PER CURIAM:
The instant case is before the Court upon the appeal of Bryan Maggard, Petitioner, from a conviction for one count of second degree sexual assault. Petitioner alleges the following assignments of error: 1) the circuit court erred by allowing the State to question the alleged victim regarding the Petitioner's sexual history and portraying him as a sexual predator; 2) the circuit court erred by excluding the alleged victim's Twitter statement under the Rape Shield Law; 3) the circuit court erred by refusing to strike three different jurors for cause; 4) the State presented insufficient evidence to sustain a conviction on Count One, sexual assault in the second degree; and 5) the jury reached a compromise verdict that was not based on the evidence at trial. Upon reviewing the petition, the response, the submitted appendix, and the arguments of counsel, this Court concludes that, for the reasons set forth more fully below, the circuit court committed error and therefore, the case must be reversed and remanded for a new trial.
In September 2008, Petitioner Bryan Maggard logged into Facebook and saw a "friend request" from a female named J.C.
Upon entering the rugby house, Maggard and J.C. went to his bedroom. J.C. sat down in a chair and watched Maggard turn on the television; light candles; remove his shirt, pants, and shoes; and climb into bed. J.C. alleges that she told Maggard that "nothing
Thereafter, Maggard went to the bathroom and then returned to his bedroom. Maggard got back into the bed and asked J.C. to spend the night. She laid on the bed with Maggard and he fell asleep. At some point thereafter, she left the house and started to drive to her home in Ohio. During the drive, she pulled over her car and called a friend to take her to the hospital. J.C.'s friend, Krisha, took her to Cabell Huntington hospital. Krisha then called her friend, Huntington Police Officer Todd Veazey, who met them at the hospital.
At the hospital, J.C. was examined by registered nurse Stacie King who performed a rape kit. J.C. was visibly upset and crying. She gave a statement to Officer Veazey. Detective Rodney Pell, who was thereafter assigned the case, reviewed J.C.'s statement with her and took a statement from Maggard. On March 16, 2010, Maggard was indicted on two counts of sexual abuse in the second degree (sexual intrusion without consent) pursuant to West Virginia Code § 61-8B-4(a)(1) (1991). Count One charged digital penetration. Count Two charged penile penetration. The case went to trial on April 5-6, 2011. The jury convicted Maggard on Count One (digital penetration) but acquitted him on Count Two (penile penetration). On January 30, 2012, the circuit court sentenced Maggard to ten to twenty-five years in prison, but suspended the sentence, placed him on probation for five years, and required him to register as a sex offender for life.
As it pertains to the applicable standard of review in this case, this Court has consistently held that "[a] trial court's evidentiary rulings, as well as its application of the Rules of Evidence, are subject to review under an abuse of discretion standard." Syl. pt. 4, State v. Rodoussakis, 204 W.Va. 58, 511 S.E.2d 469 (1998). "`"Rulings on the admissibility of evidence are largely within a trial court's sound discretion and should not be disturbed unless there has been an abuse of discretion." State v. Louk, 171 W.Va. 639, 301 S.E.2d 596, 599 (1983).' Syllabus Point 2, State v. Peyatt, 173 W.Va. 317, 315 S.E.2d 574 (1983)." Syl. Pt. 7, State v. Miller, 175 W.Va. 616, 336 S.E.2d 910 (1985).
With this standard in mind, we proceed to consider the merits of Maggard's appeal.
In his first assignment of error, Maggard alleges that the circuit court erred by allowing the State to question the victim regarding his sexual history and portraying him as a sexual predator. On direct examination at trial, the State asked J.C. why she did not want to go into Maggard's house when he kept persistently asking her to accompany him into the residence. J.C. answered, "I heard how he is." The defense objected and said "`Heard how he is' is completely outside the scope of what is going on here." The circuit court responded "I will let her answer that." The State then asked, "and you said you knew?" J.C. replied, "Yes. And how he was that he just wants to be with — he just wants to get one thing from girls." Importantly, the State repeated J.C.'s answers twice during its closing argument. The first time, the State represented in closing,
The second time the State mentioned J.C.'s comments in closing, the State represented that "[t]hat's why [J.C.] made that agreement with him. You heard what [J.C.] said. `I had heard what he was like. I mean, I had heard these things about him.'"
Maggard argues that these statements are improper 404(a) character evidence, as they portray him as a sexual predator and suggest to the jury that J.C. was "just next in line."
Conversely, the State contends that Maggard made an enigmatic objection that did not clearly and specifically apprise the court of the legal grounds for his complaint. The State asserts that Maggard's objection was, at best, based on Rule 611(b)(2) of the West Virginia Rules of Evidence
Upon reviewing the trial transcript and the arguments of the parties, we conclude that the statements above constitute the precise type of character evidence that is specifically barred by Rule 404(a) of the West Virginia Rules of Evidence. The statements at issue do not reference specific instances of "other crimes, wrongs, or acts" as contemplated by Rule 404(b) of the West Virginia Rules of Evidence; rather, the statements seek to demonstrate Rule 404(a) evidence of Maggard's character, or a trait of his character, that is not admissible for the purpose of proving that he acted in conformity therewith on the night of the incident in this case. It is apparent from the record that the statements "heard how he is" and "how he was that he just wants to be with — he just wants to get one thing from girls" clearly insinuates that Maggard is a sexual predator.
In determining whether defense counsel adequately preserved an objection to the admission of these statements for the purposes of appellate review, we find that the very nature of J.C.'s statement pertaining to Maggard's character makes the specific ground for defense counsel's objection sufficiently apparent from the context of the discussion had before the trial court. Rule 103
J.C. was the first witness called by the State and at the time the State sought to elicit this testimony, defense counsel had not yet begun his cross-examination of J.C. Thus, the circuit court would not have perceived that a Rule 611(b)(2) objection was being made. Furthermore, we are not convinced that the objection was made on relevancy grounds. J.C.'s statements clearly attack Maggard's reputation and character as an alleged sexual predator. This type of evidence is obviously relevant to the facts at issue in this sexual assault case, but it is simply not admissible due to its inherently prejudicial nature under Rule 404(a). Our conclusion is also supported by the fact that the trial court never sought clarification from defense counsel asking what grounds the objection covered.
The trial in this case was conducted to determine whether Maggard was guilty of committing the two acts of sexual assault upon which he was indicted (digital and penile penetration) on September 27, 2008. Evidence of his character as a sexual predator was not admissible for the purpose of proving that he acted in conformity therewith on the night of September 27, 2008, and the admission of these statements could have prejudicially swayed the jury. At the time the objection was raised by defense counsel, the trial court did not attempt to clarify the grounds on which the objection was asserted and the prosecutor likewise did not respond. This leads us to conclude that the nature of the objection was apparent from the context and was sufficiently understood.
For the above-stated reasons, we reverse the Petitioner's conviction of Count One of the indictment (digital penetration) and remand the case for further proceedings consistent with this Opinion.
Reversed and Remanded.
Justice WORKMAN and Justice LOUGHRY dissent and reserve the right to file dissenting opinions.
The majority's startlingly terse opinion, which reverses the petitioner's conviction following a two-day jury trial, smacks of the worst kind of result-oriented jurisprudence. On the basis of cursory and incomplete legal analysis, the majority deprives the victim in this case of the justice which she deserves and suggests to similarly situated victims that review of the proceedings in their cases are not worthy of this Court's thorough and fully developed analysis. Specifically, the majority incorrectly concludes that there was an erroneous admission of evidence prohibited by West Virginia Rule of Evidence 404(a). More troubling, however, is the fact that the majority completely fails to undertake a harmless error analysis as to this perceived error. Had it done so, it would have reached the inescapable conclusion that the jury's verdict demonstrably renders any purported error utterly harmless. For these reasons, I dissent.
In the case at bar, the victim and the petitioner made plans to "hang out" and "maybe watch a movie" after the victim got off work with the express understanding "that nothing was going to happen sexually." The two met, as planned, and the victim gave the petitioner a ride home. Upon arriving at his place of residence, which was a room in the Marshall University Rugby House, the petitioner asked the victim if she would come in and watch a movie. The victim testified that she "wanted to go home," but agreed to go in for "a little bit" because the petitioner was "very persistent." As part of this narrative testimony, upon direct examination, the prosecutor asked the victim why she was reluctant to accompany the petitioner into his room. The victim responded, "I heard how he is." Defense counsel offered a vague objection, asserting that this statement was "completely outside of the scope of what is going on here." The trial court overruled the objection and the victim briefly elaborated that the petitioner "just wants to get one thing from girls." With little analysis, the majority determines that this testimony was inadmissible Rule 404(a) evidence, which alone warrants reversal of the petitioner's conviction. I strongly disagree.
First, I do not believe that the testimony at issue constitutes Rule 404(a) evidence. Rule 404(a) provides that "[e]vidence of a person's character or a trait of character is not admissible for the purpose of proving that he or she acted in conformity therewith on a particular occasion[.]" In State v. Mills, 219 W.Va. 28, 631 S.E.2d 586 (2005), we reiterated that character evidence prohibited by Rule 404(a) is limited to evidence which is offered "to prove that he acted in conformity therewith." Id. at 39, 631 S.E.2d at 597. In finding that evidence that the victim was afraid of the defendant was not inadmissible in Mills, we stated:
Mills, 219 W.Va. at 39, 631 S.E.2d at 597 (footnoted omitted) (emphasis added). Similarly, in the case at bar, the State argued that this testimony was not offered for the purpose of proving that the petitioner acted in conformity therewith. I agree. This conclusion is supported by the nature of the statement itself. The victim's testimony, fairly construed, suggests that the petitioner had a propensity for seeking out sexual encounters with women. This sort of general (and non-criminal) character trait does not equate to the crimes with which the petitioner was charged. The petitioner was charged with having non-consensual sexual contact with the victim; as such, the State would have no motivation to prove merely that the petitioner "only wanted one thing from girls" as it does nothing to prove an element of their case. Rather, if the State were theoretically
The more reasonable construction of the statement is that it was provided as context for the victim's testimony as to why she was hesitant to go to the petitioner's room, why she felt it had been necessary to make certain that the petitioner understood that "nothing was going to happen sexually," and as further evidence of her subsequent lack of consent to the petitioner's unlawful conduct. Not only does the majority simply jump to the conclusion that such a statement was character evidence, it fails entirely to address the State's reasonable assertion that it was not offered to show conformity. Nowhere in its ten-page opinion does the majority dedicate so much as a sentence to discounting the alternative uses for this testimony before declaring it inadmissible. I believe this testimony was not Rule 404(a) evidence and, thus, the trial court did not abuse its discretion by admitting it at trial. Syl. Pt. 4, State v. Rodoussakis, 204 W.Va. 58, 511 S.E.2d 469 (1998) ("A trial court's evidentiary rulings, as well as its application of the Rules of Evidence, are subject to review under an abuse of discretion standard.").
Second, assuming, arguendo, that the majority is somehow correct in its conclusion that the questioned testimony is, in fact, Rule 404(a) evidence, it is patently obvious that any purported error was harmless. In an effort to reach its desired outcome, the majority blatantly omits altogether any such harmless error analysis from its opinion — an analysis which this Court has repeatedly held is a necessary predicate to overturning a conviction. This Court has expressly held: "`A judgment will not be reversed because of the admission of improper or irrelevant evidence when it is clear that the verdict of the jury could not have been affected thereby.' Syllabus point 7, Torrence v. Kusminsky, 185 W.Va. 734, 408 S.E.2d 684 (1991)." Syl. Pt. 3, State v. Swims, 212 W.Va. 263, 569 S.E.2d 784 (2002). Moreover, in State v. Blake, 197 W.Va. 700, 705, 478 S.E.2d 550, 555 (1996), this Court explained that:
(emphasis added) (citations omitted). See also State v. McFarland, 228 W.Va. 492, 505, 721 S.E.2d 62, 74 (2011) (Davis, J. and McHugh, J., dissenting) (observing that the majority's summary reversal of a sexual assault conviction on the basis of tenuous evidentiary grounds avoided harmless error analysis "because the majority wanted to reach a result that was not supported by the record").
With respect to harmless error, this Court has articulated the following test:
The first step of the Atkins harmless error test requires the removal of the victim's testimony from the State's evidence in the case sub judice followed by an evaluation of the remaining evidence at trial to determine whether it was sufficient to support the jury's verdict. In considering the sufficiency of the evidence at trial, this Court has held:
Syl. Pt. 3, in part, State v. Guthrie, 194 W.Va. 657, 461 S.E.2d 163 (1995). As this Court has further explained, "all the evidence, direct and circumstantial, must be viewed from the prosecutor's coign of vantage, and the viewer must accept all reasonable inferences from it that are consistent with the verdict." Syl. Pt. 2, in part, State v. LaRock, 196 W.Va. 294, 470 S.E.2d 613 (1996).
Here, the evidence showed that the victim went with the petitioner into his room at the rugby house because he was "very persistent" in asking her to do so. The victim testified that the only consensual act once inside the petitioner's room was kissing. When asked whether she thought the kissing would lead to sex, she responded, "[n]o" because she had previously made it clear to the petitioner that they "were not going to have sex." Notwithstanding the victim's prior admonishments, she testified that the petitioner kept trying to "touch" her "crotch," that she "kept pushing his hand away," and that each time she pushed his hand away, she "told him `[n]o.'" The prosecutor questioned the victim regarding the petitioner's sexual assault of her as charged in Count One of the indictment, as follows:
(Footnote added.).
Nurse King, who performed the "rape kit" on the victim at the hospital, testified that she "cried during most of the exam" and "sat in a ball with a sheet wrapped around her and cried with her eyes kind of cast down." Nurse King further testified that when she asked the victim questions, "tears would run down her face," that when she would leave the room and return, the victim would be crying again; and that the victim was "just visibly shaken." Nurse King also testified that she wrote down on the Sexual Assault Information Form that the victim was "crying intermittently, appears frightened, nervous, anxious, quiet and only speaks when spoken to."
Clearly, a reasonable jury could and did, in fact, conclude that the victim did not consent to the digital penetration charged in count one. Credibility determinations are for the jury, and a verdict "should be set aside only when the record contains no evidence, regardless of how it is weighed, from which the jury could find guilt beyond a reasonable doubt." Syl. Pt. 3, in part, Guthrie, 194 W.Va. 657, 461 S.E.2d 163 (emphasis added). After removing the scant testimony the majority found inadmissible, the remaining evidence at trial was more than sufficient for the jury to find the petitioner guilty of sexually assaulting the victim beyond a reasonable doubt.
Having determined that the remaining evidence at trial was sufficient to convict, the final step of the Atkins harmless error test requires a determination of whether the testimony in question had any prejudicial effect on the jury. Atkins, 163 W.Va. 502, 261 S.E.2d 55. The majority cursorily states (in the context of assessing whether the error was preserved) that the testimony "could have prejudicially swayed the jury." (emphasis added). Not only is this an entirely baseless conclusion — which would have been revealed in the course of any substantive discussion thereof — but it is a complete misapplication of our standard of review. Atkins requires this Court to determine if the erroneous evidence "had any prejudicial effect on the jury." Atkins, 163 W.Va. 502, 261 S.E.2d 55. This does not permit the Court to engage in a conjectural and speculative analysis of the theoretical possibility of prejudice; it requires the Court to assess the verdict before it in the context of the inadmissible evidence.
Had the majority undertaken an analysis of the verdict along with the nature of the purportedly inadmissible evidence, it would necessarily have concluded that the jury's
Accordingly, even if the subject testimony were Rule 404(a) evidence, under the harmless error test as set forth in Atkins, this Court was required to uphold the petitioner's conviction. The majority's reversal of this conviction on the basis of flawed and inadequate analysis is nothing but a thinly-veiled substitution of its judgment for that of the jury. I am deeply concerned that this decision may send a message to victims that, despite a perpetrator receiving a fair trial and judgment by a twelve-member jury of his peers, the victim must still convince three members of this Court (sitting as a "super jury") that she demonstrated sufficient "earnest resistance"
For the forgoing reasons, I respectfully dissent. I am authorized to state that Justice Workman joins in this dissent.
Voelker v. Frederick Business Properties Co., 195 W.Va. 246, 465 S.E.2d 246 (1995). In this case, there can be no question that the error was clear and obvious, and it affected the substantial rights of Maggard, thus seriously affecting the fairness and integrity of the judicial proceedings in this case.
For purposes of the second degree sexual assault, "forcible compulsion" means:
W.Va.Code, 61-8B-1(1) [2010] (emphasis added).