FINE, J.
¶ 1 Demian McDermott appeals the circuit court's order denying his motion to modify his sentence for first-degree intentional homicide without first holding an evidentiary hearing. McDermott argues that he has shown new factors that justify a reduction in his parole-eligibility date. We disagree and affirm.
¶ 2 In 1991, a jury found McDermott guilty of first-degree intentional homicide while possessing a dangerous weapon, as a party to a crime. See WIS. STAT. §§ 940.01(1), 939.63(1)(a)2, & 939.05 (1989-90). McDermott was born on October 8, 1972, and was thus barely over eighteen when he and his sixteen-year old accomplice killed the victim on October 13, 1990. The accomplice was the shooter. Section 940.01(1) made first-degree intentional homicide a "Class A felony," WIS. STAT. § 939.50(1)(a) (1989-90), the punishment for which was a mandatory life sentence with the trial court having the discretion to set a parole-eligibility date, WIS. STAT. §§ 939.50(3)(a) & 973.014(2) (1989-90). The trial court sentenced McDermott to life imprisonment and made him eligible for parole in 2025.
¶ 4 The trial court called McDermott "the deliverer of that death. You were the deliverer. You brought a person there to meet that person's death."
¶ 5 Earlier, in his sentencing allocution, McDermott insisted that he was innocent: "[E]ven though I have been found guilty, I still maintain my innocence, and that will never be taken away from me. My freedom has, but my innocence will never be taken away from me." Admitting that he had "made a lot of bad decisions in my life," McDermott said that during the thirteen months of pre-trial incarceration he "learned many valuable lessons" and "learned that the life I was living was wrong." He sought leniency, contending that he was only guilty of "not telling the police" about the murder and of "dealing drugs," and did not deserve "life in prison":
¶ 6 The trial court recognized the major sentencing factors and said that it would take into account: "the gravity of the offense, which by case law the Court must consider, along with the character of the defendant and the need to protect the community." See State v. Gallion, 2004 WI 42, ¶ 40, 270 Wis.2d 535, 556-557, 678 N.W.2d 197, 207 (Objectives of sentencing "include but are not limited to, the protection of the community, punishment of the defendant, rehabilitation of the defendant, and deterrence to others."). Although the State recommended a forty-five-year parole-eligibility date of 2035, which was the sixteen-year-old shooter's sentence, the trial court demurred and said that because McDermott "didn't have any previous contacts with the system" it "fe[lt] there should be some light at the end of the tunnel." Yet, the trial court opined that even though he was not the triggerman, McDermott "had the equal responsibility of this horrendous act," and that McDermott's age "was the only mitigating factor" it saw in the case, "if someone was to conclude there was a mitigating factor."
¶ 7 Commenting on McDermott's assertion that he did not "want people to be uncomfortable around me," the trial court said that it would "never feel comfortable around you knowing what I've read in this case. Knowing that you are a risk to the community based on this offense, the nature of this act, calls for something more than just a life sentence." It further opined that it was "necessary that a message be sent to the rest of your friends who are probably somewhat culpable, but not to the extent that you were" but who apparently were not charged.
¶ 9 Although finality is as important in sentencing matters as it is elsewhere in the law, a sentence may be modified if defendant shows a new factor that warrants a modification. State v. Harbor, 2011 WI 28, ¶¶ 35, 51, 333 Wis.2d 53, 72, 77, 797 N.W.2d 828, 837, 840.
Rosado v. State, 70 Wis.2d 280, 288, 234 N.W.2d 69, 73 (1975). This definition was reaffirmed by Harbor, 2011 WI 28, ¶¶ 40, 52, 333 Wis.2d at 74, 78, 797 N.W.2d at 838, 840. A new-factor analysis is a two-step process: (1) is there a "new factor," and, if so, (2) does the "new factor" justify modification of the defendant's sentence? Id., 2011 WI 28, ¶¶ 36-38, 333 Wis.2d at 72-73, 797 N.W.2d at 838. "The defendant has the burden to demonstrate by clear and convincing evidence the existence of a new factor." Id., 2011 WI 28, ¶ 36, 333 Wis.2d at 72, 797 N.W.2d at 838. Whether he or she has satisfied this burden is a question of law that we decide de novo. See ibid. If the defendant shows that there are one or more new factors, the issue of whether the new factors warrant a modification of the defendant's sentence is within the circuit court's discretion. Id., 2011 WI 28, ¶ 37, 333 Wis.2d at 73, 797 N.W.2d at 838. As seen below on our de novo analysis of the legal issue, we conclude that McDermott has not satisfied the first aspect of the new-factor test—none of the matters he raises are "new factors."
¶ 10 McDermott's first alleged "new factor" is that, as phrased in his brief, "[s]ince entering the prison system, McDermott has participated in two programs whose goal was to influence juveniles seemingly destined for the court system to make better decisions." The two programs in which McDermott voluntarily participated were: (1) the Blood-Related Inner City Kids program at the Green Bay Correctional Institution; and (2) Project: Tomorrow at the Prairie Correctional Institution in Minnesota, to which McDermott was transferred in 2000. According to McDermott's affidavit in the Record, the Green Bay program "targeted" juveniles whose average age was fourteen, and who "were selected based on problems they were having with the law, at home or at school, and included children living in group homes." McDermott's affidavit averred that he:
¶ 11 Project: Tomorrow was similar, and, according to McDermott's affidavit, entailed a rigorous selection process for inmate-participants. McDermott's affidavit indicates that Project: Tomorrow also tried to steer young folks away from a life of crime. It included:
¶ 12 McDermott's affidavit explained that Project: Tomorrow's overriding emphasis was to "tackle hard issues like peer pressure, drug use, abuse, and making good decisions."
¶ 13 Wisconsin recognizes that a defendant's "post-sentencing substantial assistance to law enforcement is a new factor." State v. Doe, 2005 WI App 68,
Id., 2005 WI App 68, ¶ 10, 280 Wis.2d at 740, 697 N.W.2d at 106. In Doe, the defendant was convicted of maintaining a drug-trafficking place, possessing a firearm although a felon, and bail-jumping. Id., 2005 WI App 68, ¶ 2, 280 Wis.2d at 735-736, 697 N.W.2d at 103-104. After sentencing, he gave information about a death thought to be accidental, and the killer was "convicted almost entirely on information supplied by the defendant." Id., 2005 WI App 68, ¶ 4, 280 Wis.2d at 736, 697 N.W.2d at 104. We held that this "substantial assistance" was a "new factor" permitting exercise of the trial court's discretion as to whether modification of Doe's sentence was justified. Id., 2005 WI App 68, ¶ 10, 280 Wis.2d at 740-741, 697 N.W.2d at 106.
¶ 14 Doe is a far cry from what we have here. The programs in which McDermott participated may or may not have been valuable in deterring at least some youngsters from committing crimes, but under no stretch of the imagination can McDermott's participation be equated with the type of "substantial assistance" envisioned by Doe; simply put, McDermott did not give any "information to law enforcement to assist in ferreting out and curtailing crime," no less "valuable information." See id., 2005 WI App 68, ¶ 10, 280 Wis.2d at 740, 697 N.W.2d at 106 (emphasis added). McDermott's participation in the programs was not a "new factor" and thus, as a matter of law, does not pass the first hurdle of Harbor's two-part analysis.
¶ 15 Recognizing that a new factor does not encompass post-sentencing "rehabilitation," see State v. Crochiere, 2004 WI 78, ¶¶ 14-15, 273 Wis.2d 57, 68-69, 681 N.W.2d 524, 530, clarified or modified on other grounds by Harbor, 2011 WI 28, ¶ 47 n. 11, 333 Wis.2d at 76 n. 11, 797 N.W.2d at 839 n. 11, McDermott contends that his "actions over the past 19 years remove" the basis for the trial court's assertion that it would "never feel comfortable around you." He says that he "has made good" on his promise to rehabilitate himself, and that this is, therefore, a "new factor" that justifies modifying his parole-eligibility date: "Had the [trial] court known that McDermott's transformation in fact was sincere, the scales would have weighed differently, with his sincerity mitigating against the perceived need for such a lengthy period before parole consideration to protect the community or to address his character." McDermott says "that the attainment of his goals and proving that he in fact could be rehabilitated, something the sentencing court was uncertain he could accomplish, is the new factor. McDermott's conduct puts to rest any doubt the [trial] court had about his ability to change." This, however, is but an "I am now rehabilitated" argument in slightly different clothes, and could apply to almost any defendant who on sentencing day apologizes and promises to put his disordered life together. If accepted as a "new factor,"
¶ 16 McDermott also argues that what he says is the recent realization in the scientific community that adolescents are generally impulsive and often have trouble making wise choices is a new factor that, if known by the trial court in 1991, would or might have resulted in a different parole-eligibility date. This is how he puts it in his main brief on this appeal:
¶ 17 All this may be true, and we accept it as true for the purposes of this opinion. But that does not make what McDermott contends is new research a "new factor." There are two dispositive reasons.
¶ 18 First, State v. Ninham, 2011 WI 33, 333 Wis.2d 335, 797 N.W.2d 451, rejected the very new-research contentions McDermott makes here. Ninham was convicted for first-degree intentional homicide and physical abuse of a child for crimes he committed when he was fourteen, and was sentenced to imprisonment for life, without the possibility of any parole. Id., 2011 WI 33, ¶ 2, 333 Wis.2d at 344, 797 N.W.2d at 456. He, as does McDermott, argued that the new research was a "new factor":
Id., 2011 WI 33, ¶ 87, 333 Wis.2d at 382-383, 797 N.W.2d at 475 (footnotes omitted). Ninham noted that Ninham did not show "by clear and convincing evidence that a new factor exists" because even though the studies proffered may not have been "in existence at the time Ninham was sentenced," "the conclusions reached by the studies were already in existence and well reported by the time Ninham was sentenced in 2000." Id., 2011 WI 33, ¶ 91, 333 Wis.2d at 385, 797 N.W.2d at 476.
¶ 19 The conclusions were also known when the trial court sentenced McDermott. Indeed, Ninham referenced a 1988 United States Supreme Court capital-punishment decision that also recognized this long-known reality:
Thompson v. Oklahoma, 487 U.S. 815, 835, 108 S.Ct. 2687, 101 L.Ed.2d 702 (1988) (footnote omitted); Ninham, 2011 WI 33, ¶ 92, 333 Wis.2d at 386, 797 N.W.2d at 476. Thus, "the `new' scientific research regarding adolescent brain development to which Ninham refers only confirms the conclusions about juvenile offenders that the Supreme Court had `already endorsed' as of 1988." Id., 2011 WI 33, ¶ 92, 333 Wis.2d at 386, 797 N.W.2d at 476-477 (citation omitted).
¶ 20 Second, that adolescents are generally more impulsive than adults has been known since humans were able to observe their environment. Thus, for example, Aristotle noted in his Nicomachean Ethics that, "[y]oung people are in a condition like permanent intoxication[.]" Wikiquote, http://en.wikiquote.org/wiki/Aristotle (last visited Dec. 12, 2011). And even before that, Book 23 of Homer's The Illiad recited in one of the many translations:
¶ 21 To say, as McDermott argues, that the trial court did not realize what recent scientific research has confirmed ignores reality, and, in essence, puts the old wine of human experience in the new bottles of recent research and labels the entire package as "new." As we have seen, Ninham rejected this false labeling. Ninham, 2011 WI 33, ¶ 92, 333 Wis.2d at 386, 797 N.W.2d at 476-477 ("[T]he `new' scientific research regarding adolescent brain development to which Ninham refers only confirms the conclusions about juvenile offenders that the Supreme Court had `already endorsed' as of 1988.") (citation omitted).
¶ 22 In essence, McDermott's lament echoes what has been attributed to Ben Franklin: "Reckless youth makes rueful age."
Order affirmed.
KESSLER, J. (dissenting).
¶ 23 I conclude that the trial court applied a standard of law that our supreme court has withdrawn. I also conclude that McDermott has alleged facts which constitute a new factor under the correct standard. Thus, I would reverse and remand for a hearing.
¶ 24 To obtain modification of sentence, a defendant must establish the existence of a "new factor" which was unknown to, or overlooked by, the trial court at the time of sentencing. See State v. Stafford, 2003 WI App 138, ¶¶ 12-13, 265 Wis.2d 886, 667 N.W.2d 370. Initially our supreme court defined a "new factor" in Rosado v. State, 70 Wis.2d 280, 234 N.W.2d 69 (1975), as "a fact or set of facts highly relevant to the imposition of sentence, but not known to the trial judge at the time of original sentencing[.]" Id. at 288, 234 N.W.2d 69. Later, in State v. Michels, 150 Wis.2d 94, 441 N.W.2d 278 (Ct.App.1989), we described the Rosado definition as limited to "situations where the new factor frustrates the purpose of the original sentencing." Michels, 150 Wis.2d at 97, 441 N.W.2d 278. In State v. Harbor, 2011 WI 28, 333 Wis.2d 53, 797 N.W.2d 828, however, our supreme court withdrew the Michels language, and explained "that frustration of the purpose of the original sentence is not an independent requirement when determining whether a fact or set of facts alleged by a defendant constitutes a new factor." Harbor, 333 Wis.2d 53, ¶¶ 48, 52, 797 N.W.2d 828.
¶ 25 The State argued to the trial court in its Brief Opposing Defendant's Motion for Sentence Modification, that "[t]he defendant's program participation does not frustrate the purpose of the original sentencing" and that "[l]ikewise, adolescent brain research ... does not frustrate the purpose of the original sentence." (Emphasis added.) The trial court adopted the State's brief as its decision on the defendant's motion, thereby finding that the new factors alleged did not frustrate the purpose of the original sentencing. Because the definition of "new factor" that was relied upon by the State and the trial court has been withdrawn by our supreme court, the trial court relied on an incorrect legal definition.
¶ 26 As the Harbor court explained: "[w]hether a fact or set of facts presented by the defendant constitutes a `new factor' is a question of law." Id., 333 Wis.2d 53, ¶ 33, 797 N.W.2d 828 (citation omitted). "We review questions of law independently of the determinations rendered by the [trial] court." Id. "The existence of a new factor does not automatically entitle the defendant to sentence modification.... Rather, if a new factor is present, the [trial] court determines whether that new factor justifies modification of the sentence.... In making that determination, the [trial] court exercises its discretion." Id., ¶ 37.
¶ 27 McDermott's efforts while in prison to deter at-risk youth from lives of crime is
¶ 28 I part from the Majority, however, on the question of whether scientific research confirming that portions of the adolescent brain are not fully developed is a new factor highly relevant to the sentence imposed here. The Majority, like the State, observes that we all know from experience that adolescents often demonstrate amazingly poor judgment, and therefore concludes that no new facts are being offered here. See Majority, ¶¶ 17-22. I disagree. What is offered here is the assertion—supported at this time only by documents discussing such facts—that scientists can now physically measure the degree to which various portions of the brain have developed at various ages and can relate that development to specific brain functions.
¶ 29 Because McDermott's judgment at the time of his crime, when he had recently passed his eighteenth birthday, was not merely poor but could be described as abysmal, the trial court was rightly concerned with whether it would ever be safe to even consider releasing him into society. However, the technology now available, which allows measurement of brain segment development, and scientific explanations of behavioral changes based on brain development, are relevant to both the protection of the community and the defendant's character and rehabilitation needs. Had this information been available to the trial court, it is reasonably probable that the trial court would have considered such information in setting a date for parole eligibility.
¶ 30 For the reasons explained above, I conclude that McDermott has made a sufficient showing of a new factor relevant to the imposition of sentence to entitle him to the opportunity to prove by clear and convincing evidence that the new factor should result in modification of his parole date. I would remand to the trial court for a hearing on the issue.
DiLeo v. Ernst & Young, 901 F.2d 624, 626 (7th Cir.1990). We agree. Since our review of the circuit court's denial of McDermott's motion to modify his sentence is based on our de novo analysis of whether he has presented new factors, the circuit court's failure to give its reasons (rather than adopt the State's brief in haec verba) is of no consequence in this case.