JOSEPH R. GOODWIN, District Judge.
Pending before the court is the plaintiffs' Motion for Leave to File Amended Complaint for Declaratory and Injunctive Relief and for Civil Penalties [Docket 19]. For the reasons stated below, the plaintiffs' motion is
Also pending before the court is the defendant's Rule 12(b)(1) Motion to Dismiss [Docket 11] and Rule 12(b)(6) Motion to Dismiss [Docket 13]. For the reasons stated below, these motions are
The plaintiffs allege that the defendant discharges selenium in violation of the Federal Water Pollution Control Act, 33 U.S.C. § 1251 et seq., otherwise known as the Clean Water Act. The defendant is the owner of land that was previously used for coal mining operations. (Compl. for Decl. and Inj. Relief and for Civil Penalties [Docket 1], ¶ 9). Those mining operations involved the construction of a valley fill in a tributary of Laurel Fork of Ben Creek of Tug Fork. (Id. ¶¶ 9, 27). The plaintiff's allege that this valley fill is the source of selenium being discharged into the Laurel Fork tributary in violation of section 301 of the Clean Water Act, 33 U.S.C. § 1311. (See id. ¶¶ 1-2).
The plaintiffs are environmental groups. They allege that at least one of their members is personally affected by the selenium discharges. The plaintiffs seek a declaration that the defendant has violated and continues to violate the Clean Water Act, an injunction preventing the defendant from continuing to discharge selenium into Laurel Fork, and civil penalties pursuant to the Clean Water Act. (See id. at 9).
The defendant moved to dismiss the Complaint under Federal Rule of Civil Procedure 12(b)(1) for lack of Article III standing [Docket 11] and under Rule 12(b)(6) for failure to state a claim [Docket 13]. Although the plaintiffs oppose both motions to dismiss, they seek to amend their complaint "out of an abundance of caution" to clarify the facts that support their Article III standing and their claim under the Clean Water Act. (Reply in Supp. of Pls.' Mot. for Leave to File Am. Compl. for Decl. and Inj. Relief and for Civil Penalties [Docket 27], at 1).
As I explain below, the plaintiffs can amend their complaint only if the amendments would survive a motion to dismiss. Therefore, whether to grant the plaintiffs' motion to amend and the defendant's motions to dismiss will necessarily involve the same legal analysis.
Rule 15(a) of the Federal Rules of Civil Procedure permits amendment of a complaint after a responsive pleading has been filed "only with the opposing party's written consent or the court's leave." Fed. R.Civ.P. 15(a)(2). Such leave should be freely given by the court "when justice so requires." Id. This is a permissive standard. The Fourth Circuit "reads Rule 15(a) to mean that leave to amend should be denied only when the amendment would be prejudicial to the opposing party, there has been bad faith on the part of the moving party, or amendment would be futile." Matrix Capital Mgmt. Fund, LP v. BearingPoint, Inc., 576 F.3d 172, 193 (4th Cir.2009) (citing Laber v. Harvey, 438 F.3d 404, 426 (4th Cir.2006) (en banc)). An amendment is futile if it would fail to survive a motion to dismiss. See Perkins v. United States, 55 F.3d 910, 917 (4th Cir.1995).
The defendant argues that it would be futile to allow the plaintiffs to amend their complaint because it cannot survive a motion to dismiss under Rule 12(b). Specifically, the defendant argues that the plaintiffs lack Article III standing and have failed to state a claim. In determining if the amendment is futile, I apply the same standard used in determining whether to grant a motion to dismiss. See Wash. Gas Light Co. v. Prince George's Cnty. Council Sitting as Dist. Council, 784 F.Supp.2d 565, 570 (D.Md.2011) (citing Perkins v. United States, 55 F.3d 910, 917 (4th Cir. 1995)); Travelers Indem. Co. v. Dammann & Co., Inc., 592 F.Supp.2d 752, 763 (D.N.J. 2008). Accordingly, to determine whether the plaintiffs may amend their complaint, I must determine whether their proposed amended complaint would survive a motion to dismiss.
First, the defendant argues that the plaintiffs lack standing under Article III of the United States Constitution. In determining whether these plaintiffs lack standing under their proposed amended complaint, I will accept as true the facts alleged in that pleading. See Kerns v. United States, 585 F.3d 187, 192 (4th Cir. 2009). If those facts are sufficient to confer standing, the amended pleading is not futile.
To have standing, a plaintiff must meet the following requirements: (1) the plaintiff must have suffered an "injury in fact," (2) the injury must be "traceable to the challenged action of the defendant," and (3) it must be "likely ... that the injury will be redressed by a favorable decision" from the court. Lujan v. Defenders of Wildlife, 504 U.S. 555, 560-61, 112 S.Ct. 2130, 119 L.Ed.2d 351 (1992) (internal quotations and citations omitted). "[A]n association has standing to bring suit on behalf of its members when: (a) its members would otherwise have standing to sue in their own right; (b) the interests it seeks to protect are germane to the organization's purpose; and (c) neither the claim asserted nor the relief requested requires the participation of individual members in the lawsuit." Hunt v. Wash. State Apple Adver. Comm'n, 432 U.S. 333, 343, 97 S.Ct. 2434, 53 L.Ed.2d 383 (1977).
There is a relatively low threshold for establishing an injury-in-fact in environmental litigation. "[E]nvironmental plaintiffs adequately allege injury in fact when they aver that they use the affected area and are persons for whom the aesthetic and recreational values of the area will be lessened by the challenged activity." Friends of the Earth, Inc. v. Laidlaw Envtl. Servs. (TOC), Inc., 528 U.S. 167, 183, 120 S.Ct. 693, 145 L.Ed.2d 610 (2000) (internal quotations omitted). The plaintiffs have alleged the following in their proposed amended complaint:
([Proposed] Compl. for Decl. and Inj. Relief and for Civil Penalties ("Proposed Am. Compl.") [Docket 19-1], ¶ 13). These allegations, which concern the plaintiffs' "aesthetic or recreational interests," are sufficient to show an injury-in-fact. See Friends of the Earth, Inc. v. Gaston Copper Recycling Corp., 204 F.3d 149, 154 (4th Cir.2000). Accordingly, I
To establish the second element of standing — traceability — the plaintiffs need not show to scientific certainty that the defendant's conduct "caused the precise harm suffered by the plaintiffs." Natural Res. Def. Council, Inc. v. Watkins, 954 F.2d 974, 980 n. 7 (4th Cir.1992) (quoting Pub. Interest Research Grp. of N.J., Inc. v. Powell Duffryn Terminals, Inc., 913 F.2d 64, 72 (3d Cir.1990)). The plaintiffs need to show merely "that a defendant discharges a pollutant that causes or contributes to the kinds of injuries alleged in the specific geographic area of concern." See Friends of the Earth, 204 F.3d at 161. Here, the plaintiffs' proposed amended complaint alleges that a valley fill on the defendant's property discharges selenium without a permit. (See Proposed Am. Compl. [Docket 19-1], ¶¶ 1, 2, 29, 30). The plaintiffs allege that a water sampler hired by Sierra Club detected elevated levels of selenium less than one mile downstream from the valley fill, causing injury to at least one of the plaintiffs' member's aesthetic and recreational interests in Laurel Fork. (See Proposed Am. Compl. [Docket 19-1], ¶¶ 13, 31). These facts sufficiently trace the plaintiffs' injuries to the defendant's conduct. Accordingly, I
The third element of standing — redressability — is clearly established. The plaintiffs seek injunctive relief and civil penalties to halt the discharge of selenium from the defendant's valley fill. "A plaintiff seeking injunctive relief shows redressability by alleging a continuing violation... of the statute at issue." Friends of the Earth, 204 F.3d at 162. Here, the plaintiffs have alleged that the defendant continues to discharge selenium in violation of the Clean Water Act. (See Proposed Am. Compl. [Docket 19-1], ¶ 2). I therefore FIND that the plaintiffs satisfy the redressability prong for standing.
Finally, the plaintiffs must show that they have associational standing, which requires a showing that their members (1) "would otherwise have standing to sue in their own right," (2) "the interests [they] seek[] to protect are germane to the organization[s'] purpose," and (3) "neither the claim asserted nor the relief requested requires the participation of individual members in the lawsuit." Hunt v. Wash. State Apple Adver. Comm'n, 432 U.S. 333, 343, 97 S.Ct. 2434, 53 L.Ed.2d 383 (1977). As I have explained above, the plaintiffs have pleaded sufficient facts to establish that at least one of their members would have standing to sue in her own right. The plaintiffs easily satisfy the second element because each has an organizational interest in preserving the environment and preventing pollution. (See Proposed Am. Compl. [Docket 19-1], ¶¶ 10-12). As for the third prong, the plaintiffs are capable of proceeding without the participation of their individual members because they seek "a purely legal ruling without requesting that the federal court award individualized relief to its members," such as money damages. See Bano v. Union Carbide Corp., 361 F.3d 696, 714 (2d Cir.2004). Accordingly, I
Because the facts as alleged in the plaintiffs' proposed amended complaint are sufficient to confer organizational standing under Article III, I
The defendant also argues that the proposed amended complaint is futile because it fails to state a claim. To determine whether the proposed amended complaint is futile, I will determine whether it would survive a motion to dismiss under Rule 12(b)(6). A motion to dismiss filed under Rule 12(b)(6) tests the legal sufficiency of a complaint or pleading. Giarratano v. Johnson, 521 F.3d 298, 302 (4th Cir.2008). Federal Rule of Civil Procedure 8 requires that a pleading contain a "short and plain statement of the claim showing that the pleader is entitled to relief." Fed.R.Civ.P. 8(a)(2). As the Supreme Court stated in Ashcroft v. Iqbal, that standard "does not require `detailed factual allegations,' but it demands more than an unadorned, the-defendant-unlawfully-harmed-me accusation." 556 U.S. 662, 678, 129 S.Ct. 1937, 173 L.Ed.2d 868 (2009) (quoting Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555, 127 S.Ct. 1955, 167 L.Ed.2d 929 (2007)). "[A] plaintiff's obligation to provide the `grounds' of his `entitle[ment] to relief' requires more than labels and conclusions, and a formulaic recitation of the elements of a cause of action will not do[.]" Twombly, 550 U.S. at 555, 127 S.Ct. 1955 (citing Papasan v. Allain, 478 U.S. 265, 286, 106 S.Ct. 2932, 92 L.Ed.2d 209 (1986) for the proposition that "on a motion to dismiss, courts `are not bound to accept as true a legal conclusion couched as a factual allegation'"). A court cannot accept as true legal conclusions in a complaint that merely recite the elements of a cause of action supported by conclusory statements. Iqbal, 556 U.S. at 677-78, 129 S.Ct. 1937. "To survive a motion to dismiss, a complaint must contain sufficient factual matter, accepted as true, to `state a claim to relief that is plausible on its face.'" Id. at 678, 129 S.Ct. 1937 (quoting Twombly, 550 U.S. at 570, 127 S.Ct. 1955). To achieve facial plausibility, the plaintiff must plead facts that allow the court to draw the reasonable inference that the defendant is liable, and those facts must be more than merely consistent with the defendant's liability to raise the claim from merely possible to probable. Id.
In determining whether a plausible claim exists, the court must undertake a context-specific inquiry, "[b]ut where the well-pleaded facts do not permit the court to infer more than the mere possibility of misconduct, the complaint has alleged — but it has not `show[n]' — `that the pleader is entitled to relief.'" Id. at 679, 129 S.Ct. 1937 (quoting Fed.R.Civ.P. 8(a)(2)). A complaint must contain enough facts to "nudge[][a] claim[] across the line from conceivable to plausible[.]" Twombly, 550 U.S. at 570, 127 S.Ct. 1955.
To state a claim under Section 301 of the Clean Water Act, a plaintiff must show that the defendant "(1) discharged (2) a pollutant (3) into navigable waters (4) from a point source (5) without a permit." Sierra Club v. El Paso Gold Mines, Inc., 421 F.3d 1133, 1142 (10th Cir.2005). Additionally, in order to bring a citizen suit under Section 505 of the Clean Water Act, as the plaintiffs have done, violations of the Act must be ongoing, not "wholly past." Gwaltney of Smithfield, Ltd. v. Chesapeake Bay Found., 484 U.S. 49, 60-61, 108 S.Ct. 376, 98 L.Ed.2d 306 (1987); see 33 U.S.C. § 1365(a)(1) (citizens may file suit "against
The defendant does not dispute that selenium is a pollutant or that it does not have a permit. Therefore, I will determine whether the complaint contains sufficient facts to establish the remaining elements: (1) discharge, (3) into navigable waters, and (4) from a point source.
To show that the defendant is discharging selenium, the plaintiffs state that on March 25, 1976, the West Virginia Department of Environmental Protection issued a permit to Chafin Branch Coal Company to operate a surface mine on lands that are now owned by the defendant. (Proposed Am. Compl. [Docket 19-1], ¶ 26). During operation of the mine, a valley fill was constructed that remains on the defendant's property. (Id. ¶ 27). On March 6, 2006, the defendant took ownership of the property and the valley fill, which is no longer covered by a permit. (Id. ¶ 25, 29). "On February 26, 2013, a water sampler hired by Sierra Club took a water sample less than one mile downstream of the Valley Fill.... That sample demonstrated an elevated selenium concentration in Laurel Fork of 2.51 μg/l. No other valley fills drain into Laurel Fork and upon information and belief there are no other sources of selenium in Laurel Fork." (Id. ¶¶ 31-32).
The defendant argues that the plaintiffs have not established that selenium discharges are ongoing. According to the defendant, "[i]f selenium discharges are now occurring, said discharges could only occur though migration of residual contaminants within the fill, because the ongoing discharge activity of placing overburden for valley fill construction has terminated at least fourteen plus years ago." (Mem. of Law in Supp. of Rule 12(b)(6) Mot. to Dismiss [Docket 14], at 9). Because the activities that caused the alleged discharges ceased long ago, the defendant contends that they cannot be said to be ongoing. For support, the defendant cites Gwaltney of Smithfield v. Chesapeake Bay Found., 484 U.S. 49, 60-61, 108 S.Ct. 376, 98 L.Ed.2d 306 (1987), which held that citizen suits under the Clean Water Act must be based on conduct that is ongoing or intermittent, not "wholly past." However, Gwaltney left unresolved whether discharges are considered "ongoing" where, as here, the conduct that caused the violation has ceased, but the effects of the violation remain. The lower courts have split on this issue:
Sierra Club v. El Paso Gold Mines, Inc., 421 F.3d 1133, 1139-40 (10th Cir.2005).
None of the cases cited in Sierra Club are binding on this court, and there is no Fourth Circuit precedent directly addressing whether past discharges with lingering effects give rise to a citizen suit. Nonetheless, the Fourth Circuit has stated, albeit not in the context of a citizen suit, that "[e]ach day the pollutant remains in the wetlands without a permit constitutes an additional day of violation" of Section 301 of the Clean Water Act. Sasser v. Adm'r, U.S. E.P.A., 990 F.2d 127, 129 (4th Cir. 1993). Further, I am persuaded by the reasoning set out in North Carolina Wildlife Fed'n v. Woodbury, No. 87-584-CIV-5, 1989 WL 106517, at *1-2 (E.D.N.C. Apr. 25, 1989). In that case, the defendants submitted affidavits establishing that their discharges of fill materials and dredging activities had ceased six years before the filing of the lawsuit. See id. at *2. The defendants therefore argued that any Clean Water Act violations were "wholly past" under Gwaltney. See id. The district court rejected the defendants' argument. See id. The court cited Justice Scalia's concurrence in Gwaltney, joined by Justice Stevens and Justice O'Connor, which reads:
Woodbury, 1989 WL 106517, at *3.
I agree with the reasoning set out in Woodbury and
In the instant case, the plaintiffs allege a water sampler detected elevated levels of selenium less than one mile downstream from the defendant's valley fill and that there are no other sources of selenium in Laurel Fork. (See Proposed Am. Compl. [Docket 19-1], ¶ 31-32). I
The second requirement the plaintiffs must establish to state a claim under the Clean Water Act is that the defendant's valley fill is a "point source" under the Act. Sierra Club v. El Paso Gold Mines, Inc., 421 F.3d 1133, 1142 (10th Cir.2005). The Act defines a point source as "any discernible, confined and discrete conveyance, including but not limited to any pipe, ditch, channel, tunnel, conduit, well, discrete fissure, container, rolling stock, concentrated animal feeding operation, or vessel or other floating craft, from which pollutants are or may be discharged." 33 U.S.C. § 1362(14). The plaintiffs' proposed amended complaint alleges that the valley fill is a point source because it "collects, channels, and conveys surface runoff and groundwater and discharges collected pollutants." (Proposed Am. Compl. [Docket 19-1], ¶ 34). The defendant argues that the plaintiffs merely allege nonpoint source discharges from runoff and groundwater: "If there is any flow emanating from the [valley fill], it is sourced from the soil and groundwater within the fill itself." (Mem. of Law in Supp. of Rule 12(b)(6) Mot. to Dismiss [Docket 14], at 13).
There are no cases explicitly determining whether a valley fill itself is a point source. However, the definition of a "point source" is intended to be interpreted broadly, as indicated by the statute's "including but not limited to" language. See United States v. Earth Sciences, Inc., 599 F.2d 368, 373 (10th Cir.1979) ("The concept of a point source was designed to further this scheme by embracing the broadest possible definition of any identifiable conveyance from which pollutants might enter the waters of the United States."). Point sources can take a variety of forms. See, e.g., United States v. Lucas, 516 F.3d 316, 333 (5th Cir.2008) (septic systems); Parker v. Scrap Metal Processors, Inc., 386 F.3d 993, 1009 (11th Cir.
See Sierra Club v. Abston Const. Co., Inc., 620 F.2d 41, 45 (5th Cir.1980). Further, "[t]he non-point source designation is limited to uncollected runoff water which is difficult to ascribe to a single polluter." Beartooth Alliance v. Crown Butte Mines, 904 F.Supp. 1168, 1173 (D.Mont.1995) (citing Trustees for Alaska v. EPA, 749 F.2d 549, 558 (9th Cir.1984)).
Given the broad definition of a point source under 33 U.S.C. § 1362(14) and as interpreted by courts, I FIND that the plaintiffs have adequately alleged that the valley fill is a point source. The valley fill toe is a "discernible, confined and discrete conveyance," 33 U.S.C.A. § 1362(14), whereby water percolates and is discharged into the unnamed tributary of Laurel Fork. (See Proposed Am. Compl. [Docket 19-1], ¶ 34). Unlike uncollected rainfall runoff, water discharged from the toe of the valley fill is easily ascribed to a single source: the valley fill.
The third requirement that the plaintiffs must establish to state a claim under the Clean Water Act is that the defendant discharges into a "navigable water." Sierra Club v. El Paso Gold Mines, Inc., 421 F.3d 1133, 1142 (10th Cir.2005). The Act defines navigable waters as "waters of the United States, including the territorial seas." 33 U.S.C. § 1362(7). Congress intended to define broadly the waters that fall within the Act's protection. United States v. Riverside Bayview Homes, Inc., 474 U.S. 121, 133, 106 S.Ct. 455, 88 L.Ed.2d 419 (1985) ("[T]he term `navigable' as used in the Act is of limited import."). The United States Supreme Court has held that "waters of the United States" under the Clean Water Act include "relatively permanent, standing or flowing bodies of water." Rapanos v. United States, 547 U.S. 715, 732, 126 S.Ct. 2208, 165 L.Ed.2d 159 (2006). The EPA defines "waters of the United States" as "intrastate lakes, rivers, streams (including intermittent streams) ..." and their "tributaries." 40 C.F.R. § 122.2(c) and (e).
The plaintiffs allege that the defendant discharges selenium into an "unnamed tributary of Laurel Fork of Ben Creek of Tug Fork. That stream is a water of the United States." (Proposed Am. Compl. [Docket 19-1], ¶ 1). Bodies of water that flow into streams of the United States are themselves waters of the United States. See, e.g., Headwaters, Inc. v. Talent Irrigation Dist., 243 F.3d 526, 533-34 (9th Cir.2001) (irrigation canals that exchange water with natural streams and one lake); United States v. Tex. Pipe Line Co., 611 F.2d 345, 347 (10th Cir.1979) (unnamed tributary which flowed, at least intermittently, into major river considered "navigable water" under Clean Water Act); Georgia v. City of East Ridge, Tenn., 949 F.Supp. 1571,
Finally, the defendant argues that it cannot be liable for the alleged discharges because it was not responsible for and received no benefits from the construction of the valley fill; the defendant is merely a passive landowner on which the valley fill sits. This argument is without merit. The Fourth Circuit Court of Appeals recently addressed this question. In West Virginia Highlands Conservancy, Inc. v. Huffman, the court held that the West Virginia Department of Environmental Protection ("WVDEP") was required to obtain permits under the Clean Water Act for discharges that the WVDEP did not cause. See 625 F.3d 159, 167-68 (4th Cir. 2010). The WVDEP had simply reclaimed land formerly used for mining and had not caused the activities that resulted in discharges. Id. at 165, 167. But the Fourth Circuit rejected the WVDEP's arguments:
Id. at 167. Therefore, the defendant's arguments that it did not construct the valley fill or receive any benefits from its construction are irrelevant.
Accordingly, I
Because it would survive a motion to dismiss, I
The court