LEVENTHAL, J.
The issue presented for our review is whether, in a medical malpractice action where a defendant physician moves for summary judgment and makes only a prima facie showing that he or she did not depart from good and accepted medical practice, the plaintiff, in order to defeat summary judgment, must raise a triable issue of fact not only as to this element of a medical malpractice cause of action, but as to causation as well. Although decisions of this Court have, on occasion, included language indicating an affirmative answer to this question, we now clarify the proper standard to be applied in determining motions for summary judgment, including those made in medical malpractice actions, and hold that no such requirement exists.
After Barbara Stukas (hereinafter Stukas) noticed a lump in her left armpit, in January 2000, a physician referred her for a CT scan and mammography. That CT scan was conducted at the defendant Huntington Hospital. The defendant Michael Streiter, a radiologist, read the CT scan. Streiter interpreted the scan as negative, and reported his findings to Stukas's referring physician. The mammogram was also interpreted as negative a
In December 2001 Stukas and her husband commenced this action, inter alia, to recover damages for medical malpractice against Streiter and Huntington Hospital (hereinafter together the defendants). In the pleadings, it was alleged that Streiter departed from good and accepted standards in failing to diagnose Stukas's breast cancer, and that Huntington Hospital was vicariously liable for Streiter's medical malpractice. In July 2004 Stukas died. Stukas's husband, Robert Stukas (hereinafter the plaintiff), was thereafter appointed the administrator of her estate, the plaintiff, in his representative capacity, was substituted for Stukas pursuant to CPLR 1015 (a), and the complaint was amended to reflect the substitution.
Following discovery, the defendants moved for summary judgment dismissing the amended complaint. In support of their motion, the defendants submitted an expert's affidavit attesting that Streiter did not depart from the applicable standard of care because his reading and interpretation of the films of the CT scan were correct. In opposition, the plaintiff submitted an affidavit from his own expert, opining that "Streiter departed from good and accepted standards of radiological practice and that these departures are the proximate cause and direct cause of the delay in diagnosis of [the decedent's] breast cancer."
In an order dated March 19, 2008, the Supreme Court denied the defendants' motion, concluding that, while the defendants established their prima facie entitlement to judgment as a matter of law, the plaintiff raised triable issues of fact as to whether the defendants departed from good and accepted standards of radiological care in interpreting the results of the CT scan (2008 NY Slip Op 30909[U] [2008]). The Supreme Court reasoned that, in light of the existence of triable issues of fact relating to Streiter's departure from medical standards, it did not need to reach the issue of proximate cause.
The defendants then moved for leave to reargue their motion for summary judgment dismissing the amended complaint, arguing that the Supreme Court, in the order dated March 19, 2008, incorrectly concluded that it did not need to address the issue of causation, thereby misapprehending and misapplying the law. According to the defendants' counsel, the case of Thompson v Orner (36 A.D.3d 791 [2007]) set forth the applicable standard in this judicial department, which was that a defendant physician moving for summary judgment in an action alleging medical
In an order dated December 9, 2008, the Supreme Court granted reargument and, upon reargument, concluded that, in opposition to the defendants' prima facie showing, the plaintiff failed to raise a triable issue of fact as to proximate cause. The Supreme Court explained that it was granting reargument on the basis that it had "incorrectly concluded that it was not necessary to reach the issue of proximate cause." In reliance on what it perceived to be the applicable standard in this judicial department, the Supreme Court, upon reargument, granted the defendants' motion for summary judgment dismissing the amended complaint. The plaintiff appeals.
The issue presented on this appeal is one that is essential to the fundamental jurisprudence of summary judgment in this state. New York's summary judgment procedure was created with the enactment, in 1921, of the Rules of Civil Practice, the precursor to the CPLR (see Nelson, Civil Procedure in Twentieth-Century New York, 41 St. Louis Univ LJ 1157, 1170-1171 [1997]). As enacted in 1921, rules 113 and 114 of the Rules of Civil Practice, relating to summary judgment and partial summary judgment, respectively, provided for a summary judgment procedure of limited scope, which was available only to plaintiffs, and then only in certain enumerated actions (id.).
In 1962 the Legislature enacted the first version of the CPLR, and the now-familiar burden-shifting procedure for determining motions for summary judgment was codified in CPLR 3212. That statute provides, in pertinent part, that a motion for summary judgment "shall be granted if, upon all the papers and proof submitted, the cause of action or defense shall be established sufficiently to warrant the court as a matter of law in directing judgment in favor of any party," and the motion "shall be denied if any party shall show facts sufficient to require a trial of any issue of fact" (CPLR 3212 [b]; see Zuckerman v City of New York, 49 N.Y.2d 557, 562-563 [1980]; Friends of Animals v Associated Fur Mfrs., 46 N.Y.2d 1065 [1979]). In determining a motion for summary judgment, the court must view the evidence in the light most favorable to the nonmoving party (see Pearson v Dix McBride, LLC, 63 A.D.3d 895 [2009]).
Generally, the elements of a cause of action sounding in negligence are: (1) the existence of a duty on the defendant's part as to the plaintiff; (2) a breach of this duty; and (3) an injury to the plaintiff as a result thereof (see Akins v Glens Falls City School Dist., 53 N.Y.2d 325, 333 [1981]; Ingrassia v Lividikos, 54 A.D.3d 721, 724 [2008]; Alvino v Lin, 300 A.D.2d 421 [2002]). In order to establish the liability of a physician for medical malpractice, a plaintiff must prove that the physician deviated or departed from accepted community standards of practice, and that such departure was a proximate cause of the plaintiff's injuries (see Gross v Friedman, 73 N.Y.2d 721, 722-723 [1988]; Heller v Weinberg, 77 A.D.3d 622 [2010]; Myers v Ferrara, 56 A.D.3d 78, 83 [2008]; Musiaro v Clarkstown Med. Assoc., 2 A.D.3d 698 [2003]). CPLR 3212 (b) does not distinguish between motions for summary judgment in medical malpractice actions and motions for summary judgment in ordinary negligence cases. Indeed, the Court of Appeals has stated that "the distinction between medical malpractice and negligence is a subtle one, for medical malpractice is but a species of negligence and `no rigid analytical line separates the two'" (Weiner v Lenox Hill Hosp., 88 N.Y.2d 784, 787 [1996], quoting Scott v Uljanov, 74 N.Y.2d 673, 674 [1989]). The difference between the two causes of action is that "a claim sounds in medical malpractice when the challenged conduct `constitutes medical treatment or bears a substantial relationship to the rendition of medical treatment by a licensed physician'" (Weiner v Lenox Hill Hosp., 88 NY2d at 788, quoting Bleiler v Bodnar, 65 N.Y.2d 65, 72 [1985]).
In medical malpractice cases, the law of this state requires a plaintiff, in opposition to a defendant's prima facie showing of entitlement to judgment as a matter of law, only to rebut the moving defendant's prima facie showing. The Court of Appeals established this rule nearly 25 years ago in the seminal case of Alvarez v Prospect Hosp. (68 N.Y.2d 320 [1986]), where the Court held that
In Alvarez, the Court found that the defendant physician made a prima facie showing of his entitlement to judgment as a matter of law by submitting "sufficient proof that he properly and timely diagnosed the plaintiff's condition and did not depart from the accepted standard of care in the medical community" (id. at 325). In opposition, an affidavit from the plaintiff's attorney which attempted, for the first time, to create a new theory of liability against the physician was deemed insufficient to raise a triable issue of fact (id. at 327).
In articulating the respective burdens borne by the moving and nonmoving parties on a motion for summary judgment in a medical malpractice action, this Court, relying on Alvarez, has repeatedly stated that a defendant physician seeking summary judgment must make a prima facie showing that there was no departure from good and accepted medical practice or that the plaintiff was not injured thereby, and, in opposition, "a plaintiff must submit evidentiary facts or materials to rebut the defendant's prima facie showing, so as to demonstrate the existence of a triable issue of fact" (Deutsch v Chaglassian, 71 A.D.3d 718, 719 [2010]; see Brady v Westchester County Healthcare Corp., 78 A.D.3d 1097 [2010]; Heller v Weinberg, 77 A.D.3d 622, 622-623 [2010]; Shichman v Yasmer, 74 A.D.3d 1316, 1318 [2010]; Castro v New York City Health & Hosps. Corp., 74 A.D.3d 1005, 1006 [2010]; Rizzo v Moseley, 74 A.D.3d 942 [2010]; Dolan v Halpern, 73 A.D.3d 1117 [2010]; Langan v St. Vincent's Hosp. of N.Y., 64 A.D.3d 632 [2009]; Sandmann v Shapiro, 53 A.D.3d 537 [2008]; DiMitri v Monsouri, 302 A.D.2d 420 [2003]; Holbrook v United Hosp. Med. Ctr., 248 A.D.2d 358 [1998]; Cahill v County of Westchester, 226 A.D.2d 571 [1996]; Toledo v Ordway, 208 A.D.2d 518 [1994]; Pierson v Good Samaritan Hosp., 208 A.D.2d 513 [1994]; McMahon v Badia, 195 A.D.2d 445 [1993]; Kane v City of New York, 137 A.D.2d 658, 659 [1988]). This formulation of the applicable standard makes it evident that the nonmoving party is required only to "rebut" the moving party's prima facie showing. That is, to defeat summary judgment, the nonmoving party need only raise a triable issue of fact with respect to the element of the cause of action or theory of nonliability that is the subject of the moving party's prima facie showing. When the standard is articulated in this manner, it is clear that where a
The language employed in these decisions is consistent with the burdens courts have correctly placed on plaintiffs in opposing motions for summary judgment in negligence actions, and comports with our understanding of the history and application of CPLR 3212. In the context of any motion for summary judgment, a party's prima facie showing of entitlement to judgment as a matter of law shifts the burden to the nonmoving party, not to prove his or her entire case, as he or she will have the burden of doing at trial, but merely to raise a triable issue of fact with respect to the elements or theories established by the moving party. There is no valid reason for adopting a different rule in medical malpractice cases.
Of course, where a defendant physician makes a prima facie showing that there was no departure from good and accepted medical practice, as well as an independent showing that any departure that may have occurred was not a proximate cause of the plaintiff's injuries, the burden shifts to the plaintiff to rebut the defendant's showing by raising a triable issue of fact as to both the departure element and the causation element (see e.g. Swezey v Montague Rehab & Pain Mgt., P.C., 59 A.D.3d 431, 433 [2009]; Myers v Ferrara, 56 A.D.3d 78, 83-84 [2008]; Breland v Jamaica Hosp. Med. Ctr., 49 A.D.3d 789 [2008]; Rebozo v Wilen, 41 A.D.3d 457 [2007]; see also Wager v Hainline, 29 A.D.3d 569, 571 [2006]; Estate of Mollo v Rothman, 284 A.D.2d 299 [2001]; Marinaccio v Society of N.Y. Hosp., 224 A.D.2d 596 [1996]; McMahon v Badia, 195 AD2d at 446; Treinis v Deepdale Gen. Hosp., 173 A.D.2d 605, 607-608 [1991]).
For example, in Breland v Jamaica Hosp. Med. Ctr. (49 A.D.3d 789 [2008]), this Court concluded that the defendant hospital met its prima facie burden on its motion for summary judgment by submitting an affidavit of an expert neurosurgeon who opined, with a reasonable degree of medical certainty, that the delays in treatment to the plaintiff's decedent did not constitute departures from good and accepted medical practice and were not a proximate cause of the decedent's death. We determined that, in opposition, the plaintiff's expert's affidavit was sufficient to raise triable issues of fact as to whether the hospital's staff departed from good and accepted medical practice in its
By contrast, where the moving party makes a prima facie showing of entitlement to judgment as a matter of law on a single element or theory, there is no good reason to require the opposing party to rebut or address any element or theory other than that raised by the moving party. Once the nonmoving party overcomes the moving party's prima facie showing of entitlement to judgment as a matter of law by rebutting the element established by the moving party, the court is left with the remaining unchallenged elements of the cause of action. Indeed, it is well established that when a party moving for summary judgment has not met its initial burden of setting forth evidentiary facts sufficient to establish entitlement to judgment as a matter of law, the motion should be denied without considering the sufficiency of the opposing papers (see Winegrad v New York Univ. Med. Ctr., 64 N.Y.2d 851, 853 [1985]; Fotiou v Goodman, 74 A.D.3d 1140, 1141 [2010]). The same logic that supports this rule—namely, that the nonmoving party is not required to raise a triable issue of fact when the moving party has not made any showing of entitlement to judgment as a matter of law—compels this Court to conclude that the nonmoving party is also not required to raise a triable issue of fact with respect to any particular element or theory upon which the moving party has not made a showing of entitlement to judgment as a matter of law.
Notwithstanding the foregoing analysis, and as the defendants correctly note, numerous decisions of this Court, in setting
The language appearing in the cases cited by the defendants had its genesis in this Court's decision in Amsler v Verrilli (119 A.D.2d 786 [1986]). In Amsler, this Court affirmed an order granting the defendant physician's motion for summary judgment dismissing the complaint in a medical malpractice action. While this Court's decision did not reveal the nature of the defendant's prima facie showing, it stated that the affidavit of the plaintiff's expert submitted in opposition to the motion contained no indication that the defendant's alleged departure from good and accepted medical practice was a proximate cause of the plaintiff's injury. The Court noted that, in opposing the defendant's motion for summary judgment, "the plaintiffs were required to lay bare their proof," and that the elements of a medical malpractice cause of action are "(1) a deviation or departure from accepted practice, and (2) evidence that such departure was a proximate cause of injury or damage" (id. at 786). The Court then reasoned that
None of the three Court of Appeals decisions cited by the Amsler Court involved the disposition of a summary judgment motion in the traditional context. Specifically, they were not decisions addressing only the merits of the parties' respective positions. Rather, each of those cases involved a default by the plaintiff, which could only be vacated upon the plaintiff's filing of an affidavit of merit, in which every element of medical malpractice—including proximate cause—would have to be established (see Salch v Paratore, 60 N.Y.2d 851, 852 [1983] ["plaintiff's failure to file an affidavit of merit() mandates affirmance of the Appellate Division's dismissal for failure timely to serve and file a note of issue"]; Canter v Mulnick, 60 N.Y.2d 689, 691 [1983] ["The Appellate Division correctly held that the plaintiffs' affidavit failed to establish the merit of their case, and that the motion to dismiss (on the basis of a preclusion order entered upon the plaintiff's failure to serve a bill of particulars, a default which continued for five years,) should have been granted unconditionally"]; Stolowitz v Mount Sinai Hosp., 60 N.Y.2d 685, 686 [1983] ["motion by defendant to dismiss the action for the failure of plaintiff for a period of nine months to serve a complaint" should have been granted due to plaintiff's failure to submit an affidavit of merit]). In a fourth Court of Appeals decision, cited elsewhere in Amsler (see Fiore v Galang, 64 N.Y.2d 999 [1985]), the trial court issued a conditional order of preclusion, directing the plaintiffs to serve a bill of particulars upon the defendant, and the defendant subsequently moved for summary judgment based on the plaintiffs' failure to comply with the order of preclusion. The Appellate Division reversed the order denying the defendant's motion, reasoning that a defaulting party is required to supply not only a reasonable excuse for the default but also an affidavit of merit, and the plaintiff had failed to submit such an affidavit. The Court of Appeals affirmed, holding that the defendant's motion for summary
Although one of the Appellate Division decisions cited by the Amsler Court did involve a motion for summary judgment on the merits, that decision only stated that the defendant physician had made a prima facie showing that he did not depart from good and accepted medical practice and that the plaintiff failed to raise a triable issue of fact with regard to that element; the decision made no reference to the element of causation (see Wind v Cacho, 111 A.D.2d 808 [1985]). The remaining two decisions cited by the Amsler Court both held that motions to dismiss the complaint pursuant to CPLR 3216 for failure to prosecute should have been granted due to the plaintiff's failure to submit an affidavit of merit (see Reed v Friedman, 117 A.D.2d 661 [1986]; Vernon v Nassau County Med. Ctr., 102 A.D.2d 852 [1984]).
The Amsler decision cited no authority supporting the proposition that a plaintiff is required to submit an affidavit of merit in order to successfully oppose a motion for summary judgment, or the proposition that a plaintiff is required to raise a triable issue of fact with respect to the elements of departure and proximate cause where the defendant has made a prima facie showing only with respect to the departure element.
Nonetheless, Amsler was subsequently cited for the proposition that
The repetition of this language in some decisions of our Court has led to the formulation relied upon by the defendants, and adopted by the Supreme Court upon reargument, which appears
Thus, "candor requires the admission that our past decisions have lacked a precise consistency" (Miller v Miller, 22 N.Y.2d 12, 15 [1968]). Accordingly, we now clarify that our decisions reflecting the rule stated in Alvarez constitute the more accurate articulation of the applicable standard. To reiterate, in a medical malpractice action, a plaintiff opposing a defendant physician's motion for summary judgment must only submit evidentiary facts or materials to rebut the defendant's prima facie showing (see Alvarez v Prospect Hosp., 68 NY2d at 324). This means that if the defendant demonstrates only that he or she did not depart from good and accepted medical practice, the plaintiff need only raise a triable issue of fact as to whether such a departure occurred. The plaintiff is required to raise a triable issue of fact as to causation only in the event that the defendant makes an independent prima facie showing that any claimed departure was not a proximate cause of the plaintiff's injuries.
Consequently, in the case sub judice, we conclude that the defendants established their prima facie entitlement to judgment
The order dated December 9, 2008 is modified, on the law, by deleting the provision thereof, upon reargument, vacating the determination in the order dated March 19, 2008, denying the defendants' motion for summary judgment dismissing the amended complaint, and thereupon granting the defendants' motion, and substituting therefor a provision, upon reargument, adhering to the determination in the order dated March 19, 2008, denying the defendants' motion for summary judgment dismissing the amended complaint and, as so modified, the order dated December 9, 2008, is affirmed.
Ordered that the order dated December 9, 2008 is modified, on the law, by deleting the provision thereof, upon reargument, vacating the determination in the order dated March 19, 2008, denying the defendants motion for summary judgment dismissing the amended complaint, and thereupon granting the defendants' motion, and substituting therefor a provision, upon reargument, adhering to the determination in the order dated March 19, 2008, denying the defendants' motion for summary judgment dismissing the amended complaint; as so modified, the order dated December 9, 2008, is affirmed, with costs to the plaintiff.
Rule 114 provided that