JAMES P. MAZZONE, Magistrate Judge.
On February 23, 2017, the Plaintiff initiated this civil rights complaint against the above-named defendants regarding dental care, or the lack thereof, that he received at FCI Gilmer. In addition, the Plaintiff filed a Motion for Leave to Proceed in forma pauperis, together with a Prisoner Trust Account Report and Consent to Collection. On April 21, 2017, the Plaintiff was granted leave to proceed in forma pauperis, and on May 8, 2017, he paid the required initial partial filing fee. On April 21, 2017, United States Magistrate Judge Michael Aloi reviewed the Plaintiff's complaint and determined that he might be attempting to file a Federal Tort Claim in addition to a civil rights claim under
On January 16, 2018, Magistrate Judge Seibert, to whom the case had been transferred, conducted an initial screening and found that summary dismissal was not appropriate at that time. Therefore, the Clerk was directed to issue a sixty (60) day summons for each defendant. The summonses for Michael Weaver, Rebecca Grove, Thomas Kane and Tiffany Smith were returned as served. However, the summons for William Bennett was returned as unexecuted with a notation that he no longer was employed by the BOP.
On March 19, 2018, the Defendants who had been served filed a Motion to Dismiss or, in the alternative, Motion for Summary Judgment. ECF No. 29. On March 30, 2018, a Roseboro Notice was issued. ECF No. 32. On May 29, 2018, the Plaintiff filed a response. ECF No. 49. Accordingly, this matter is now before the undersigned for a Report and Recommendation.
In his complaint, the Plaintiff alleges that on October 7, 2015, he was evaluated at dental sick call by Dr. Smith for subjective complaints of severe pain, difficulty sleeping at night and being unable to chew his food without experiencing significant pain. The Plaintiff further alleges that Dr. Smith found damage/injury to teeth number 14 and 19 but failed to treat him on that day despite the fact that he was in significant pain. The Plaintiff indicates that he had to wait eight more days before treatment began. The Plaintiff further alleges that on October 15, 2015, Dr. Bennett treated the two teeth, and in the process "negligently" lacerated his tongue and failed to advise him of the same. The Plaintiff describes the laceration as a ½ inch gash on the left side of his tongue and approximately 1/8 inch deep. ECF No. 1 at p. 11. The Plaintiff further alleges that because his tongue was numb, he did not realize that he had been injured until he got back to his cell and checked the dental work in his mirror. The Plaintiff notes that he returned to mainline and spoke to Defendant Weaver, who advised him to go eat and come back to medical and speak with Defendant Grove. The Plaintiff specifically alleges that the injury occurred around 7:31 a.m. and he saw Dr. Bennett again at 12:35 p.m., at which time Dr. Bennett apologized and took full responsibility. He then prescribed Trimcinolone Dental Paste. Accordingly, the Plaintiff alleges that Dr. Bennett had knowledge that he had lacerated his tongue and allowed the injury to go untreated for four hours. The Plaintiff further alleges that Dr. Bennett falsified his medical notes. The Plaintiff also alleges that Defendant Groves conspired to cover up the incident when she replied to his grievance and stated that "as soon as the incident happened the situation was discussed with the inmate." ECF No. 1 at p. 10. On the contrary, the Plaintiff insists that this is a blatant lie because no medical official discussed the laceration until 12:30 p.m. For relief, he seeks $100,000 for the permanent physical deformity he suffered and $1,000,000 in punitive damages for past, present and future pain and suffering as well as any future medical attention related to this matter.
For their answer, the Defendants filed a Motion to Dismiss or, on the alternative, Motion for Summary Judgment. In support of their motion, the Defendants allege that:
In response to the Defendants' Motion to Dismiss or, for Summary Judgment, the Plaintiff appears to challenge their argument regarding supervisory liability by citing to 28 C.F.R. § 301 and obliquely to Program Statement 6031.04, which deals with patient care. In addition, the Plaintiff argues that the essence of his case is not, as suggested by the Defendants, that he simply disagrees with the care that he received. Rather, it is that while undergoing a dental procedure, staff inflicted a serious injury on his tongue. Moreover, he alleges that staff did not notify him of the injury, did not take a picture of the injury, and when he called it to their attention, he was given the "standard-sub-standard medical attention." ECF No. 49 at P. 5. Accordingly, he argues that he has satisfied both prongs of the deliberate indifference test established in
"A motion to dismiss under Rule 12(b)(6) tests the sufficiency of a complaint; importantly, it does not resolve contests surrounding facts, the merits of a claim, or the applicability of defenses."
The Federal Rules of Civil Procedure "require only `a short and plain statement of the claim showing that the pleader is entitled to relief,' in order to `give the defendant fair notice of what the . . . claim is and the grounds upon which it rests.'"
The Supreme Court has recognized the appropriateness of Rule 56 summary judgment motions in habeas cases.
Motions for summary judgment impose a difficult standard on the moving party; for it must be obvious that no rational trier of fact could find for the nonmoving party.
Defendant Grove is the Assistant Health Service Administrator at FCI Gilmer. She has been a Commissioned Officer in the United States Public Health Service ("PHS") since August 4, 2008. ECF No. 29-2 at p. 2.
Title 42 U.S.C. § 233(a) makes the FTCA the exclusive civil remedy for specified action against members of the PHS. In particular, it protects commissioned officers or employee of the PHS from liability for any "personal injury, including death, resulting from the performance of medical, surgical, dental, or related functions" by requiring that such lawsuits be brought against the United States instead. The United States thus, in effect, insures designated public health officials by standing in their place financially when they are sued for the performance of their medical duties.
Therefore, pursuant to 42 U.S.C. § 233(a), Congress made proceeding under the FTCA the sole avenue to seeks relief against any PHS employee for injuries resulting from the employee's performance of medical functions within the scope of his or her employment. The Supreme Court confirmed this rule in
Therefore, as a commissioned officer of the PHS, Rebecca Grove enjoys absolute immunity from personal liability for all claims arising from the Plaintiff's medical treatment or investigation related to that medical treatment. Accordingly, she must be dismissed as a defendant in this action.
Liability in a
Besides naming Thomas Kane as the Director of the BOP, the Plaintiff never mentions him in the complaint and clearly fails to state what action he took which violated his constitutional rights. Accordingly, the Plaintiff has failed to state a claim for relief against Thomas Kane, and he should be dismissed as a defendant.
With respect to Michael Weaver, the Health Service Administrator, the Plaintiff alleges that he, and the other defendants violated the Fourth, Fifth and Fourteenth Amendments by failing to document the injury as required by the Inmate Accident Compensation Procedures set forth at 28 C.F.R. § 301, et seq. and not completing an inmate injury assessment (BP-A0362) as required by Program Statement 6031.04, Patient Care. Addressing this argument, the undersigned notes that 28 C.F.R. § 300 deals with the Federal Prisons Industries, Inc. and, in particular, inmate accident compensation. The procedures set forth govern the payment of accident compensation, necessitated as the result of work-related injuries, to federal inmates or their dependents. In effect, it is the equivalent of worker's compensation. Clearly, the Plaintiff's injury was not work related, and therefore, the provision of this section of the Code of Federal Regulations has no application to the Plaintiff's complaint.
In addition, a review of Program Statement 6031.04, establishes that:
The language of the section of the policy does not appear to relate to an injury allegedly inflicted during a medical or dental procedure. However, even if it does apply, a claim that the BOP or one of its employees violated a Program Statement fails to rise to the level of a constitutional violation and is not cognizable under
For the foregoing reasons, the Plaintiff has failed to establish a constitutional violation by Michael Weaver. Therefore, he is also due to be dismissed as a defendant.
Under the Prison Litigation Reform Act (PLRA), a prisoner bringing an action with respect to prison conditions under 42 U.S.C. § 1983, or any other federal law, must first exhaust all available administrative remedies. 42 U.S.C. § 1997(e)(a). Exhaustion as provided in § 1997(e)(a) is mandatory.
In
The Bureau of Prisons provides a four-step administrative process beginning with attempted informal resolution with prison staff (BP-8). If the prisoner achieves no satisfaction informally, he must file a written complaint to the warden (BP-9), within 20 calendar days of the date of the occurrence on which the complaint is based. If an inmate is not satisfied with the warden's response, he may appeal to the regional director of the BOP (BP-10) within 20 days of the warden's response. Finally, if the prisoner has received no satisfaction, he may appeal to the Office of General Counsel (BP-11) within 30 days of the date the Regional Director signed the response. An inmate is not deemed to have exhausted his administrative remedies until he has filed his complaint at all levels. 28 C.F.R. § 542.10-542.15;
On October 19, 2015, the Plaintiff filed an informal grievance (BP-8) alleging that when the dentist was filling his tooth, he negligently cut his tongue, and he requested compensation for the injury. ECF No. 1-1 at p.8. On October 20, 2015, the Plaintiff, his counselor, and unit manager all agreed that informal resolution of the matter was not accomplished.
The Defendants' acknowledge that the Plaintiff's remedy was inappropriately rejected at the Institutional Level because he was seeking compensation. ECF No. 29-1 at p. 11; ECF No. 29-3 at p. 2 ¶ 6. Although the Plaintiff was advised at the Central Office that he should file again at the Institution Level, and he did not do as instructed, the undersigned believes that Remedy ID No. 840723, seeking monetary damages for the laceration of his tongue should be considered exhausted. However that grievance dealt only with the actions of Dr. Bennett and is irrelevant to any of the four BOP defendants named in the complaint. Nothing in the grievance relates to Dr. Smith and her alleged failure to provide dental care from October 7, 2015, until October 15, 2015, when Dr. Bennett filled his teeth. In addition, although the BP-9 mentions speaking to Defendants Weaver and Groves, there is absolutely no reference of any kind regarding an alleged coverup or conspiracy. Finally, he makes no allegations regarding Defendant Kane. Nor has the Plaintiff filed any other remedy relating to Dr. Smith's alleged failure to treat him, his allegation about a conspiracy to cover up a mistake, nor any allegation against former Acting Director Kane. ECF No. 29-3 at p. 3, ¶ 10.
The undersigned recognizes that several courts have found that the mandatory exhaustion requirement may be excused in certain limited circumstances.
The Plaintiff's complaint acknowledges that there is a prisoner grievance procedure at FCI Gilmer, notes that he filed a grievance concerning the facts relating to his complaint in the prisoner grievance procedure, and attached, as directed his BP-8 through BP-11. A Plaintiff need not allege nor establish that he has exhausted his administrative grievances. Rather, it is an affirmative defense which has been raised by the Defendants. However, the Plaintiff did not respond to the Defendants allegations of failure to exhaust administrative grievance. Therefore, neither his complaint nor his response to the Defendants' Motion to Dismiss or, for Summary Judgment has any suggestion that the administrative remedy process was rendered unavailable. Accordingly, the Plaintiff's claim against Dr. Smith is due to be dismissed.
As previously noted, the summons for Dr. Bennett was return as unexecuted with a notation that he was no longer employed at the BOP. In addition, the Marshal Service certified that it was unable to locate Dr. Bennett. The undersigned notes that footnote one of the Motion to Dismiss or, for Summary Judgment, indicates that Dr. Bennett is a nongovernmental defendant and therefore, not represented by the United States. Because it was not absolutely clear what his status was, the undersigned issued an Order on December 14, 2018, [ECF No. 52] directing that an appropriate BOP employee file a declaration stating whether Dr. Bennet was a contract dentist or a BOP employee on October 15, 2015, when he treated the Plaintiff at FCI Gilmer.
On December 21, 2018, the Defendants filed a Declaration by Lisa Bly, who is the Human Resource Manager at FCI Gilmer, a position that she has held since November, 2011. ECF No. 53-1. According to her Declaration, Dr. Bennett completed his contractor training on January 21, 2015. He worked at FCI Gilmer from February 25, 2015 to March 24, 2016, and typically worked one day a week. Moreover, during his employment Dr. Bennett was a contract employee not an employee of the Bureau at FCI Gilmer.
A
Because Dr. Bennett was a contract employee providing dental care, his actions are not "fairly attributable" to the federal government.
In consideration of the foregoing, the undersigned
Within fourteen (14) days after being served with a copy of this recommendation, any party may file with the Clerk of the Court written objections identifying the portions of the recommendation to which objections are made, and the basis for such objections. A copy of such objections should also be submitted to the Honorable John Preston Bailey, United States District Judge. Failure to timely file objections to this recommendation will result in waiver of the right to appeal from a judgment of this Court based upon such Recommendation. 28 U.S.C. § 636(b)(1);
The Clerk of the Court is directed to mail a copy of this Report and Recommendation to the pro se plaintiff by certified mail, return receipt requested, to his last known address as reflected on the docket sheet. The Clerk is further directed to provide a copy of this Report and Recommendation to any counsel of record as provided in the Administrative Procedures for Electronic Case Filing in the United States District Court for the Northern District of West Virginia. Upon entry of this Report and Recommendation, the Clerk is