DWYER, J.
In a criminal case, the defendant is entitled to be represented by counsel at each critical stage of the proceeding. Oral argument in the appellate court is one such stage. Here, the defendant was not represented by counsel when her appeal as a matter of right was called for argument by the court. Although the appellate judge articulated his intention to decide this matter without oral argument, a contested courtroom proceeding in fact took place. Because the defendant did not validly waive her right to counsel at this proceeding—instead, insisting that she did not want to proceed without an attorney—we reverse.
Andrea Lister was convicted of false reporting and violation of a protection order in the Seattle Municipal Court. She appealed her convictions to the King County Superior Court. Her counsel submitted a brief and thereafter withdrew. Lister was unable to obtain new counsel before her oral argument date arrived. She appeared in the superior court without counsel and requested a continuance, stating that she did not desire to represent herself.
Seeking to keep the matter on track, the city's counsel requested that the court decide the case without oral argument, pursuant to applicable court rule.
Lister sought discretionary review in this court, which was granted. She contends that she was denied her constitutional right to counsel at the RALJ hearing and requests that we reverse the superior court's order affirming her convictions.
We conclude that, although the superior court stated that it would decide the appeal based only "on the briefs" pursuant to RALJ 8.4, it did not in fact do so, given that it accepted new authority from the city, asked the city and Lister to comment on the new authority, and then ruled, in part, based upon it. Thus, Lister's right to counsel at the contested proceeding was denied. Accordingly, we order reinstated Lister's right to direct appeal of the municipal court judgment in the superior court and remand for further proceedings.
Lister was convicted of false reporting and violation of a protection order in the Seattle Municipal Court. She appealed her convictions to the King County Superior Court, and her appellate counsel submitted a brief on September 30, 2010. On April 27, 2011, the superior court granted her appellate counsel's motion to withdraw, citing a breakdown in communication between the attorney and Lister. The order stated: "[n]o further continuances will be granted with respect to the oral argument date." The oral argument date was set for July 1, 2011.
On June 30, 2011, Lister's newly appointed counsel
Lister appeared at court for her scheduled oral argument, without counsel. She stated that she was "not . . . representing [her]self and that "for criminal stuff, [she was] allowed to have counsel." She went on to say that she was "not a lawyer" and that she was "not prepared to [present] oral argument."
The court then asked the city's counsel "whether, this being a criminal matter, and [without] Counsel . . . appearing here; can we go ahead? Are we allowed to?" The city responded that "the RALJ rules certainly authorize [the court] to decide the case without oral argument . . . [pursuant to] Rule 8.4. It says that, either the parties can waive oral argument or [the court], on [its] own initiative, can decide . . . the case without oral argument." The court directed Lister to "take a look at" the rule. The city then added:
The superior court again directed Lister to "[t]ake a moment to read . . . that rule."
Lister stated, "I've read the rule, and while it is set for oral argument, I guess the choice to waive it . . . you're the Judge and you can do whatever you please." However, Lister stated her belief that the brief submitted by her former appellate counsel did not contain all necessary arguments. She reiterated that she was not representing herself and asked the court for a continuance "for due process reasons."
The court asked Lister if the brief submitted by her former appellate counsel addressed the jury instruction issue, but Lister responded, "Your Honor, I don't even have the copies of the documents." The court then asked the city whether Lister's brief contained argument on the issue, and the city responded that "[y]es, she raised two issues. One . . . concerned the validity of the restraining order and, which again, I think is . . . controlled by this
The court turned its attention to the collateral attack issue regarding the underlying protection order, stating that it was going to take "a moment . . . to take a look at this case" and that Lister "should take a look at it too"; to which Lister replied that she did not "have any documents at all because [she had] not been supplied with any of those things." The court responded, "Ms. Lister. . . . I'm going to read this case. You might want to look at this case. This is the case of
The superior court then asked the city whether "there [was] any relevance to the
The superior court stated that it would "exercise [its] discretion in this case and decide this case based upon the briefs that have been provided. And, [it would] address those issues at this time. So, . . . [y]ou're not allowed to argue." Regarding the collateral attack issue, the court determined that Lister "had a legal duty to obey the order even though it may have been . . . erroneously entered." The court relied on the briefs and "two particular cases:"
In its decision on RALJ appeal, issued the next day, the court recited that the "appeal was decided by the court without oral argument, pe[r] RALJ 8.4." It affirmed the municipal court's judgment, stating that "the restraining order against defendant cannot be challenged in the criminal action for violation of that order;
Lister sought discretionary review of the decision in this court, which was granted.
Lister contends that the superior court erred by proceeding with her RALJ hearing when she did not have counsel present. This is so, she asserts, because her RALJ hearing was a critical stage in the proceedings, given that, despite its statement to the contrary, the court did not rule based only "on the briefs," as required by RALJ 8.4. We agree. Although the superior court stated that it would decide Lister's case based only "on the briefs," it did not do so. To the contrary, it considered authority newly submitted at the hearing, asked both the city and Lister to comment on that authority, and then based its decision, in part, upon that authority. Because the court did not decide the case based only "on the briefs," Lister's RALJ hearing was a critical stage in the proceedings. Therefore, Lister had a right to counsel at the hearing. Because counsel was not provided, we must vacate the superior court's decision and reinstate her right to direct appeal of the municipal court ruling in the superior court.
Pursuant to the United States and Washington Constitutions, criminal defendants have a right to counsel at all "critical stages in the litigation."
"A complete denial of counsel at a critical stage of the proceedings is presumptively prejudicial and calls for automatic reversal."
Accordingly, if Lister's RALJ hearing was a critical stage in the proceedings, she had a right to counsel.
Lister's RALJ hearing was a critical stage in the proceedings because it substantially affected the outcome of her case; therefore, she had a right to counsel.
Because the court accepted new authority from the City and allowed both parties to comment upon it, it is not true that the court decided the appeal based only on the briefs. Inasmuch as the court did not rely solely on the briefs in ruling, Lister's RALJ hearing was a critical stage in the proceedings.
The city is correct that oral argument of appellate issues is not a matter of right.
Here, Lister's right to counsel was denied. Accordingly, prejudice is presumed.
We remand for further proceedings in the superior court, consistent with this opinion.
LAU and BECKER, JJ., concurs.