N. PATRICK CROOKS, J.
¶ 1 This is a double-murder case that centers on the evidence presented on the question of the defendant's mental responsibility. The circuit court
¶ 2 Corey Kucharski was charged with two counts of intentional homicide for the murders of his parents, which he later said he committed in obedience to voices he heard. He pleaded not guilty by reason of mental disease or defect (an NGI plea). He pleaded no contest to the guilt phase of the trial, and waived a jury trial on the responsibility phase.
¶ 3 During the trial, one doctor, Dr. Rawski, testified as the sole witness for
¶ 4 The circuit court agreed with the State, citing evidence such as Kucharski's statements about expecting punishment for the crime and his decision not to commit suicide or engage in a shootout with police despite reporting that he had heard voices telling him to do so. In light of that evidence, the circuit court found that Kucharski had not met his burden on the issue of responsibility.
¶ 5 Though Kucharski raised several claims on appeal, the court of appeals' analysis focused solely on granting his motion for a new trial under Wis. Stat. § 752.35, the discretionary reversal statute. For purposes of interpreting that statute, justice has miscarried if "there is a substantial probability that a new trial would produce a different result."
¶ 6 The court of appeals held that there was a substantial probability of a different outcome at a new trial "because [Kucharski] met his burden"
¶ 7 The State argues that the trial court appropriately weighed the evidence in a way that is consistent with prior case law such as State v. Sarinske,
¶ 8 We uphold discretionary rulings unless they are reached under an incorrect view of the facts or the law. In State v. D'Acquisto
In this case, that is what happened.
¶ 9 The proper standard of review for appellate review of whether a party has met his burden on the matter of mental responsibility is uncontroversial and well established in both Wisconsin law and federal law: whether a person has met his or her burden on the question of mental responsibility is a question of fact, subject to a clearly erroneous standard of review.
¶ 11 Applying the proper standard of review and not disturbing the factual findings of the circuit court concerning the burden of proof because they are not clearly erroneous, we conclude that the court of appeals erroneously exercised its discretion. In this case the only reason given by the court of appeals for the new trial in the interest of justice was that court's improper de novo weighing of the evidence. When the evidence is reviewed under the proper standard, there is not a probability of a different result on retrial such that a new trial in the interest of justice is warranted.
¶ 12 We therefore reverse the grant of a new trial under Wis. Stat. § 752.35 and remand to the court of appeals for the resolution of Kucharski's remaining unaddressed claims.
¶ 13 Kucharski called 911 after midnight on a February night in 2010 to request a coroner. He told the 911 operator that his parents were dead, named the gun he had used to kill them, and was clear in communicating that there was no need to send medical assistance. When police arrived, he surrendered without incident. Police found Kucharski's father and mother in the home, dead of multiple gunshot wounds.
¶ 14 Once in police custody, Kucharski invoked his right to counsel when asked
¶ 15 He willingly talked to investigators without counsel present about his history, prior drug use, alcohol use, and his experience of hearing voices, which he said began five years earlier after a period of extensive drug use. He said he continued hearing the voices after he stopped using drugs. The voices he heard told him to do specific things and berated him for certain mistakes. He also disclosed that he had experienced other auditory distortions such as hearing another person's voice while a person was speaking to him. He drank heavily, which he said was an effort to quiet the voices.
¶ 16 At trial, Dr. Rawski testified that Kucharski's account of the evening was that he had been present at an argument between his parents in the early evening. Afterward, he recalled, he had heard voices saying, "[J]ust [expletive] kill them, give them what they want...." At that point, he had gone to his bedroom to sleep. He had awakened a couple of hours later and had heard a clear voice telling him to "end it" — to kill his parents and die while engaging in a shootout with police when they arrived. At that point, he had gone downstairs and confronted his father in the kitchen and shot him. He had stepped into another room and shot his mother, apparently as she was coming toward him. Kucharski's father was shot 10 times; his mother was shot four times. He had waited
¶ 17 Kucharski was charged with two counts of first-degree intentional homicide while using a dangerous weapon.
¶ 18 Kucharski waived his right to trial on the issue of guilt, instead pleading no contest. The issue of mental responsibility was tried to the court after he waived his right to a jury. The three doctors who examined him all concluded in their reports that, as a result of his schizophrenia, Kucharski "lacked substantial capacity either to appreciate the wrongfulness of his... conduct or conform his ... conduct to the requirements of law," that he satisfied both requirements of the test, and that he was therefore not mentally responsible.
¶ 19 The circuit court found that Kucharski had failed to meet his burden of proving that he was not responsible. The circuit court concluded that Kucharski did suffer from schizophrenia; however, it also concluded that the experts' opinions that he was not mentally responsible were speculative and insufficient to overcome other evidence from which it could be inferred that he appreciated the wrongfulness of his conduct and had the capacity to conform his conduct to the requirements of the law.
¶ 20 As to the question concerning his ability to appreciate the wrongfulness of his conduct, the circuit court stated, "[T]here are indications, very near the point in time that the Defendant committed these crimes, that he understood they were wrongful, illegal." For example, the court said, he had expressed the knowledge that he needed a lawyer and would be "rotting in jail" for the killings.
¶ 21 As to the issue of whether he could conform his conduct to the requirements of the law, the circuit court stated that Kucharski had heard
The court subsequently stated, "I'm finding him legally responsible because I'm not persuaded beyond a level scale.... It's not tipping, even slightly, that he lacked substantial capacity to conform his conduct to the law." The circuit court observed that "the basis of [the experts'] opinions... is that they're speculating about what happened."
¶ 22 The court of appeals reversed, and the State petitioned for review, which we granted.
¶ 23 "This court does not normally review a discretionary decision of the court of appeals. However, when [it] do[es] review a discretionary act of the Court of Appeals, [it] review[s] the decision as [it] would any other exercise of discretion."
¶ 24 "The credibility of the witnesses is properly the function of the jury or the trier of fact, in [cases where the right to a jury is waived,] the trial judge. It is only when the evidence that the trier of fact has relied upon is inherently or patently incredible that the appellate court will substitute its judgment for that of the fact finder, who has the great advantage of being present at the trial."
¶ 25 Two of the remedies that can be sought by a defendant following conviction are an outright reversal of a conviction and a reversal and remand. An outright reversal can be based on various grounds, including a conclusion that the evidence is insufficient as a matter of law; this results in no retrial.
¶ 26 We focus on the reason given by the court of appeals that it was probable that there would be a different outcome on retrial. It was clearly a reweighing of the evidence. The court of appeals stated:
¶ 27 It is well established that factual findings are upheld unless they are
¶ 28 There are four points the court of appeals identified as the basis for its conclusion.
¶ 29 The first point was that "there is no dispute that Kucharski was in fact suffering from schizophrenia when he killed his parents."
The court later repeated, "There's no question that he suffered from schizophrenia at the time that he engaged in that planned, purposeful, intentional behavior to shoot his parents to death." While this fact is listed as a reason for the court of appeals' reversal, the issue of an existing mental illness was not the basis of the circuit court's original finding of fact in support of conviction, and the conclusion that Kucharski suffered from mental illness was not an obstacle to the circuit court's decision.
¶ 30 The second point was that "the expert testimony was uncontroverted."
¶ 31 Sarinske also involved a mental responsibility trial. Although the State in that case did put on an expert witness who contradicted the defense witnesses, Sarinske stated that a trier of fact may reject the opinions of an expert, even when there is no testimony to the contrary, when the basis of the expert's opinion is information substantially derived from the defendant. As Sarinske stated:
¶ 32 The source of virtually all of the reports and interviews came down to Kucharski's own version of events and perspective. The evidence of mental health issues that preceded the murders included the defendant's own account that he had begun hearing voices about five years earlier and several pages of handwritten notes found in his room that he said were his attempts over a period of a year to document the comments the voices made. Dr. Rawski described the notes as "very bizarre and inexplicable." Therefore, under Sarinske, the fact that the expert reports were uncontroverted is not dispositive. The circuit court had no obligation in its role as the trier of fact to accept the conclusion of the experts who relied on Kucharski for their reports.
¶ 33 The third point was that "there was a complete lack of evidence of alternative explanations for Kucharski's behavior."
¶ 34 The fourth point was that the court of appeals "conclude[d] that evidence that Kucharski appeared to understand the legality of his actions and did not commit suicide as the voices directed does not mean that he was generally able to control his behavior or appreciate its wrongfulness at the time of the shooting."
¶ 35 Kucharski argues that "[t]he very nature of a test for a miscarriage of justice necessitates substitution of the appellate court's judgment for that of the factfinder." That is not correct.
¶ 36 To agree would allow any sufficiency of the evidence claim to be converted to an interest of justice claim, thereby evading the stringent standard for reviewing findings by the trier of fact. That is contrary to the law. It would also be an inappropriate use of the power to grant discretionary reversals. Put a different way, a reversal in the interest of justice is not intended to put the reviewing court in the shoes of the trier of fact in a way that is otherwise not permitted. It is not permitted to review factual findings without employing the correct standard of review.
¶ 38 Where a defendant seeks to mitigate punishment for a crime on the basis of mental disease or defect, it is highly relevant to consider the kind of external corroborating evidence that existed prior to the charged offense. In Kemp this court recognized this when it noted, "The record clearly reveals that this is not a case where the question of the defendant's mental condition was asserted for the first time after the act or the commencement of a criminal prosecution under circumstances that might suggest the defense is a self-serving afterthought to avoid legal responsibility."
¶ 39 Kucharski's, in contrast, is exactly that type of case. The expert reports dismissed concerns that Kucharski was malingering, but, contrary to the court of appeals' implication, those opinions are not dispositive. The trier of fact was not bound to accept those conclusions in light of evidence such as Kucharski's extraordinarily careful statements to law enforcement, from which contrary inferences could be drawn.
¶ 40 It is clear from Kemp that the court placed great weight on the evidence of the prior corroborated mental health problems. This single distinguishing fact is enough to make it unreasonable to view Kemp as supportive of a reversal on these facts.
¶ 41 Kemp is instructive in that it also illustrates the principle that other claims of error must be addressed before moving to a consideration of whether a case is so exceptional it warrants reversal in the interest of justice.
¶ 42 In Avery, this court further noted that a determination that a case was the
¶ 43 We have similarly held that taking "shortcuts" where a particular analysis is prescribed will be deemed error: "This court has held that it is an erroneous exercise of discretion for the court of appeals... to shortcut [established] procedures... when there is no apparent reason for doing so."
¶ 44 A reviewing court upholds the findings of fact by a trier of fact unless they are clearly erroneous. The determination of whether a party has met his or her burden is a matter of fact, not law.
¶ 45 We agree with the court of appeals' dissent in this case:
¶ 46 Applying the proper standard of review and not disturbing the factual findings of the circuit court concerning the burden of proof because they are not clearly erroneous, we conclude that the court of appeals erroneously exercised its discretion. In this case the only reason offered by the court of appeals for the new trial in the interest of justice was that court's improper de novo weighing of the evidence concerning the burden of proof on the NGI
¶ 47 We therefore reverse the grant of a new trial under Wis. Stat. § 752.35 and remand to the court of appeals for the resolution of Kucharski's remaining unaddressed claims.
Reversed and remanded.
¶ 48 ANN WALSH BRADLEY, J. (dissenting).
I agree with the majority that a reviewing court's discretionary power of reversal should be sparingly exercised. Majority op., ¶¶ 5, 42. I part ways with the majority's analysis, however, because it formulates a new rule that arbitrarily limits our powers. The majority declares that a reviewing court cannot base a decision to reverse in the interest of justice on a reassessment of the evidence. Id., ¶¶ 10, 26.
¶ 49 Its decision to limit a reviewing court's discretionary powers in this manner is extraordinary. It conflicts with the expressed purpose of the discretionary reversal statute and contradicts decades of precedent. Because this court's discretionary powers of reversal are coterminous with the powers of the court of appeals, the majority inexorably limits the discretionary powers of both.
¶ 50 The exercise of discretion is a core judicial function. The court of appeals' decision to reverse in the interest of justice is an exercise of discretion entitled to a deferential standard of review. Even if we may disagree with the result, this court "will uphold the discretion of a court [it is] reviewing if the decision made on appropriate facts and the correct law is one which a court reasonably could have reached." State v. McConnohie, 113 Wis.2d 362, 370, 334 N.W.2d 903 (1983).
¶ 51 I conclude that the court of appeals decision to reverse in the interest of justice should be upheld. Because the court of appeals' discretionary decision was based on appropriate facts and the correct law, and was a decision that a court could reasonably reach, I respectfully dissent.
¶ 52 The majority errs by creating a new rule that limits the discretion of reviewing courts: a reviewing court's decision to reverse in the interest of justice cannot be based on a reassessment of the evidence. See Majority op., ¶ 34. This arbitrary limit on a reviewing court's discretion conflicts with the expressed purpose of the discretionary reversal statute.
¶ 53 For over a century, appellate courts in Wisconsin have had the power to reverse judgments in the interest of justice. Since its initial codification in 1913, this power has been broadly stated:
Wis. Stat. § 2405m (1913). The statute's enactment was part of a movement to simplify
¶ 54 The statute has subsequently gone through slight revisions and has been renumbered as Wis. Stat. § 751.06. The substance, however, is substantially the same:
Wis. Stat. § 751.06.
¶ 55 When the court of appeals was created in 1978, the legislature enacted a nearly identical statute, Wis. Stat. § 752.35, granting the same power of discretionary reversal to the court of appeals.
¶ 56 The language used in Wis. Stat. §§ 752.35 and 751.06 indicates that the legislature intended the discretionary reversal power of reviewing courts to cover a broad range of situations. For example, they both permit reversal when "it is probable that justice has for any reason miscarried." Wis. Stat. §§ 751.06, 752.35 (emphasis added). Further, under the statutes, neither court's ability to reverse in the interest of justice is limited to proper motions or objections appearing in the record. Id. "[The statutes'] very breadth, as a matter of statutory interpretation, indicates that they are meant to provide courts with the opportunity to exercise their discretion without constraint." Monica Mark, A Fearless Search for the Truth No Longer: State v. Henley and Its Destructive Impact on New Trials in the Interest of Justice, 2012 Wis. L. Rev. 1367, 1386.
¶ 57 This court has explained that "[t]his broad discretion enables [the court of appeals] to achieve justice in individual cases." Vollmer, 156 Wis.2d at 21, 456 N.W.2d 797; see also State v. Mathis, 39 Wis.2d 453, 458, 159 N.W.2d 729 (1968) ("The statute is intended as an emergency
¶ 58 By determining that appellate discretion does not extend to a reassessment of the evidence, the majority erroneously constricts the discretionary power of reviewing courts. It removes a swath of cases from review, opening the door for the potential of an unaddressed and unreviewable miscarriage of justice. The majority's determination to limit reviewing courts' discretion runs counter to the broad language of the statute and its expressed purpose "to accomplish the ends of justice." Wis. Stat. § 752.35.
¶ 59 The majority opinion is further flawed because it contradicts decades of Wisconsin precedent permitting reviewing courts to reverse in the interest of justice when the evidence raises great doubts about whether the state has met its burden, suggesting that justice has miscarried. See State v. Fricke, 215 Wis. 661, 667, 255 N.W. 724 (1934) ("Occasionally when such grave doubts exist in our minds regarding guilt of a defendant as to make us conscientiously believe that justice probably has miscarried, we exercise the authority specifically given to us by section 251.09 [subsequently renumbered as Wis. Stat. § 751.06], and reverse the judgment for a new trial.").
¶ 60 This court has oft recognized that reviewing courts may reassess the evidence when considering whether justice has miscarried. For example, in Hintz, 200 Wis. 636, 229 N.W. 54 (1930) the court's decision to reverse in the interest of justice was based on an assessment of the evidence. In that case, the court reviewed a conviction for obtaining money under false pretense. It observed that an essential element of the charge was the intent to defraud. The court recited the evidence relating to intent, which strongly favored the defendant, and acknowledged that weighing this sort of evidence is typically a jury function. Id. at 641, 229 N.W. 54. However, the court's analysis did not stop there. After stating that the "evidence leaves the question of defendant's intent to defraud in the greatest of doubt," the court concluded that "[w]hile it is the function of the jury to resolve this doubt, it seems probable to us that justice has miscarried by the verdict rendered. Under such circumstances it is within our power to order a new trial." Id. at 642, 229 N.W. 54. Accordingly, the court reversed the conviction and remanded the cause for a new trial. Id.
¶ 61 Similarly, in Hughes v. State, 219 Wis. 9, 261 N.W. 670 (1935), the court's determination that justice had been miscarried was based on its review of the evidence. There, although the court observed that sufficient evidence had been presented to raise a jury question, it expressed doubts regarding the witness's version of events: "the story of the complaining witness is inherently improbable." Id. at 11-12, 261 N.W. 670. It further described the story presented as "doubtful" and indicated that the circumstances added to its "misgivings." Id. Due to its uneasiness with the evidence presented, the court ordered a new trial in the interest of justice:
Id. at 13, 261 N.W. 670.
¶ 62 The cases described above are but a sample of the many decisions granting reversal in the interest of justice based solely on a reassessment of the evidence. See, e.g., Kemp v. State, 61 Wis.2d 125, 137, 211 N.W.2d 793 (1973) (granting new trial in the interest of justice because evidence as a whole predominated on Kemp's side); Combs v. Peters, 23 Wis.2d 629, 129 N.W.2d 174 (1964) (given the evidence of record tending to show that the defendant was the offending driver, court determined that the jury finding to the contrary was probably a miscarriage of justice, reversed the judgment, and remanded for a new trial); Schuh v. State, 221 Wis. 180, 183, 266 N.W. 234 (1936) (reversing in the interest of justice where the circumstances under which the alleged act took place were "inherently improbable"); Jacobsen v. State, 205 Wis. 304, 309-10, 237 N.W. 142 (1931) (determining that "it is probable that justice has been miscarried" when the evidence in a bastardy case "indicate[d] very strongly" that the defendant was not the child's father); Paladino v. State, 187 Wis. 605, 606, 205 N.W. 320 (1925) (determining that despite the lack of errors, the case against defendant was very "doubtful" and defendant should have the opportunity to present the case to another jury); State v. Murdock, 2000 WI App 170, ¶¶ 40, 45, 238 Wis.2d 301, 617 N.W.2d 175 (ordering new trial in the interest of justice because, considering the evidence presented at trial, there was a substantial probability that a new trial would produce a different result).
¶ 63 Although the majority does acknowledge Kemp and attempts to distinguish it on the facts, it misses that Kemp did the very thing that the majority now states is prohibited: it reversed in the interest of justice based on a reassessment of the evidence. The failure to address this aspect of Kemp, as well as numerous other cases taking the approach that it now disavows, greatly undermines the majority opinion.
¶ 64 In contrast to the majority, I conclude that the court of appeals' decision to reverse in the interest of justice should be upheld. Its decision to reverse in the interest of justice is an exercise of discretion entitled to a deferential standard of review. This court "will uphold the discretion of a court [it is] reviewing if the decision made on appropriate facts and the correct law is one which a court reasonably could have reached." McConnohie, 113 Wis.2d at 370, 334 N.W.2d 903. Here, the court of appeals' discretionary decision was based on appropriate facts and the correct law, and was a decision that a court could reasonably reach.
¶ 65 The court of appeals' decision accurately recited the following facts of this case. State v. Kucharski, No. 2013AP557-CR, unpublished slip op., 2014 WL 1775815 (Wis.Ct.App. May 6, 2014). Kucharski, charged with two counts of first degree intentional homicide, pled not guilty by reason of mental defect. Id., ¶ 3. He asserted that he began having hallucinations and hearing voices in 2005. Id., ¶ 6. Shortly thereafter, he moved in with his parents and became very isolated. Id., ¶¶ 6-7. The voices continued, making derogatory remarks and commanding Kucharski to do things. Id., ¶ 8. In 2009, he began keeping a journal to help him sort out what the voices meant. Id., ¶ 11. By 2010, this journal consisted of 40-50 pages of notes and diagrams. Id.
¶ 66 On the day he killed his parents, the voices told Kucharski to "simply end
¶ 67 Kucharski presented the reports of two psychiatrists to support his defense. Both opined that he was suffering from schizophrenia at the time he killed his parents. Id., ¶ 15. One determined that Kucharski lacked substantial capacity to appreciate the wrongfulness of his actions. Id. Similarly, the other determined that he lacked the capacity to appreciate the wrongfulness of his actions and to conform his behavior to the requirements of the law. Id.
¶ 68 The psychiatrists based their opinions on interviews with Kucharski, his actions on the day of the incident, recordings of his 911 call shortly after the incident, his responses on the SIRS-II test (which is used to detect feigning or exaggeration of mental illness), his journal, clinical observations by a psychologist, and information from police reports. Id., ¶¶ 17-25. Kucharski also presented the report of a psychologist, who indicated that he would not have a different conclusion regarding Kucharski's mental responsibility. Id., ¶ 15.
¶ 69 After reciting the above facts, the court of appeals correctly described the governing law for this case, Wis. Stat. § 752.35, which permits the court of appeals to reverse in the interest of justice when "it is probable that justice has for any reason miscarried." Id., ¶ 32. It acknowledged that it may conclude that justice has miscarried if there is a substantial probability of a different result on retrial. Id., ¶ 33. It also acknowledged that it may exercise its discretion only in exceptional cases. Id.
¶ 70 Reasonably applying this law to the facts of the case, the court of appeals determined that the evidence "`predominates quite heavily on the side of the defendant on the issue of his mental responsibility,' and that, consequently, `justice has miscarried and ... a new trial will probably bring a different result.'" Id., ¶ 44 (quoting Kemp, 61 Wis.2d at 138, 211 N.W.2d 793). It observed that Kucharski was suffering from schizophrenia when he killed his parents; the expert evidence supporting his defense was uncontroverted; and there was a complete lack of evidence of alternative explanations for Kucharski's behavior. Id., ¶¶ 36-41.
¶ 71 The court of appeals' analysis is consistent with a long line of cases permitting courts to reverse in the interest of justice based on a reassessment of the evidence. See supra, ¶¶ 12-15. This court should be hesitant to cabin that discretion.
¶ 72 Rather than creating a new rule of law that limits the discretionary powers of reviewing courts, I would apply well established existing precedent and give deference to the court of appeals discretionary decision. Because the court of appeals' exercise of its discretion was based on appropriate facts and the correct law, and was a decision that a reasonable court could make, it was not erroneously exercised and should be upheld. Accordingly, I respectfully dissent.
¶ 73 I am authorized to state that Justice SHIRLEY S. ABRAHAMSON joins this dissent.
All subsequent references to the Wisconsin Statutes are to the 2013-14 version unless otherwise indicated.
If the NGI plea were tried to a jury, the verdict would have to be agreed to by at least five sixths of the jurors. See Wis. Stat. § 971.165(2).
Federal cases that have stated this standard include United States v. Waagner, 319 F.3d 962, 964 (7th Cir.2003); United States v. Barton, 992 F.2d 66, 68 (5th Cir.1993); and United States v. Smeaton, 762 F.2d 796, 798-99 (9th Cir.1985). A law review article summarizing the development of appellate standards for review of federal insanity defense cases described two of the key cases as follows:
Kevin Thompson, Criminal Appellate Procedure — Insanity Defense — the Proper Standard of Appellate Review When Reviewing A Jury Decision on Sanity, State v. Flake, 88 S.W.3d 540 (Tenn.2002), 70 Tenn. L. Rev. 1213, 1224-25 (2003).
(emphasis added).