JOSEPH R. GOODWIN, District Judge.
Now before the court is Plaintiff Class Representatives' Unopposed Motion for Certification of Subclasses [Docket 37]. For the reasons set forth below, the motion is
The plaintiffs are proceeding on behalf of themselves and all other persons similarly situated against the defendants, Constellium Rolled Products-Ravensood, LLC, and the Constellium Rolled Products-Ravenswood, LLC Employees Group Benefits Plan (collectively "Constellium") on ERISA claims related to retiree medical benefits. (See First. Am. Compl. [Docket 36]). The plaintiffs allege that the class members "earned their right to retiree medical benefits through decades of employment . . . through collective bargaining between Constellium (or its predecessors) and the [United Steelworkers], which represented retiree Class Members before they retired." (First. Am. Compl. [Docket 36] ¶ 3). They allege that the labor agreements Constellium entered into "contained provisions which established Constellium's obligation to provide retiree medical benefits throughout retirement at no cost." (Id.). They additionally allege that "[d]espite these contract provisions, as well as other promises to provide benefits to Class Members throughout retirement, Constellium unilaterally reduced coverage for Class Members effective January 1, 2013." (Id.).
The plaintiffs request that the court certify the following subclasses:
(Pl. Class Reps.' Unopposed Mot. for Cert. of Subclasses [Docket 37], at 2). The plaintiffs move for certification of subclasses pursuant to Federal Rule of Civil Procedure 23 and Local Rule 7.1. (See id. at 1). They argue that the proposed subclasses meet the four requirements of Rule 23(a) and at least one of the subsections of Rule 23(b). This motion is unopposed.
To qualify for class certification under the Federal Rules of Civil Procedure, the plaintiffs must satisfy the requirements of Rule 23(a), as well as one of the three requirements of Rule 23(b). The Supreme Court has admonished district courts to engage in a "rigorous analysis" into whether a putative class should be certified. General Tel. Co. v. Falcon, 457 U.S. 147, 161 (1982). "Frequently that `rigorous analysis' will entail some overlap with the merits of the plaintiff's underlying claim." Wal-Mart Stores, Inc. v. Dukes, 131 S.Ct. 2541, 2551 (2011). The party seeking class certification bears the burden of proving that the putative class meets the requirements for numerosity, commonality, typicality, and adequacy. Dukes, 131 S. Ct. at 2548, 2551 (2012); Falcon, 457 U.S. at 161; Fed. R. Civ. P. 23(a). This is because "[a] party seeking class certification must affirmatively demonstrate his compliance with the Rule—that is, he must be prepared to prove that there are in fact sufficiently numerous parties, common questions of law or fact, etc." Dukes, 131 S. Ct. at 2551.
Rule 23(a) provides that a case may proceed as a class action only if the following prerequisites are satisfied:
Fed. R. Civ. P. 23(a).
"There is no magic number to meet the numerosity requirement." Delebreau v. Bayview Loan Servicing, LLC, No. 6:09-CV-00245, 2009 WL 4884354, at *1 (S.D. W. Va. Dec. 10, 2009) (citing Brady v. Thurston Motor Lines, 726 F.2d 136, 145 (4th Cir. 1984)). Additionally, "[j]oinder of all members of the class need only be impracticable, not impossible." United Bhd. of Carpenters & Joiners of Am., Local 899 v. Phoenix Assocs., Inc., 152 F.R.D. 518, 522 (S.D. W. Va. 1994) (Haden, C.J.). "A variety of factors, including the nature of the action, the size of the individual claims, and the location of the members of the class or the property that is the subject matter of the dispute may contribute to the court's decision under Rule 23(a)(1) in a given case." Charles Alan Wright, Arthur R. Miller & Mary Kay Kane, 7A Federal Practice & Procedure, § 1762, at 206-07 (3d ed. 2005).
Here, the proposed subclasses consist of more than 1,700 persons. (Decl. of Pamina Ewing in Supp. of Pl. Class Reps.' Unopposed Mot. for Cert. of Subclasses ("Ewing Decl." [Docket 37-1] ¶ 4). The plaintiffs approximate that there are 750 members of Subclass A and 980 members of Subclass B. (See id.). In their amended answer to the complaint, the defendants also acknowledged "that there are potentially hundreds of putative class members[.]" (Am. Answer [Docket 27], at 15). I
Commonality requires that a common question of law or fact in a given case "must be of such a nature that it is capable of classwide resolution—which means that determination of its truth or falsity will resolve an issue that is central to the validity of each one of the claims in one stroke." Dukes, 131 S. Ct. at 2551.
Id. (quoting Richard A. Nagareda, Class Certification in the Age of Aggregate Proof, 84 N.Y.U. L. Rev. 97, 131-132 (2009)). The plaintiffs argue that commonality is satisfied because
(Mem. in Supp. of Pl. Class Reps.' Unopposed Mot. for Cert. of Subclasses ("Mem. in Supp.").
The proposed class members here present common issues of fact and law. Unlike in Dukes, where the proposed class members' claims were dependent upon the reasons for each particular employment decision (see 131 S. Ct. at 2552), here the putative class members each oppose the same decision—Constellium's decision to reduce the class members' retiree health insurance. (See generally First Am. Comp. [Docket 36]). Additionally, whether the class members are entitled to relief depends on the interpretation of the collective bargaining agreements applicable to all members of the subclasses. I therefore
"Typicality requires that the claims of the named class representatives be typical of those of the class; `a class representative must be part of the class and possess the same interest and suffer the same injury as the class members.'" Lienhart v. Dryvit Sys., Inc., 255 F.3d 138, 146 (4th Cir. 2001) (quoting Gen. Tel. Co. of Southwest v. Falcon, 457 U.S. 147, 156 (1982)). "The Rule only requires that the representatives' claims be typical of the other class members' claims, not that the claims be identical. When the claim arises out of the same legal or remedial theory, the presence of factual variations is normally not sufficient to preclude class action treatment." United Bhd. of Carpenters & Joiners of Am., Local 899 v. Phoenix Assocs., Inc., 152 F.R.D. 518, 522 (S.D. W. Va. 1994) (Haden, C.J.).
In this case, "[f]or both Subclass A and Subclass B, Class Representatives are typical elderly, blue-collar retirees who allege that their retiree benefits are being improperly reduced or terminated, in violation of labor contracts and ERISA plan provisions. They allege that Defendants have injured them and the Subclasses in the same way." (Mem. in Supp. [Docket 38], at 10; see also First Am. Compl. [Docket 38] ¶¶ 1-4, 41; Ewing Decl. [Docket 37-1] ¶¶ 4-6). "[T]he commonality and typicality requirements of Rule 23(a) tend to merge" because "[b]oth serve as guideposts for determining whether under the particular circumstances maintenance of a class action is economical and whether the named plaintiff's claim and the class claims are so interrelated that the interests of the class members will be fairly and adequately protected in their absence." Dukes, 131 S. Ct. at 2551, n.5. For the same reasons as the proposed subclasses satisfy the commonality requirement and for the reasons discussed above, I
Whether the named representative will fairly and adequately protect the interests of the class "requires a two-pronged inquiry: (1) the named plaintiffs must not have interests antagonistic to those of the class; and (2) the plaintiffs' attorneys must be qualified, experienced and generally able to conduct the litigation." In re Serzone Products Liab. Litig., 231 F.R.D. 221, 238 (S.D. W. Va. 2005). This is because "[i]f the absent members are to be conclusively bound by the result of an action prosecuted or defended by a party alleged to represent their interests, basic notions of fairness and justice demand that the representation they receive be adequate." Wright, Miller & Kane, supra, § 1765, at 317.
"The adequate representation inquiry `serves to uncover conflicts of interest between named parties and the class they seek to represent.'" In re Serzone Products Liab. Litig., 231 F.R.D. at 238 (quoting Amchem Prods., Inc. v. Windsor, 521 U.S. 591 (1997)). "It is axiomatic that a putative representative cannot adequately protect the class if the representative's interests are antagonistic to or in conflict with the objectives of those being represented." Wright, Miller & Kane, supra, § 1768, at 389.
"A class representative must be part of the class and `possess the same interest and suffer the same injury' as the class members." Amchem, 521 U.S. at 625-26 (quoting E. Tex. Motor Freight System, Inc. v. Rodriguez, 431 U.S. 395, 403 (1977)). To demonstrate that the class representatives are adequate in this case, the plaintiffs provided the following in a declaration filed with the court:
(Ewing Decl. [Docket 37-1] ¶ 6). The plaintiffs also argue that because "Class Representatives are members of the Subclasses that they seek to represent[,] they have the same stake in the outcome as all other Class Members[,] and they have an incentive to safeguard the benefits they were promised." (Mem. in Supp. [Docket 38], at 11). I
"[A]n essential concomitant of adequate representation is that the party's attorney be qualified, experienced and generally able to conduct the proposed litigation." Eisen v. Carlisle & Jacquelin, 391 F.2d 555, 562 (2d Cir. 1968). The factors the court must consider when appointing class counsel include:
Fed. R. Civ. P. 23(g)(1)(A).
"In sum, the lawyer must be willing and able to vigorously prosecute the action." Wright, Miller & Kane, supra, § 1769.1, at 444. Plaintiffs' counsel states that they "have spent considerable time reviewing and analyzing documents relevant to the issues in this lawsuit," (Ewing Decl. [Docket 37-1] ¶ 12), indicating that they are willing and able to vigorously prosecute the action and have sufficient resources to represent the class. They have also presented resumes and biographies demonstrating that they are experienced in employment and ERISA class action cases. (See Pamina Ewing Biography [Docket 37-2]; William T. Payne Curriculum Vitae [Docket 37-3]; Stephen M. Pincus Biography [Docket 37-4]; Feinstein Doyle Payne & Kravec LLP Resume [Docket 37-5]). The documents demonstrate plaintiffs' counsel's experience in these types of claims and knowledge of the applicable law. Plaintiffs' counsel also notes several cases where other courts have found their representation sufficient to represent a class. (See Mem. in Supp. [Docket 38], at 12). I
Rule 23(b) provides that a class action that satisfies Rule 23(a) may proceed if:
Fed. R. Civ. P. 23(b).
Here, the plaintiffs argue that this action satisfies the standard for class certification under Rule 23(b)(1)(A), 23(b)(2), or 23(b)(3). "Rule 23(b)(1)(A) takes in cases where the party is obliged by law to treat the members of the class alike (a utility acting toward customers; a government imposing a tax), or where the party must treat all alike as a matter of practical necessity (a riparian owner using water as against downriver owners)." Amchem, 521 U.S. at 614. "ERISA cases in which plaintiffs challenge the computation of benefits are often certified under Rule 23(b)(1)(A)." Pender v. Bank of Am. Corp., 269 F.R.D. 589 (W.D.N.C. 2010). Although Rule 23(b)(1)(A) is not applicable in ERISA cases where "some class members suffered no injury and some could be harmed by the requested relief" (Bond v. Marriott Int'l, Inc., 296 F.R.D. 403, 409 (D. Md. 2014)), that is not the case here. In this case, each of the class members was a party to the collective bargaining agreement. As discussed above, because the collective bargaining agreement required the defendants to treat all participants equally, "a violation of ERISA with respect to one participant will establish a violation with respect to all similarly situated participants." (Mem. in Supp. [Docket 38], at 13-14); see also Alday v. Raytheon Co., 619 F.Supp.2d 726, 736 (D. Ariz. 2008) (certifying class under Rule 23(b)(1)(A) "because ERISA requires plan administrators to treat all similarly situated participants in a consistent manner"). I therefore
For the reasons discussed above, Plaintiff Class Representatives' Unopposed Motion for Certification of Subclasses [Docket 37] is