J. GARVAN MURTHA, District Judge.
This is a case about a fork lift truck known as the "Lull." Defendants Andrew Graham, Alan F. Buck, and the town of Richmond have all moved for summary judgment. (Docs. 32, 33.) Plaintiffs Allan and Tracy Zitta have opposed the motion and Defendants have filed reply memoranda. (Docs. 37, 38, 43, 44.) For the following reasons, Defendants' motions are GRANTED and this action is DISMISSED.
Tracy and Allan Zitta have lived at 158 Wes White Hill Road in Richmond, Vermont
On March 23, 2012, when Allan Zitta was in Arizona at a shooting competition, Waterman knocked on the Zittas' door at approximately 7:30 p.m. Id. ¶ 4. Mrs. Zitta answered the door and the two spoke about scaffolding that Waterman had used to build the addition and remained on the property. Id. ¶¶ 5-6. Waterman told Mrs. Zitta he intended to pick up the scaffolding, but Mrs. Zitta said she did not think he owned it. Id. ¶ 6. Waterman said he did own the scaffolding along with the "Lull," a fork lift truck on the property. Id. Mrs. Zitta responded that he did not own the Lull, either. (Doc. 32-3 at 14.) Waterman then told Mrs. Zitta he needed to get paperwork in his truck that the Zittas might need for tax reasons, and would return in a few minutes-apparently because he parked his truck on Wes White Hill Road, not in the Zittas' driveway. (Doc. 32-2 at ¶ 7; Doc. 32-3 at 29.)
After about 10 minutes, Mrs. Zitta went outside to look for Waterman and saw him walking toward the scaffolding. (Doc. 32-2 ¶¶ 8-9.) At that point, Mrs. Zitta returned to the house called her husband in Arizona, but did not reach him. Id. ¶ 9. She then returned outside and saw Waterman driving the Lull toward the scaffolding. Id. ¶ 10. Waterman picked up the scaffolding with the Lull, moved it to a flat location, and cut it in half with a power saw. Id.; Doc. 32-3 at 19. Mrs. Zitta returned to the house and was able to reach her husband on the phone. (Doc. 32-2 ¶ 11.) She then went back outside and told Waterman he should not be there when Mr. Zitta was away. Id. ¶¶ 12-13. Waterman told her to go ahead and call the police because he had already done so. Id. ¶ 13. Mrs. Zitta then called the police and spoke with Officer Andrew Graham, who was processing a person for driving under the influence ("DUI"). Id. ¶¶ 15-17. Officer Graham said to Mrs. Zitta, "I know [Waterman] is there. I already know the story. And besides, you owe him money." Id. ¶¶ 19-20. Officer Graham had learned this information from speaking with Waterman on the phone. Id. ¶ 20. Officer Graham then said he would come to her house as soon as he could. Id. ¶ 19.
Waterman then drove the Lull onto Wes White Hill Road and loaded the scaffolding onto a trailer attached to his truck. Id. ¶ 23. He then prepared the trailer to load the Lull on it as well. Id. ¶ 24. Mrs. Zitta chased him on foot and got into the Lull to try and drive it back onto her property, but Waterman grabbed the Lull's keys and locked himself in his truck. Id. ¶ 25. Waterman then called Officer Graham back and told him Mrs. Zitta was "going ballistic" on him. Id. ¶ 26. Officer Graham told Waterman to stay in his truck.
At approximately 9:15 p.m., as Mrs. Zitta was returning to the house, Officer Graham arrived along with Vermont State Trooper Phillip Glanz. Id. ¶ 31. Mrs. Zitta told the officers that Waterman was stealing the Lull and said he must have cut a chain that secured the Lull in order to drive it off the property. Id. ¶ 32. Waterman denied cutting any chain and told Officer Graham he owned the Lull.
Mr. Zitta then called Mrs. Zitta's cell phone and asked to speak to Officer Graham. Id. ¶ 40. When Mr. Zitta told Officer Graham that Waterman did not own the Lull, Officer Graham asked Mr. Zitta if he had any documentation relating to ownership of the Lull. Id. ¶ 41. Mr. Zitta said that he did not have any that he could "touch right now" and his wife would not be able to find any paperwork either. Id. Officer Graham denied Mr. Zitta's request to impound the Lull. Id. ¶ 41. The parties dispute whether Waterman's purported bill of sale constituted actual "evidence of ownership,"
Mrs. Zitta asked Officer Graham and Trooper Glanz to charge Waterman with trespassing, but Officer Graham declined because Mrs. Zitta had not actually asked Waterman to leave the property. (Doc. 32-2 ¶ 44.) The parties dispute whether Mrs. Zitta's actions gave Waterman permission to be there. (Doc. 40 at 1.) Mrs. Zitta also told Officer Graham that Waterman's vehicle and trailer exceeded Wes White Hill Road's weight limit. (Doc. 32-2 ¶ 45.) Officer Graham responded that he did not have scales in his police cruiser needed to weigh the vehicles. Id. He reiterated that it was a civil matter and then "did not stop Waterman from driving away" with the Lull. (Doc. 32-2 ¶ 46.) According to Officer Graham, "[a]t no time did [he] conspire with Waterman to deprive the Plaintiffs of the Lull or physically assist Waterman in removing the Lull." Id. The Zittas claim Officer Graham "gave permission to Waterman to drive away" and that "Waterman has testified that Graham assisted him."
On March 26, 2012, Richmond Chief of Police Alan Buck learned of the incident when he read a shift summary. (Doc. 32-2 ¶ 47.) Mrs. Zitta met with Chief Buck that same day and requested a copy of Officer Graham's police report, which Chief Buck provided. Id. ¶¶ 48-49. Chief Buck told Mrs. Zitta he had a copy of what appeared to be Waterman's bill of sale and like Officer Graham, he believed that the disputed ownership of the Lull was a civil matter. Id. ¶ 49. Two days later, Mr. Zitta also met with Chief Buck and asked him to charge Waterman with stealing the Lull. Id. ¶ 52. Chief Buck asked Mr. Zitta to produce documentation to prove he was the owner of the Lull, and Mr. Zitta showed him maintenance records. Id. Chief Buck had Officer Graham refer the incident to the State's Attorney's Office for review. Id. ¶ 53. In a letter dated April 9, 2013, Deputy State's Attorney Scott Willison declined to press criminal charges against Waterman. Id.
At the time of the incident, Officer Graham had completed the basic training necessary to be a full-time law enforcement officer, as required by both the Vermont Criminal Justice Training Council and the town of Richmond. Id. ¶ 57. At the Vermont Police Academy (the "Academy"), Officer Graham was trained that in order to seize property, "it is necessary that he have probable cause to believe that the property is evidence or contraband and that he must have a warrant for the property or be able to establish that an exception to the warrant requirement applies." Id. ¶ 60. The Richmond Police Department has a similar search and seizure policy. Id. ¶ 64. Officer Graham also had training at the Academy in the distinction between civil and criminal matters. Id. ¶ 61. Based on this training, Officer Graham's understanding is that "civil cases are private disputes between individuals" and he has the "authority to investigate criminal matters, but not the authority to resolve civil matters." Id.
At the time of the incident, Chief Buck had served as Richmond's police chief since 2011. Id. ¶ 70. Between 2009 and mid-2013, the Richmond Police Department (the "Department") carried out more
Under Federal Rule of Civil Procedure 56(a), a court must "grant summary judgment if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed.R.Civ.P. 56(a). "[T]he district court must draw all factual inferences in favor of, and take all factual assertions in the light most favorable to, the party opposing summary judgment." Coollick v. Hughes, 699 F.3d 211, 219 (2d Cir.2012). The moving party "always bears the initial responsibility of informing the district court of the basis for its motion," Celotex Corp. v. Catrett, 477 U.S. 317, 323, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986), but "[w]here the moving party meets that burden, the opposing party must come forward with specific evidence demonstrating the existence of a genuine dispute of material fact." FDIC v. Great Am. Ins. Co., 607 F.3d 288, 292 (2d Cir. 2010).
Furthermore, "the mere existence of some alleged factual dispute between the parties will not defeat an otherwise properly supported motion for summary judgment; the requirement is that there be no genuine issue of material fact." Scott v. Harris, 550 U.S. 372, 380, 127 S.Ct. 1769, 167 L.Ed.2d 686 (2007) (quoting Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 247-48, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986)). In other words, "the non-moving party must do more than simply show that there is some metaphysical doubt as to the material facts ... and may not rely on conclusory allegations or unsubstantiated speculation." FDIC, 607 F.3d at 292 (internal quotation marks and citations omitted). Summary judgment should therefore be granted "[w]here it is clear that no rational finder of fact `could find in favor of the nonmoving party because the evidence to support its case is so slight.'" Id. (quoting Gallo v. Prudential Residential Servs., Ltd. P'ship, 22 F.3d 1219, 1224 (2d Cir. 1994)).
The Zittas allege Officer Graham violated their rights under the Fourth and Fourteenth Amendment because he "affirmatively intervened in a civil matter" by presiding over a "curbside court" and then "assisted Mr. Waterman in wrongfully removing the Lull" from their property. (Doc. 8 ¶¶ 33-34.) They also claim Officer
The remaining claim against Officer Graham is rooted in the Fourteenth Amendment's procedural due process protection, alleging his actions "deprived the Zittas of their protected property interests [i.e., the Lull] without notice and without [a] hearing." (Doc. 38 at 7.) In deciding this motion for summary judgment, "resolving all ambiguities and drawing all inferences in favor of" the Zittas,
Under the Fourteenth Amendment, citizens enjoy the "right not to be deprived of property by any state without due process of law," but that right "is violated only `by conduct that may be fairly characterized as state action.'" Barrett, 189 F.3d at 301 (quoting Lugar v. Edmondson Oil Co., 457 U.S. 922, 924, 102 S.Ct. 2744, 73 L.Ed.2d 482 (1982)). In this case Officer Graham could only have violated the Zittas' constitutional rights if what he did constituted state action. Officer Graham argues it did not. The state action doctrine "requires both an alleged constitutional deprivation caused by the exercise of some right or privilege created by the State or by a rule of conduct imposed by the State or by a person for whom the State is responsible, and that the party charged with the deprivation must be a person who may fairly be said to be a state actor." Fabrikant v. French,
First, as mentioned above, the Court assumes the Zittas have a property interest in the Lull sufficient to trigger protection based on the due process clause of the Fourteenth Amendment. And second, the question here is not to determine whether Officer Graham is a state actor (he undoubtably is) but whether his conduct reached "the point at which official involvement in an otherwise private repossession is sufficient to constitute state action." Barrett, 189 F.3d at 302; see Yeomans v. Wallace, 291 F.Supp.2d 70, 74 (D.Conn. 2003) (noting that a police officer's "conduct is not automatically elevated to the level of state action. One must examine the officer's conduct, not merely his title, in order to determine whether there was state action."). Thus, to survive summary judgment, the Zittas must first show a genuine dispute as to a material fact regarding whether Officer Graham's involvement in Waterman's repossession
The Second Circuit has previously "discern[ed] a spectrum of police involvement at the scene of a repossession" useful in determining whether particular involvement constitutes state action.
Finally, "[w]hen an officer begins to take a more active hand in the repossession, and as such involvement becomes increasingly critical, a point may be reached at which police assistance at the scene of a private repossession may cause the repossession to take on the character of state action," or at least permit a plaintiff to survive summary judgment on the issue. Barrett, 189 F.3d at 302. Examples of "critical" involvement tend to include threats of arrest or otherwise intimidating a plaintiff from interfering in a repossession that he or she has a right to contest. Id. (citing cases).
In the end, "the crucial question is whether the police officer was (1) present simply to stand by in case there was a breach of the peace, or (2) taking an active role that either affirmatively assisted in the repossession over the debtor's objection or intentionally intimidated the debtor so as to prevent him from exercising his legal right to object to the repossession." Id. at 302-03. In Barrett, the officer arrived at the scene of a repossession and witnessed the objector strike the repossessor. The officer told the objector that the repossession was a civil matter and that "if you start any trouble here, you'll be going in the back seat of my car." Barrett, 189 F.3d at 303 (brackets omitted). The Second Circuit found no state action and affirmed the district court's grant of summary judgment to the defendants because the officer's "actions amounted to no more than the carrying out of his duty to prevent violence in the event of a breach of the peace." Id. Even though the officer was a state actor at the scene, "the fact of his peacekeeping presence did not convert the private act of repossession ... into state repossession action." Id.
The Zittas do not contend Officer Graham physically assisted Waterman in removing the Lull from their property or conspired with Waterman to do so. Neither Officer Graham nor Trooper Glanz threatened to arrest Mrs. Zitta. The Zittas instead claim Officer Graham unlawfully assisted by giving Waterman permission to drive away with the Lull — and argue, in essence, that he "assisted" by assessing the situation and finding no probable cause to seize the Lull or arrest Waterman for larceny or trespassing.
First, even viewed in the light most favorable to the Zittas, the evidence does not support a finding that Officer Graham's presence at the scene converted an otherwise private "repossession" into state action. At best, this case lands midway on the Second Circuit's spectrum, concerning "involvement greater than mere presence, yet still insufficient to constitute state action in aid of the repossession." Barrett, 189 F.3d at 302; see Menchaca, 613 F.2d at 510. Officer Graham's presence was not the "critical" factor leading to Waterman's possession of the Lull. If neither party had called the police, the Court finds it very likely Waterman would have taken the Lull anyway. See, e.g., Moore v. Carpenter, 404 F.3d 1043, 1046 (8th Cir.2005) ("When a police officer is involved in a private party's repossession of property, there is no state action if the officer merely keeps the peace, but there is state action if the officer affirmatively intervenes to aid the repossessor enough that the repossession would not have occurred without the officer's help."). When Officer Graham received the first calls from Waterman and Mrs. Zitta, he was busy processing a driver for DUI. Waterman first told Officer Graham he owned the Lull; Mrs. Zitta said her husband owned it. Waterman had already driven the Lull
Second, to the extent the Zittas complain Officer Graham should have charged Waterman with larceny, trespass, or driving a vehicle exceeding the road's weight limit, see Doc. 38 at 2 (arguing Officer Graham's failure to act is "as much an action as an action itself"), "it is well-settled that a private citizen does not have a constitutional right to bring a criminal complaint against another individual." Chandler v. Carroll, 1:09-cv-58, 2009 WL 2514428, at *5 (D.Vt. Aug. 12, 2009) (internal quotation marks omitted) (citing cases). The Zittas do not have a protected constitutional right in the investigation, arrest, or prosecution of Waterman (or lack thereof). And, as noted above, the Vermont State's Attorney Office reviewed the case and declined to press charges. (Doc. 32-2 ¶ 53.)
In any event, even if Officer Graham's conduct did constitute state action, the Court finds he is entitled to qualified immunity. "The doctrine of qualified immunity protects government officials from liability for civil damages insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known." Stanton v. Sims, ___ U.S. ___, 134 S.Ct. 3, 4, 187 L.Ed.2d 341 (2013) (internal quotation marks and citation omitted). It gives officials "breathing room to make reasonable but mistaken judgments about open legal questions." Ashcroft v. al-Kidd, ___ U.S. ___, 131 S.Ct. 2074, 2085, 179 L.Ed.2d 1149 (2011); see Zalaski v. City of Hartford, 723 F.3d 382, 388 (2d Cir.2013). In other words, qualified immunity, "[w]hen properly applied, protects all but the plainly incompetent or those who knowingly violate the law." al-Kidd, 131 S.Ct. at 2085 (internal quotation marks and citation omitted).
Whether the doctrine applies should normally be determined as early as possible. See Pearson v. Callahan, 555 U.S. 223, 232, 129 S.Ct. 808, 172 L.Ed.2d 565 (2009) ("Because qualified immunity is an immunity from suit rather than a mere defense to liability ... it is effectively lost if a case is erroneously permitted to go to trial." (internal quotation marks omitted)). Two questions frame a qualified immunity analysis. Viewing the facts in the light most favorable to the Zittas on summary judgment, the Court must consider (1) whether the facts show Officer Graham violated the Zittas' constitutional rights, and (2) whether the right was "clearly established" at the time of Officer Graham's conduct. Zalaski 723 F.3d at 388; see Tracy v. Freshwater, 623 F.3d 90, 96 (2d Cir.2010). A court may exercise its discretion in deciding which of the two prongs it should consider first, Pearson, 555 U.S. at 236, 129 S.Ct. 808, and "[a]nswering either prong in the negative will
To determine whether a right was clearly established, a court examines whether "(1) it was defined with reasonable clarity, (2) the Supreme Court or the Second Circuit has confirmed the existence of the right, and (3) a reasonable defendant would have understood that his conduct was unlawful." Doninger v. Niehoff, 642 F.3d 334, 345 (2d Cir.2011). Although a finding that a right is clearly established "do[es] not require a case directly on point, [] existing precedent must have placed the statutory or constitutional question beyond debate." al-Kidd, 131 S.Ct. at 2083. "[I]f at least some reasonable officers in the defendant's position could have believed that [the challenged conduct] was within the bounds of appropriate police responses, the defendant officer is entitled to qualified immunity." Zalaski, 723 F.3d at 389 (internal quotation marks and citation omitted). In other words, "[t]o be clearly established, [t]he contours of the right must be sufficiently clear that a reasonable official would understand that what he is doing violates that right." Winfield v. Trottier, 710 F.3d 49, 53 (2d Cir.2013) (internal quotation marks and citation omitted). As long as the conduct was "objectively legally reasonable in light of the legal rules that were clearly established at the time it was taken," qualified immunity applies. Id. (internal quotation marks and citation omitted); see Brosseau v. Haugen, 543 U.S. 194, 198, 125 S.Ct. 596, 160 L.Ed.2d 583 (2004) (per curiam) ("Because the focus is on whether the officer had fair notice that her conduct was unlawful, reasonableness is judged against the backdrop of the law at the time of the conduct."). Finally, "a determination of whether the right at issue was `clearly established' `must be undertaken in light of the specific context of the case, not as a broad general proposition.'" Doninger, 642 F.3d at 345-46 (quoting Saucier v. Katz, 533 U.S. 194, 201, 121 S.Ct. 2151, 150 L.Ed.2d 272 (2001)).
The Zittas do not claim Officer Graham knowingly violated the Constitution and there is no evidence to suggest that he did. Instead, they argue he "should have known that his actions were outside the scope of his authority." (Doc. 38 at 14.) To find qualified immunity does not apply, the Court would have to conclude that Officer Graham's actions — namely, the decision to permit Waterman to leave with the Lull — were not "objectively legally reasonable" in light of the existing law. Winfield, 710 F.3d at 53. Or, as the Supreme Court recently put it, it must find that Officer Graham was "plainly incompetent." Stanton, 134 S.Ct. at 6; see al-Kidd, 131 S.Ct. at 2085.
This it cannot do. As a general proposition, the deprivation of a protected property interest without notice and a hearing is undoubtedly a "clearly established" violation of the Fourteenth Amendment. It is also "clearly established" Second Circuit precedent that an officer's involvement or assistance at a private repossession may, at some point, "take on the character of state action." Barrett, 189 F.3d at 302. But as noted above, this analysis cannot rely on "broad general proposition[s]." Doninger, 642 F.3d at 345. The specific point at which an officer's conduct reaches state action in a private repossession has not been "clearly established," and this makes all the difference. See Barrett, 189 F.3d at 302 ("no bright line has been drawn delineating
It simply would not be clear to a reasonable officer in Officer Graham's situation, with the information available to him, that determining the situation was a civil matter and allowing Waterman to leave was "plainly incompetent" or otherwise rose to the point of unlawful conduct. Stanton, 134 S.Ct. at 6; see Moore, 404 F.3d at 1046 ("The officers were required to make a close decision in the midst of a repossession fracas and could not have determined they were becoming so entangled ... that they could be held liable under § 1983. The officers had good evidence that [the repossessor] had an ownership interest in the boat and needed to diffuse the volatile situation, which necessarily resulted in one of the parties possessing the property when the public peace was restored." (internal citation omitted)). Even viewed in the light most favorable to the Zittas, Officer Graham's conduct was "objectively legally reasonable in light of the [existing] legal rules." Winfield, 710 F.3d at 53 (internal quotation marks omitted); see Coollick v. Hughes, 699 F.3d 211, 221 (2d Cir.2012) ("Officials are not liable for bad guesses in gray areas; they are liable for transgressing bright lines." (internal quotation marks and citation omitted)). Officer Graham is thus entitled to qualified immunity. Accordingly, under either the state action or qualified immunity doctrine, his motion for summary judgment is GRANTED.
First, the Zittas did not address in their opposition to Defendants' motion for summary judgment the Town's argument that the Zittas cannot demonstrate a town policy or custom caused a deprivation of their constitutional rights. This claim is therefore abandoned. See Pibouin v. CA, Inc., 867 F.Supp.2d 315, 325-26 (E.D.N.Y.2012) (citing cases). This leaves the Zittas' supervisory liability claim against Chief Buck.
Second, in order for Chief Buck to be liable under § 1983 as a supervisor, Officer Graham must have violated the Zittas' constitutional rights. Blyden v. Mancusi, 186 F.3d 252, 265 (2d Cir.1999) ("Of course, for a supervisor to be liable under Section 1983, there must have been an underlying constitutional deprivation."). As found above, there was no such violation. Even if there were, Chief Buck would nevertheless be entitled to qualified immunity because "in order for a supervisor to be held liable under section 1983, both the law allegedly violated by the subordinate
In conclusion, Officer Graham's conduct did not constitute state action and thus did not deprive the Zittas of their due process rights under the Fourteenth Amendment. Chief Buck cannot be liable as a supervisor under § 1983 because the Court has found no underlying constitutional deprivation. And in any event, both Officer Graham and Chief Buck are entitled to qualified immunity for the reasons stated above. Defendants' motions for summary judgment (Docs. 32, 33) are GRANTED and this action is DISMISSED.
SO ORDERED.