ROBERT S. LASNIK, District Judge.
This matter comes before the Court on plaintiffs' motion to compel better answers to their requests for admission (Dkt. #29) under Fed. R. Civ. P. 36(a)(6). For the reasons set forth below, the Court grants the motion and plaintiffs' request for related costs.
In July 2016, plaintiffs filed a complaint in federal court alleging defendants had submitted false, misleading, and/or fraudulent insurance claims. Dkt. #1 at 1-2, ¶1. In essence, plaintiffs contend defendants' care of insured patients amounted to predetermined courses of treatment without regard for the patients' actual needs. Dkt. #1 at 2-3, ¶¶2-4. Plaintiffs allege these practices resulted in $300,000 in wrongful billings. Dkt. #1 at 3, ¶5.
In September 2016, plaintiffs served defendants with twenty-five requests for admission.
Rule 36 allows a party to ask another party to admit the truth of facts or the authenticity of any described documents. Fed. R. Civ. P. 36(a)(1). If the receiving party elects not to admit, they must "specifically deny it, or state in detail why the answering party cannot truthfully admit or deny it." Fed. R. Civ. P. 36(4). The denial "must fairly respond to the matter."
Plaintiffs' requests for admission relate to a series of exhibits attached to their complaint. Exhibits A, D, E, and L are tables identifying certain of defendants' patients and providing information relevant to plaintiffs' legal claims. Each row represents a patient and claim number while each column relates to a particular identifier, like date of treatment, age, or diagnosis. Each request for admission asks defendants to admit that a particular column properly includes the relevant patients and insurance claims. Dkt. #30. If admitted, defendants would effectively acknowledge that a particular set of patients received a particular treatment, were billed pursuant to a particular code, or the like.
Defendants have objected to plaintiffs' requests on several grounds. Their answers to the requests, Dkt. #30-1, articulate nine general objections and, for each request, reproduce a functionally identical boilerplate specific objection. The general objections preserve various privileges, qualify answers as the best available to defendant as discovery and investigation continue, insist the patients in question are inadequately identified by the exhibits in the complaint, and argue that federal and state health privacy laws require additional steps before additional disclosure. Dkt. #30-1 at 3-5. The boilerplate objection argues that the exhibits do not "identify patients by name or any other reasonably recognizable identifier to . . . permit Defendant to render a sufficient or accurate response," that "defendant has not been afforded sufficient opportunity to review said production in the context of responding to these requests for admission," and that the particular column's title "is undefined and Plaintiff has provided no context, explanation, basis or underlying assessment for the contents of the column." Dkt. #30-1 at 6-29. The boilerplate objection to the requests regarding Exhibit E includes a sentence indicating "confidentiality concerns are heightened to the fact the discovery request involves minors, who may not have sufficient capacity to consent to release and disclosure of Protect [sic] Health Information under HIPPA [sic]."
In opposition to plaintiffs' motion, defendants again argue that the requests are "entirely objectionable and unduly burdensome." Dkt. #31 at 2. Defendants argue that plaintiffs' requests "do not seek to, nor would they if either admitted or denied, narrow the issues at trial." Dkt. #31 at 3. By way of example, defendants highlight a request seeking an admission that 138 patients were diagnosed with "fixation, spasm, tenderness, and inflammation at six spinal levels." Dkt. #31 at 4. Defendants point to one of those 138 patients who, at least on one visit, had a treatment "objective" of "fixation, spasm, and tenderness" but not inflammation. Defendants argue that they cannot truthfully admit or deny whether patients like this one meet the request's criteria, and that even if they could, it would require a burdensome review of all treatment notes for each patient. Dkt. #31 at 4-5. Even then, defendants contend the answers would leave plaintiffs "right where [they] started, still having to prove that the treatment provided to [patients] on each visit was unreasonable and unnecessary and `nonindividualized.'" Dkt. #31 at 5. Defendants also characterize plaintiffs' requests regarding the amount of plaintiffs' payments to defendants as requiring a burdensome review of both approved and declined bills. Dkt. #31 at 6-7.
Plaintiffs argue their requests for admission "were tailored for a simple purpose: to confirm the parties' agreement or identify any dispute . . . regarding the factual accuracy of the medical and billing summaries" in plaintiffs' complaint. Dkt. #34 at 2. Plaintiffs indicate they have offered to extend the time for defendants to respond and offered to clarify the wording of their requests to simplify the process of responding. Dkt. #30-2 at 8; Dkt. #30-5 at 2. Defendants apparently refused these offers and reiterated that responding to reworded requests would be equally burdensome. Dkt. #30-3 at 2-3; Dkt. #30-4 at 2; Dkt. #30-5 at 2-3.
Plaintiffs' briefing sheds some additional light on the nature of their requests. In reply to the defendants' concern about the burdensome scope of medical records required to truthfully answer their request, plaintiffs insist they seek only the "initial examination report" for each patient. Dkt. #34 at 4. In fairness, this is not obvious from the plain language of the request for admission.
District courts have broad discretion in controlling discovery.
Plaintiffs' motion includes a request for attorney's fees pursuant to Rule 37(a)(5)(A). Dkt. #29 at 14. If a motion to compel is granted, the Court "must, after giving an opportunity to be heard, require the party . . . whose conduct necessitated the motion . . . to pay the movant's reasonable expenses incurred in making the motion." Fed. R. Civ. P. 37(a)(5)(A). Expenses are justified when a party objects improperly to a request for admission without substantial justification provided the moving party attempted in good faith to obtain the disclosure without court action and the award of expenses is not unjust. Fed. R. Civ. P. 37(a)(5)(A)(i)-(iii). The Court concludes an award of reasonable expenses is justified.
For the foregoing reasons, plaintiffs' motion (Dkt. #29) is GRANTED. Defendants' answers to the requests for admission are STRICKEN. Defendants are ordered to serve amended answers to plaintiffs' requests within thirty days from the date of this order. If necessary, the parties should confer in good faith so that plaintiffs can revise the wording of their requests to clarify the information sought. Plaintiffs are ordered to submit a statement of reasonable expenses incurred in making this motion within fourteen days of the date of this order.