JOSEPH R. GOODWIN, District Judge.
The following motions have been brought by the defendant, Boston Scientific Corporation ("BSC"): (1) Defendant's Motion to Exclude Plaintiffs' Experts' Opinion that Polypropylene Mid-Urethral Slings Are Defective [Docket 227]; (2) Defendant's Motion to Exclude the Opinions and Testimony of Michael Thomas Margolis, M.D. [Docket 237](3) Defendant's Motion to Exclude the Opinions and Testimony of Richard W. Trepeta, M.D. [Docket 235]; (4) Defendant's Motion to Exclude the Opinions and Testimony of Jimmy W. Mays, Ph.D. and Samuel P. Gido, Ph.D. [Docket 221]; (5) Defendant's Motion to Exclude the Opinions and Testimony of Peggy Pence, Ph.D., RAC, FRAPS [Docket 219]; (6) Defendant's Motion to Exclude the Opinions and Testimony of Thomas H. Barker, Ph.D. [Docket 223]; (7) Defendant's Motion to Exclude the Opinions and Testimony of Donald R. Ostergard, M.D. [Docket 217]; (8) Defendant's Motion to Exclude the Opinions and Testimony of Vladimir Iakovlev, M.D. [Docket 225]; (9) Defendant's Motion to Exclude the Opinions and Testimony of Jerry Blaivas, M.D. [Docket 239]; (10) Defendant's Motion to Exclude the Opinions and Testimony of Alison Vredenburgh, Ph.D., CPE [Docket 241]; (11) Defendant's Motion to Exclude the Opinions and Testimony of Bruce Allen Rosenzweig, M.D. [Docket 251]; (12) Defendant's Motion to Exclude the Opinions of Christopher Walker, M.D. [Docket 247]; and (13) Defendant's Motion to Strike Rebuttal Report of Dr. Abbas Shobeiri [Docket 400].
The following motions have been brought by the plaintiffs: (1) Plaintiffs' Motion to Exclude the Testimony of Stephen H. Spiegelberg, Ph.D. [Docket 215]; (2) Plaintiff's Motion to Exclude the Testimony of Stephen F. Badylak, D.V.M., Ph. D., M.D. [Docket 213]; (3) Plaintiffs' Motion to Exclude the Testimony of Gary L. Winn, Ph.D. [Docket 229]; (4) Plaintiffs' Motion to Exclude or Limit Testimony of Christine Brauer, Ph.D. [Docket 231]; (5) Plaintiffs' Motion to Limit the Testimony of Patrick Culligan, M.D. [Docket 233]; and (6) Plaintiffs' Motion to Limit the Testimony of Lonny Green, M.D. [Docket 354].
For the reasons explained below, the defendant's motion with respect to Plaintiffs' Experts' Opinion that Polypropylene Mid-Urethral Slings Are Defective [Docket 227] is
The plaintiffs' motion with respect to Dr. Spiegelberg [Docket 215] is
This consolidated case resides in one of seven MDLs assigned to me by the Judicial Panel on Multidistrict Litigation concerning the use of transvaginal surgical mesh to treat pelvic organ prolapse and stress urinary incontinence. In the seven MDLs, there are over 60,000 cases currently pending, over 13,000 of which are in the Boston Scientific Corporation MDL, MDL 2326. In this particular case, the four consolidated plaintiffs were surgically implanted with the Obtryx Transobturator Mid-Urethral Sling System ("the Obtryx"), a mesh product manufactured by BSC. (See Pretrial Order # 78 [Docket 9], at 1-2).
Under Federal Rule of Evidence 702, expert testimony is admissible if the expert
The district court is the gatekeeper.
Daubert mentions specific factors to guide the court in making the overall reliability determinations that apply to expert evidence. These factors include (1) whether the particular scientific theory "can be (and has been) tested"; (2) whether the theory "has been subjected to peer review and publication"; (3) the "known or potential rate of error"; (4) the "existence and maintenance of standards controlling the technique's operation"; and (5) whether the technique has achieved "general acceptance" in the relevant scientific or expert community. United States v. Crisp, 324 F.3d 261, 266 (4th Cir.2003) (quoting Daubert, 509 U.S. at 593-94, 113 S.Ct. 2786).
Despite these factors, "[t]he inquiry to be undertaken by the district court is `a flexible one' focusing on the `principles and methodology' employed by the expert, not on the conclusions reached." Westberry, 178 F.3d at 261 (quoting Daubert, 509 U.S. at 594-95, 113 S.Ct. 2786); see also Kumho Tire Co. v. Carmichael, 526 U.S. 137, 150, 119 S.Ct. 1167, 143 L.Ed.2d 238 (1999) ("We agree with the Solicitor General that `[t]he factors identified in Daubert may or may not be pertinent in assessing reliability, depending on the nature of the issue, the expert's particular expertise, and the subject of his testimony.'") (citation omitted); see also Crisp, 324 F.3d at 266 (noting
With respect to relevancy, Daubert further explains:
Daubert, 509 U.S. at 591-92, 113 S.Ct. 2786 (internal citations and quotation marks omitted).
Finally, in several of the instant Daubert motions, a specific scientific methodology comes into play, dealing with differential diagnoses or etiologies. "Differential diagnosis, or differential etiology, is a standard scientific technique of identifying the cause of a medical problem by eliminating the likely causes until the most probable one is isolated." Westberry, 178 F.3d at 262. The Fourth Circuit has stated that:
Id. A reliable differential diagnosis passes scrutiny under Daubert. An unreliable differential diagnosis is another matter:
Id. at 265-66 (internal citations omitted).
Ultimately, the district court has broad discretion in determining whether to admit or exclude expert testimony, and the "the trial judge must have considerable leeway in deciding in a particular case how to go about determining whether particular expert testimony is reliable." Cooper, 259 F.3d at 200 (quoting Kumho Tire, 526 U.S. at 152, 119 S.Ct. 1167).
Before I review these motions, I begin by addressing three arguments that apply to many of the parties' Daubert objections. First, as I have maintained throughout these MDLs, I will not permit the parties to use experts to usurp the jury's fact-finding function by allowing an expert to testify as to a party's state of mind or on whether a party acted reasonably. See, e.g., Huskey v. Ethicon, Inc., 29 F.Supp.3d 691, 702-03, 2:12-cv-05201, 2014 WL 3362264, at *3 (S.D.W.Va. July 8, 2014); Lewis, et al. v. Ethicon, Inc., 2:12-cv-4301, 2014, WL 186872, at *6, *21 (S.D.W.Va. Jan. 15, 2014); In re C.R. Bard, Inc., 948 F.Supp.2d 589, 611, 629 (S.D.W.Va.2013). Although an expert may testify about his or her review of internal
Second, "opinion testimony that states a legal standard or draws a legal conclusion by applying law to the facts is generally inadmissible." United States v. McIver, 470 F.3d 550, 562 (4th Cir.2006). I have diligently applied this rule to previous expert testimony, and I continue to adhere to it in this case. I will not parse the expert reports and depositions of each expert in relation to these same objections. I trust that able counsel in this matter will tailor expert testimony at trial accordingly.
Last, with respect to the arguments that certain experts' testimony is litigation driven, I note that an expert's formulation of his or her opinion for the purposes of litigation does not, by itself, justify that expert's exclusion. See Daubert v. Merrell Dow Pharm., Inc. ("Daubert II"), 43 F.3d 1311, 1317 (9th Cir.1995) ("That an expert testifies for money does not necessarily cast doubt on the reliability of his testimony, as few experts appear in court merely as an eleemosynary gesture."). This concern, however, does have a role in applying Daubert. See Hoffman v. Monsanto Co., No. 2:05-CV-00418, 2007 WL 2984692, at *3 (S.D.W.Va. Oct. 11, 2007) (considering in the Daubert analysis "[w]hether experts are proposing to testify about matters growing naturally and directly out of research they have conducted independent of the litigation, or whether they have developed their opinions expressly for purposes of testifying" (quoting Fed.R.Evid. 702 advisory committee's note)). In sum, I will not exclude an expert on the sole basis that the opinion arose during litigation, so long as it is otherwise reliable. But I will consider the independence of an expert's testimony as evidence that his "research comports with the dictates of good science." Daubert II, 43 F.3d at 1317. Having addressed these universal objections, I now turn to BSC's Daubert motions.
In this case, BSC seeks to limit or exclude certain opinion testimony of Dr. Michael Thomas Margolis; Dr. Richard W. Trepeta; Drs. Jimmy W. Mays and Samuel P. Gido; Dr. Peggy Pence; Dr. Thomas H. Barker; Dr. Donald R. Ostergard; Dr. Vladimir Iakovlev; Dr. Jerry Blaivas; Dr. Alison Vredenburgh; Dr. Bruce Allen Rosenzweig; Dr. Christopher Walker; and Dr. Abbas Shobeiri. BSC also seeks to preclude the plaintiffs' experts from opining on the alleged defects of polypropylene mid-urethral slings.
BSC moves to preclude any of plaintiffs' experts from opining that polypropylene mid-urethral slings are defective. BSC argues that this opinion should be excluded because it "has not been tested, is not based on published-peer-reviewed literature, and is not generally accepted in the relevant medical and scientific communities." (BSC's Mem. of Law in Support of its Mot. to Exclude Pls.' Experts' Op. That Polypropylene Mid-Urethral Slings Are Defective [Docket 228], at 2-3). The plaintiffs in Sanchez presented the same arguments. See Sanchez, et al. v. Boston Scientific Corp., No. 2:12-cv-05762, 2014 WL 4851989, at *4-5 (S.D.W.Va. September 29, 2014). I
Id. at *5. Therefore, I
BSC moves to exclude the opinions and testimony of Michael Thomas Margolis, M.D. Dr. Margolis is a pelvic floor surgeon and urogynecologist. He seeks to offer several opinions regarding polypropylene mesh slings, alternative procedures, and complications associated with mesh products. BSC argues that Dr. Margolis's opinions are unreliable because he failed to consider scientific literature contrary to his opinions and failed to provide any scientific basis for other opinions. (See Def. BSC's Mem. of Law in Supp. of Its Mot. to Exclude the Ops. and Test. of Michael Thomas Margolis, M.D. ("BSC's Mem. re: Margolis") [Docket 238], at 2). BSC also contends that Dr. Margolis's specific causation opinions as to Ms. Tyree, Ms. Moore, and Ms. Campbell should be excluded because "he has not reliably applied his methodology to the facts of the cases" and did not perform a proper differential diagnosis. (Id.). In addition, BSC contends that Dr. Margolis's opinions "either (1) constitute legal opinions, (2) fall outside the scope of his expertise, or (3) consist of speculation regarding Boston Scientific's knowledge, intent and/or state of mind." (Id.). Finally, BSC argues that Dr. Margolis seeks to offer opinions that were not disclosed in his expert report. (Id.).
I have previously reviewed the opinion testimony of Dr. Margolis under Daubert. See Sanchez, et al. v. Boston Scientific Corp., No. 2:12-cv-05762, 2014 WL 4851989, at *10-19 (S.D.W.Va. Sept. 29, 2014). The parties in this case assert arguments on the admissibility of Dr. Margolis's expert opinion that I addressed in Sanchez. To the extent that there are
BSC argues that Dr. Margolis failed to consider scientific studies that were contrary to his opinions without a scientific basis for doing so.
An expert's opinion may be unreliable if he fails to account for contrary scientific literature and instead "selectively [chooses] his support from the scientific landscape." In re Rezulin Products Liab. Litig., 369 F.Supp.2d 398, 425 (S.D.N.Y. 2005) (quotations omitted). "[I]f the relevant scientific literature contains evidence tending to refute the expert's theory and the expert does not acknowledge or account for that evidence, the expert's opinion is unreliable." Id.; see also Abarca v. Franklin Cnty. Water Dist., 761 F.Supp.2d 1007, 1066 n. 60 (E.D.Cal.2011) ("A scientist might well pick data from many different sources to serve as circumstantial evidence for a particular hypothesis, but a reliable expert would not ignore contrary data, misstate the findings of others, make sweeping statements without support, and cite papers that do not provide the support asserted." (quotations omitted)); Rimbert v. Eli Lilly & Co., CIV 06-0874 JCH/LFG, 2009 WL 2208570, at *14 n. 19 (D.N.M. July 21, 2009) aff'd, 647 F.3d 1247 (10th Cir.2011) ("[A]n expert who chooses to completely ignore significant contrary epidemiological evidence in favor of focusing solely on non-epidemiological studies that support her conclusion engages in a methodology that courts find unreliable.").
First, BSC contends that Dr. Margolis's opinion that polypropylene mid-urethral slings are not safe and effective for the treatment of SUI is unreliable because he ignored peer-reviewed literature indicating otherwise. I addressed this argument in Sanchez:
Sanchez, 2014 WL 4851989, at *12. I
BSC also argues that Dr. Margolis did not consider contrary studies showing lower complication rates of pain in women with polypropylene slings. In Sanchez, I cited to Dr. Margolis's deposition testimony, which reveals that he gives no scientific basis for disagreeing with these studies:
Sanchez, 2014 WL 4851989, at *13. I
BSC also challenges Dr. Margolis's general opinions regarding high complication rates in women with polypropylene mesh products. In Sanchez, I cited to Dr. Margolis's deposition testimony, where he explains his belief that studies indicating low single digit complication rates are not accurate because complications are underreported and data is possibly fabricated. See Sanchez, 2014 WL 4851989, at *13. I also find that Dr. Margolis's method of "[g]iv[ing] the benefit of the doubt to the patient" is unreliable:
Sanchez, 2014 WL 4851989, at *14. I
BSC next argues that Dr. Margolis failed to offer any scientific basis for his
BSC challenges the reliability of Dr. Margolis's opinions concerning a lack of sound scientific evidence supporting the use of polypropylene mesh in treating SUI. (See BSC's Mem. re: Margolis [Docket 238], at 10-11). BSC points to Dr. Margolis's deposition testimony where he admits that there, in fact, are studies supporting the use of polypropylene in SUI. I addressed this argument in Sanchez:
Sanchez, 2014 WL 4851989, at *14. I
BSC challenges Dr. Margolis's opinion that the Burch procedure is more effective than polypropylene slings. BSC argues that this opinion is unreliable because Dr. Margolis could not identify direct comparison studies of the Burch procedure and the use of slings in his deposition. (See BSC's Mem. re: Margolis [Docket 238], at 11). In Sanchez, I nevertheless found his opinion to be reliable because his opinion was founded in scientific literature:
Sanchez, 2014 WL 4851989, at *15. I
Also, unlike my ruling in Sanchez, I find Dr. Margolis's opinion relevant in this case. Sanchez dealt with the Pinnacle device for the treatment of POP, and, since Dr. Margolis opined about the Burch procedure and polypropylene mesh slings in the treatment of SUI, I found that his opinion was irrelevant to Ms. Sanchez's claims. (See id.). However, the product at issue in this case is the Obtryx, which is a sling that treats SUI. As a result, Dr. Margolis's opinion that the Burch procedure is more effective than polypropylene mesh slings is relevant here. Therefore, I
BSC challenges Dr. Margolis's opinion that Xenform slings are more effective than polypropylene slings in the treatment of SUI. BSC's argument focuses on Dr. Margolis's comparison of the different complication rates associated with Xenform slings versus polypropylene slings and his failure to identify studies involving Xenform slings. (See BSC's Mem. re: Margolis [Docket 238], at 12). I addressed these arguments in Sanchez:
Sanchez, 2014 WL 4851989, at *16. I
BSC next challenges Dr. Margolis's opinion that the infection rate of polypropylene mesh is up to 100%. (See BSC's
Sanchez, 2014 WL 4851989, at *17. I
BSC challenges Dr. Margolis's opinion that the complication rate of urethral obstruction is greater than ten percent. (See BSC's Mem. re: Margolis [Docket 238], at 13). As in Sanchez, BSC supports its argument by quoting Dr. Margolis's deposition testimony:
(Margolis Dep. [Docket 237-3], at 262:6-16). The plaintiffs in Sanchez did not respond to this argument, and I found this opinion to be unreliable. See Sanchez, 2014 WL 4851989, at *17. In this case, the plaintiffs in response cite to Dr. Margolis's deposition testimony regarding mesh shrinkage and studies concerning mesh shrinkage to demonstrate that Dr. Margolis's opinion is, in fact, reliable. (See Pls.'
However, the deposition testimony cited by the plaintiffs does not provide scientific support for Dr. Margolis's opinion. It only references studies that report a variety of mesh shrinkage rates, without any support for his opinion that slings cause urethral obstruction in 10% of the cases. (See id.). For the reasons stated above and in Sanchez, I find Dr. Margolis's opinion on this matter to be unreliable and, therefore,
BSC challenges Dr. Margolis's opinion on the percentage or number of BSC products that he has removed. (See BSC's Mem. re: Margolis [Docket 238], at 13). I agreed with BSC in Sanchez on this point:
Sanchez, 2014 WL 4851989, at *18. I
The plaintiffs in this case make an additional argument regarding Dr. Margolis's expert opinions. The plaintiffs contend that "this Court has already decided that Dr. Margolis' methodology and qualifications are sufficient to defeat challenges under Daubert and Rule 702" in Lewis and that, therefore, his testimony should be admitted in this case. (See Pls. Resp. re: Margolis [Docket 283], at 6 (citing Lewis v. Ethicon, Inc., No. 2:12-cv-04301, 2014 WL 186872, at *15-17) (S.D.W.Va. Jan. 15, 2014)).
However, Lewis was a different case involving a different plaintiff, a different defendant, and a different product. Also, in Lewis, Dr. Margolis submitted a different expert report which included expert
Next, the plaintiffs in this case make an additional argument in response to BSC's contention that Dr. Margolis failed to provide any scientific basis for some of his opinions. (BSC's Mem. re: Margolis [Docket 238], at 2). The plaintiffs argue that Dr. Margolis's experience alone is enough basis for his opinions. Several times, the plaintiffs quote the Supreme Court in Kumho Tire stating "an expert might draw a conclusion from . . . extensive and specialized experience." (Pls. Resp. re: Margolis [Docket 283], at 2, 9, 12, 14, 16 (citing Kumho Tire Co., Ltd. v. Carmichael, 526 U.S. 137, 156, 119 S.Ct. 1167, 143 L.Ed.2d 238 (1999))).
However, "[p]roposed testimony must be supported by appropriate validation—i.e., `good grounds' based on what is known." Daubert, 509 U.S. at 590, 113 S.Ct. 2786. Dr. Margolis writes that he "considered the scientific literature" in forming his opinions, (see Margolis Report [Docket 237-1], at 5), yet, as I discuss in Sanchez, he is unable to provide scientific support for some of his opinions. See Sanchez, 2014 WL 4851989, at *14-18. Even though Dr. Margolis has experience, he must still base his opinions on a reliable, scientific method. (See Daubert, 509 U.S. at 590, 113 S.Ct. 2786 ("[I]n order to qualify as `scientific knowledge,' an inference or assertion must be derived by the scientific method.")). The plaintiffs' argument is unavailing.
BSC argues that Dr. Margolis's specific causation opinions as to Ms. Campbell, Ms. Moore, and Ms. Tyree should be excluded as unreliable. In particular, BSC makes the following arguments: (1) Dr. Margolis's specific causation opinions should be excluded because his general causation opinions are unreliable; (2) Dr. Margolis did not perform a proper differential diagnosis in regards to Ms. Campbell, Ms. Moore, and Ms. Tyree; (3) Dr. Margolis inconsistently applied his methodology in evaluating the plaintiffs; and (4) Dr. Margolis's opinions regarding the plaintiffs' complications are unreliable. (BSC's Mem. re: Margolis [Docket 238], at 14-18).
Ms. Moore is no longer a plaintiff in this case. Therefore, BSC's motion as to Dr. Margolis's opinions related to Ms. Moore is
BSC argues that several of Dr. Margolis's opinions should be excluded because they are outside his area of expertise. (See BSC Mem. re: Margolis [Docket 238], at 19). In particular, BSC challenges Dr. Margolis's opinions as to: "biomaterials, adequate pore size, adequate weight of polypropylene, polypropylene degradation, biocompatibility of polypropylene, medical device design and development, and marketing." (Id. (internal citations omitted)). As in Sanchez, the plaintiffs conceded that Dr. Margolis will not be offering these opinions at trial. (See Pls.' Resp. re: Margolis [Docket 283], at 19). Therefore, this aspect of BSC's motion is
BSC also argues that Dr. Margolis seeks to offer testimony as to BSC's state of mind, knowledge, and intent during product
BSC argues that "Dr. Margolis testified to numerous opinions during his most recent depositions that he did not disclose in his Rule 26 expert report." (BSC's Mem. re: Margolis [Docket 238], at 20). However, BSC only points to his opinion on banding and his opinion that Ms. Campbell has chronic pelvic pain. (See id.) "Under Rule 26, expert reports must contain `a complete statement of all opinions the witness will express and the basis and reasons for them.'" Lewis, No. 2:12-cv-4301, 2014 WL 186872, at *17 (citing Fed.R.Civ.P. 26(a)(2)(B)(i)).
In regards to banding, Dr. Margolis does mention banding in his case-specific report for Ms. Tyree. (See History and Physical re: Jacquelyn Tyree in Margolis Report [Docket 237-1], at App. D). Therefore, although I reserve my ruling on Dr. Margolis's remaining specific causation opinions until trial, I
However, Dr. Margolis admits that he did not include in his report his opinion that Ms. Campbell has chronic pelvic pain:
(Margolis Dep. II [Docket 237-5], at 255:4-16) (objections omitted). However, according to Dr. Margolis's report on Ms. Campbell, her vaginal exam revealed that, "Palpation of the obturator foramen bilaterally through the vaginal wall does reproduce her pain." (See History and Physical re: Carol Campbell in Margolis Report [Docket 237-1], at App. D). Although I reserve my ruling on Dr. Margolis's remaining specific causation opinions until trial, I
Therefore, for the reasons stated above and in Sanchez, I
In this case, the plaintiffs offer Dr. Trepeta to testify as an expert witness on the general pathology of vaginal mesh implantation (see generally Trepeta General Report [Docket 235-1]) and on the specific pathology of Plaintiff Jeanie Blankenship (see generally Trepeta Specific Report [Docket 235-2]). Among other things, Dr.
BSC begins by contending that Dr. Trepeta's background in pathology does not qualify him under Federal Rule of Evidence 702 to render the opinions he sets forth in his expert reports on the properties of polypropylene and the human clinical response to polypropylene implants.
In his general report, Dr. Trepeta opines about mesh degradation, mesh contraction, and mesh migration. He states that "[d]egradation occurs as either fragmentation of the mesh or oxidation [of the mesh] release[s] chemical components from the mesh into surrounding tissues," and "[m]esh contraction and shrinkage cause the mesh to be significantly decreased in its physical size." (Trepeta General Report [Docket 235-1], at 5). BSC asserts that Dr. Trepeta is not qualified to put forth these opinions because he is not a material scientist, biochemist, or biomedical engineer. (See Trepeta Dep. [Docket 235-3], at 100:20-101:1). Furthermore, he has no training in polymer science or biomedical engineering and has not performed mechanical or chemical testing of mesh products. (See id. at 100:2-11).
In Sanchez, et al. v. Boston Scientific Corp., I assessed this argument and disagreed with BSC:
No. 2:12-cv-05762, 2014 WL 4851989, at *20 (S.D.W.Va. Sept. 29, 2014). I
Dr. Trepeta also opines that the "human body's pathological response to implantation of polypropylene mesh as well as the inherent physical properties of the mesh cause permanent injuries resulting in distortion of the pelvic architecture, sexual dysfunction, persistent pain, scarring, and alteration of bowel and bladder function." (Trepeta General Report [Docket 235-1], at 6). BSC contends that Dr. Trepeta is not qualified to present this opinion because Dr. Trepeta does not treat patients for these conditions and has limited familiarity with the symptoms of stress urinary incontinence and pelvic organ prolapse. (See Trepeta Dep. [Docket 235-3], at 109:21-23). In short, BSC argues that Dr. Trepeta is not a gynecologist, obstetrician, urogynecologist, or a surgeon, and as a result, Dr. Trepeta's opinions about the clinical response to mesh should be excluded.
In Sanchez, I addressed this argument and held:
Dr. Trepeta's extensive experience and knowledge in the field of pathology qualify him to submit these opinions. Part of pathology involves reaching a diagnosis through "clinical and pathologic correlation." [(See Trepeta Dep. [Docket 86-3], at 11:10-14)]. Dr. Trepeta frequently engages in this process by providing clinical consultations to physicians, which require him to examine clinical information (through specimens, reports, or physician findings) and reach a pathologic diagnosis about a patient. (See id.). Dr. Trepeta applied this pathologic process in reaching his conclusions about the human clinical responses to polypropylene vaginal mesh. He examined fifty pathology samples from mesh removals and opines that he observed injuries "consistent with the pathological process of tissue response and/or injury due to polypropylene." (Trepeta General Report [Docket 86-1], at 2). He also compared medical literature to these observations and concluded that his pathological findings "are well described in the published literature." (Id.). Dr. Trepeta's understanding and application of the pathologic process qualify him to opine on the causal relationship between transvaginal mesh implantation and tissue response. Therefore, I
2014 WL 4851989, at *20 (footnote omitted). I
Next, BSC raises several objections to the reliability and relevancy of Dr. Trepeta's opinion testimony. I addressed each of these objections in Sanchez and consequently rely on Sanchez to explicate my conclusions here.
BSC contends that Dr. Trepeta's method of using pathology reports to formulate his opinions is unreliable. Dr. Trepeta used various resources to reach his expert opinion. First, Dr. Trepeta has studied over fifty mesh explant samples in his private practice. Dr. Trepeta received these samples from physicians about once
As I held in Sanchez:
2014 WL 4851989, at *22. I
BSC also argues Dr. Trepeta's opinions are unreliable because they are litigation-driven. Specifically, BSC asserts that Dr. Trepeta's "familiarity with the literature on polypropylene mesh comes only from his research and reading in connection with this litigation." (BSC's Mem. re: Trepeta [Docket 236], at 10). As in Sanchez, I disagree. Dr. Trepeta has largely based his opinions on his professional experience with mesh pathology samples examined during his practice. (Trepeta Report [Docket 235-1], at 2). In addition, he testified that he has "looked at mesh removed from the bodies of female vaginal walls under the microscope" and has seen degradation. (Trepeta Dep. [Docket 280-3], at 216:14-19). These activities occurred outside of this litigation. Thus, I
Dr. Trepeta also offers a specific causation opinion concerning Ms. Blankenship. Dr. Trepeta opines that Ms. Blankenship's
(Trepeta Specific Report [Docket 235-2], at 4). Dr. Trepeta adds that the complications associated with the human body's pathologic response to the implantation of polypropylene mesh were present in Ms. Blankenship's medical records. (Id. at 5). BSC argues that Dr. Trepeta's specific causation opinion is unreliable because: (1) his general causation opinion is unreliable; (2) he is not qualified to determine medical causation; and (3) he failed to conduct a reliable differential diagnosis.
Apart from Dr. Trepeta's review of the twenty-four pathology reports, I concluded that Dr. Trepeta's general causation opinion was reliable. Therefore, BSC's first argument fails. BSC's second argument also lacks merit because, as I have explained previously, a pathologist's job is to determine medical causation. See In re C.R. Bard, Inc., 948 F.Supp.2d 589, 621 (S.D.W.Va.2013) ("Dr. Klosterhalfen's very job as a pathologist qualifies him to opine on [medical causation]."); see also Coll. of Am. Pathologists, CAP Fact Sheet, http://www.cap.org (last visited Oct. 17, 2014) ("[Clinical pathologists] are physicians who use laboratory medicine and technology to identify and diagnose disease."). While Dr. Trepeta admits that examining women to diagnose pelvic pain and dyspareunia would go beyond his expertise as a pathologist, (see Trepeta Dep. [Docket 235-4], at 17:7-13, 20:6-9), Dr. Trepeta's opinion in this case is not based on his examination of women. Rather, he reaches his opinion by "review[ing] pathology slides and [correlating] that with the patient's symptoms." (Id. at 16:18-20). (See also Trepeta Dep. [Docket 280-5], at 46:18-21 ("Pathology is all about explaining clinical findings through tissue examination.")). Indeed,
BSC's final argument that Dr. Trepeta did not engage in a proper differential diagnosis presents a closer question. Dr. Trepeta admits that he did not "try to make a clinical diagnosis as to why Miss Blankenship was having pelvic pain and pain on intercourse prior to receiving her Obtryx sling." (Trepeta Dep. [Docket 235-4], at 45:17-20). On the other hand, he explains that the foreign material present in Ms. Blankenship's pathology slides is "consistent with the Obtryx sling" because "by process of elimination, the patient has not had any other synthetic material implanted in that site." (Trepeta Dep. [Docket 280-5], at 85:18-20). Reviewing Dr. Trepeta's report and deposition testimony as a whole, I find that Dr. Trepeta has based his opinion in large part on reliable pathology methods—he reviewed pathology slides, considered the possible causes for the inflammation, and came to a diagnostic conclusion. (See Trepeta Rep. [Docket 235-2], at 4 (concluding that Ms. Blankenship's tissue inflammation appeared consistent with typical polypropylene mesh reactions)). Challenges to the accuracy of the diagnostic conclusion are better suited for cross-examination. Thus, I
In conclusion, Dr. Trepeta's general causation opinions satisfy Daubert, apart from his opinions based on the pathologic reports selected by the plaintiffs' counsel for his review, which are
BSC seeks to exclude the opinions of Dr. Jimmy W. Mays and Dr. Samuel P. Gido. Dr. Mays is a Distinguished Professor of Chemistry at the University of Tennessee, and Dr. Gido is an Associate Professor of Polymer Science and Engineering at the University of Massachusetts Amherst. (Mays & Gido Report [Docket 221-1], at 2, 4). Both have worked extensively in the area of polymer materials. Drs. Mays and Gido issued a joint expert report examining and assessing the polypropylene material mesh BSC used in the Obtryx product. (Id. at 5). In their report, Drs. Mays and Gido conclude that (1) polypropylene is susceptible to oxidation and degrades by
BSC argues that Drs. Mays and Gido's testing and the clinical conclusions drawn from that testing must be excluded because their testing is unreliable and their opinions are irrelevant. (BSC's Mem. of Law in Supp. of its Mot. to Exclude the Ops. & Test. of Jimmy W. Mays, Ph.D. & Samuel P. Gido, Ph.D. ("BSC's Mem. re: Mays & Gido") [Docket 222], at 2). Additionally, BSC argues that Drs. Mays and Gido's opinions are unreliable because they are litigation driven, as well as a poor fit that would not be helpful to the jury. (Id.). Finally, the defendant argues that some of the opinions offered by Drs. Mays and Gido should be excluded because they opine about BSC's state of mind and make inadmissible legal conclusions. (Id.).
As BSC takes particular issue with Drs. Mays and Gido's testing of the Obtryx explants, I will briefly discuss their testing procedures and results. Drs. Mays and Gido received exemplars of Obtryx products on September 24, 2013. (Mays & Gido Report [Docket 221-1], at 24). These exemplars were used as a control. (Id. at 18). The plaintiffs' counsel, Ms. Jennifer Black, arranged for Drs. Mays and Gido to also receive Obtryx mesh explants from Steelgate, a repository for explanted transvaginal mesh. (Aff. of Jennifer Black [Docket 272-7], ¶¶ 5-6, 12). Ms. Black identified the available BSC Obtryx explants by cross-referencing the firm's client list with the patient list retained by Steelgate. (Id. ¶¶ 9-11). Ms. Black determined that there were a total of fourteen such explants at Steelgate. (Id. ¶ 8). After identifying these explants, Ms. Black requested that the explants be sent to Dr. Gido with the appropriate chain of custody. (Id. ¶ 12).
On October 1, 2013, Dr. Gido received the fourteen explants. (Mays & Gido Report [Docket 221-1], at 24). The explants were sealed in plastic containers and came with chain of custody documentation. (Id.). Only eleven of the fourteen explants contained mesh suitable for testing. (Id.). Dr. Gido proceeded to conduct three microscopic analyses of the eleven explants: (1) Scanning Electron Microscopy ("SEM") to take pictures of the mesh fibers at high magnification and compare those images to the images published in the literature; (2) Energy Dispersive Spectroscopy ("EDS") to determine if there was oxygen in the mesh fibers; and (3) Transmission Electron Microscopy ("TEM") to identify amorphous regions in the mesh fibers that are more susceptible to oxidation. (Id. at 18).
Utilizing Steelgate's chain of custody, Dr. Gido sent the samples to Dr. Mays on October 22, 2013. (Id.). Only four of the samples sent by Dr. Gido had sufficient amounts of polypropylene mesh adequate for testing by Dr. Mays. Dr. Mays conducted three chemical analyses of the four samples: (1) Fourier Transform Infrared
Cracking Oxidation in Oxidation in Mw/Mn LENGTH OF TIME IMPLANT TIME Observed by Fibers Observed Fibers Observed Mz from Mw from from SAMPLE IMPLANTED CLASSIFICATION MODEL SEM by EDS by FTIR GPC GPC GPC Obtryx Control ___ None 0 no no 1.030,000 377,000 4.26 Pinnade Control 1 ___ None 0 trace amounts no 1,151,000 388,000 5.97 Pinnade Control 2 ___ None 0 no not tested XP-1 1 YR, 4 MOS. Short Obtryx Halo 2 yes not tested XP-2 1YR, 6.5 MOS. Short Pinnade 0 yes not tested XP-3 1YRS, 7 MOS. Short Pinnade 0 yes yes 648,000 291,000 3.44 XP-4 1 YRS, 10 MOS. Short Pinnade 3 yes not tested XP-5 2 YRS, 2.5 MOS. Intermediate Pinnade 1 yes not tested XP-6 2 YRS, 11 MOS Intermediate Pinnade 0 yes not tested XP-7 3 YRS, 3 MOS Intermediate Pinnade 4 yes yes 847,000 344,000 3.95 XP-8 4 YRS, 1 MOS Long Pinnade 5 notested yes 735,000 326,000 3.53 XP-9 4 YRS, 4 MOS. Long Pinnade 4 yes not tested XP-10 4 YRS, 5 MOS. Long Pinnade 3 yes yes 742,000 314,000 3.91 XP-11 4 YRS, 9 MOS. Long Pinnade 5 yes not tested
(Mays & Gido Report [Docket 221-1], at 19). However, Dr. Mays did not include the protocol or results of the TGA or TEM in the expert report. Instead, for the TGA, he produced that information to BSC in the form of his handwritten notes, which were taken from his lab notebook. (Mays Dep. [Docket 221-1], at 49-50).
With respect to the reliability of Drs. Mays and Gido's testing, BSC makes several specific arguments. However, I have previously reviewed the reliability of Drs. Mays and Gido's testing under Daubert and found their opinions unreliable because they (1) failed to control for error or bias and (2) did not establish or adhere to testing protocols. See Sanchez, 2014 WL 4851989, at *26. In Sanchez, I made the following findings:
Sanchez, et al. v. Boston Scientific Corp., No. 2:12-cv-05762, 2014 WL 4851989, at *26-28 (S.D.W.Va. Sept. 29, 2014). The parties in this case assert the same arguments regarding the reliability of Drs. Mays and Gido's testing that
While BSC argues that Drs. Mays and Gido's unreliable testing should be excluded entirely, the plaintiffs respond by explaining that the testing "merely confirmed what [Drs. Mays and Gido] have long known because of their training, experience, and peer-reviewed published scientific literature." (Pls.' Mem. in Opp'n to Def.'s Mot. to Exclude Test. of Pls.' Expert ("Pls.' Mem. re: Mays & Gido") [Docket 272], at 4).
The plaintiffs fail to point out or cite Dr. Gido's deposition testimony, which takes the opposite position. Dr. Gido explicitly states that "we're making this statement based on our own study and our own results. We're not getting it from the literature."
I have determined that Drs. Mays and Gido's testing was unreliable, and Dr. Gido states that his opinions are based solely on the testing. Accordingly, I
BSC argues that Dr. Mays's opinions are not reliable because they are litigation driven, not scientific, and not fair and balanced. With respect to the argument that Dr. Mays's expert testimony is litigation driven, I refer back to my above ruling that an expert's formulation of his opinion for the purposes of litigation does not, by itself, justify that expert's exclusion. As I
Next, BSC contends that Dr. Mays "selectively cite[s] several articles" and "fail[s] to include contrary statements or literature in [his] report." (BSC's Mem. re: Mays & Gido [Docket 222], at 14). I have previously reviewed the reliability of Dr. Mays's opinions under Daubert. See Sanchez, 2014 WL 4851989, at *29. The parties in this case assert the same arguments regarding the reliability of Dr. Mays's expert opinions that I addressed in Sanchez. In Sanchez, I ruled as follows:
Sanchez, 2014 WL 4851989, at *51.
Finally, BSC argues that Dr. Mays's opinions are a poor fit and would not be helpful to a jury because Dr. Mays was not able to correlate degradation to any clinical symptoms in an individual patient. However, as I stated in Sanchez,
Sanchez, 2014 WL 4851989, at *51-52. Therefore, I
Dr. Mays offers two opinions regarding BSC's state of mind and its knowledge of risks associated with polypropylene. (See Mays & Gido Report [Docket 221-1], at 5 ("BSC did not take into account polypropylene's propensity for oxidation during design of its Pinnacle and Obtryx mesh."); id. at 17 ("If the developers of Pinnacle and Obtryx were ignorant of this information on implantation of PP materials then they were incompetent to be in their line of business. If they were aware of these facts and chose to proceed anyway, they were taking an unconscionable, calculated gamble with the lives and wellbeing of others for the sake of their own profits.")). As I previously discussed, expert opinions on BSC's knowledge or state of mind are not helpful to the jury. See Fed.R.Evid. 702. Therefore, these opinions are
Dr. Mays offers two opinions that draw legal conclusions from the facts. (See Mays & Gido Report [Docket 221-1], at 17; id. at 19 ("The results of our own testing completely support and greatly strengthen this opinion that choice of PP as the material for the explants we tested rendered them unacceptably susceptible to degradation and was thus incompetent and or negligent.") (emphasis added)). In the Fourth Circuit, "opinion testimony that states a legal standard or draws a legal conclusion by applying law to the facts is generally inadmissible." United States v. McIver, 470 F.3d 550, 562 (4th Cir.2006). Whether BSC failed to act as a reasonable and prudent medical device manufacturer is a question for the jury. To be clear, Dr. Mays may offer opinions that, as a polymer scientist, he does not believe the Obtryx is suitable to serve as a permanent implant, but his opinions cannot be phrased as legal conclusions. Therefore, these statements are
Dr. Pence works as a clinical and regulatory consultant, providing "advice, guidance, and product development services to pharmaceutical/biopharmaceutical and medical device companies in the areas of strategic planning, preclinical testing, clinical trials, design and conduct, and regulatory matters involving the [FDA]." (Pence
I have previously reviewed the opinion testimony of Dr. Pence under Daubert. See Sanchez, et al. v. Boston Scientific Corp., No. 2:12-cv-05762, 2014 WL 4851989, at *32-36 (S.D.W.Va. Sept. 29, 2014). The reasoning in Sanchez substantially reflects the court's view of this issue as presented here. To the extent that there are differences in fact and exhibits, the court does not find them sufficiently material as to the ruling on Dr. Pence. Therefore, I
I first address BSC's argument that this court should exclude Dr. Pence's opinions because she lacks the qualifications necessary to make them. BSC maintains that Dr. Pence's work as a researcher and consultant does not qualify her to opine about the safety and efficacy of mesh products, as she attempts to do in her expert report. In BSC's view, without a medical degree and without experience in the development of polypropylene mesh, Dr. Pence's opinions on BSC's medical devices cannot withstand Daubert.
In Sanchez, I ruled as follows, and I
Sanchez, 2014 WL 4851989, at *33.
Having found that Dr. Pence is qualified to offer these opinions, I next address whether her opinions are relevant and reliable.
In her report, Dr. Pence opines:
In Lewis, et al. v. Ethicon, Dr. Pence gave a similar opinion. No. 2:12-cv-4301, 2014 WL 186872, at *18-19 (S.D.W.Va. Jan. 15, 2014). She opined that the defendant did not conduct the required investigative tests on the specific risks of a transvaginal mesh product, but she failed to support this opinion with any authority suggesting that the performance of such tests was needed. Id. at *18. Without a reliable foundation, I excluded Dr. Pence's opinion as unreliable. Id. at *19. Here, BSC argues that Dr. Pence's expert report should again be excluded as unreliable because it fails to point to any authority requiring BSC to perform the tests that Dr. Pence believes should have been conducted. The plaintiffs counter that Dr. Pence has revised her report to fix the deficiencies identified in Lewis. This time around, the plaintiffs argue, Dr. Pence has "clearly demonstrated that her methodology and opinions were not based upon her `professional opinion' alone" and instead arose from her review of a "voluminous amount of peer-reviewed scientific articles, data, government codes and regulation, deposition testimony provided in this litigation, and internal documents received from BSC." (Pls.' Resp. in Opp. To Def.'s Mot. to Exclude Dr. Peggy Pence [Docket 274], at 5).
In Sanchez, I agreed with the plaintiffs and concluded that
Sanchez, 2014 WL 4851989, at *34. I
Dr. Pence proffers two opinions regarding the labeling of the Obtryx. First, she states that "BSC marketed [these products] without adequate instructions for use throughout the life of these products ..., in particular, without adequate warnings, precautions, and information about the likelihood and extent of potential risks." (Pence Report [Docket 219-1], at 62). Second, she states that "patients implanted with the Obtryx Sling or Pinnacle mesh were prevented from ... giving true informed consent as a result of BSC's inadequate professional and patient labeling." (Id. at 63). She then offers a list of warnings and risks that she believes should have been included in the products' instructions for use ("IFU") and patient brochures.
BSC asserts that these opinions should be excluded because they relate to BSC's deviation from the branding requirements of the Food, Drug, and Cosmetic Act ("FDCA"), which is irrelevant in this case and consequently unhelpful to the jury. The plaintiffs agree that whether BSC violated the FDCA is not relevant and that Dr. Pence will not offer an opinion on that issue. The plaintiffs stress, however, that Dr. Pence's testimony about labeling is relevant to the plaintiffs' failure to warn claim. To assess the validity of this claim, the jury will need to understand what information should be included in IFUs and patient brochures but was not included by BSC—the plaintiffs argue that Dr. Pence can provide such understanding to the jury. I agree that such testimony might help guide the jury in reaching a verdict on these state law claims, which consider the appropriateness of product labeling, and as such, her opinions are relevant.
BSC adds that even if Dr. Pence's opinions on BSC's labeling practices are relevant, they lack a reliable basis. In BSC's view, Dr. Pence does not provide any authority supporting her assertion that BSC's labeling fell short of the standard of care, and instead, she simply insists that BSC "should have gone further." (Def.'s Mem. in Supp. of its Mot. to Exclude the Ops. and Test. of Peggy Pence ("BSC's Mem. re: Pence") [Docket 220], at 8 (quoting Pence Dep. [Docket 219-3], at 328:3)). In response, the plaintiffs point to Dr. Pence's reliance on medical publications and the FDA's Manufacturer and User Facility Device Experience ("MAUDE") database as evidence that Dr. Pence supported her opinions with authority. (See Pence Report [Docket 219-1], at 49-50).
Again, the reasoning in Sanchez reflects the court's view of this issue as presented here, and I
Sanchez, 2014 WL 4851989, at *35-36.
In her last opinion, Dr. Pence proffers that BSC "deviated from the standard of care by its failure to report to [the] FDA a number of adverse events that met the criteria for Medical Device Reporting, rendering the Obtryx and Pinnacle devices misbranded as a result of failure to furnish information requested under Section 519 of the FDCA." (See Pence Report [Docket 219-1], at 91). BSC argues that whether BSC "reported certain adverse events to
For the reasons explained in Sanchez, I agree with BSC.
Sanchez, 2014 WL 4851989, at *36.
In conclusion, Dr. Pence can testify on pre-market testing, but her other opinions on the adequacy of product labels and the reporting of adverse events to the FDA are
BSC moves to exclude the opinions and testimony of Thomas H. Barker, Ph.D. Dr. Barker is a biomedical engineer who seeks to opine as to the behavior of polypropylene mesh inside of the human body. (See Barker Report [Docket 223-1], at 1, 4-5). He bases his opinions on mechanical stress tests that he conducted on the Obtryx and Pinnacle products, his experience, scientific literature, and internal documents. (See id. at 3). BSC argues that Dr. Barker's opinions are unreliable and irrelevant. In particular, BSC argues that Dr. Barker's testing methodology was flawed, that his opinions are litigation driven, that he is unqualified to opine as to polypropylene and product design, and that Dr. Barker seeks to offer impermissible state of mind testimony.
I have previously reviewed the opinion testimony of Dr. Barker under Daubert. See Sanchez, et al. v. Boston Scientific Corp., No. 2:12-cv-05762, 2014 WL 4851989, at *5-10 (S.D.W.Va. Sept. 29, 2014). The parties in this case assert arguments on the admissibility of Dr. Barker's expert opinion that I addressed in Sanchez. To the extent that there are differences in fact or exhibits, the court does not find them sufficiently material to this case. Thus, I
BSC challenges Dr. Barker's qualifications. In Sanchez, I found Dr. Barker qualified to opine as to the properties of polypropylene, and I
Sanchez, 2014 WL 4851989, at *5-6. As I note in Sanchez, even though Dr. Barker is qualified, I must still determine that his method is reliable. Id. at *6.
BSC argues that Dr. Barker's opinions based on his mechanical testing are unreliable and irrelevant. In particular, BSC argues that Dr. Barker's testing is flawed because it "1) does not replicate the published protocol he claims to have followed; 2) fails to utilize a sufficient sample size; 3) fails to meet the standards required for publication in a peer-reviewed journal; and 4) does not replicate the physiological environment or forces experienced in the female pelvic floor." (Def. BSC's Mem. of Law in Supp. of Its Mot. to Exclude the Ops. and Test. of Thomas H. Barker, Ph.D. ("BSC's Mem. re: Barker") [Docket 224], at 5). In Sanchez, BSC raised the same arguments.
BSC argues that Dr. Barker's failure to soak the pieces of mesh in a saline bath, contrary to published protocols, is unreliable. The Shepherd and Moalli protocols call for the use of a saline bath as part of testing to help better replicate the physiological environment of the human body. In Sanchez, I found that this deviation from protocols without a scientific basis rendered his method flawed:
Sanchez, 2014 WL 4851989, at *7. Moreover, I found that the use of a saline bath to replicate the human body was particularly important because Dr. Barker seeks to opine as to the in vivo effects of mesh. See id.
In this case, the plaintiffs in response raise an additional argument as to this matter. They submit an exhibit that seems to refute my finding. (See Pls.' Ex. D [Docket 267-4]). The plaintiffs provide a portion of Dr. Barker's testimony "in a recent trial pelvic mesh trial[,][sic]" where he explains that he did follow a published testing protocol and that he did, in fact, soak the mesh in a saline bath for testing. (Pls.' Resp. to Def.'s Mot. to Exclude the
However, this prior testimony is at odds with Dr. Barker's expert report and deposition in this case. In his expert report, Dr. Barker writes that, "[p]rior to this case, I have never given sworn testimony in a litigation proceeding." (Barker Report [Docket 267-1], at 3). Therefore, it is unclear when and why Dr. Barker provided the testimony that the plaintiffs attached in their Exhibit D [Docket 267-4]. Also, the plaintiffs provide very minimal information about his previous testimony. Exhibit D contains merely three pages of a transcript and contains no case name. The only identification of the case is in the plaintiffs' response, where they reference "Ex. D; pgs. 1072-1074 of Albright v. BSC." (Pls.' Resp. re: Barker [Docket 267], at 14). The plaintiffs provide no citation number for "Albright v. BSC" and give no information about whether Dr. Barker conducted additional testing for Albright or submitted a different expert report in Albright.
Furthermore, the plaintiffs attached portions of Dr. Barker's deposition for this case which contradict his Albright testimony. In his deposition for this case, Dr. Barker testifies that he did not soak the mesh that he tested in a saline bath:
(Barker Dep. [Docket 267-2], at 202:13-21). Also, in their response, the plaintiffs actually reference the fact that Dr. Barker failed to use a saline bath. (See, e.g., Pls.' Resp. re: Barker [Docket 267], at 14 ("Moreover, the only reason Dr. Barker did not submerge BSC's meshes in a saline bath was because Georgia Tech ... has a policy that forbids the submersion followed in the Moalli Protocol") (citations omitted)). As a result, the plaintiffs' argument is inconsistent and unavailing.
For the reasons stated above and in Sanchez, I find Dr. Barker's methodology to be unreliable.
BSC next argues that Dr. Barker failed to use a sufficient sample size when he tested one piece of Obtryx mesh and 2 pieces of Pinnacle mesh. In Sanchez, I agreed with this argument, especially since Dr. Barker admitted that a statistical test cannot be performed on a sample size of one:
Sanchez, 2014 WL 4851989, at *7-8. As a result, Dr. Barker's sample size was a flaw in his method.
BSC argues that Dr. Barker's testing was flawed because it was not up to peer-reviewed standards. In Sanchez, I noted that Dr. Barker admits to this in his deposition testimony:
Id. at *8 (citing Barker Dep. in Sanchez [Docket 71-4], at 301:20-302:5). I
BSC argues that Dr. Barker's method is flawed because it failed to replicate the physiological multi-directional forces in the female pelvic floor. In Sanchez, I agreed that Dr. Barker's uniaxial testing was unreliable to base opinions on the behavior of the mesh in vivo:
Sanchez, 2014 WL 4851989, at *9. I
In this case, the plaintiffs raise an additional argument as to the reliability of Dr. Barker's method. The plaintiffs contend that Dr. Barker's testing was generally accepted within the scientific community. (Pls.' Resp. re: Barker [Docket 267], at 11-12). In support, the plaintiffs point to Dr. Barker's deposition testimony, where he explains that his general method of testing material—reading relevant scientific literature, developing a testing protocol, and then conducting "cyclic tensile testing and stress deformation analyses" in accordance with the developed testing protocol—is generally accepted within his field. (Barker Dep. [Docket 267-2], at 324:7-327:16). The plaintiffs argue that general acceptance "definitively forecloses a Daubert challenge." (Pls.' Resp. re: Barker [Docket 267], at 12).
Therefore, as I concluded in Sanchez, Dr. Barker's method was unreliable and his opinions based on this method are
BSC challenges Dr. Barker's opinion regarding a mechanical mismatch between the mesh and the human body and the adverse in vivo effects resulting from that mismatch. BSC argues that it is unreliable. In Sanchez, I agreed because Dr. Barker based his calculation as to the mesh on his unreliable testing:
Id. at *9. I
BSC also argues that "Dr. Barker's opinions are unreliable because they are litigation driven[.]" (BSC's Mem. re: Barker [Docket 224], at 2). BSC raised this same argument in Sanchez, and, thus, I
Sanchez, 2014 WL 4851989, at *9.
Dr. Barker tested both the Pinnacle and Obtryx products. The Obtryx is a product at issue in this case, but the Pinnacle device is not at issue in this case. Because I find his opinions to be unreliable, I need not address the relevancy of Dr. Barker's opinions based on his testing of the Pinnacle device. See Daubert, 509 U.S. at 594-95, 113 S.Ct. 2786 (noting reliability and relevancy requirement for expert testimony).
In this case, the plaintiffs raise an additional argument as to the relevancy of Dr. Barker's testimony. The plaintiffs argue that "[t]he crux of Dr. Barker's opinions, and hence his role in this case, is to provide expert evidence of the precise design engineering failure in BSC's meshes." (Pls.' Resp. re: Barker [Docket 267], at 17). As a result, the plaintiffs contend that "Dr. Barker's opinions provide the precise evidence that the plaintiff in Lewis v. Ethicon lacked and warranted a directed verdict[,]" and that, therefore, his testimony
As I explained in Sanchez, I find Dr. Barker's method to be unreliable, and I exclude his opinions on this basis. As a result, I do not need to address the relevancy of Dr. Barker's testimony. See Daubert, 509 U.S. at 594-95, 113 S.Ct. 2786 (noting requirement that expert testimony be both reliable and relevant). However, I note that the portions of the Lewis trial transcript in which the plaintiffs cite in support of their argument refer to specific causation. (See Pls.' Ex. E Lewis Trial Tr. [Docket 267-5], at 60:5-22, 62:10-15). Dr. Barker does not offer specific causation opinions here.
BSC argues that Dr. Barker is unqualified to opine as to product design or testing and that his proposed state of mind testimony is inadmissible. In Sanchez, BSC made these same arguments. However, I did not reach the issue of Dr. Barker's qualifications as to product design or testing because I found his state of mind testimony to be impermissible expert testimony:
Sanchez, 2014 WL 4851989, at *10. I
Therefore, I
As one of the five founders of the American Urogynecological Society, Dr. Ostergard is a seasoned obstetrician and gynecologist, having practiced in the field since 1970. He has also assumed several academic roles, most recently serving as a professor of obstetrics, gynecology, and women's health at the University of Louisville. The plaintiffs offer Dr. Ostergard to testify as an expert witness on the properties of polypropylene; the design of the Obtryx sling; the regulatory process of the FDA, specifically with regard to product labeling; and the motives and ethics of BSC. (See generally Ostergard Report [Docket 217-2]). BSC seeks to exclude Dr. Ostergard's expert opinions under Daubert. I address BSC's arguments in turn.
Although Dr. Ostergard has an impressive background as a physician, BSC argues that his medical training does not qualify him under Federal Rule of Evidence 702 to render the opinions set forth in his expert report.
First, Dr. Ostergard offers opinions on the "defective" qualities of the polypropylene mesh used in the Obtryx sling, such as its "impurity" and its tendency to
I can dispose of BSC's objection by referring back to my ruling on a prior Daubert challenge brought against Dr. Ostergard:
(Jones v. Bard, Inc., et al., No. 2:11-cv-00114 [Docket 391], at 6 (S.D.W.Va. Jan. 6, 2014) (footnote omitted) (emphasis added)).
Dr. Ostergard also opines about the "procedure design promoted by BSC." (Ostergard Report [Docket 217-2], ¶ 12). He concludes that insertion of the Obtryx through the vagina, a "contaminated surgical field," is "dangerous" and that the proximity of the Obtryx to various pelvic organs and vessels creates a "risk of injury." (Id.). BSC argues that Dr. Ostergard has no experience in designing mesh products, and consequently, he lacks the qualifications necessary to opine on alleged design defects of the Obtryx. The plaintiffs respond by pointing to Dr. Ostergard's extensive knowledge of the pelvic anatomy and pelvic reconstructive surgery. Furthermore, the plaintiffs emphasize Dr. Ostergard's published research on polypropylene materials, as well as his experience with the development of other mesh devices.
After reviewing Dr. Ostergard's curriculum vitae, I conclude that Dr. Ostergard is qualified to provide opinion testimony on the design of polypropylene slings. He has performed countless pelvic reconstruction surgeries, instructed others on the performance of these surgeries, participated in the development of pelvic mesh devices, and authored several peer-reviewed articles on the safety and efficacy of polypropylene mesh products. As I explained in Jones, any challenge to his demonstrated expertise is "better suited for cross examination." (Jones, No. 2:11-cv-00114 [Docket 391], at 9).
In conclusion, I
Dr. Ostergard also comments on BSC's alleged noncompliance with FDA
Without more, however, Dr. Ostergard's distinguished career as a urogynecologist cannot uphold his opinions on product warnings and FDA compliance. First, Dr. Ostergard admitted that he is "not an expert in FDA regulations." (Ostergard Dep. [Docket 217-1], at 395:23-25). Second, his understanding of medical device warnings does not exceed the knowledge of physicians in general. That is, he has never drafted a device warning, and he only knows the "information that would be useful to the physician and his counseling of patients." (Id. at 402:15, 20-23).
Having excluded Dr. Ostergard's FDA opinions for insufficient expertise, I do not need to consider Daubert's follow-up question of whether these opinions would be helpful to the jury. My ruling in Sanchez, however, provides an analysis on the issue that I could easily apply here. See Sanchez et al. v. Boston Scientific Corp., No. 2:12-cv-05762, 2014 WL 4851989, at *35 (S.D.W.Va. Sept. 29, 2014) ("Given that the probative value of expert testimony on FDA requirements is substantially outweighed by the risk of jury confusion, I cannot admit Dr. Pence's testimony as it relates to the FDCA or FDA regulations.").
Next, BSC argues that this court should exclude Dr. Ostergard's opinions on polypropylene—that it is toxic, impure, and subject to degradation and shrinkage—because his opinions do not satisfy Daubert's reliability prong. Specifically, according to BSC, these opinions are unreliable because (1) they are not generally accepted in the medical community; (2) Dr. Ostergard has not conducted testing to support these theories; and (3) Dr. Ostergard has based his opinions on selective review of scientific literature. The plaintiffs claim that BSC's objections concern
As an initial matter, general acceptance is merely one factor a court should consider in determining admissibility of expert testimony. See Kumho Tire Co. v. Carmichael, 526 U.S. 137, 151, 119 S.Ct. 1167, 143 L.Ed.2d 238 (1999) ("[Daubert's] list of factors was meant to be helpful, not definitive. Indeed, those factors do not all necessarily apply even in every instance in which the reliability of scientific testimony is challenged."). Here, although Dr. Ostergard's opinions conflict with the position statements of several urogynecological professional societies, he nevertheless finds support for his opinions in several peer-reviewed articles. (See Ostergard Report [Docket 217-2], at ¶ 10 (citing to various publications that corroborate his opinions on polypropylene mesh)). Consequently, that Dr. Ostergard belongs to the minority does not, in itself, render his opinion unreliable. Instead, I defer to the other Daubert factors and leave the profession's acceptance (or lack thereof) of Dr. Ostergard's opinions as a possible basis for impeachment at trial.
Further challenging the reliability of Dr. Ostergard's opinions, BSC contends that Dr. Ostergard has "conducted no testing on whether Boston Scientific mesh products in fact display the defects he describes." (BSC's Mem. re: Ostergard [Docket 218], at 9). An expert, however, may support his opinions with resources other than the results of his scientific experimentation or testing. See Daubert, 509 U.S. at 592, 113 S.Ct. 2786 ("Unlike an ordinary witness, an expert is permitted wide latitude to offer opinions, including those that are not based on firsthand knowledge or observation." (internal citations omitted)). In fact, "numerous courts have held that reliance on scientific test results prepared by others may constitute the type of evidence that is reasonably relied upon by experts." Monsanto Co. v. David, 516 F.3d 1009, 1015 (Fed.Cir.2008) (listing relevant case law). In Jones, I ruled that Dr. Ostergard's reliance on the analyses of others, when considered alongside his own peer-reviewed research, satisfied the reliability requirements of Daubert. (See Jones, No. 2:11-cv-00114 [Docket 391], at 8). Revisiting Dr. Ostergard's list of publications on polypropylene mesh, (see Ostergard Curriculum Vitae [Docket 286-2], at 24), I again conclude that Dr. Ostergard's opinions have reliable support.
Finally, BSC asserts that Dr. Ostergard has "misinterpreted" the medical articles he relied on in reaching his opinions, and as a result, his opinions are unreliable. (BSC's Mem. re: Ostergard [Docket 218], at 10). BSC's argument misplaces my role under Daubert. As the gatekeeper of expert testimony, I need not concern myself with the "correctness of the expert's conclusions" and should instead focus on the "soundness of his methodology." Daubert v. Merrell Dow Pharm., Inc., 43 F.3d 1311, 1318 (9th Cir.1995) ("Daubert II"). As explained above, the review of other professionals' research can form a sound and reliable basis for an expert opinion. Here, Dr. Ostergard conducted a thorough review of others' medical research in establishing his opinions. (See Ostergard Curriculum Vitae [Docket 217-2], at 148-56 (providing a list of medical literature that Dr. Ostergard considered in writing his expert report)). Whether Dr. Ostergard correctly interpreted this research has no bearing on the admissibility of his opinions. Accordingly, BSC's objection has no merit, and I
This holding, however, does not apply to Dr. Ostergard's opinion on the carcinogenicity of polypropylene. Although the plaintiffs point to several studies connecting polypropylene to cancer, (see Pls.' Resp. re: Ostergard [Docket 286], at 15 n. 74), none of the plaintiffs in this case has claimed that the Obtryx sling caused cancer. Thus, "[t]he mention of cancer in the context of this case ... would, at a minimum, offend Rule 702 and confuse the jury on a matter with scant probative value." (Jones, No. 2:11-cv-00114 [Docket 391], 8 n. 4). All of Dr. Ostergard's opinions on the carcinogenicity of polypropylene are
BSC asserts that a majority of Dr. Ostergard's expert report consists of impermissible opinion testimony on the "intentions and motivations of Boston Scientific." (BSC's Mem. re: Ostergard [Docket 218], at 13). The plaintiffs admit that Dr. Ostergard seeks to provide insight into BSC's "intent, motives (including financial motives), or ethics" for the purpose of opining on "what information BSC should have known" and "should have done" as a manufacturer of mesh devices. (Pls.' Mem. re: Ostergard [Docket 286], at 16). In the plaintiffs' view, such opinion testimony is admissible because it is relevant to the issue of punitive damages and will help the jury understand the medical language in many of BSC's internal documents. (Id.).
I disagree. As I have consistently held throughout these MDL cases, the defendant's "knowledge, state of mind, or other matters related to corporate conduct and ethics are not appropriate subjects of expert testimony because opinions on these matters will not assist the jury." Lewis, 2014 WL 186872, at *6 (citing to In re Rezulin Prods. Liab. Litig., 309 F.Supp.2d 531, 547 (S.D.N.Y.2004), which ruled that "the question of intent is a classic jury question and not one for the experts"). Accordingly, Dr. Ostergard's opinions related to BSC's intent, motives, ethics, and corporate conduct—including any comments about what BSC "knew or should have known"—are
In sum, BSC's Motion to Exclude the Opinions and Testimony of Dr. Ostergard [Docket 217] is
BSC seeks to exclude the opinions of Dr. Vladimir Iakovlev. Dr. Iakovlev is an anatomical pathologist and director of Cytopathology at the Department of Laboratory Medicine at St. Michael's Hospital in Toronto, Canada. (Iakovlev Report [Docket 225-1], at 1). In his expert report, Dr. Iakovlev describes a study he participated in with Dr. Robert Bendavid beginning in 2012, "to investigate the morphological specifics of tissue before and after the inguinal hernia surgery, with and without the use of the mesh." (Id. at 2). Based on this study, as well as his analysis of published literature and patient records,
BSC argues that Dr. Iakovlev is unqualified to render opinions on mesh design, mesh deformation, and polypropylene degradation. (Def.'s Mem. re: Iakovlev [Docket 226], at 7-9). Dr. Iakovlev is a pathologist. BSC argues that because Dr. Iakovlev does not have a degree in physics, engineering, or biomaterials and only recently became familiar with the basic manufacturing principles for synthetic mesh, he is not qualified to opine on the design, deformation, and degradation of mesh explants. (Id.).
A pathologist is a clinician who provides diagnoses for patient care based on the examination of specimens they receive and relevant clinical information. Edwards v. Ethicon, No. 2:12-cv-09927, 2014 WL 3361923, at *24 (S.D.W.Va. July 8, 2014) (citation omitted). In his expert report, Dr. Iakovlev states that his "professional activities include diagnostic examination of specimens removed surgically or by biopsies from the human body, where [his] annual practice volume amounts to 5000 cases." (Iakovlev Expert Report [Docket 225-1], at 1). Dr. Iakovlev also teaches a course on anatomic pathology and cytology. (Id. at 29). BSC does not question Dr. Iakovlev's pathology credentials; rather, it only argues that as a pathologist, he is unqualified to render these opinions. However, throughout these MDLs, I have allowed numerous pathologists to testify regarding the properties of polypropylene mesh. See, e.g., Sanchez, 2014 WL 4851989, at *19-20 (discussing Dr. Richard W. Trepeta); In re C.R. Bard, Inc., 948 F.Supp.2d 589, 621 (S.D.W.Va.2013) (discussing Dr. Bernd Klosterhalfen). In fact, in Edwards, I determined that Dr. Iakovlev was qualified to render an opinion regarding polypropylene degradation based on his experience as a pathologist. See Edwards, 2014 WL 3361923, at *24-25. The fact that Dr. Iakovlev took the time to familiarize himself with BSC's manufacturing process in no way diminishes his qualifications. Therefore, I
Next, BSC argues that Dr. Iakovlev lacks reliable methodology for his general causation opinions related to his review of explanted mesh as part of the Bendavid study. In preparing his expert report, Dr. Iakovlev examined over 100 mesh explants, approximately twenty percent of which were polypropylene and some fraction of which were transvaginal. (Iakovlev Report [Docket 225-1], at 2; Iakovlev Dep. [Docket 225-3], at 55, 243). The explanted mesh types included woven,
Although BSC fails to cite to any testimony from Dr. Iakovlev supporting its premise, I agree that Dr. Iakovlev provides no information on how the mesh explants were chosen or prepared for examination. (Def.'s Mem. re: Iakovlev [Docket 226], at 5-6). Dr. Iakovlev testified that the 21 BSC samples he examined were provided by plaintiffs' counsel. (Iakovlev Dep. [Docket 268-2], at 42). I also note, in his deposition for Edwards, Dr. Iakovlev further testified that he requested all available meshes for examination, but had no way of knowing what methodology the plaintiffs' lawyers employed in providing him with the number of meshes they did. (Id. at 157-61). Dr. Iakovlev "has given no explanation as to whether [his] is a representative sample size or how he chose the particular explants analyzed." Lewis, 2014 WL 186872, at *8. "Therefore, I have no information as to the `potential rate of error' inherent in [his] observations." Id. (citing Daubert, 509 U.S. at 594, 113 S.Ct. 2786). By simply highlighting the fact that Dr. Iakovlev performed an independent analysis, the plaintiffs have not demonstrated that Dr. Iakovlev's opinions regarding pelvic mesh explants were derived using scientific methods. Therefore, Dr. Iakovlev's general causation opinions related to the Bendavid study are
Unlike his opinions in Edwards, it is unclear which of Dr. Iakovlev's opinions relate to specific plaintiffs in the current litigation or whether he reviewed samples separate from the Bendavid study. In Edwards, I allowed Dr. Iakovlev to testify regarding Ms. Edward's mesh because his specific causation opinions did not present the same reliability concerns as his general causation opinions. 2014 WL 3361923, at *23 ("Dr. Iakovlev may not testify regarding his general conclusions about mesh because his choice of samples lacks scientific methodology. However, this is not a reason to exclude his testimony about Ms. Edward's mesh, which was made after a review of her explant."). Here, when discussing polypropylene degradation and his polarization technique, Dr. Iakovlev refers to the 21 BSC samples provided to him by plaintiffs' counsel. (Iakovlev Dep. [Docket 225-3], at 412). In his expert report, when discussing mesh design, Dr. Iakovlev states he examined a "variety" of BSC devices, but fails to indicate their source. Without more information, I must assume that Dr. Iakovlev's additional opinions are based on his general review of mesh explants as part of the Bendavid study, which I have determined to be unreliable. Therefore, I
BSC challenges the reliability of Dr. Iakovlev's opinions drawn from his mechanical testing of BSC slings. Dr. Iakovlev tested one sling and one Uphold. (Iakovlev Dep. [Docket 225-3], at 349). Dr. Iakovlev performed a "stretch test" on the mesh to simulate forces acting on the device in the body and confirm his hypothesis that mesh deforms after stretching forces are applied to it. (Iakovlev Report [Docket 225-1], at 7; Iakovlev Dep. [Docket 225-3], at 350). Dr. Iakovlev placed the mesh on a flat surface against a scale and secured the ends with clamps. (Iakovlev Dep. [Docket 225-3], at 345). Then, by pulling the clamps apart, he stretched the mesh to 120% of its original length. (Id.). Dr. Iakovlev observed permanent bowing, lengthening, and raised edges, which he opines is similar to the natural deformation that takes place inside the human body. (Iakovlev Report [Docket 225-1], at 7). Dr. Iakovlev also points out that when the clamps were released the mesh did not return to its original length and shape. (Id. at 7-8).
In particular, BSC makes the following arguments as to why Dr. Iakovlev's testing was methodologically flawed: (1) his testing method was not based on any testing standards and did not have a written protocol; (2) he did not regulate or measure how much force he applied to the mesh samples; (3) he set clamps on the mesh, but cannot provide measurements; (4) he intended to stretch the mesh to reach 120% of the original length, but does not know how he arrived at that result or how to repeat the test; (5) he could not describe or comprehend how he controlled his test for confirmation bias; (6) he does not know whether mesh responds to stretching with clamps the same way it does when implanted in the human body, nor has he done mechanical testing on mesh in the body; (7) he cannot validate that stretching mesh on a machine replicates the behavior of mesh in the body because he only measured unilateral forces, and not forces from multiple directions or the amount of force used; and (8) he has no knowledge of any general acceptance of his methodology in the scientific community. (Def.'s Mem. re: Iakovlev [Docket 226], at 7). BSC's objections can be divided into two categories: (1) testing standards and (2) in vivo environment.
Many of BSC's arguments incorporate Dr. Iakovlev's failure to adhere to testing standards or a written protocol.
BSC's remaining two arguments are in regard to Dr. Iakovlev's failure to replicate an in vivo environment.
The mere fact that Dr. Iakovlev's study was uniaxial does not alone render his methodology unreliable; however, the fact that he did not account for multi-directional forces inside of the female pelvis weighs heavily against admissibility. Much like his response to BSC's question regarding confirmation bias, when asked about the way mesh responds inside and outside of the body, Dr. Iakovlev states that "the assumption is that if the forces are similar, the behavior will be similar. That's a limitation of all experimental studies." (Iakovlev Dep. [Docket 225-3], at 352). Dr. Iakovlev's "assumption" that the force he applied by pulling on the clamps accurately represents the forces inside the human body is hardly sufficient to survive Daubert scrutiny. Accordingly, I
Dr. Jerry Blaivas is a pelvic surgeon and urologist. The plaintiffs offer Dr. Blaivas to opine as to general and specific causation. He seeks to offer opinions regarding the complications of synthetic slings and prolapse kits, BSC's warnings to physicians and patients, the removal of slings, the safety and efficacy of pubovaginal slings using autologous fascia and native tissue prolapse repair, and BSC's awareness of complications relating to its products. (See Blaivas Report [Docket 239-1], at 3-4).
BSC contends that Dr. Blaivas's testimony should be excluded as unreliable. In particular, BSC makes the following arguments: (1) his opinions are not generally accepted within his field; (2) he improperly discounted contrary studies; (3) he fails to support his opinions with peer-reviewed literature; and (4) he failed to consider any studies using the Obtryx. (BSC's Mem. in Supp. of Its Mot. to Exclude the Ops. and Test. of Jerry Blaivas, M.D. ("BSC's Mem. re: Blaivas") [Docket 240], at 1-2). Also, BSC argues that Dr. Blaivas's specific causation opinions as to Ms. Hendricks should be excluded because he did not perform a proper differential diagnosis. (See id. at 2). Finally, BSC argues that "Dr. Blaivas seeks to offer opinions that (1) constitute legal opinions, (2) fall outside the scope of his expertise; or (3) consist of speculation regarding Boston Scientific's knowledge, intent, and/or state of mind." (Id.).
BSC challenges Dr. Blaivas's opinion that polypropylene mid-urethral slings are not safe to treat SUI. BSC makes several sub-arguments as to this point.
First, BSC argues that the opinion "is unreliable because it is not generally accepted in the relevant medical and scientific communities and ... conflicts with the findings of a FDA Advisory Panel and leading urogynecological and urological organizations" of which is he a member (Id. at 5). BSC notes that the FDA Advisory Panel and organizations, including the American Urogynecologic Society ("AUGS") and the American Urological Association ("AUA"), have released findings and statements stating that polypropylene slings are safe and effective and are the "worldwide standard of care for the surgical treatment of stress urinary incontinence." (Id. at 5-6). BSC contends that Dr. Blaivas discounts these findings and statements with unfounded accusations of bias. (See id. at 6). Also, at his deposition, Dr. Blaivas testified that the majority of physicians performing surgery to treat SUI use synthetic mesh slings and think that using polypropylene mesh slings are safe. (See Blaivas Dep. II [Docket 239-6], at 511:12-23).
"`General acceptance' is not a necessary precondition to the admissibility of scientific evidence under the Federal Rules of Evidence...." See Daubert, 509 U.S. at 597, 113 S.Ct. 2786. As a result, even if Dr. Blaivas's opinion is not generally accepted, that factor alone does not dictate a finding of unreliability. Furthermore, as I explain above in my ruling on BSC's Motion to Exclude Plaintiffs' Experts' Opinion that Polyproylene Mid-Urethral Slings are Defective [Docket 227], BSC is seeking to challenge Dr. Blaivas's conclusion rather than his methodology. See Daubert, 509 U.S. at 595, 113 S.Ct. 2786 ("The focus, of course, must be solely on principles and methodology, not on the conclusions that they generate."). Therefore, this argument has no merit.
Second, BSC argues that "Dr. Blaivas inexplicably dismisses and fails to consider published, peer-reviewed literature demonstrating polypropylene mid-urethral slings are safe and effective." (BSC's Mem. re: Blaivas [Docket 240], at 5). In particular, BSC contends that Dr. Blaivas discounts the Nilsson study, the Delorme study, and the Ulmsten study with unsupported allegations of bias. (See id. at 9-10).
An expert's opinion may be unreliable if he fails to account for contrary scientific literature and instead "selectively [chooses] his support from the scientific landscape." In re Rezulin Products Liab. Litig., 369 F.Supp.2d 398, 425 (S.D.N.Y. 2005) (quotations omitted). "[I]f the relevant scientific literature contains evidence tending to refute the expert's theory and the expert does not acknowledge or account for that evidence, the expert's opinion is unreliable." Id.; see also Abarca v. Franklin Cnty. Water Dist., 761 F.Supp.2d 1007, 1066 n. 60 (E.D.Cal.2011) ("A scientist might well pick data from many different sources to serve as circumstantial evidence for a particular hypothesis, but a reliable expert would not ignore data, misstate the findings of others, make sweeping statements without support, and cite papers that do not provide the support asserted." (quotations omitted)); Rimbert v. Eli Lilly & Co., CIV 06-0874 JCH/LFG, 2009 WL 2208570, at *14 n. 19
However, contrary to BSC's contentions, Dr. Blaivas provided more than mere blanket accusations of bias for discounting these studies. He explained why he suspected bias. Dr. Blaivas explained that Dr. Delorme was an inventor of the approach being studied and stated that "to conclude after [looking at] 32 patients by the inventor of the operation that it's safe and effective stretches credibility in my judgment." (Blaivas Dep. I [Docket 239-4], at 293:20-22; see id. at 292:9-294:19). Similarly, Dr. Blaivas claims that the Ulmsten study was "one of the studies I referred to that I believe to be completed and to get paid had to show a complication rate that was comparable to the last study... I think this study is ethically challenged." (Id. at 287:15-20). In regards to the Nilsson follow-up study, Dr. Blaivas testified that its methodology was, in fact, problematic because "[t]wenty-one of the patients were lost to follow-up." (Blaivas Dep. II [Docket 239-6], at 392:5). He explained further:
(Id. at 392:9-17). If BSC seeks to challenge Dr. Blaivas's allegations of bias as to these studies, it may do so on cross examination. See Daubert, 509 U.S. at 596, 113 S.Ct. 2786 ("Vigorous cross-examination, presentation of contrary evidence, and careful instruction on the burden of proof are the traditional and appropriate means of attacking shaky but admissible evidence.").
In another section of its memorandum, BSC argues that Dr. Blaivas's opinion that polypropylene mid-urethral slings are not safe to treat SUI is based only on his experience. (BSC's Mem. re: Blaivas [Docket 240], at 5-6). Dr. Blaivas testifies that he "remember[s][his] opinions about the safety were not based predominantly on the medical literature." (Blaivas Dep. II [Docket 239-6], at 434:22-23). In support of its argument, BSC further cites to Dr. Blaivas's deposition testimony demonstrating that he could not identify which articles on his list he relied upon in forming this opinion and explained that "I guess I can't answer your question fairly without looking at each article, but I do believe that I will find some." (Blaivas Dep. I [Docket 239-4], at 150: 3-5; see BSC's Mem. re: Blaivas [Docket 250], at 12).
Dr. Blaivas's failure to recall which articles supported his opinion as to safety is an insufficient reason to find his methodology unreliable. Dr. Blaivas has extensive experience, (see Blaivas Report [Docket 239-1], at Ex. A (Dr. Blaivas's curriculum vitae)), has authored peer-reviewed articles on this subject (see Blaivas Dep. I [Docket 239-4], at 149:16-23), and considered scientific literature in forming his opinions as evidenced by his relied upon list (see Blaivas Report [Docket 239-1], at Ex. B). The fact that the scientific literature was not the "predominant[]" basis of
Therefore, I
BSC also argues that Dr. Blaivas did not base his opinions on peer-reviewed literature. (BSC's Mem. re: Blaivas [Docket 240], at 10). In support, BSC cites to portions of Dr. Blaivas's testimony where he discusses his relied upon list in another case, Hall. (See id. at 11; Blaivas Dep. I [Docket 239-4], at 105:10-11). It does not reveal that he based his opinions on experience alone:
(Id. at 106:5-107:1) (objection omitted). This demonstrates that Dr. Blaivas at least reviewed and considered the literature on his list. These studies supported his opinions. Whether or not his conclusions exactly comport with the conclusions reached in the studies is not determinative of my Daubert analysis. I am to assess the reliability of Dr. Blaivas's method, not the accuracy of the conclusions that he reaches. See Daubert, 509 U.S. at 595, 113 S.Ct. 2786 ("The focus, of course, must be solely on principles and methodology, not on the conclusions that they generate.").
Next, BSC challenges Dr. Blaivas's opinion that "[p]ubovaginal slings using autologous fascia are a safer alternative to synthetic slings[.]" (Blaivas Report [Docket 239-1], at 4). In support of its argument, BSC cites to Dr. Blaivas's deposition testimony, where he states that "there are no head-to-head studies" comparing the two slings and that he was unable to name studies finding that pubovaginal slings are safe. (Blaivas Dep. II [Docket 239-6], at 380:25). As I explain above, I do not find this deposition testimony to be dispositive. Therefore, I
BSC argues that Dr. Blaivas is unqualified to opine as to the design of the Obtryx or the adequacy of its warnings. BSC challenges several opinions in Dr. Blaivas's report:
(Blaivas Report [Docket 239-1], at 3-5; see BSC's Mem. re: Blaivas [Docket 240], at 13-14). I have previously found Dr. Blaivas qualified to testify as to the adequacy of warnings. See Huskey, et al., v. Ethicon, Inc., et al., 29 F.Supp.3d 691, 719-20, No. 2:12-cv-05201, 2014 WL 3362264, at *20 (S.D.W.Va. July 8, 2014). As I explained in Huskey with respect to a different product's warnings:
Id. at 719, 2014 WL 3362264, at *20 (citation omitted). Here, the same reasoning applies. Therefore, I
As for product design, BSC contends that Dr. Blaivas lacks design experience and has not implanted an Obtryx sling or BSC pelvic mesh product. (See BSC's Mem. re: Blaivas [Docket 240], at 13; Blaivas Dep. I [Docket 239-4], at 26:22-23 ("Q: Have you ever done an Obtryx surgery? A: Have not.")). Dr. Blaivas's experience removing SUI devices and observing complications during the removal process does not alone render him qualified to opine as to design. Dr. Blaivas worked in developing the autologous rectus fascial sling operation. However, this experience in developing procedures does not make him an expert in the design of a medical device. (See Blaivas Report [Docket 239-1], at 1-2). As a result, Dr. Blaivas lacks the "knowledge, skill, experience, training, or education" as to product design that Federal Rule of Evidence 702 requires. Fed.R.Evid. 702. His opinions related to product design are
BSC argues that Dr. Blaivas seeks to offer opinions that are legal conclusions. BSC challenges only one opinion: "Claims that make the procedure appear safer and easier to perform than it actually is are misleading." (Blaivas Report [Docket 239-1], at 4). The plaintiffs interpret this opinion as Dr. Blaivas commenting "that BSC downplayed the difficulties associated with the surgical implantation of the Obtryx device." (Pls.' Opp'n to Def. BSC's Mot. and Mem. of Law in Supp. of its Mot. to Exclude the Ops. and Test. of Jerry Blaivas, M.D. ("Pls. Resp. re: Blaivas") [Docket 279], at 17). I recently explained that Dr. Blaivas's opinion on downplaying complications based on his personal experience
BSC argues that Dr. Blaivas's opinions as to polypropylene mesh shrinkage and degradation are beyond his expertise because Dr. Blaivas admits in his deposition that he is not an expert in biomaterials and that he read and relied upon other experts' depositions in educating himself on degradation. (See Blaivas Dep. II [Docket 239-6], at 482:12-13 (testifying "I mean, the biochemistry and stuff was over my head"); id. at 481:4-484:3). BSC also cites to Dr. Blaivas's deposition testimony which reveals that he has not performed tests on shrinkage, he has "never looked for any" studies finding that mesh shrinks asymmetrically, and he could not recall the details of a particular study on mesh shrinkage. (See id. at 458:12-14, 459:6-8, 465:8-466:2). In response, the plaintiffs point to Dr. Blaivas's experience removing SUI devices and personally observing degradation. (See Pls. Resp. re: Blaivas [Docket 279], at 14).
In Huskey, I found that Dr. Blaivas was unqualified to opine as to mesh shrinkage and degradation due to his failure to disclose his particular experience with these matters in his expert report. 29 F.Supp.3d at 722-23, 2014 WL 3362264, at *23-24. I
BSC argues that Dr. Blaivas seeks to offer state of mind testimony. (See BSC's Mem. re: Blaivas [Docket 240], at 17-18). As I explain above, this testimony is impermissible expert testimony. The plaintiffs concede that Dr. Blaivas will not offer state of mind testimony. (See Pls. Resp. re: Blaivas [Docket 279], at 17). Therefore, BSC's motion with regard to this matter is
BSC also argues that Dr. Blaivas's opinions do not fit the facts of the case because he cannot recall whether he has reviewed any studies concerning the safety and efficacy of the Obtryx. (See Blaivas Dep. I [Docket 239-4], at 334:20-25). Even if this is the case, Dr. Blaivas's opinions as to polypropylene mesh slings generally are still helpful to a jury here.
BSC challenges Dr. Blaivas's specific causation opinions as to Ms. Hendricks. Ms. Hendricks is no longer a plaintiff in this case. Therefore, BSC's motion with respect to this matter is
Dr. Blaivas's report contains references to POP, the Pinnacle device, and the Advantage product. (See, e.g., Blaivas Report [Docket 239-1], at 3-4). In this case, the product at issue is the Obtryx which is used to treat SUI. I find that Dr. Blaivas's references to POP, the Pinnacle, and the Advantage are immaterial to my Daubert ruling here. Many of his opinions apply to both synthetic slings and prolapse kits and merely refer to the Pinnacle and Advantage devices as examples of such. (See, e.g., id. at 3 (opining that "[s]ynthetic slings and prolapse kits, such as [BSC's] Pinnacle and Advantage devices, cause
Therefore, BSC's Motion to Exclude the Opinions and Testimony of Jerry Blaivas, M.D., is
Dr. Vredenburgh works as a consultant and researcher in the field of "human factors," providing business guidance on matters such as product warning design, injury prevention, risk management, and warning effectiveness. (See Vredenburgh Curriculum Vitae [Docket 241-1], at 2 (describing Dr. Vredenburgh's current consulting position)). The plaintiffs offer Dr. Vredenburgh to provide expert testimony on "BSC's management of hazards related to its transvaginal mesh products." (Pls.' Opp. to BSC's Mot. to Exclude Dr. Vredenburgh ("Pls. Mot. re: Vredenburgh") [Docket 284], at 2). In sum, Dr. Vredenburgh opines that "BSC failed to effectively control the hazards present in its transvaginal mesh products at issue in this litigation, including its design and hazard communication (including instructions, training, and warnings) of the Obtryx." (Vredenburgh Report [Docket 241-3], at 3).
BSC's objections to this expert testimony fall into four categories: (1) Dr. Vredenburgh is not qualified to offer the opinions set forth in her report; (2) Dr. Vredenburgh's opinions are not helpful to the jury; (3) Dr. Vredenburgh did not support her opinions with reliable methodology; and (4) Dr. Vredenburgh's opinions are not proper for expert testimony because they assert legal conclusions and opine about BSC's state of mind. Because I find that Dr. Vredenburgh's opinions are improper and therefore not helpful to the jury as prescribed by Federal Rule of Evidence 702, I need not address BSC's arguments regarding Dr. Vredenburgh's qualifications and the reliability of her methods. As further explained below, I
Rule 702 provides that an expert witness may testify in the form of an opinion if his or her "specialized knowledge will help the trier of fact to understand the evidence or to determine a fact in issue." Fed.R.Evid. 702(a). If, for instance, an expert's opinion "supplies the jury with no information other than the witness's view of how the verdict should read," then the testimony is essentially a legal conclusion "that is better handled by the judge and, coming from the witness, will be of little assistance to the jury." United States v. Offill, 666 F.3d 168, 175 (4th Cir.2011). Dr. Vredenburgh's testimony collapses under this rule. Instead of simply outlining her opinion on the vital parts of a product warning, Dr. Vredenburgh's report goes a step further, concluding that BSC "failed to provide adequate instructions" and "did not include adequate warnings." (Vredenburgh Report [Docket 241-3], at 5). As I held in In re C.R. Bard, Inc., "whether [the defendant] failed to warn [is a] question[] for the jury, not for Dr. [Vredenburgh]." 948 F.Supp.2d 589, 629 (S.D.W.Va.2013); see also Strong v. E.I. DuPont de Nemours Co., 667 F.2d 682, 686 (8th Cir.1981) ("[T]he question of whether the lack of warnings rendered the ... products unreasonably dangerous is not the kind of issue on which expert assistance is essential for the trier of fact. The jury was capable of drawing its own inferences from the available evidence."). Accordingly, I
Dr. Vredenburgh's expert report also offers opinions on BSC's state of mind and corporate conduct. Specifically, Dr. Vredenburgh states that BSC: "knew the complication rates, yet failed to include them in the warnings and/or labeling"; "was aware of debilitating outcomes"; "ignored the numerous red flags raised by multiple agencies, publications and physicians"; used "anti-warnings" to "deliberately misrepresent dangerous products as safe"; and "refused to perform Clinical Testing to help identify risks." (Vredenburgh Report [Docket 241-3], at 10-24 (emphasis added)).
As I have previously stressed, the defendant's "knowledge, state of mind, alleged bad acts, failures to act, or other matters related to corporate conduct and ethics are not appropriate subjects of expert testimony because opinions on these matters will not assist the jury." In re C.R. Bard, Inc., 948 F.Supp.2d at 611 (citing to In re Rezulin Prods. Liab. Litig., 309 F.Supp.2d 531, 546 (S.D.N.Y.2004) ("Inferences about the intent or motive of parties or others lie outside the bounds of expert testimony.")). The reasonableness of conduct and a party's then-existing state of mind "are the sort of questions that lay jurors have been answering without expert assistance from time immemorial." Kidder v. Peabody & Co. v. IAG Int'l Acceptance Grp., N.V., 14 F.Supp.2d 391, 404 (S.D.N.Y.1998). Here, opinions on BSC's alleged corporate misconduct and improper decisions are strewn throughout Dr. Vredenburgh's report, largely supported by various BSC internal documents. (See, e.g., Vredenburgh Report [Docket 241-3], at 6 (citing to the depositions of BSC corporate executives)). While internal corporate documents and executives' testimony are certainly relevant in this case, such evidence "should be presented directly to the jury, not through an expert." In re C.R. Bard, Inc., 948 F.Supp.2d at 628. Thus, I
In conclusion, Dr. Vredenburgh's expert report provides legal conclusions about whether BSC acted appropriately and opines about BSC's corporate ethics. The jury is capable of evaluating the evidence on these subjects without the help of an expert. Furthermore, the court believes her testimony as offered would mislead and confuse the jury, even if arguably adequate under Daubert. Therefore, I
Dr. Rosenzweig is a urogynecologist and a professor of obstetrics and gynecology in Chicago, Illinois. The plaintiffs offer Dr. Rosenzweig as an expert witness on general causation and on specific causation for Ms. Blankenship. (See Rosenzweig Report on Jeanie Blankenship ("Rosenzweig Report re: Blankenship") [Docket 273-1], at 4-6 (opining that, with a reasonable degree of medical certainty, the Obtryx device implanted in Ms. Blankenship caused her injuries)). BSC attacks the reliability of Dr. Rosenzweig's specific causation opinions, as well as the general causation opinions underlying them. I address BSC's objections below, beginning with Dr. Rosenzweig's general causation opinions.
Dr. Rosenzweig's expert reports primarily focus on diagnosing the particular
I disagree with BSC's contentions for several reasons. First, I have considered Dr. Rosenzweig as a general causation expert three times in the past, and on each occasion, I have admitted his general causation testimony on the properties of polypropylene mesh. See Lewis, et al. v. Ethicon, Inc., No. 2:12-cv-4301, 2014 WL 186872, at *20 (S.D.W.Va. Jan. 15, 2014) (finding that Dr. Rosenzweig is qualified to offer the opinion that vaginally implanted polypropylene mesh degrades, based on his clinical experience and his analysis of scientific literature and academic papers); Edwards v. Ethicon, Inc., 2:12-cv-09972, 2014 WL 3361923, at *11 (S.D.W.Va. July 8, 2014) (same); Huskey v. Ethicon, Inc., 29 F.Supp.3d 691, 707-08, 2:12-cv-05201, 2014 WL 3362264, at *8 (S.D.W.Va. July 8, 2014) (same). BSC has not distinguished Dr. Rosenzweig's opinions in this case from the opinions I have admitted in prior MDLs.
In an attempt to discredit Dr. Rosenzweig's review of the relevant literature, BSC emphasizes Dr. Rosenzweig's failure to read the Litwiller paper, an unpublished study that included 954 patients with the Obtryx sling. (Rosenzweig Dep. [Docket 251-2], at 139:18-140:1). But BSC has not demonstrated the relevance of this study to Dr. Rosenzweig's opinions in this case. Furthermore, BSC has not explained why Dr. Rosenzweig's unfamiliarity with this single study renders his opinion unreliable as a whole.
Without a demonstrated reason for abandoning my prior holdings, I
BSC next asks this court to exclude Dr. Rosenzweig's specific causation opinions about Ms. Blankenship because Dr. Rosenzweig failed to conduct a reliable differential diagnosis. A reliable differential diagnosis requires the expert to "determin[e] the possible causes for the patient's symptoms and then eliminat[e] each of these potential causes until reaching one that cannot be ruled out or determining which of those that cannot be considered is the most likely." Westberry v. Gislaved Gummi AB, 178 F.3d 257, 262 (4th Cir.1999). Although BSC makes much of the fact that Dr. Rosenzweig does not have a physician-patient relationship with Ms. Blankenship, Fourth Circuit law provides that "a physician may reach a reliable differential diagnosis without personally performing a physical examination." Cooper v. Smith & Nephew, Inc., 259 F.3d 194, 203 (4th Cir.2001). As such, Dr. Rosenzweig's failure to physically examine Ms. Blankenship does not per se render his specific causation testimony unreliable, especially when he reached his opinions by studying the records of other physicians who examined the two women. See Kannankeril v. Terminix Int'l, Inc., 128 F.3d 802, 807 (3d Cir.1997), as amended (Dec. 12, 1997), ("[A] physician may reach a reliable differential diagnosis without himself performing a physical examination, particularly if there are other examination results available.").
After her pelvic surgery, Ms. Blankenship developed suprapubic and pelvic pain and a delayed-onset voiding dysfunction. Dr. Rosenzweig opines that these symptoms directly resulted from the Obtryx implantation. BSC asserts that Dr. Rosenzweig has overlooked several symptoms that Ms. Blankenship experienced before her Obtryx sling surgery, including pelvic pain and dyspareunia. But Dr. Rosenzweig's report and deposition testimony confirm that Dr. Rosenzweig did in fact consider these symptoms in reaching his conclusions.
First, Dr. Rosenzweig acknowledged that Ms. Blankenship had pre-implant pelvic pain and dyspareunia. (See Rosenzweig Dep. [Docket 273-2], at 153:10-16 (agreeing that Ms. Blankenship complained of pelvic discomfort and pain with sex two days prior to her pelvic surgery)). He then excluded this pain as the cause of Ms. Blankenship's current problems, explaining that someone with pre-implant pain could still experience "an increase in that pain" after transvaginal mesh placement. (Id. at 156:16-19). Furthermore, in his expert report, Dr. Rosenzweig explicitly lists Ms. Blankenship's prior medical problems and eliminates them as possible causes of current pain:
(Rosenzweig Report re: Blankenship [Docket 273-1], at 5).
While a more detailed account from Dr. Rosenzweig might be desired, Daubert does not require additional explanation at this time. Edwards v. Ethicon, Inc., 2:12-cv-09972, 2014 WL 3361923, at *6 (S.D.W.Va. July 8, 2014) (admitting the specific causation opinion of Dr. Steege, even though he "did not provide a detailed explanation" as to why he ruled out alternative causes, because "he based his conclusions on accepted scientific principles and research"). Rather, any potential errors in a doctor's differential diagnosis "affect the weight that the jury should give the expert's testimony and not the admissibility of that testimony." Westberry, 178 F.3d at 265 (internal quotations omitted). Therefore, I
BSC raises two other arguments against Dr. Rosenzweig's specific causation opinion. First, BSC asserts that Dr. Rosenzweig has no scientific evidence to support his opinion that Ms. Blankenship's mesh contracted and shrunk after implantation because he did not examine Ms. Blankenship or her mesh implant. In response, the plaintiffs refer to trial testimony from another MDL trial, Lewis, et al. v. Ethicon, Inc., in which I allowed Dr. Rosenzweig to offer an opinion on mesh shrinkage based on a study by Carl Gustaf Nilsson. (See Transcript [Docket 273-5], at 136:15-139:9). This previous trial testimony has little value here as the plaintiffs have taken
Although the trial transcript provides no assistance, Dr. Rosenzweig's deposition testimony and expert report suggest a scientific connection between Ms. Blankenship's voiding dysfunction and contracture of the Obtryx that can withstand Daubert. According to Dr. Rosenzweig:
Dr. Rosenzweig's analysis has plenty of gaps that BSC can capitalize on during cross-examination. But Daubert only requires "a preliminary assessment of whether the reasoning or methodology underlying the testimony is scientifically valid." Daubert, 509 U.S. at 592, 113 S.Ct. 2786. Dr. Rosenzweig thoroughly considered Ms. Blankenship's medical history and test results in the light of the applicable publications, thereby establishing "medical evidence as to what caused [Ms. Blankenship's] specific injuries"—that is enough to get through Daubert's gate. See Cooper v. Smith & Nephew, Inc., 259 F.3d 194, 201 (rejecting expert testimony that "simply failed to provide any medical evidence as to what caused [the plaintiff's] specific injuries").
Finally, BSC disputes Dr. Rosenzweig's conclusion that Ms. Blankenship's sling was cut by Dr. Lassere during Ms. Blankenship's revision surgery on July 11, 2012. Dr. Lassere testified that he "could not find the sling," and so, in BSC's view, Dr. Rosenzweig's conclusion otherwise is an ipse dixit opinion. (BSC's Mem. re: Rosenzweig [Docket 252], at 14). The fact that Dr. Rosenzweig's testimony counters that of Dr. Lassere does not dictate admissibility. See Crowley v. Chait, 322 F.Supp.2d 530, 533-54 (D.N.J.2004) ("Listening to testimony and deciding whether it is contradictory is the `quintessential jury function of determining credibility of witnesses.'" (internal quotations omitted)). Moreover, although Dr. Rosenzweig was not present at the revision surgery, Dr. Rosenzweig supports his conclusion with scientific methodology—he examined Ms. Blankenship's medical records and pathology reports, applied his clinical expertise to those findings, and concluded that Dr. Lassere must have cut Ms. Blankenship's
In sum, these final two arguments do not change my conclusion that Dr. Rosenzweig's specific causation opinions about Ms. Blankenship are reliable. Accordingly, I
Dr. Walker is a board certified urogynecologist whom the plaintiffs hired to physically examine Plaintiff Chris Renee Wilson. Ms. Wilson alleges that her Obtryx mesh implant has led to dyspareunia, pelvic pain, urinary incontinence, and other complications. On May 2, 2014, Dr. Walker examined Ms. Wilson and recorded his results. (See generally Walker Report [Docket 270-2]). The plaintiffs now offer Dr. Walker as an expert on specific causation for Ms. Wilson.
Dr. Walker opines that based on his evaluation, "the presence of a midurethral sling" has caused the problems that Ms. Wilson currently experiences. (See Walker Dep. [Docket 270-1], at 40:18-20; see also Walker Report [Docket 270-2], at 9 (concluding that Ms. Wilson has "genito-urinary mesh implant complication")). BSC objects to Dr. Walker's opinion testimony, asserting that Dr. Walker's opinions are not based on reliable facts and that Dr. Walker failed to conduct a proper differential diagnosis in reaching his conclusion. As explained below, I disagree and
BSC first argues that Dr. Walker "failed to rely on any studies and/or medical literature regarding polypropylene transvaginal mesh and mid-urethral slings, including the Obtryx, in forming his opinions," and as a result, his opinions "are not based on reliable facts or data." (BSC's Mem. in Supp. of Its Mot. to Exclude the Test. of Christopher Walker, M.D. ("BSC's Mem. re: Walker") [Docket 248], at 5). As an initial matter, Dr. Walker's deposition testimony suggests that BSC's contention is not wholly accurate. Dr. Walker stated that although he did not rely on particular studies in preparing his report for this case, he reads peer-reviewed literature and scientific studies on midurethral slings "very, very frequently" in his clinical practice, which involves treating women with urologic dysfunction. (Walker Dep. [Docket 270-1], at 15:12-17). Dr. Walker also answered multiple questions about the American Urogynecology Society's ("AUGS") statement on the use of midurethral slings for SUI. (See id. at 120:21-125:15 (evaluating each paragraph of the AUGS's statement)). Additionally, he explained that in his practice, he has relied on the research of Dr. Shlomo Raz, whom he described as one of the "leading authorities" in the urogynecological field. (Id. at 27:8-28:7).
In any event, peer-reviewed literature is merely one tool an expert witness can use to support his or her opinion. For instance, when providing a specific causation
Here, Dr. Walker relied on three sources in reaching his specific causation opinion about Ms. Wilson. Prior to meeting Ms. Wilson, Dr. Walker reviewed her medical records. (Walker Dep. [Docket 270-1], at 34:17). Then, when Ms. Wilson arrived for her physical examination, Dr. Walker took her medical history. (See Walker Report [Docket 270-2], at 3-5 (recording Ms. Wilson's past medical history, including her gynecological, obstetric, surgical, social, and family history)). Finally, Dr. Walker performed a 2.5-hour physical examination of Ms. Wilson. (See id. at 6-9 (describing the physical examination and recording his findings)). Courts consistently accept this methodology as a reliable foundation for opining what illness a patient has contracted. See, e.g., In re Paoli R.R. Yard PCB Litig., 35 F.3d 717, 762 (3d Cir.1994) (concluding that a physician should examine the patient or review the patient's medical records, in addition to seeking a patient's self-report of symptoms, to determine that a patient is ill and what illness the patient has contracted). Thus, Dr. Walker's alleged failure to rely on peer-reviewed literature in reaching his conclusion does not compel me to exclude his opinion.
Next, BSC argues that this court should exclude Dr. Walker's opinion because his differential diagnosis did not "properly rule out other causes" of some of Ms. Wilson's complaints. (BSC's Mem. re: Walker [Docket 248], at 8). To be admissible, an expert's differential diagnosis must, at a minimum, "take serious account of other potential causes" of the patient's symptoms. Cooper, 259 F.3d at 202. Here, Dr. Walker's deposition testimony verifies that he has satisfied this requirement.
In his review of Ms. Wilson's medical records and history, Dr. Walker documented all of Ms. Wilson's prior medical problems and subsequently "eliminated [them] as a pathology." (Walker Dep. [Docket 270-1], at 64:17-22). Then, in concluding that the midurethral sling was the source of Ms. Wilson's pain, Dr. Walker explained that he considered "all the other comorbidities,
(Id. at 61:8-62:6). In short, Dr. Walker did precisely what a differential diagnosis requires—he evaluated Ms. Wilson's medical records, took her medical history, performed a physical examination, and, accounting for other potential causes of Ms. Wilson's condition, ultimately concluded that her pain arises from mid urethral sling complications. (Id. at 40:13-30). Accordingly, I
BSC asks the court, in the event that it admits Dr. Walker's opinions, to limit his testimony to a specific causation opinion on Ms. Wilson. Dr. Walker's expert report does not appear to offer opinions unrelated to Ms. Wilson, and the plaintiffs agree to limit Dr. Walker's testimony accordingly. In conclusion, BSC's Motion to Exclude the Opinions and Testimony of Dr. Walker [Docket 247] is
Pending before the court is Defendant BSC's Motion to Strike Rebuttal Report of Dr. Abbas Shobeiri. As discussed below, BSC's Motion to Strike [Docket 400] is
On August 29, 2014, the plaintiff served a rebuttal expert report pursuant to Federal Rule of Civil Procedure 26(a)(2)(D)(ii) for Dr. Abbas Shobeiri specific to Jacquelyn Tyree. BSC seeks an order striking this report on the grounds that (1) it is untimely under the court's Docket Control Order and Rule 26(a)(2)(D); (2) it is not proper rebuttal evidence as defined by the Federal Rules of Civil Procedure; and (3) under Rule 37(c)(1), the delay is unjustified and prejudicial. (See generally Def.'s Mot. to Strike & Incorporated Mem. of Law in Supp. of Its Mot. to Strike Rebuttal Report of Dr. Abbas Shobeiri ("Def.'s Mot. Strike") [Docket 400]).
First, BSC contends that the court directed rebuttal reports be served by July 1, 2014, and the plaintiff did not serve Dr. Shobeiri's report until August 29, 2014. In the alternative, under Rule 26(a)(2)(D), BSC maintains that even in the absence of the court's order, the plaintiff was required to serve the rebuttal report on August 16, 2014, 30 days after BSC served Dr. Green's supplemental report. In opposition, the plaintiff contends that Dr.
Next, BSC argues that in addition to the plaintiff's failure to meet deadlines, Dr. Shobeiri's report is not proper rebuttal evidence "intended solely to contradict or rebut evidence on the same subject matter identified by another party under paragraph (2)(B)." Fed. R. Civ. Proc. 26(a)(2)(D)(ii). BSC takes issue with the plaintiff's failure to identify what Dr. Shobeiri's report is intended to rebut. (Def.'s Mot. Strike [Docket 400], at 5). The plaintiff argues, however, that "it is irrelevant that the same evidence might also support the case in chief." (Pl.'s Resp. Opp. [Docket 407], at 7).
Finally, BSC contends that the plaintiff offers no explanation or substantial justification for the delay, and BSC will likely be prejudiced because trial is imminent. (Def.'s Mot. Strike [Docket 400], at 7). The plaintiff rejects BSC's argument by utilizing five factors courts should consider in determining whether a flawed disclosure is either substantially justified and/or harmless pursuant to Hoyle v. Freightliner, LLC, 650 F.3d 321 (4th Cir.2011). (Pl.'s Resp. Opp. [Docket 407], at 9).
The court established its initial schedule for expert disclosures on March 28, 2014. (Pretrial Order # 87 [Docket 39]). This schedule was modified several times by agreement of the parties and orders of the court. On July 23, 2014, the court issued a Second Amended Docket Control Order setting the following deadlines:
Plaintiffs' Expert Reports May 11, 2014 Defendant's Expert Reports/Rebuttal Expert Reports June 1, 2014 Plaintiffs' Rebuttal Expert Reports July 1, 2014 Completion of Expert Discovery August 1, 2014 Daubert Motions & Non-Daubert Dispositive Motions August 1, 2014 Daubert-based Dispositive Motions & Motions in Limine August 28, 2014
(Pretrial Order # 106 [Docket 204]).
BSC met the June 1, 2014 deadline by serving its expert reports, including Dr. Green's. However, Dr. Green required additional time to complete individual medical examinations ("IME"), which took place during the week of July 13, 2014. (Pl.'s Resp. Opp. [Docket 407], at 3). Dr. Green examined Ms. Tyree on July 15, 2014, and BSC served Dr. Green's IME report on July 17, 2014. Dr. Green was deposed on July 19-20, 2014. However, the parties were unable to complete the deposition and did not discuss Ms. Tyree specifically. (Id.). Subsequently, the parties agreed to continue Dr. Green's deposition on August 16, 2014, and the court extended the relevant motion deadlines for Dr. Green accordingly. (Id.; see also Pretrial Order # 106 [Docket 204], at 3 (extending deadline for Daubert motions related to Dr. Green to August 21, 2014)). On August 16, 2014, the parties completed Dr. Green's deposition, which included a specific discussion of Ms. Tyree. (Pl.'s Resp. Opp. [Docket 407], at 3-4). On August 29, 2014, the plaintiff disclosed Dr. Shobeiri as a rebuttal expert. (Def.'s Mot. Strike [Docket 400], at 3).
The plaintiff clearly missed the deadline to serve Dr. Shobeiri's rebuttal report under
Absent a court order, disclosures must be made at least 90 days before trial or if the evidence is intended solely to contradict or rebut evidence on the same subject matter identified by another party, within 30 days after the other party's disclosure. Fed.R.Civ.P. 26(a)(2)(D)(ii). Here, BSC served Dr. Green's expert report on June 1, 2014. However, Dr. Green also supplemented his expert report on July 17, 2014, after personally examining Ms. Tyree. Because the plaintiff is rebutting Dr. Green's opinions specific to his examination of Ms. Tyree, the plaintiff should have served a rebuttal report on August 16, 2014, within 30 days of the supplemental report from Dr. Green. However, the plaintiff did not serve Dr. Shobeiri's rebuttal until August 29, 2014. The plaintiff instead asserts that she had 30 days from Dr. Green's deposition to serve a rebuttal because Dr. Green offered new opinions during his deposition that were not included in his supplemental report.
After thoroughly reviewing Dr. Green's original report, supplemental report, and extensive deposition testimony, I
Federal Rule of Civil Procedure 37(c)(1) provides that "[i]f a party fails to provide information or identify a witness as required by Rule 26(a) ... the party is not allowed to use that information or witness to supply evidence on a motion, at a hearing, or at trial, unless the failure was substantially justified or is harmless." Fed.R.Civ.P. 37(c)(1) (emphasis added); see Hoyle v. Freightliner, LLC, 650 F.3d 321, 329 (4th Cir.2011). The five factors I must consider to determine whether the failure was substantially justified or is harmless are:
Id. at 329 (quoting S. States Rack & Fixture v. Sherwin-Williams Co., 318 F.3d 592, 596 (4th Cir.2003)). With the above standards in mind, I will proceed to review Dr. Shobeiri's report.
With respect to the first factor, BSC's supposed surprise at the disclosure of a rebuttal expert is unfounded. Although Dr. Shobeiri's original expert report served on June 1, 2014, included conclusions specific to Ms. Tyree, it did not include conclusions based on a physical examination. Once BSC disclosed Dr. Green's expert opinions related to the examination of Ms. Tyree, it should have expected that Ms. Tyree might choose to rebut those opinions. Nevertheless, the remaining factors weigh heavily against admissibility.
Turning to the second and third factors, the trial is currently set to begin on November 3, 2014, and I will not move it. Accordingly, allowing an improper rebuttal expert at this stage would likely prejudice BSC's ability to properly challenge Dr. Shobeiri. Under the fourth factor, the only explanation the plaintiff offers for her failure to disclose Dr. Shobeiri's rebuttal report within 30 days of Dr. Green's supplemental report is the same explanation I rejected above in regard to timeliness. The final factor to consider is the importance of the disputed evidence. The plaintiffs' expert, Dr. Margolis, opines on specific causation regarding Ms. Tyree based on a physical examination. (See Margolis Report [Docket 237-1], at 68-70). As discussed more fully supra related to Dr. Margolis, I have reserved ruling on the admissibility of Dr. Margolis's specific causation opinions at this time. Therefore, Dr. Shobeiri's report is not necessarily crucial to the plaintiff's ability to be heard on the merits of her case. In sum, applying the five-factor test, I
The plaintiffs move to limit or exclude the testimony of Dr. Stephen H. Spiegelberg; Dr. Stephen F. Badylak; Dr. Gary L. Winn; Dr. Christine Brauer; Dr. Patrick Culligan; and Dr. Lonny Green.
The plaintiffs seek to exclude the opinions of Dr. Stephen H. Spiegelberg. Dr. Spiegelberg is a chemical engineer who has extensive experience in polymer science. In his expert report, Dr. Spiegelberg concludes that polypropylene is a safe biomaterial for use in BSC's pelvic mesh devices and polypropylene remains the state of the art for synthetic graft materials. On June 2, 2014, Dr. Spiegelberg filed a supplemental report because the deposition of Frank Zakrzewski, corporate representative for Chevron Phillips Chemical Company ("Chevron Phillips"), provides additional support for the following two opinions: (1) The Medical Application Caution in the Material Safety Data Sheet ("MSDS") for Marlex HGX-030-01 polypropylene resin has no scientific or medical basis; (2) The Advantage and Polyform meshes comprising BSC's pelvic mesh devices contain two different antioxidants; therefore, BSC mesh does not undergo oxidative degradation in vivo. (Spiegelberg Supplemental Report [Docket 215-1], at 1). The plaintiffs argue that (1) Dr.
The plaintiffs seek to exclude Dr. Spiegelberg's references to physician organization statements promoting the safety and efficacy of polypropylene material, including those of the American Urogynecological Society ("AUGS") and the Society for Female Urology and Urodynamics ("SUFU"). Dr. Spiegelberg writes that "this history of safe use has been recognized by leading medical organizations for the treatment of female pelvic floor disorders." (Spiegelberg Supplemental Report [Docket 215-1], at 3).
Plaintiffs argue that Dr. Spiegelberg's characterization and use of these statements should be excluded because Dr. Spiegelberg is unqualified and lacks reliable methodology. As I indicated previously during these MDLs, position statements are not expert opinions. Huskey v. Ethicon, Inc., 29 F.Supp.3d 691, 731-32, No. 2:12-cv-05201, 2014 WL 3362264, at *33 (S.D.W.Va. Jul. 8, 2014). Dr. Spiegelberg is not using his "scientific, technical, or other specialized knowledge" in making these statements. Fed.R.Evid. 702. Therefore, I will not address the admissibility of this testimony here and
The plaintiffs also seek to exclude Dr. Spiegelberg's opinions in both his expert and supplemental report related to the MSDS created by Chevron Phillips, the company whose polypropylene BSC used in the manufacturing of POP mesh. The plaintiffs argue that these MSDS opinions are a "backdoor attempt" to opine about Chevron Phillips's state of mind or intent. (Pls.' Mem. re: Spiegelberg [Docket 216], at 7). The majority of Dr. Spiegelberg's expert report properly reviews BSC records, scientific literature, and other expert reports to come to his conclusions. Section I (Polypropylene Raw Material was Appropriate for Use in Boston Scientific's Devices), however, crosses the line into state of mind.
Although Dr. Spiegelberg's opinion, that the Medical Application Caution was not added for any scientific reason, could have been based on the analysis present throughout his report, instead, he specifically refers to a history of "liability concerns." (Spiegelberg Report [Docket 215-13], at 40 ("Resin manufacturers, mindful of Dow Corning's lawsuits involving their supply of silicone for breast implants, are often reluctant to supply raw material for medical devices based purely on liability concerns, rather than performance concerns.")). Dr. Spiegelberg infers that Chevron Phillips added the Medical Application Caution because it was concerned with liability merely because it is his personal belief and he discovered no evidence to the contrary.
In his supplemental report, Dr. Spiegelberg reiterates his belief that Chevron Phillips "did not add the statement based on any scientific or medical concerns with transvaginal mesh." (Spiegelberg Supplemental Report [Docket 215-1], at 3 (emphasis added)). He bolsters this conclusion by relying on a deposition that is both vague and unclear. Dr. Spiegelberg filed a supplemental report after reviewing the deposition of Mr. Zakrzewski. While Dr.
While an expert may testify as to a review of internal corporate documents solely for the purpose of explaining the basis for his opinions—assuming the opinions are otherwise admissible—Chevron Phillips's knowledge, state of mind, alleged bad acts, failures to act, or other matters related to corporate conduct and ethics are not appropriate subjects of expert testimony because opinions on these matters will not assist the jury. See, e.g., In re Rezulin Prods. Liab. Litig., 309 F.Supp.2d 531, 547 (S.D.N.Y.2004) ("Inferences about the intent or motive of parties or others lie outside the bounds of expert testimony ... the question of intent is a classic jury question and not one for the experts.") (internal quotation marks omitted); In re Fosamax Prods. Liab. Litig., 645 F.Supp.2d 164, 192 (S.D.N.Y.2009) (precluding testimony as to "the knowledge, motivations, intent, state of mind, or purposes of" a company and its employees because it "is not a proper subject for expert or even lay testimony"). Accordingly, I
The plaintiffs seek to exclude the opinions of Dr. Stephen H. Badylak. Dr. Badylak is a medical doctor and biomaterials expert with research experience related to polypropylene. In his expert report, Dr. Badylak concludes that (1) polypropylene mesh is an appropriate implantable material to reinforce soft tissue; (2) there is no evidence that Advantage or Polyform mesh experience any form of device failure; (3) pathologic evaluation of the mesh shows no evidence of physical fracture, deformation, failure, or polypropylene degradation; (4) BSC reasonably relied on a preclinical study in proceeding to market with the Advantage and Polyform mesh; (5) BSC's design history files are complete; (6) Type-1 polypropylene mesh is non-toxic, non-carcinogenic, and non-degradable in the body; (7) implanting the mesh transvaginally does not increase risk of infection; (8) the design and testing of the BSC devices complied with accepted industry and scientific standards; and (9) examination of two specimens is consistent with the expected response to polypropylene material and does not evidence product defect. (Badylak Report [Docket 215-13], at 4, 8, 10-17).
On June 16, 2014, Dr. Badylak filed a supplemental report because the deposition of Frank Zakrzewski provides additional support for Dr. Badylak's opinion that the Medical Application Caution in the MSDS for the raw polypropylene material used in BSC's surgical mesh was not based upon or supported by safety concerns, scientific testing, or scientific data. (Badylak Supplemental Report [Docket 215-1], at 1).
The plaintiffs argue that (1) Dr. Badylak's opinions regarding position statements by medical organizations; and (2) his state of mind or intent opinions related
The plaintiffs seek to exclude Dr. Badylak's references to physician organization statements promoting the safety and efficacy of polypropylene material, including those of AUGS and SUFU. Dr. Badylak writes that "[t]his resin has a long history of safe and effective use in the body and continues to be used today." (Id. at 3). He subsequently quotes the same position statement regarding polypropylene that Dr. Spiegelberg references in his testimony. As discussed more fully supra related to Dr. Spiegelberg's expert opinions and consistent with those findings, I will not address the admissibility of this testimony here because position statements are not expert opinions. Huskey, 29 F.Supp.3d at 731-32, 2014 WL 3362264, at *33. I
The plaintiffs also seek to exclude Dr. Badylak's opinions in both his expert and supplemental report related to the MSDS created by Chevron Phillips, the company whose polypropylene Boston Scientific used in the manufacturing of POP mesh. The plaintiffs argue that these MSDS opinions are a "backdoor attempt" to opine about Chevron Phillips's state of mind or intent. (Pls.' Mem. re: Badylak [Docket 214], at 7). A portion of the MSDS testimony in Dr. Badylak's report, as well as all MSDS testimony in the supplemental report are almost identical to Dr. Spiegelberg's testimony. (Badylak Report [Docket 215-13], at 7 ("I have not seen any evidence to indicate the additional language was supported by safety concerns or other scientific data."); Badylak Supplemental Report [Docket 215-1], at 1, 3 ("Mr. Zakrzewski's testimony lends additional support to my opinion that the medical application statement in the MSDS for the raw polypropylene material used in Boston Scientific's surgical mesh was not based upon, nor supported by, safety concerns, scientific testing or data.")). As discussed more fully supra related to Dr. Spiegelberg's expert opinions and consistent with those findings, I
The plaintiffs seek to exclude the opinions of Dr. Gary L. Winn. Dr. Winn is a professor in Industrial and Management Systems Engineering in the Safety Management program at West Virginia University who has approximately 30 years of experience in safety, health, and training. (Winn Report [Docket 229-1], at 1). In his expert report, Dr. Winn offers opinions with regard to the nature and purpose of Material Safety Data Sheets ("MSDS") and as to the MSDS for polypropylene used by BSC in the manufacture of its pelvic mesh products. (Id.). The plaintiffs argue that the MSDS is relevant and should be admitted, but that Dr. Winn's opinions should be struck entirely because (1) he is unqualified; (2) his methodology is unreliable; and (3) his opinions are impermissible legal conclusions and factual narratives speculating about Chevron Phillips's knowledge. (Pls.' Mem. of Law in Supp. of their Mot. to Exclude the Ops. & Test. of Gary L. Winn, Ph.D. ("Pls.' Mem.
Both parties devote significant portions of their memoranda to arguing for or against the relevance of the MSDS. These arguments are not appropriate for a Daubert motion. Rule 702, by its plain terms, contemplates Daubert challenges directed at the opinions of specific experts, not the opinions of a collection of experts. The court must determine whether an expert is qualified, whether his opinions are the product of reliable methodology, and whether those opinions will be helpful to the jury. See Fed.R.Evid. 702. I can only conduct the required Daubert analysis on an individualized basis.
However, because I have determined that the MSDS is relevant, (see Mem. Op. & Order re: MSDS [Docket 443]), I must now examine the remaining arguments regarding the admissibility of Dr. Winn's expert opinions under Daubert. As BSC points out, had I excluded the MSDS, Dr. Winn's opinions would not have been necessary. (Def.'s Mem. re: Winn [Docket-281], at 2).
In his expert report, Dr. Winn describes (1) the development of the hazard communication standard; (2) the standardization of the content of MSDSs; and (3) uses of MSDSs in the field. (Winn Report [Docket 229-1], at 3-8). Dr. Winn concludes that raw polypropylene is not hazardous based on anecdotal evidence involving other MSDSs; and therefore, the 2004 Chevron Phillips MSDS is extraneous. (Id. at 8-10). Although I believe that the warning provided in the MSDS is relevant, I do not believe an expert is required to discuss MSDSs generally or the issue of whether polypropylene requires an MSDS because of its hazardous nature. A narrative review of the history and development of MSDSs and who uses them in the field is not helpful to the jury. The pertinent issue is that the MSDS contained a warning (Medical Application Caution) allegedly not heeded by BSC, not that an MSDS itself existed. This warning from the supplier could have taken any form.
The plaintiffs seek to exclude or limit the expert opinions of Dr. Christine Brauer. Dr. Brauer is a former FDA employee and regulatory consultant who offers opinions regarding the FDA regulatory process and BSC's regulatory activities. Plaintiffs argue that Dr. Brauer's "opinion testimony regarding: (1) the FDA regulatory scheme; (2) the FDA clearance of BSC devices at issue in this litigation; (3) BSC's Directions for Use, Patient Labeling and Patient Brochures; (4) FDA MAUDE Database and MDR Reports; (5) FDA Advisory Panel Meetings; and (6) BSC's Corporate Warning Letter" should be excluded in its entirety. (Pls.' Mem. of Law in Supp. of Mot. to Exclude, or Limit the Test. of BSC's Expert Christine Brauer, Ph.D. [Docket 232], at 1-2).
Sanchez, 2014 WL 4851989, at *36-37. Therefore, I
The plaintiffs move to limit the opinions and testimony of Patrick Culligan, M.D. Dr. Culligan is a urogynecologist. He offers eleven opinions relating to polypropylene mid-urethral slings and traditional procedures to treat SUI, the risks associated with pelvic surgeries and mesh, BSC's Obtryx device, and the Obtryx directions for use ("DFU"). (See Culligan Report [Docket 233-2], at 15-16). The plaintiffs challenge Dr. Culligan's opinions
In his expert report, Dr. Culligan opines that "[t]here is no evidence that Obtryx is defective or unreasonably dangerous" and "[t]he claims that polypropylene implanted in the pelvic floor degrades, significantly contracts, causes systematic infection, and/or cancer is not supported in the medical or scientific community." (Culligan Report [Docket 233-2], at 16). The plaintiffs argue that these opinions should be excluded because Dr. Culligan lacks qualifications to opine as to these matters and because the opinions are based on an unreliable method.
Dr. Culligan is an accomplished urogynecologist. (See id. at Ex. A (Dr. Culligan's curriculum vitae)). He has experience treating women for POP and urinary incontinence, (see id. at 1), and performing mesh revision surgeries once or twice a month for approximately the last ten years. (See Culligan Dep. [Docket 277-3], at 58:15-21). Dr. Culligan has served on university faculties, published peer-reviewed articles concerning mesh and sling procedures, and served as a reviewer for scientific journals. (See Culligan Report [Docket 233-2], at 2-8). He also relied upon scientific literature in forming his opinions. (See id. at 1-16, Ex. B). In fact, the "[p]laintiffs do not challenge Dr. Culligan's qualifications as a urogynecologist." (See Pls.' Mem. of Law in Supp. of Their Mot. to Limit the Ops. & Test. of Patrick Culligan, M.D. ("Pls.' Mem. re: Culligan") [Docket 234], at 5). Instead, the plaintiffs challenge his qualifications to opine as to the properties of polypropylene.
Dr. Culligan testified that he is not an expert in materials:
(Culligan Dep. [Docket 233-3 & 233-4], at 57:9-15, 325:9-20) (objections omitted). However, this testimony is not dispositive. See Huskey, et al. v. Ethicon, Inc., et al., 29 F.Supp.3d at 734-35, No. 2:12-cv-05201, 2014 WL 3362264, at *36 (finding Dr. Johnson qualified to opine about polypropylene notwithstanding his deposition testimony "Q: Okay. You're not a biomaterials expert, are you? A: Um, I'm a clinical medical expert."). I have previously found certain medical doctors qualified to opine as to polypropylene. See Jones v. Bard, Inc., et al., No. 2:11-cv-00114,
Therefore, I
The plaintiffs also argue that Dr. Culligan's opinions regarding the physical properties of polypropylene nevertheless lack a reliable scientific foundation. (Pls.' Mem. re: Margolis [Docket 234], at 10-12). I agree.
Although Dr. Culligan is qualified to testify about polypropylene, his method is unreliable. In Huskey, I found that "drawing on clinical experience and a review of relevant literature is a sufficiently reliable method of forming" a similar opinion regarding degradation. See Huskey, 29 F.Supp.3d at 735, 2014 WL 3362264, at *36. However, even if Dr. Culligan considered both scientific literature and his experience, his deposition testimony reveals flaws in his method:
(Culligan Dep. [Docket 233-3 & 233-4], at 57:9-58:4) (objections omitted). Dr. Culligan's opinions regarding polypropylene are general and do not relate to a particular plaintiff. Basing an opinion on "gross[ ]" examinations of products "whenever [he] had to do that" is not a reliable scientific methodology to reach these generalized conclusions. (See id. at 58:1-4). Dr. Culligan elaborates further:
(Id. at 428:16-429:6). Dr. Culligan fails to provide a sound basis for his opinions. His method is unreliable, and, therefore, his opinions as to the properties of polypropylene are
Also, Dr. Culligan contends that "Boston Scientific's decision to design and market the Obtryx incorporating a Type I mesh was reasonable and appropriate." (Id. at 15). The plaintiffs challenge Dr. Culligan's qualifications and the reliability of this opinion.
First, the plaintiffs argue that Dr. Culligan lacks qualifications to opine as to the design of transvaginal mesh. In support, the plaintiffs point to deposition testimony of Dr. Culligan, where he admits that he is not an expert in design and where he is unable to answer questions concerning pore size, contraction, and the word "detanged," which the plaintiffs contend are "important design components." (Pls.' Mem. re: Culligan [Docket 234], at 8-9).
Dr. Culligan states that he is no expert in product design:
(Culligan Dep. [Docket 233-3 & 233-4], at 326:17-327:24) (objections omitted). In Jones, I found Dr. Ostergard, also a urogynecologist, qualified to testify about product design based on his knowledge and experience. See Jones, No. 2:11-cv-00114, [Docket 391], at 8-9. However, Dr. Ostergard had performed sling product design work "namely, a polytetrafluoroethylene suburethral sling in the 1980s, along with ... design theory work for AMS[.]" Id. at 9. Here, Dr. Culligan admits that he lacks experience with sling design. The fact that he has design "preferences" as a practicing doctor in itself does not render him an expert in product design. (Culligan Dep. [Docket 233-3 & 233-4], at 326:23). Therefore, I
As a result, I do not need to address the reliability of Dr. Culligan's opinion that "Boston Scientific's decision to design and market the Obtryx incorporating a Type I mesh was reasonable and appropriate." (Culligan Report [Docket 233-2], at 15). It is
The plaintiffs also challenge Dr. Culligan's opinion that "[t]he DFU for the Obtryx adequately warns of all potential complications" and that "[i]t is not appropriate to include rates of complications for a procedure in product labeling[.]" (Id. at 16). Dr. Culligan based his opinion on the adequacy of the Obtryx DFU on "carefully reading the DFU and realizing, with my knowledge of slings and their potential complications, that the DFU adequately covered them." (Culligan Dep. [Docket 233-3- & 233-4], at 259:3-10). He also notes that he based his opinion on a description for use. (Id. at 259:19). The plaintiffs argue that Dr. Culligan lacks qualifications to opine as to the DFU and that his opinions as to the Obtryx DFU are unreliable.
As for qualifications, Dr. Culligan has "participated in the drafting of a DFU." (Id. at 260:4-5). However, he testified that he hired a regulatory consultant that wrote the first draft and that he "then ... just worked on the specific wording for that document." (Id. at 260:13-16). Also, he admits that he is "not an expert in the drafting of DFUs." (Id. at 261:5-6). Dr. Culligan further testifies about his lack of expertise as to the inclusion of complication rates in DFUs:
(Id. at 305:16-306:8) (objections omitted). Dr. Culligan does not have the "knowledge, skill, experience, training, or education" to opine as to the Obtryx DFU. Fed.R.Evid. 702; see In re C.R. Bard, Inc., 948 F.Supp.2d 589, 607 (S.D.W.Va. 2013) (finding Dean Altenhofen, M.D., unqualified to opine as to adequacy of warnings). Therefore, I
In his deposition, Dr. Culligan testified that he may offer opinions about the Obtryx Patient Brochure. (See Culligan Dep. [Docket 233-3 & 233-4], at 148:13-18). However, he was unable to state an opinion on the Obtryx Patient Brochure in his deposition because he was not provided with a copy of it. (See id. at 155:15-19). Even so, Dr. Culligan included no opinions about the Obtryx Patient Brochure in his expert report. "Under Rule 26, expert reports must contain `a complete statement of all opinions the witness will express and the basis and reasons for them.'" Lewis v. Ethicon, Inc., 2:12-cv-4301, 2014 WL 186872, *17 (S.D.W.Va. Jan. 15, 2014) (citing Fed.R.Civ.P. 26(a)(2)(B)(i)). In considering the factor test set forth in Hoyle v. Freightliner, LLC, it does not appear that Dr. Culligan's omission was "substantially justified or harmless." Id. at *9-10 ("In determining whether the nondisclosure of evidence is substantially justified or harmless under Rule 37(c), a district court must consider `(1) the surprise to the party against whom the witness was to have testified; (2) the ability of the party to cure that surprise;
In his expert report, Dr. Culligan writes about POP and the treatment of POP. (See, e.g., Culligan Report [Docket 233-2], at 13). The product at issue in this case is the Obtryx to treat SUI. I do not find Dr. Culligan's references to POP and POP treatments to be material to my Daubert ruling here. The plaintiffs challenge his opinions that relate to the Obtryx and slings generally.
Therefore, the plaintiffs' Motion to Limit the Opinions and Testimony of Patrick Culligan, M.D., is
In this case, BSC offers Dr. Green to testify as an expert witness on (1) common female pelvic floor disorders; (2) treatment for SUI; (3) treatment options for urge incontinence; (4) midurethral slings as the standard of care in treatment of SUI; (5) treatment for POP; (6) risks of pelvic surgery; and (6) specific causation opinions related to the plaintiff, Ms. Hendricks. (See generally Green Report [Docket 354-1]). Dr. Green is a board-certified urologist and the Director of the Virginia Women's Continence Center, a division of the Virginia Women's Center, in Richmond, Virginia. (Id. at 1). Dr. Green "treat[s] a wide range of female pelvic floor disorders" and has "extensive experience with the device at issue in this case, the Obtryx Transobturator Mid-Urethral Sling." (Id.).
The plaintiffs move to limit or exclude the opinions of Dr. Green, raising three primary objections: (1) Dr. Green is not qualified to opine on the adequacy of the Obtryx Directions for Use ("DFU") and these opinions are not the product of a reliable methodology; (2) Dr. Green is not qualified to offer opinions on the significance of the FDA 510(k) clearance; and (3) Dr. Green is not qualified to offer opinions that the Obtryx does not shrink, contract, degrade, or cause systemic infections and these opinions are methodologically flawed and lack any reliable bases. (See generally Pls.' Mem. of Law in Supp. of their Joint Mot. to Limit the Ops. & Test. of Lonny Green, M.D. ("Pls.' Mem. re: Green") [Docket 355]). I review these objections in turn.
First, the plaintiffs argue that Dr. Green is not qualified to offer opinions on the Obtryx DFU because he has never written a DFU and could not describe the general requirements for a DFU during his deposition. (Pls.' Mem. re: Green [Docket 355], at 5). BSC contends that Dr. Green need not be a warnings or regulatory expert "to offer competent, helpful testimony on the subject of what risks [BSC] should have warned against for the Obtryx." (Mem. in Opp. to Pls.' Mot. to Limit the Ops. & Test. of Dr. Lonny Green, M.D. ("Def.'s Mem. re: Green") [Docket 361], at 2-3).
Author and astronomer, Carl Sagan, popularized the aphorism, "Absence of evidence is not evidence of absence." Carl Sagan, The Demon-Haunted World: Science
In his expert report, Dr. Green discusses the risks of pelvic surgery and states that "[a]ll of the aforementioned potential complications are adequately warned of in the [DFU] for the Obtryx sling." (Green Report [Docket 354-1], at 16-18). Dr. Green fails to address the significance of complications he has not seen in his practice, and which are not warned of in the DFU. In his deposition, Dr. Green admits he has never drafted a DFU for a medical device or pharmaceutical. (Green Dep. [Docket 354-3], at 532). Although Dr. Green indicates he has "expertise" in the process of writing patient handouts warning against drug complications, his experience appears to be limited to his review and distribution of these handouts, rather than contribution to the drafting. (Id.). Accordingly, I
Second, the plaintiffs object to Dr. Green's opinions and testimony regarding the FDA because he is not an expert on the 510(k) clearance process. (Pls.' Mem. re: Green [Docket 355], at 7). However, I need not reach the second issue in light of BSC's statement that it does not intend to elicit testimony from Dr. Green on the 510(k) clearance process. (Def.'s Mem. re: Green [Docket 361], at 5-6). Furthermore, even if Dr. Green does attempt to offer testimony on the FDA 510(k) clearance process, his testimony will be inadmissible for two reasons. First, these opinions were not present in his expert report. Under Rule 26, expert reports must contain "a complete statement of all opinions the witness will express and the basis and reasons for them." Fed.R.Civ.P. 26(a)(2)(B)(i). Second, as discussed more fully supra related to Dr. Brauer's expert opinions and consistent with those findings, the parties may not present evidence regarding the FDA 510(k) clearance process.
Lastly, the plaintiffs argue that Dr. Green is not qualified to opine that the Obtryx does not shrink, contract, degrade, or cause systemic infections because he is not a pathologist and "has never looked at any mesh (explanted from a patient or otherwise) under a microscope." (Pls.' Mem. re: Green [Docket 355], at 9). I disagree. Simply because Dr. Green has not personally performed pathology research on polypropylene explants does not necessarily render him unqualified under Rule 702 to offer opinions on the suitability of the Obtryx device. An expert may be qualified by "knowledge, skill, experience, training, or education[.]" Fed.R.Evid. 702. "One knowledgeable about a particular subject need not be precisely informed about all details of the issues raised in order to offer an [expert] opinion." Thomas J. Kline, Inc. v. Lorillard, Inc., 878 F.2d 791, 799 (4th Cir.1989).
Dr. Green has performed almost 3,000 sling procedures, and his clinical practice has "largely focused on the treatment of female urinary incontinence" over the last twenty years. (Green Report [Docket 354-1], at 1; Green Dep. [Docket 361-3], at 390). Further, Dr. Green cites numerous studies and academic papers throughout his expert report to support his opinion that the Obtryx is both safe and effective. I therefore
The plaintiffs also argue that Dr. Green "has not utilized any method—let alone a reliable method—to reach the conclusions outlined in his report." (Pls.' Mem. re: Green [Docket 355], at 10). Dr. Green plans to testify that he has not seen "evidence of polypropylene degradation, systemic infection, or other unexpected reactions" and that "[t]he Obtryx has proven to be safe and efficacious for the treatment of female SUI." (Green Report [Docket 354-1], at 15). District courts have "considerable leeway" in applying Daubert's reliability factors. Kumho Tire, 526 U.S. at 152, 119 S.Ct. 1167. Here, Dr. Green's opinion is partially based on the fact that he has observed minimal complications in his clinical practice. Obviously, this type of opinion is not subject to testing or peer review. Additionally, Dr. Green explains that his "clinical experience with the Obtryx is on par with the findings in [the] studies" he cites throughout his expert report. Therefore, I
In conclusion, (1) Dr. Green's DFU opinions are excluded; (2) BSC has conceded that Dr. Green will refrain from testifying about the FDA 510(k) clearance process; and (3) Dr. Green's opinions on the suitability of the Obtryx are not excluded under Daubert. Accordingly, the plaintiffs' Motion to Limit the Opinions and Testimony of Lonny Green, M.D. [Docket 335] is
I emphasize that my rulings excluding expert opinions under Rule 702 and Daubert are dispositive of their admissibility in these cases, but my rulings not to exclude expert opinions are not dispositive of their admissibility. In other words, to the extent that certain opinions might be cumulative or might confuse or mislead the jury, they may still be excluded under Rule 403 or some other evidentiary rule. I will take up these issues as they arise.
To reiterate: The defendant's motion with respect to Plaintiffs' Experts' Opinion that Polypropylene Mid-Urethral Slings Are Defective [Docket 227] is
The court