PER CURIAM:
This lawyer disciplinary proceeding against John W. Alderman, III, (hereinafter "Mr. Alderman") was initiated by the Lawyer Disciplinary Board's (hereinafter "Board") Investigative Panel and filed with this Court by the Office of Disciplinary Counsel (hereinafter "ODC") on October 15, 2010. Following an evidentiary hearing, the Hearing Panel Subcommittee adopted a joint
Mr. Alderman was admitted to the West Virginia State Bar in 1993 and has worked as an attorney in a law firm and as general counsel for City National Bank. In 1994, Mr. Alderman began experiencing severe neck and chest pain due to complications from nerve damage to his throat and chest suffered during a biopsy of his lymph nodes. Due to this pain, Mr. Alderman underwent a surgical procedure and began taking prescription pain medications. He eventually became addicted to oxycontin and ultimately sought treatment for addiction to prescription medications.
In June 2009, Mr. Alderman was charged with possession with intent to deliver and misdemeanor possession of 2.6 grams of cocaine. He pled guilty to the misdemeanor charge and received a ninety-day suspended sentence and unsupervised probation for one year. Although he participated in a drug rehabilitation program in Virginia, he relapsed and continued to struggle with drug addiction.
From June 3, 2009, to October 1, 2010, Mr. Alderman voluntarily ceased the practice of law and continued to undergo treatment for drug addiction. During that time, on September 1, 2009, Mr. Alderman was charged with possession of a controlled substance, obstructing an officer, failure to stop at a traffic control signal, and defective equipment. A search of his vehicle at that time revealed smoking pipes and the prescription drug, Xanax. Mr. Alderman was incarcerated for five days and received a thirty-day suspended sentence and unsupervised probation for one year.
Mr. Alderman voluntarily admitted himself into Cumberland Heights Traditional Adult/Professional Program in Nashville, Tennessee, on September 6, 2009, for a ninety-day drug addiction program. He thereafter participated in an outpatient treatment regimen and remained in Nashville for a total period of approximately six months.
On October 15, 2010, the ODC filed a petition seeking annulment of Mr. Alderman's license to practice law, citing violations of Rules 8.4(b), 8.4(c) and 8.4(d) of the Rules of Professional Conduct
A joint recommendation was thereafter issued by the ODC and Mr. Alderman. Pursuant to that recommendation, Mr. Alderman would receive the following sanctions: (1) suspension from the practice of law for two years, one served retroactively based on his voluntary withdrawal from legal practice
On February 9, 2012, this Court directed that the matter be scheduled for oral argument before this Court. That oral argument occurred on September 5, 2012.
The standard of review utilized by this Court in the evaluation of lawyer disciplinary proceedings was set forth in syllabus point three of Committee on Legal Ethics v. McCorkle, 192 W.Va. 286, 452 S.E.2d 377 (1994), as follows:
Accord Syl. Pt. 3, Lawyer Disciplinary Bd. v. Cunningham, 195 W.Va. 27, 464 S.E.2d 181 (1995). This Court has also explained that it "is the final arbiter of legal ethics problems and must make the ultimate decisions about public reprimands, suspensions or annulments of attorneys' licenses to practice law." Syl. Pt. 3, Committee on Legal Ethics of the West Virginia State Bar v. Blair, 174 W.Va. 494, 327 S.E.2d 671 (1984). Based upon these standards, this Court evaluates the recommendations regarding appropriate sanctions for Mr. Alderman.
Syllabus point four of Office of Lawyer Disciplinary Counsel v. Jordan, 204 W.Va. 495, 513 S.E.2d 722 (1998), instructs as follows:
See also Syl. Pt. 3, Lawyer Disciplinary Board v. Keenan, 208 W.Va. 645, 542 S.E.2d 466 (2000); Syl. Pt. 4, Lawyer Disciplinary Board v. Battistelli, 206 W.Va. 197, 523 S.E.2d 257 (1999).
In this Court's examination of whether Mr. Alderman violated a duty owed to a client, the public, the legal system, or the profession, this Court finds an adequate basis to support the ODC's conclusion that such a violation was committed. Under the disciplinary rules, the ODC must prove its case by clear and convincing evidence. See Syl. Pt. 1, in part, Lawyer Disciplinary Bd. v. McGraw, 194 W.Va. 788, 461 S.E.2d 850 (1995) ("Rule 3.7 of the Rules of Lawyer Disciplinary Procedure ... requires the Office of Disciplinary Counsel to prove the allegations of the formal charge by clear and convincing evidence."). In syllabus point two of Committee on Legal Ethics v. Six, 181 W.Va. 52, 380 S.E.2d 219 (1989), this Court held as follows: "Where there has been a final criminal conviction, proof on the record of such conviction satisfies the Committee on Legal Ethics' burden of proving an ethical
Mr. Alderman's criminal acts did not, however, have any deleterious effect upon his representation of clients in his legal practice. During the mitigation hearing, extensive testimony indicated that Mr. Alderman engaged in substantial effort to prevent his drug addiction from adversely affecting any client cases and, in fact, voluntarily disengaged himself from the practice of law from June 3, 2009, to October 1, 2010.
In addressing the existence of mitigating factors in Lawyer Disciplinary Board v. Scott, 213 W.Va. 209, 579 S.E.2d 550 (2003), this Court explained that mitigating factors are "any considerations or factors that may justify a reduction in the degree of discipline to be imposed." This Court also explained as follows in syllabus point three of Scott:
Applying these factors to the present case, this Court finds that the ODC properly identified a myriad of mitigating factors in the circumstances of this case. Mr. Alderman voluntarily and repeatedly sought treatment for his addiction to illegal drugs, including both inpatient and outpatient treatment. Subsequent to his September 2009 arrest, he transferred control of his family's finances to his wife, and he also consulted with a member of the Lawyers Assistance Committee while he remained incarcerated. Mr. Alderman completed a ninety-day inpatient treatment program in Nashville, Tennessee, as well as an outpatient treatment program provided by that facility. Additionally, extensive testimony was presented regarding Mr. Alderman's commitment to the addiction treatment program and his assistance to multiple other individuals dealing with similar addictions. Testimony was also elicited from Mr. Alderman's clients regarding his provision of excellent legal assistance to them. Moreover, Mr. Alderman has maintained sobriety since 2009 and has cooperated in every facet of the ODC's investigation of this case.
As emphasized by the ODC, the sanctions recommended in this matter are consistent with sanctions imposed upon other attorneys for comparable drug-related and other violations. In Office of Lawyer Disciplinary Counsel v. Galford, 202 W.Va. 587, 505 S.E.2d 650 (1998), for instance, the respondent was suspended for one year based on his plea of nolo contendre to a charge of conspiracy to commit a misdemeanor forgery of a client's will. A public reprimand and supervised practice for two years were imposed as sanctions in Lawyer Disciplinary Board v. Roberts, 217 W.Va. 189, 617 S.E.2d 539 (2005). Ms. Roberts had engaged in significant acts of misconduct in representing her client during a period of time in which she underwent medical treatment for pain. See also Lawyer Disciplinary Board v. Dues, 218 W.Va. 104, 624 S.E.2d 125 (2005) (public reprimand and work restriction based upon mental impairment and thirty-nine violations involving clients); Office of Lawyer Disciplinary Counsel v. Albers, 214 W.Va. 11, 585 S.E.2d 11 (2003) (five-month suspension for assault, larceny, and harassment); Committee on Legal Ethics v. Taylor, 187 W.Va. 39, 415 S.E.2d 280 (1992) (public reprimand for writing worthless checks); Committee on Legal Ethics v. Roark, 181 W.Va. 260, 382 S.E.2d 313 (1989) (three-year suspension for six counts of misdemeanor possession of cocaine); Committee on Legal Ethics
Retroactive applications of suspensions from the practice of law have also been utilized by the ODC. In Committee on Legal Ethics v. White, 189 W.Va. 135, 428 S.E.2d 556 (1993), for instance, the respondent prosecutor was suspended for two years based upon his plea to three federal misdemeanor charges for possession of cocaine, marijuana, and percocet. This Court permitted the suspension to be applied retroactively to the date on which Mr. White voluntarily withdrew from the practice of law in order to engage in rehabilitation. In evaluating the disciplinary sanctions appropriate in Mr. White's situation, this Court stated as follows:
189 W.Va. at 139, 428 S.E.2d at 560.
This Court has previously explained that it will consider the facts and circumstances in each individual case involving a determination of disciplinary action, rather than attempting to establish a uniform standard of disciplinary action. See Lawyer Disciplinary Bd. v. Veneri, 206 W.Va. 384, 524 S.E.2d 900 (1999).
This Court has conducted a thorough review of the record in this matter and concludes that the findings and recommendations of the ODC are supported by reliable, probative and substantial evidence. For the foregoing reasons, the recommendations of the ODC are adopted, and Mr. Alderman is sanctioned as follows: (1) suspension from the practice of law for two years, one served retroactively based on his voluntary withdrawal from legal practice and one held in abeyance pending
Recommended Sanctions Approved