so." Whether the security guard in fact received this e-mail was irrelevant because the content was not disclosing any new information.
¶ 13. On appeal, the Labates assert that the court erred in: (1) concluding that the e-mail was incapable of influencing the jury's verdict, and (2) insisting that the Labates had the burden of proving facts within RRMC's "peculiar" control while relieving RRMC of its obligation to reveal what it knew.
¶ 14. Whether an irregularity occurred is a question of fact for the trial court. See Losier v. Ravi, 362 S.W.3d 639, 647 (Tex.App.2009). "[T]he test is not whether the irregularity actually influenced the result, but whether it had the capability of prejudicing the verdict." Bellows Falls Vill. Corp. v. State Highway Bd., 123 Vt. 408, 414, 190 A.2d 695, 699 (1963) (emphasis added).
¶ 15. The Labates urge this Court to apply the test and burdens of proof for establishing juror misconduct utilized in criminal cases:
State v. Mead, 2012 VT 36, ¶ 13, 192 Vt. 1, 54 A.3d 485. "This protection flows from the Sixth Amendment guarantee that the evidence developed against a defendant shall come from the witness stand in a public courtroom where there is full judicial
¶ 16. We note, however, that the states that have addressed the issue of burden of proof in the civil context have not reached a unanimous conclusion on the proper allocations — some states place the burden on the moving party to establish prejudice, see, e.g., D.B. & J. Holden Farms Ltd. P'ship v. Ark. State Highway Comm'n, 93 Ark.App. 202, 218 S.W.3d 355, 357 (2005) ("Following allegations of juror misconduct, the moving party bears the burden of proving that a reasonable possibility of prejudice resulted from any such juror misconduct."), while others place the burden on the nonmoving party to establish no reasonable likelihood of prejudice, see, e.g., Markee, 575 N.E.2d at 1085 (finding "no reason to depart from ... reasoning" underlying burden-shifting scheme for establishing juror misconduct in a criminal case for civil cases, and thus holding that once moving party establishes that jury was exposed to outside influence, "the burden shifts to the nonmoving party to demonstrate that there is no reasonable likelihood that the party was prejudiced by what occurred"). See also Cooch v. S & D River Island, LLC, 216 Md.App. 275, 85 A.3d 888, 898-902 (2014) (providing very detailed and thorough historical analysis of development of law in Maryland underlying motions for new trials in context of juror misconduct and recognizing that establishing proof of prejudice in civil context is separate and distinct from establishing prejudice in criminal context); Fitzpatrick v. Allen, 410 Mass. 791, 797, 575 N.E.2d 750, 753 (1991) (Abrams, J., concurring) (citing cases from various jurisdictions and indicating preference for rule that "the moving party show that he was prejudiced by the extraneous material before the jury" but recognizing observation from Markee, 575 N.E.2d at 1085, that "place[s] the burden on the nonmoving party to demonstrate that there was no reasonable likelihood that the jury were influenced by the extraneous material").
¶ 17. In this case, the trial court suggested there was insufficient proof an irregularity had occurred but nevertheless concluded that even if it had, the content of the e-mail was such that it could not
¶ 18. Vermont Rule of Evidence 606(b) follows the long-established Vermont practice of protecting the jury's deliberative process from disclosure while still allowing juror testimony on whether improper information had been presented to the jury. See Reporter's Notes, V.R.E. 606 (explaining that Vermont case law and Rule 606 recognize distinction "between the facts of outside influence or information and their effect"); Bellows Falls, 123 Vt. at 412, 190 A.2d at 697-98 (recognizing that "[t]he expressions of the jurors, their arguments and motives, their fears and hopes, the individual juryman's state of mind are communicated with confidence that they will be kept secret beyond the jury room" and that "[t]he preservation of this confidence is vital to the constitutional function of the jury system, and is entitled to cautious protection" but that "misbehavior, even though it may have been the subject of comment among the jurors, is not entitled to the privileged secrecy of the jury room"). Rule 606(b) provides:
Thus, courts will not consider attempts through the jurors themselves to establish misconduct occurring during the jury deliberations concerning the mental processes or arguments of jurors. Jurors may, however, properly testify in response to inquiries as to whether extraneous prejudicial information was brought before them. See id.; Bellows Falls, 123 Vt. at 411-12, 190 A.2d at 697-98.
¶ 19. Here, the claim of juror misconduct involves the potential consideration of
¶ 20. Accordingly, the trial court here was partially incorrect in its interpretation of the two-step process discussed in Bellows Falls and articulated in V.R.E. 606(b). The trial court erroneously stated that evidence of whether outside influence occurred must be produced by "non-juror evidence." As noted above, whether there has been an outside influence or whether extraneous prejudicial information has been brought before the jury are proper areas for which inquiry of the jurors is specifically allowed under our case law and Rule 606(b).
¶ 21. In a medical-malpractice action, the plaintiff bears the burden of proof to establish the appropriate standard of medical care and that a departure from that standard occurred. Senesac v. Assocs. in Obstetrics & Gynecology, 141 Vt. 310, 313, 449 A.2d 900, 902 (1982). The trial judge submitted this case to the jury using a verdict form with special interrogatories to be answered. Contained within the interrogatories were questions asking if the jury found that the Labates had proven the appropriate standard of care to be used by RRMC and Cancio-Bello, both of which the jury answered in the negative.
¶ 22. Even assuming, as the trial court did, that the e-mail at the heart of this appeal was ever read by the juror, it contained no discussion of the standard of care required of either defendant.
¶ 23. The Labates' failure to establish the requisite standard of care is quite a different matter than failing to establish that either defendant deviated from that standard. Had the jury determined that the Labates had established the proper standard of care but that there had been no deviation from that standard, a potentially stronger argument might be made that the e-mail, if read, may have had an influence on at least one of the jurors. The jury, however, never reached that question in their deliberations. Because the e-mail contained nothing regarding the nature of the standard of care, it had no capacity to influence the jury on the questions on which they found a failure of proof, i.e., what constituted the standard of care in the first instance.
¶ 24. The jury in this case was painstakingly reminded by the trial judge not to read anything from outside sources and to base its verdict solely on the evidence presented in court. Additionally, they were questioned daily about whether they had received any outside information. At every inquiry, the response was uniformly that they had not. We cannot presume that the jury disregarded these instructions and inquiries from the trial judge. In fact, quite to the contrary, the rule is that "`juries are presumed to follow their instructions.'" Zafiro v. United States, 506 U.S. 534, 540-41, 113 S.Ct. 933, 122 L.Ed.2d 317 (1993) (quoting Richardson v. Marsh, 481 U.S. 200, 211, 107 S.Ct. 1702, 95 L.Ed.2d 176 (1987)). Although not the basis for the court's denial of a new trial, the evidence in the existing record of whether an irregularity occurred at all was far from convincing and well short of the assumption that it was read by the juror as urged by the Labates.
¶ 25. As noted, the argument raised below concerning the e-mail was extremely narrow, asserting only that the e-mail "was calculated to impact juror's opinions by comments that are not evidence but imply that the evidence supports Defendants' case." On appeal to this Court, the Labates raise several new theories concerning the potential impact of the e-mail, including various claims under the Vermont Constitution that the e-mail impacted the right to an impartial jury and constructions of the e-mail as improperly introducing character evidence, none of which were raised in their arguments below. This Court has long recognized that the trial court may not be put in error by an appellant advancing a theory on appeal that was not raised before the trial court. See, e.g., Roberts v. Chimileski, 2003 VT 10, ¶ 14, 175 Vt. 480, 820 A.2d 995 (mem.) ("As is so often the case, plaintiffs fully stated their new theory for the first time only in this Court, after their initial theory failed in the trial court. Therefore, we
¶ 26. Considering the e-mail in light of the arguments properly raised by the Labates, the trial court was correct that the e-mail did not have the capacity to affect the verdict. The trial court was also correct that the e-mail's content was primarily a denial of any wrongdoing, a point squarely before the jury throughout the trial. In addition, the jury's verdict — that the Labates had failed in establishing the applicable standards of care — had nothing to do with anything contained in the e-mail. Although our prior case law has established a two-prong test in cases of alleged-juror misconduct or extraneous-outside information, it was not necessary for the trial court to determine whether the irregularity had occurred in this instance. Even if the irregularity had occurred, the court's determination that it had no capacity to affect the verdict was not an abuse of discretion.
Affirmed.