PATIENCE DRAKE ROGGENSACK, J.
¶ 1 We review an unpublished opinion of the court of appeals
¶ 2 The facts of this case are both unfortunate and disturbing. They involve the repeated sexual assaults of S.B., a minor, by both her maternal grandfather, Keith
¶ 3 In May of 2005, Burns was charged with 12 counts of sexual assault of a child under 16 years of age, due to conduct with his niece, S.B. when she was 14 years old. The incidents were alleged to have occurred in July and December of 2004 when S.B. was visiting her maternal grandparents in Wisconsin.
¶ 4 In September of 2005, four months after the complaint was filed against Burns, the State of Wisconsin filed a complaint against the grandfather. The complaint alleged that he had sexually assaulted S.B. numerous times since 1990, when S.B. was approximately four years old, including sexual intercourse starting when S.B. was approximately eight years old.
¶ 5 Burns filed a pre-trial motion to admit evidence of S.B.'s allegations against her grandfather. He claimed they were relevant to S.B.'s credibility and provided a motive to fabricate. Burns contended that they were admissible under Wis. Stat. § 906.07 (2007-08)
¶ 6 The State sought to exclude those pretrial statements and evidence of the hymenal tears, arguing that they did not fit within one of the enumerated exceptions to the rape shield law or the exception created by Pulizzano. The State also moved to present evidence that S.B.'s behavior following the alleged assaults by Burns was consistent with the behavior of other sexual assault victims, otherwise known in Wisconsin as "Jensen evidence."
¶ 7 Applying the rape shield law and Pulizzano, the circuit court excluded all evidence relating to S.B.'s virginity.
¶ 8 In August of 2006, Burns was tried to a jury. Burns argues in this appeal that several aspects of the trial prevented the real controversy from being fully tried. We begin with S.B.'s testimony. Of relevance here, S.B. spoke of her relationship with the grandfather. She said, "I've always been the grandpa's girl" and "[E]verything I did was with my grandfather since my dad was never there." Shortly thereafter, however, the court allowed the State to interrupt S.B.'s testimony and present the testimony of Michael P. (Michael) and Terri Stoff (Stoff), a social worker involved in the case.
¶ 9 Michael, a friend of S.B.'s, testified that S.B. had revealed to him that her uncle had done "inappropriate things to her" and "things that he shouldn't have been doing as someone who is related to her." Pursuant to the pre-trial order excluding all evidence regarding S.B.'s virginity, Michael had been instructed not to testify that S.B. told him she did not think she was a virgin anymore because of the assaults by Burns and the grandfather. However, on redirect, the court allowed the following questioning by District Attorney Sharp (Prosecutor Sharp):
¶ 10 Following Michael and Stoff's testimony, S.B. retook the stand. During the direct examination of S.B., the following exchange took place:
¶ 11 At this point, given the pre-trial order excluding any statements about S.B.'s virginity, Burns moved for a mistrial. In the alternative, Burns moved for permission to introduce evidence regarding the assaults by the grandfather for the purpose of attacking the truthfulness of S.B.'s testimony. If those motions were denied, Burns asked for permission to ask one question on cross-examination along the lines of "your statement that you weren't a virgin anymore, that wasn't true, was it?"
¶ 12 In response to Burns' requests, the court found that S.B.'s testimony was "inadvertent, accidental, not premeditated or calculated in any sense." The court went on: "I say that based on observing the witness after the statement was made. I'm convinced of that and I so find." Based on this finding, and the court's belief that it would be a violation of the rape shield law to admit evidence of the assaults by the grandfather, the court denied a mistrial. The court also denied Burns' two alternative requests, concluding "the best course of action is to simply leave it alone and continue with the trial." Prosecutor Sharp then finished his direct examination of S.B. and Attorney Benavidas had an opportunity to cross-examine her.
¶ 13 Burns also attacks the testimony of Dr. Beth Huebner, expert witness for the State. Dr. Huebner gave extensive Jensen testimony. In particular, she explained common post-assault behaviors exhibited by adolescent sexual assault victims. She underscored certain "red flags" including: unhappiness, preoccupation, withdrawal, both physically and emotionally, loss of self-esteem, and irritability. She noted that there is often a dramatic drop in school grades.
¶ 14 Dr. Huebner testified that based on her review of S.B.'s case, S.B.'s behavior was consistent with that of other adolescent sexual assault victims. She noted that S.B. had become more irritable after the assaults allegedly took place, that her family struggled to figure out what had caused her change in behavior, and that her school grades fell. While Dr. Huebner was seemingly unaware that S.B. had engaged in self-cutting behavior,
¶ 15 On cross-examination, Attorney Benavides challenged Dr. Huebner's conclusions,
¶ 16 Following Dr. Huebner's testimony, the State rested. The first witness for Burns was his girlfriend, and alibi witness, Cynthia Schroeder (Schroeder). Schroeder testified about the grandfather's house—that it was old, creaky, and you could hear "just about anything anywhere." She also testified that on the night of the December 23, 2004, a night S.B. alleged Burns had assaulted her, she and Burns had been together until they feel asleep, which was after four a.m. She testified that she and Burns had sexual relations, including sexual intercourse, from approximately two o'clock a.m. to four o'clock a.m. They slept in the same bed, and Schroeder was not awakened at any other point during the night, despite her testimony that she was a "light sleeper." Moreover, Schroeder testified that the following morning she observed S.B. and S.B. "seemed fine" and that Schroeder "didn't notice anything different" about S.B.
¶ 17 Burns also called the grandfather to the stand. He opined about S.B.'s character in regard to truthfulness. He said that she was "untruthful" and "there is times that she has stretched the truth some." Moreover, the grandfather explicitly disavowed portions of S.B.'s testimony that related to him, e.g., that the grandfather had asked Burns if anything was going on between Burns and S.B. The court's order prohibiting evidence of the grandfather's assaults prevented the State from cross-examining the grandfather on his motive for characterizing S.B. as untruthful.
¶ 18 The last portion of Burns' trial relevant to Burns' claim that the real controversy was not fully tried, is Prosecutor Sharp's closing arguments. Prosecutor Sharp argued, "There's nothing in this girl's past to suggest that she has any kind of questionable past . . . that she was having any problems other than normal teenage girl problems, if even those, prior to this visit at Christmas time of 2004. . . ." In rebuttal, Prosecutor Sharp reiterated this point: "All the evidence in the record shows [that] when she came home from [her visit to Wisconsin] she was experiencing problems for no reason, no reason anybody could make heads or tails out of until she revealed what happened." Later in rebuttal he stated:
In his closing, Prosecutor Sharp also emphasized that Burns had not suggested any motive on S.B.'s part to lie, and that none existed.
¶ 19 The jury found Burns guilty of 11 counts of sexual assault.
¶ 20 Portions of S.B.'s testimony at the grandfather's trial in December of 2007 are also relevant to the issue here. In particular, at the grandfather's trial, S.B. admitted that she was untruthful at Burns' trial when she said she told Michael she didn't think she was a virgin anymore because of what Burns had done to her, therefore implying Burns took her virginity.
Attorney Schrader next read the portion of S.B.'s testimony from Alan Burns' trial about her virginity. The following exchange then occurred:
On redirect-examination, Prosecutor Sharp elicited testimony from S.B. explaining why she was untruthful at Burns' trial:
¶ 21 Burns moved for post-conviction relief in the interest of justice.
¶ 22 We granted review and now affirm.
¶ 23 When the contention is made that the real controversy has not been fully tried, we determine whether to exercise our discretionary power of reversal independently of prior court decisions. See Vollmer v. Luety, 156 Wis.2d 1, 19, 456 N.W.2d 797 (1990). Moreover, "[w]hether a defendant's right to due process was violated [is] a question of law" for our independent review. State v. McGuire, 2010 WI 91, ¶ 26, 328 Wis.2d 289, 786 N.W.2d 227.
¶ 24 We have the ability to set aside a conviction through the use of our discretionary-reversal powers.
Id. at 400-01, 424 N.W.2d 672 (citing State v. Wyss, 124 Wis.2d 681, 741, 370 N.W.2d 745 (1985), overruled on other grounds, State v. Poellinger, 153 Wis.2d 493, 451 N.W.2d 752 (1990)). See also State v. Armstrong, 2005 WI 119, ¶ 181, 283 Wis.2d 639, 700 N.W.2d 98 (Roggensack, J., dissenting).
¶ 25 We exercise our discretionary-reversal powers "`only in exceptional cases.'" McGuire, 328 Wis.2d 289, ¶ 59, 786 N.W.2d 227 (citing State v. Hicks, 202 Wis.2d 150, 161, 549 N.W.2d 435 (1996)). See also, State v. Watkins, 2002 WI 101, ¶ 79, 255 Wis.2d 265, 647 N.W.2d 244 (concluding that discretionary-reversal power "should be exercised sparingly and with great caution"). As we have explained:
State v. Doss, 2008 WI 93, ¶ 86, 312 Wis.2d 570, 754 N.W.2d 150 (quoting Hicks, 202 Wis.2d at 160, 549 N.W.2d 435). In determining whether a new trial is necessary to accomplish the ends of justice, we employ a totality-of-the-circumstances analysis. McGuire, 328 Wis.2d 289, ¶ 59, 786 N.W.2d 227.
¶ 26 Burns argues that he is entitled to a new trial in the interest of justice pursuant to Wis. Stat. 751.06. We agree with the court of appeals that the real controversy here was whether S.B. truthfully alleged that Burns sexually assaulted her. See Burns, No. 2009AP118-CR, unpublished slip op., ¶ 23. We interpret Burns' argument to be that this controversy remains untried because: (1) S.B. gave an incomplete statement that implied that Burns took her virginity, and Burns was unable to challenge S.B. on her statement; (2) the jury did not hear evidence of the grandfather's prior sexual assaults, specifically during the cross-examination of Dr. Huebner; and (3) Prosecutor Sharp made improper statements during his closing arguments. If, individually, the above factors do not merit a new trial in the interest of justice, Burns argues that they do so collectively.
¶ 27 Taking each of Burns' arguments in turn, and then considering them collectively, we conclude that the real controversy was fully tried; accordingly, a new trial is not warranted in the interest of justice.
¶ 28 As discussed above, see supra ¶ 10, S.B. testified at Burns' trial that she "didn't think [she] was a virgin anymore" because of "what was going on with [her] uncle" (hereinafter "S.B.'s virginity testimony"). This testimony violated the pre-trial order that precluded testimony regarding S.B.'s virginity.
¶ 29 Burns moved for a mistrial. In the alternative, he moved for permission to cross-examine S.B. on the grandfather's assaults or ask S.B. if she was telling the truth when she implied she lost her virginity
¶ 30 Burns' argument on this issue is twofold. First, Burns argues that while the pre-trial ruling excluding evidence of the grandfather's assaults was correct, once S.B made the misleading virginity statements on direct, testimony regarding the assaults by the grandfather became admissible to challenge the veracity of those statements and, hence, S.B.'s credibility. Second, the virginity testimony was improper given the pre-trial order. Burns contends that this improper testimony so clouded a crucial issue of the case that a new trial in the interest of justice is warranted.
¶ 31 Starting with the first of Burns' arguments—once S.B made the misleading virginity statements on direct, evidence of the assaults by the grandfather became admissible to challenge the veracity of those statements—we discuss whether evidence of the assaults by the grandfather was admissible given the rape shield law and Pulizzano. Under Wisconsin's rape shield law, Wis. Stat. § 972.11(2)(b):
¶ 32 The rape shield law "reflect[s] the . . . view that generally evidence of a complainant's prior sexual conduct is irrelevant or, if relevant, substantially outweighed by its prejudicial effect." Pulizzano, 155 Wis.2d at 644, 456 N.W.2d 325.
¶ 33 The evidence of the assaults by the grandfather is evidence concerning S.B.'s prior sexual conduct. Therefore, unless it meets one of the three enumerated exceptions to the rape shield law, it is impermissible evidence under Wis. Stat. § 972.11(2)(b).
¶ 34 This evidence does not fit under any of the three enumerated exceptions in Wis. Stat. § 972.11(2)(b). First, it is not evidence of S.B.'s past conduct with Burns. Second, it is not evidence of specific instances of conduct showing the source or origin of semen, pregnancy, or disease. Third, it is not evidence of untruthful allegations of sexual assault made by the complaining witness.
¶ 35 Pulizzano provides another exception to the rape shield law separate and apart from the three enumerated exceptions in Wis. Stat. § 972.11(2)(b)1.-3. Pulizzano concludes that while evidence may be inadmissible under the rape shield law, there are instances when it may be admitted to protect a defendant's right to mount a meaningful defense. We held in Pulizzano that:
Id. at 656-57, 456 N.W.2d 325.
¶ 36 The third element of the Pulizzano test—that the prior act is clearly relevant to a material issue—precludes admission of evidence of the grandfather's assaults under the Pulizzano exception to the rape shield law. Evidence of the grandfather's assaults is not "clearly relevant" to the issue of S.B.'s allegation that Burns sexually assaulted her. There is no assertion that S.B. lied about the grandfather's conduct, and her truthfulness about those sexual assaults is not probative of Burns' claim that she lied about his conduct with her. Burns does not provide any compelling argument that S.B.'s assault by the grandfather is "clearly relevant" to whether she is being untruthful in her allegations against Burns.
¶ 37 We now turn to the second of Burns' arguments regarding S.B.'s virginity testimony. Burns contends that even if the circuit court did not err when it denied Burns' motion to cross-examine S.B. on the assaults by the grandfather, S.B.'s virginity testimony was improper because the pre-trial order excluded all evidence of S.B.'s virginity.
¶ 38 We agree with the court of appeals that S.B.'s testimony at the grandfather's trial that her virginity testimony at Burns' trial was untruthful and that she said she "had to cover up for [her] grandfather during [Burns'] trial," does not suggest that S.B. falsely attributed acts of the
¶ 39 Burns argues at length that S.B.'s virginity testimony was particularly prejudicial because the concept of rape of a virgin causes significantly more outrage in our society than rape of a non-virgin, especially in "agricultural county" where this trial took place. We disagree with Burns, and conclude that given the facts of this case, testimony that S.B. lost her virginity to Burns is not more prejudicial than testimony that Burns had intercourse with a 14-year-old child.
¶ 40 Furthermore, while Burns was not allowed to challenge the veracity of S.B.'s virginity statement, he was able to challenge S.B.'s allegation that Burns had intercourse with her. For example, on cross-examination of S.B., she admitted that when she reported the assaults, she didn't mention intercourse and that she wasn't sure whether Burns had intercourse with her.
¶ 41 Moreover, Attorney Benavides was able to challenge S.B.'s credibility on numerous other points during cross-examination. For instance, she admitted that she had given incorrect testimony during direct examination. She admitted that prior to trial she had never mentioned that on both occasions when Burns had intercourse with her, he removed her tampon.
¶ 42 Further, Burns also called an alibi witness, his girlfriend, Schroeder, who testified that she was with Burns on the night in December when S.B. said Burns assaulted her, therefore disputing S.B.'s allegations of what took place during the December visit. Schroeder also spoke of the characteristics of the house in which S.B. alleged the assaults had taken place, noting that you could hear movement throughout the house. Her testimony questioned the veracity of S.B.'s claims that assaults were taking place while her grandparents were downstairs. By challenging her credibility on previous statements, Burns placed S.B.'s truthfulness, including her allegation that Burns sexually assaulted her, directly before the jury.
¶ 43 In sum, S.B.'s testifying in a way that could imply that Burns took her virginity did not differ in any significant way from her allegation that Burns had intercourse with her when she was 14 years old; Burns was able to challenge S.B.'s truthfulness that intercourse took place. We conclude, therefore, that S.B.'s virginity testimony did not so cloud the critical issue of whether S.B. lied about
¶ 44 Burns next contends that he should have been allowed to cross-examine Dr. Huebner to elicit testimony about an alternative explanation for S.B.'s behaviors. Namely, that her behaviors may have been a result of the assaults by the grandfather.
¶ 45 Discretionary reversals based on a determination that the jury was denied the opportunity to hear important evidence have occurred when "the jury was erroneously denied the opportunity" to hear important, relevant evidence while other evidence was erroneously admitted. Doss, 312 Wis.2d 570, ¶ 86, 754 N.W.2d 150. The "erroneous" denial of relevant evidence refers to a legal evidentiary error by the trial court. See, e.g., State v. Cuyler, 110 Wis.2d 133, 141, 327 N.W.2d 662 (1983) ("We conclude that the case was not fully tried inasmuch as the circuit court erred in its interpretation of sec. 906.08(1) and excluded admissible and material evidence on the critical issue of credibility."); State v. Joyner, 2002 WI App 250, ¶ 25, 258 Wis.2d 249, 653 N.W.2d 290.
¶ 46 Here, as discussed above, see supra ¶¶ 30-36, the circuit court did not err when it excluded evidence of the alleged assaults by the grandfather. Evidence of the assaults by the grandfather was inadmissible under the rape shield law and the exception created by Pulizzano.
¶ 47 Burns argues that Prosecutor Sharp's statements in closing argument were so improper as to warrant a new trial in the interest of justice. Burns contends that Prosecutor Sharp misrepresented that there was no other explanation for S.B.'s behavior subsequent to Burns' assaults, when the assaults by the grandfather could explain S.B.'s behavior. Burns contends that these statements went beyond an analysis of the evidence and constituted a misstatement of fact. Further, Burns claims that Prosecutor Sharp unfairly referred to a court's legal ruling in an attempt to convince the jury of his point of view.
¶ 48 Counsel is allowed considerable latitude in closing arguments, with discretion given to the trial court in determining the propriety of the argument. State v. Draize, 88 Wis.2d 445, 454, 276 N.W.2d 784 (1979). A "prosecutor may comment on the evidence, detail the evidence, argue from it to a conclusion and state that the evidence convinces him and should convince the jurors." Id. (internal quotations omitted). The prosecutor should aim to "analyze the evidence and present facts with a reasonable interpretation to aid the jury in calmly and reasonably drawing just inferences and arriving at a just conclusion upon the main or controlling questions." Id. (citing State v. Genova, 242 Wis. 555, 561, 8 N.W.2d 260 (1943)). It is impermissible, therefore, for a prosecutor to suggest the jury reach its verdict by considering facts not in the evidence.
¶ 50 In Prosecutor Sharp's closing argument, he made several statements inferring that there was nothing else that could explain S.B.'s behavior in the winter and spring of 2004, the behavior that Dr. Heubner had testified was consistent with the behavior of sexual assault victims. For example, he stated that there was nothing in S.B.'s "past to suggest . . . she was having any problems other than normal teenage girl problems . . . prior to [the] visit at Christmas time of 2004." In rebuttal he argued,
¶ 51 We understand why Prosecutor Sharp's comments are troublesome to Burns. However, prosecutors comment on evidence before the jury; they do not comment on evidence the jury has not heard. We also note that Prosecutor Sharp's first statement about the lack of an alternative explanation for S.B.'s behaviors in his rebuttal argument—the portion of the closing arguments that Burns contends contains the most improprieties—highlighted that he was focusing on the record before the jury. He stated, All the evidence in the record shows when she came home from [her visits to Wisconsin] she was experiencing problems for no reason, no reason that anybody could make heads or tails out of until she revealed what happened. Otherwise, there's no explanation for it. (emphasis added).
¶ 52 Burns agrees that the circuit court's initial ruling precluding testimony about the grandfather's sexual assaults was correct, yet his criticism of the prosecutor's closing argument is grounded in the notion that the jury should have known of the grandfather's prior sexual assaults. We are unpersuaded by Burns' argument. Prosecutor Sharp's statements in closing argument did not muddle the jury's understanding of the evidence before them.
¶ 54 Finally, Burns argues that if each above event, independently, does not merit a new trial in the interest of justice, then the combination of the events resulted in an unfair trial that produced a verdict in which we should not have confidence. An analysis of the events together, however, does not minimize our confidence in the verdict so as to warrant discretionary-reversal.
¶ 55 This was a trial of S.B.'s credibility as the reporter of sexual assaults by Burns. Attempting to undermine her credibility was the central focus of Burns' defense. In that regard, Burns was able to challenge S.B.'s credibility numerous times throughout the trial. For example, he called the grandfather to testify about S.B.'s character for truthfulness. In his testimony, the grandfather claimed that S.B. was "untruthful" and there were "times that she stretched the truth some." He also testified that S.B. made up certain events in which she claimed the grandfather had been involved; for example, that the grandfather had confronted Burns about his interactions with S.B. All of this testimony came after S.B.'s testimony that she was "Grandpa's girl" and without any cross-examination by the State on the grandfather's motive to portray S.B. as a liar because the State was precluded from questioning the grandfather about his own conduct with S.B. And finally, Burns cross-examined S.B. extensively. The issue of S.B.'s credibility was fully tried. The jury believed S.B. and convicted Burns.
¶ 56 The issue presented in this case is whether the real controversy, that is, whether S.B. lied when she alleged Burns sexually assaulted her, was fully tried. Burns argues S.B.'s truthfulness was not fully tried and he, therefore, is entitled to a new trial in the interest of justice. After thorough review of the record, we conclude that the real controversy was fully tried. Therefore, a new trial in the interest of justice is not warranted. Accordingly, we affirm the decision of the court of appeals.
The decision of the court of appeals is affirmed.
¶ 57 SHIRLEY S. ABRAHAMSON, C.J. (dissenting).
¶ 57 The issue presented is whether Burns is entitled to a new trial in the interest of justice when (1) the circuit court barred Burns from presenting evidence that the accuser's post-assault behavior and loss of virginity were caused by her having been sexually assaulted by her grandfather rather than by Burns; and (2) the State's closing argument misleadingly stated that no explanation existed for the accuser's post-assault behavior other than Burns' guilt. I conclude that Burns should be given a new trial under these circumstances.
¶ 59 The State's case focused on buttressing the credibility of the accuser, especially through expert testimony describing the reaction of a sexual assault victim. Burns' case relied heavily on impeaching the credibility of the accuser and presenting an alternative story for the events in the time period in question. Burns was not able to introduce evidence relating to the accuser's allegations of the grandfather's conduct that would have called into question the strength of the State's case.
¶ 60 The prosecutor exacerbated the defendant's inability to introduce evidence by inviting the jury to infer that there was nothing other than Burns' conduct that "went on in her life at that period of time that would explain those behaviors. . . ." Majority op., ¶ 50.
¶ 61 But there was something else going on in the accuser's life that would explain those behaviors. The accuser was being sexually assaulted by her grandfather. And the prosecutor knew these facts even though he prevented the jury from knowing the facts.
¶ 62 Due process requires that the real controversy be fully tried, not merely tried to some extent. The State argues that the defendant was able to develop an effective defense strategy. The majority opinion concludes that because Burns was able to challenge the "she said" evidence on numerous points, the real controversy was fully tried. I disagree. Burns was able to go to trial with only "half a story"; he could not present the other half, namely the grandfather's alleged assault.
¶ 63 I conclude that the prosecutor's closing statements are more than merely "troublesome," as the majority understates. The prosecutor exploited evidence that was excluded from trial at the prosecutors' request.
¶ 64 The majority "understands why" the prosecutor's statements in closing argument are "troublesome," majority op., ¶ 51, but concludes that the prosecutor's comments did not "muddle the jury's understanding of the evidence," majority op., ¶ 52, and did not "infect the trial with unfairness," majority op., ¶ 53.
¶ 65 And how does the majority support its conclusions? Because, says the majority, the prosecutor said he was talking about what was in the "record." The majority places a great deal of weight on that one word, "record." Nowhere is the word "record" defined for the jury. It is a word with special meaning to law-trained people.
¶ 66 As a result of the exclusion of evidence and the prosecutor's closing argument, the controversy was not fully tried. The case violates a basic rule of criminal law: "To maintain the integrity of our
¶ 67 Because the jury did not hear evidence central to the determination of whose story was more credible and in his closing statement the prosecutor invited the jury to make an inference he knew was incorrect, I conclude that the real controversy was not fully tried.
¶ 68 For the reasons set forth, I dissent.
¶ 69 I am authorized to state that Justice ANN WALSH BRADLEY joins this opinion.
All subsequent references to the Wisconsin Statutes are to the 2007-08 version unless otherwise indicated.
Id. at 257, 432 N.W.2d 913.