ROBERT S. LASNIK, District Judge.
This matter comes before the Court on defendant's "Motion to Dismiss." Dkt. # 10. Plaintiff filed this action on May 29, 2015, alleging that he is the co-author of certain joint works produced with defendant and requesting an accounting related to those works. Defendant seeks dismissal of all claims against him. Having reviewed the memoranda, declarations, and exhibits submitted by the parties and having heard the arguments of counsel, the Court finds as follows:
Plaintiff alleges that he collaborated with defendant on a number of songs and that he is entitled to a declaration of co-authorship. Plaintiff and defendant began collaborating to create hip-hop music in the late 1980s. Complaint (Dkt. # 1) at ¶ 15. In the early 1990s, defendant began work on the album "Mack Daddy." Id. at ¶ 18. Plaintiff independently created a handful of drum tracks (called "beats") that he thought would make a good foundation for hip hop songs. Id. Defendant chose one of the beats created and supplied by plaintiff to be the beat for the song "Baby Got Back," a Grammy-award winning and much-acclaimed song. Id. at ¶ 19. In addition to composing the beat, plaintiff also provided "scratching" for the chorus of the song and a solo. Id.
After the success of "Mack Daddy," plaintiff continued collaborating with defendant, performing with him and contributing his work to songs on other albums. Id. at ¶¶ 20-21. Plaintiff maintained the status of an independent contractor throughout: no formal agreement existed between the parties. Id. at ¶ 23. Plaintiff alleges that he contributed in unspecified ways to fifteen works in addition to "Baby Got Back" over the course of seven years. Id. at ¶¶ 22 and 24. Plaintiff was unaware that defendant filed copyright registrations for some or all of the works that identified defendant as the sole author. Id. at ¶¶ 25-27. It was not until 2014, when Nicki Minaj, another hip-hop artist, released a single that heavily samples "Baby Got Back,"
Plaintiff alleges that his collaborations with defendant qualify as "joint works" pursuant to 17 U.S.C. § 201(a) and that plaintiff is the co-author of the works per the Copyright Act, 17 U.S.C. § 101 et seq. ("Copyright Act"). As such, Plaintiff seeks two remedies: (1) declaratory judgment
The question for the Court on a motion to dismiss is whether the facts alleged in the complaint sufficiently state a "plausible" ground for relief. Bell Atl. Corp. v. Twombly, 550 U.S. 544, 570, 127 S.Ct. 1955, 167 L.Ed.2d 929 (2007). "All well-pleaded allegations of material fact in the complaint are accepted as true and are construed in the light most favorable to the non-moving party." Manzarek v. St. Paul Fire & Marine Ins. Co., 519 F.3d 1025, 1031 (9th Cir.2008) (internal citation omitted). "Dismissal is proper only where there is no cognizable legal theory or an absence of sufficient facts alleged to support a cognizable legal theory." Taylor v. Yee, 780 F.3d 928, 935 (9th Cir.2015) (internal citation omitted). Although, the Court's review is generally limited to the contents of the complaint (Campanelli v. Bockrath, 100 F.3d 1476, 1479 (9th Cir. 1996)), it may nevertheless consider documents referenced extensively in the complaint, matters of public record, and documents whose contents are alleged in the complaint and whose authenticity is not challenged. Northstar Fin. Advisors Inc. v. Schwab Investments, 779 F.3d 1036, 1042-43 (9th Cir.2015). The copyright registrations for "Baby Got Back" and "Boss is Back" fall into one or more of these categories.
In addition, "[t]he Federal Rules provide for sua sponte conversion of a Rule 12(b)(6) motion to dismiss to a Rule 56 motion for summary judgment `if ... matters outside the pleadings are presented to and not excluded by the court.'" In re Mortg. Elec. Reg. Syss., Inc., 754 F.3d 772, 781 (9th Cir.2014) (quoting Fed.R.Civ.P. 12(d)). Plaintiff, attempting to bolster his claim that he had no reason to suspect that defendant claimed sole authorship over the joint works until 2014, provided matters outside the pleadings for the Court's consideration with his response, to which defendant replied with his own declaration and exhibits. The Court finds that the evidence submitted, namely the declarations of the parties, a letter written by defendant, and copies of album labels and covers are appropriately considered for the purpose of evaluating the timeliness of plaintiff's claims. Both parties had the opportunity to present matters outside the pleading that are pertinent to the motion, the authenticity of the documents submitted is not contested, and the Court confirmed at oral argument that the only other evidence plaintiff has on this issue is a Billboard magazine photo showing plaintiff standing directly next to defendant. As stated in the analysis below, Section B, the statute of limitations issue has been considered under the summary judgment standard pursuant to Fed.R.Civ.P. 12(d) and Fed.R.Civ.P. 56. Plaintiff can avoid summary judgment on statute of limitations grounds only by offering evidence from which a reasonable jury could determine that the action was timely filed. FreecycleSunnyvale v. Freecycle Network, 626 F.3d 509, 514 (9th Cir.2010).
Defendant argues that plaintiff's claims are barred by the applicable statute of limitation. "The Copyright Act of 1976 provides that all civil actions must be brought `within three years after the claim accrued.'" Seven Arts Filmed Entm't Ltd. v. Content Media Corp., 733 F.3d 1251, 1255 (9th Cir.2013) (citing 17 U.S.C. § 507(b)). "[C]laims of co-ownership ... accrue when plain and express repudiation
The registrations are simply one piece of information that was available to plaintiff, however.
Defendant publicly and repeatedly declared himself to be the sole creative force behind the tracks on "Mack Daddy" with limited, specified exceptions. Co-authorship was clearly denoted, and plaintiff was conspicuously excluded from that category. Plaintiff received these communications in the early 1990s, more than twenty years before he filed suit. If there were any ambiguity about what defendant meant when he claimed sole credit for programming, arranging, mixing, producing, and engineering "Baby Got Back" while acknowledging co-authors on other tracks (and the Court finds that there is none), plaintiff could have consulted the copyright registrations to confirm that defendant was indeed claiming sole authorship and repudiating any claim plaintiff might have. As was the situation in Aalmuhammed v. Lee, 202 F.3d 1227, 1230-31 (9th Cir.2000), the work, when released to the public, did not acknowledge plaintiff as an author and credited him only with lesser contributions, namely scratching on a single track. The relevant labels and covers plainly and expressly repudiated plaintiff's current claim of authorship, he was aware of the repudiation in the early 1990s, an his claim accrued then. Plaintiff's
At oral argument, plaintiff's counsel suggested that the labels and CD cover are only one part of the picture and that discovery might reveal countervailing statements and manifestations of defendant's intent that allayed any fear plaintiff felt when his claim to authorship was not acknowledged in the published materials. If there were such statements or actions, plaintiff would presumably be aware of them, however, and he has not explained how discovery would assist in this matter. His argument is that something convinced him that defendant was willing to give him authorship credit despite the fact that the works themselves pointedly excluded him from the list of authors/writers. Plaintiff cannot argue that he reasonably relied on actions or statements, but that he doesn't know what they were. If defendant muddied the waters in some way that misled plaintiff into believing defendant had not repudiated his claim of authorship, he should at least be able to articulate how. When pressed, counsel could identify only a group photo in Billboard magazine showing plaintiff standing next to defendant in addition to the interviews, performances, and payments
Whether the equitable doctrine of laches would also bar plaintiff's claim cannot be decided on the pleadings. While it is likely that defendant would be able to show prejudice if plaintiff were now, after years of sitting on the sidelines while defendant cultivated a fan base and negotiated licenses for the work, able to "pounce on the prize after it has been brought in by another's effort" (Zuill, 80 F.3d at 1371), that issue cannot be decided on the pleadings or on the record as supplemented.
A joint work for purposes of the Copyright Act is "a work prepared by two or more authors with the intention that their contributions be merged into inseparable or interdependent parts of a unitary whole." 17 U.S.C. § 101. The Ninth Circuit Court of Appeals has set forth several factors that are among the criteria to be weighed when determining a claim of coauthorship under § 101. The first factor is whether the claimed author "superintended" the work by exercising control. Aalmuhammed, 202 F.3d at 1234. The second factor is whether the parties made "objective manifestations of a shared intent to be coauthors." Id. Lastly, the Court considers whether "the audience appeal of the work turns on both contributions and the share of each in its success cannot be appraised." Id. (internal quotations omitted). "Control in many cases will be the most important factor." Id. Application of the Aalmuhammed factors to the facts alleged in the Complaint regarding the creation of "Baby Got Back" show that plaintiff is not a co-author of the work.
Aalmuhammed, 202 F.3d at 1233.
Plaintiff has not alleged that the parties shared a mutual intent that they be co-authors, nor has he identified any objective manifestations of such an intent. Without a formal contract in place, an evaluation of intent "must of necessity focus on the facts." Id. at 1235. At most, plaintiff alleges a collaboration through which defendant obtained the benefit of plaintiff's creative offerings and incorporated them into his songs. Defendant promptly registered copyrights for the works, identifying himself as the sole author and negating any suggestion that he intended to share authorship credits with plaintiff. Plaintiff does not allege that he ever identified himself as the author of "Baby Got Back," that defendant ever acknowledged him as a co-author, or even that he had made a claim of authorship prior to the filing of the Complaint. See Aalmuhammed, 202 F.3d at 1235. Plaintiff has not alleged facts showing a mutual intent to be co-authors.
Plaintiff also fails to allege facts from which one could conclude that his contributions account for the appeal of "Baby Got Back." The Complaint says little more than that defendant used one of plaintiff's drum tracks "as the basis for the song"
With regards to "Baby Got Back," the allegations of the complaint show that two of the three factors outlined in Aalmuhammed weigh heavily in favor of defendant, with the third factor being something of an unknown. The most important factor — which party possessed control over the final product — favors defendant. Plaintiff has failed to allege facts giving rise to a plausible inference that he authored "Baby Got Back." With regards to the other purported joint works, the extent and nature of plaintiff's contributions are largely unstated: plaintiff has failed to set forth a plausible claim for relief related to the other fifteen songs. Plaintiff's claim of authorship to the joint works will therefore be dismissed under Rule 12(b)(6).
The Copyright Act allows the Court to "award a reasonable attorney's fee to the prevailing party as part of the costs." 17 U.S.C. § 505. "Fees are proper under this statute when either successful prosecution or successful defense of the action furthers the purposes of the Copyright Act." Perfect 10, Inc. v. CCBill LLC, 488 F.3d 1102, 1120 (9th Cir.2007). To make a determination, courts are advised to consider factors like "frivolousness, motivation, objective unreasonableness (both in the factual and in the legal components of the case) and the need in particular circumstances to advance considerations of compensation and deterrence." Fogerty v. Fantasy, Inc., 510 U.S. 517, 534 n. 19, 114 S.Ct. 1023, 127 L.Ed.2d 455 (1994) (internal quotations omitted).
The Court finds that an award of attorney's fees is warranted in this instance. Plaintiff's claim is frivolous or, at the very least, motivated by an unfair desire to cash in on the efforts of another. Whatever his contributions to the sixteen joint works, plaintiff remained silent for two decades, never asserting that he was an author until a lucrative license was obtained by defendant. The obvious timeliness problems were ignored and vague allegations of collaboration and contribution displaced any attempt to allege facts in support of the claim of authorship. An award of fees is appropriate to deter such unsupported and untimely claims and will therefore further the purposes of the Copyright Act.. Deterrence, rather than compensation, is the primary goal of this particular award.
For all of the foregoing reasons, defendant's "Motion to Dismiss" (Dkt. # 10) is GRANTED. All claims brought by plaintiff