PERADOTTO, J.
On appeal from a judgment convicting him upon a jury verdict of, inter alia, five counts of burglary in the first degree (Penal Law § 140.30 [2]-[4]) and seven counts of robbery in the first degree (id. § 160.15 [1], [3], [4]), defendant contends in his main and pro se supplemental briefs that County Court erred in denying his motion to suppress DNA evidence because he lacked notice of the application seeking to compel him to provide a buccal swab and because the police used excessive force to obtain the swab. We agree, and we therefore conclude that the judgment should be reversed, defendant's motion to suppress the DNA evidence should be granted, and a new trial should be granted.
In July 2006, four men participated in two home invasion-style armed robberies at two residences in Niagara Falls (hereafter, home invasions). In December 2006, two men committed an armed robbery of a gas station in Niagara Falls (hereafter, gas station robbery). Approximately two years later, defendant was convicted of assault in the third degree in connection with an unrelated crime, and his DNA was collected pursuant to Executive Law § 995. Defendant's DNA was entered into the Combined DNA Index System, and there was a "hit" indicating that his DNA matched evidence collected in the 2006 home invasions and the gas station robbery. By an order to show cause in August 2008, the People sought to compel defendant to provide a buccal swab to the Niagara Falls Police Department (NFPD). Defendant did not appear on the return date of the order to show cause, and the court issued an order requiring defendant to provide a buccal swab "to be taken by or at the direction of the [NFPD]." The order indicates that defendant was served with notice of the order to show cause and that the People provided proof of service upon defendant. Defendant submitted to a buccal swab pursuant to the order.
According to the People, after that swab was obtained from defendant, the DNA sample was sent to the incorrect lab and was "compromised." As a result, the People sought an order to collect a second buccal swab from defendant by a letter to the
An order compelling an individual to provide corporeal evidence, such as blood or saliva for DNA analysis, constitutes a search and seizure within the meaning of the Fourth Amendment (see Skinner v Railway Labor Executives' Assn., 489 U.S. 602, 618 [1989]; Schmerber v California, 384 U.S. 757, 767 [1966]; Matter of Abe A., 56 N.Y.2d 288, 295 [1982]). Although no New York statute expressly authorizes courts to compel uncharged suspects to supply a DNA sample (see Abe A., 56 NY2d at 293-294; cf. CPL 240.40 [2]), the Court of Appeals has held that a court may issue an order to obtain a blood sample from a suspect so long as the People establish:
Here, the court determined that the People satisfied the requirements of Abe A. set forth above, and defendant does not expressly challenge that determination. Rather, defendant contends that (1) he was denied due process because the second order compelling defendant to provide a buccal swab was not made upon notice to him; and (2) the method of collecting the swab, i.e., the use of the taser, was excessive and objectively unreasonable.
Addressing first defendant's due process contention, we conclude that defendant's due process rights were violated when he was not afforded an opportunity to appear before the court and contest the second order compelling him to submit to a buccal swab (see US Const Amend XIV; NY Const, art I, § 6). Where, as here, there are no exigencies, we conclude that the People's application for an order to compel a suspect to provide a DNA sample must be made upon notice to the suspect (see Abe A., 56 NY2d at 296; see also People v King, 161 Misc.2d 448, 452 [1994], affd 232 A.D.2d 111 [1997], lv denied 91 N.Y.2d 875 [1997]; People v Latibeaudierre, 174 Misc.2d 60, 61-62 [1997]).
Indeed, as the United States Supreme Court stated, "[t]he importance of informed, detached and deliberate determinations of the issue whether or not to invade another's body in search of evidence of guilt is indisputable and great" (Schmerber, 384 US at 770).
We reject the contention of the People that no notice was required because defendant failed to appear in opposition to the People's first application for a buccal swab. Defendant's failure to object to the first order compelling him to provide a buccal swab does not constitute a waiver to any subsequent such orders inasmuch as each order constitutes a bodily intrusion warranting notice and an opportunity to be heard (see Schmerber, 384 US at 770; Abe A., 56 NY2d at 296; King, 161 Misc 2d at 452). Further, we disagree with the dissent that, because defendant received notice of the first application for a buccal swab, the People were not obligated to provide notice of any further such applications. In our view, it does not elevate form over substance with respect to defendant's due process rights to require the People to provide notice to an uncharged suspect each and every time they seek authorization to invade the individual's body in search of evidence of guilt (see generally Schmerber, 384 US at 770; Abe A., 56 NY2d at 296). Although the People may not
We further conclude that the DNA evidence must be suppressed because the police utilized excessive force to obtain the buccal swab. Claims that law enforcement officials used excessive force in the course of making an arrest, investigatory stop, or other seizure of a person "are properly analyzed under the Fourth Amendment's `objective reasonableness' standard" (Graham v Connor, 490 U.S. 386, 388 [1989]; see Mazzariello v Town of Cheektowaga, 305 A.D.2d 1118, 1119 [2003]; Ostrander v State of New York, 289 A.D.2d 463, 464 [2001]). "Determining whether the force used to effect a particular seizure is reasonable under the Fourth Amendment requires a careful balancing of the nature and quality of the intrusion on the individual's Fourth Amendment interests against the countervailing governmental interests at stake" (Graham, 490 US at 396 [internal quotation marks omitted]). The test of reasonableness under the Fourth Amendment
Here, we conclude that the use of a taser to obtain the buccal swab was objectively unreasonable under the circumstances (see Hammer v Gross, 932 F.2d 842, 846 [1991], cert denied 502 U.S. 980 [1991]). Although the crimes at issue are unquestionably serious, the record establishes that defendant posed no immediate threat to the safety of himself or the officers, nor did he attempt to evade the officers by flight (see Graham, 490 US at 396). The testimony at the suppression hearing established that, when the two police officers approached defendant on the street
While the People seek to characterize the use of a taser as a "minimal" degree of force and emphasized at the suppression hearing that defendant did not lose consciousness and suffered no visible scarring or injuries, we note that "extreme pain can be inflicted with little or no injury" (Hickey, 12 F3d at 757). The officers who witnessed the tasing incident acknowledged that the use of a taser causes pain and that, upon application of the taser, defendant appeared to be in pain and shouted for the officers to stop using it. Our review of a videotape of the tasing incident supports the conclusion that defendant was in pain upon application of the taser to his bare skin.
We thus conclude that the use of a taser to obtain the buccal swab was objectively unreasonable under the circumstances (see Graham, 490 US at 399), and that the DNA evidence therefore should have been suppressed as the product of an unconstitutional search and seizure (see generally Matter of Victor M., 9 N.Y.3d 84, 86 [2007]; People v Whetstone, 47 A.D.2d 995, 995 [1975]).
Contrary to defendant's further contention, we conclude that the court did not abuse its discretion in denying that part of his omnibus motion seeking to sever the counts relating to the home invasions from the counts relating to the gas station robbery (see generally People v Owens, 51 A.D.3d 1369, 1370-1371 [2008], lv denied 11 N.Y.3d 740 [2008]; People v Dozier, 32 A.D.3d 1346, 1346 [2006], lv dismissed 8 N.Y.3d 880 [2007]). As defendant correctly concedes, the charges relating to the home invasions and those relating to the gas station robbery were properly joinable pursuant to CPL 200.20 (2) (c) because, "[e]ven though based upon different criminal transactions, . . . such offenses are defined by the same or similar statutory provisions and consequently are the same or similar in law" (id.). The record belies defendant's contention that there was substantially more proof of his involvement in the home invasions than the gas station robbery (see CPL 200.20 [3] [a]). Defendant was connected to both crimes by the presence of his DNA at or near the crime scenes, and no witnesses to either incident were able to identify defendant.
In light of our conclusion with respect to suppression of the DNA evidence, there is no need to address defendant's remaining contentions. Accordingly, we conclude that the judgment
SCUDDER, P.J. (dissenting).
I respectfully dissent. In my view, under the circumstances presented here, defendant's due process and Fourth Amendment rights in connection with obtaining a buccal swab from defendant's mouth were not violated and thus I disagree with the majority's determination to reverse the judgment and grant defendant's motion to suppress the DNA evidence retrieved from that swab.
It is essentially undisputed that County Court properly determined that the People established that there was probable cause to believe that defendant committed both the home invasions and the gas station robbery based upon DNA located at both crime scenes that matched information regarding defendant's DNA contained in the Combined DNA Index System database. With respect to defendant's due process rights, it is well established that defendant was entitled to notice of the application to obtain a buccal swab in order to provide him with the opportunity to contest the People's contention that probable cause existed to believe that he was involved in the robberies before he could be compelled by police to provide a buccal swab (see generally Matter of Abe A., 56 N.Y.2d 288, 296 [1982]). The issue then is whether defendant's due process rights were violated when the People asked the court to issue a second order because the sample obtained pursuant to the first order was compromised, without providing notice to defendant of that request. I respectfully disagree with the majority's conclusion that defendant's due process rights were violated by the failure of the People to provide defendant with notice of that second request.
Defendant was "afforded the opportunity to be heard in opposition" to the People's initial application (id.), and he failed to appear to oppose the application. The People's second application was nothing more than a duplicate of their first application, which had been determined by the court to have met the "stringent standard" that a buccal swab was a minimally intrusive means to obtain evidence that was critical for the investigation of serious crimes (id. at 291). In my view, defendant was properly given the requisite notice that the People sought evidence in the form of a buccal swab to connect him to both the home invasions and the gas station robbery (see id. at 296), and thus the court properly determined that his due process
I also respectfully disagree with the majority that defendant's Fourth Amendment rights were violated by the very brief use of a taser to effectuate defendant's cooperation to obtain the buccal swab. "Determining whether the force used to effect a particular seizure is reasonable under the Fourth Amendment requires a careful balancing of the nature and quality of the intrusion on the individual's Fourth Amendment interests against the countervailing governmental interests at stake" (Graham v Connor, 490 U.S. 386, 396 [1989] [internal quotation marks omitted]). Although defendant did not physically resist the police, he repeatedly and adamantly refused to open his mouth to provide the requested DNA sample and, indeed, repeated several times that the police would have to "tase" him to get a sample. Inasmuch as the police were familiar with defendant's violent tendencies, and after consultation with their superiors, the officers made the determination that the risk to officer safety and to defendant's safety would be reduced by the use of the drive stun on defendant's shoulder, rather than by an attempt to compel defendant to open his mouth by any other means requiring the use of force. They therefore placed defendant on the floor to reduce the risk of injury in the event that defendant struggled or fell. The recording device on the taser established that it was in use for a total of five seconds. An officer testified that it takes 1½ seconds for the device to turn on and 1½ seconds to turn off. Thus, although pain was inflicted for approximately two to three seconds, the officer testified that the pain experienced by defendant stopped immediately when the trigger was off. Although I do not disagree with the majority that the police could have sought judicial intervention for permission to use force (see United States v Bullock, 71 F.3d 171, 176 [1995], cert denied 517 U.S. 1126 [1996]), I nevertheless submit that the failure to do so does not render the officers' actions "`objectively [un]reasonable' in light of the facts and circumstances confronting them" (Graham, 490 US at 397). In my view, because defendant was "actively," albeit not physically, resisting the police, and because another method to obtain the sample would likely result in injury to defendant and/or the officers, and in light of the seriousness of the crimes, the test whether the use of force was reasonable under the Fourth Amendment has been met here (id. at 396).
It is hereby ordered that the judgment so appealed from is reversed on the law, the motion to suppress the DNA evidence is granted, and a new trial is granted.