JOSEPH R. GOODWIN, District Judge.
The following motions have been brought by the defendant, Boston Scientific Corporation ("BSC"): (1) Motion to Exclude the Testimony of Richard W. Trepeta, M.D. [Docket 86]; (2) Motion to Exclude the Testimony of Dr. Michael Thomas Margolis [Docket 88]; (3) Motion to Exclude the Testimony of Thomas H. Barker, Ph.D. [Docket 90]; (4) Motion to Exclude the Testimony of Jimmy W. Mays, Ph.D. and Samuel P. Gido, Ph.D. [Docket 92]; (5) Motion to Exclude the Opinions and Testimony of Emery Salom, M.D., FACOG [Docket 94]; (6) Motion to Exclude the Testimony of Dr. Peggy Pence, Ph.D. [Docket 96]; (7) Motion to
The following motions have been brought by the plaintiffs: (1) Motion to Exclude the Testimony of Stephen H. Spiegelberg, Ph.D. [Docket 111]; (2) Motion to Exclude the Testimony of Stephen Badylak, M.D. [Docket 113]; (3) Motion to Exclude the Testimony of Matthew F. Davies, M.D. [Docket 115]; (4) Motion to Exclude the Testimony of Christine L. Brauer, Ph.D. [Docket 117]; (5) Motion to Exclude the Testimony of Gary L. Winn, Ph.D. [Docket 119].
For the reasons explained below, the defendant's motion with respect to Dr. Trepeta [Docket 86] is
The plaintiffs' motion with regard to Dr. Spiegelberg [Docket 111] is
This consolidated case resides in one of seven MDLs assigned to me by the Judicial Panel on Multidistrict Litigation concerning the use of transvaginal surgical mesh to treat pelvic organ prolapse ("POP") and stress urinary incontinence ("SUI"). In the seven MDLs, there are over 60,000 cases currently pending, over 13,000 of which are in the Boston Scientific Corporation MDL, MDL 2326. In this particular case, the four plaintiffs were surgically implanted with the Pinnacle Pelvic Floor Repair Kit ("the Pinnacle"), a mesh product manufactured by BSC to treat POP. (See Pretrial Order # 91 [Docket 10], at 1-2).
Under Federal Rule of Evidence 702, expert testimony is admissible if the expert is "qualified ... by knowledge, skill, experience, training, or education," and if his testimony is (1) helpful to the trier of fact in understanding the evidence or determining a fact in issue; (2) "based upon sufficient facts or data"; and (3) "the product of reliable principles and methods" that (4) have been reliably applied "to the facts of the case." Fed.R.Evid. 702. The U.S. Supreme Court established a two-part test to govern the admissibility of expert testimony under Rule 702—the evidence is admitted if it "rests on a reliable foundation and is relevant." Daubert, 509 U.S. at 597, 113 S.Ct. 2786. The proponent of expert testimony does not have the burden to "prove" anything to the court. Md. Cas. Co. v. Therm-O-Disc, Inc., 137 F.3d 780, 783 (4th Cir.1998). He or she must, however, "come forward with evidence from which the court can determine that the proffered testimony is properly admissible." Id.
The district court is the gatekeeper.
Daubert mentions specific factors to guide the court in making the overall reliability determinations that apply to expert evidence. These factors include (1) whether the particular scientific theory "can be (and has been) tested"; (2) whether the theory "has been subjected to peer review and publication"; (3) the "known or potential rate of error"; (4) the "existence and maintenance of standards controlling the technique's operation"; and (5) whether the technique has achieved "general acceptance" in the relevant scientific or expert community. United States v. Crisp, 324 F.3d 261, 266 (4th Cir.2003) (quoting Daubert, 509 U.S. at 593-94, 113 S.Ct. 2786).
Despite these factors, "[t]he inquiry to be undertaken by the district court is `a flexible one' focusing on the `principles and methodology' employed by the expert, not on the conclusions reached." Westberry, 178 F.3d at 261 (quoting Daubert, 509 U.S. at 594-95, 113 S.Ct. 2786); see also Kumho Tire Co. v. Carmichael, 526 U.S. 137, 150, 119 S.Ct. 1167, 143 L.Ed.2d 238 (1999) ("We agree with the Solicitor General that `[t]he factors identified in Daubert may or may not be pertinent in assessing reliability, depending on the nature of the issue, the expert's particular expertise, and the subject of his testimony.'") (citation omitted); see also Crisp, 324 F.3d at 266 (noting "that testing of reliability should be flexible and that Daubert's five factors neither necessarily nor exclusively apply to every expert").
With respect to relevancy, Daubert further explains:
Daubert, 509 U.S. at 591-92, 113 S.Ct. 2786 (internal citations and quotation marks omitted).
Finally, in several of the instant Daubert motions, a specific scientific methodology comes into play, dealing with differential diagnoses or etiologies. "Differential diagnosis, or differential etiology, is a standard scientific technique of identifying the cause of a medical problem by eliminating the likely causes until the most probable one is isolated." Westberry, 178 F.3d at 262. The Fourth Circuit has stated that:
Id. A reliable differential diagnosis passes scrutiny under Daubert. An unreliable differential diagnosis is another matter:
Id. at 265-66 (internal citations omitted).
Ultimately, the district court has broad discretion in determining whether to admit or exclude expert testimony, and the "the trial judge must have considerable leeway in deciding in a particular case how to go about determining whether particular expert testimony is reliable." Cooper, 259 F.3d at 200 (quoting Kumho Tire, 526 U.S. at 152, 119 S.Ct. 1167).
Before I review these motions, I begin by addressing three arguments that apply to many of the parties' Daubert objections. First, as I have maintained throughout these MDLs, I will not permit the parties to use experts to usurp the jury's fact-finding function by allowing an expert to testify as to a party's state of mind or on whether a party acted reasonably. See, e.g., Huskey v. Ethicon, Inc., 29 F.Supp.3d 691, 702, 2:12-cv-05201, 2014 WL 3362264, at *3 (S.D.W.Va. July 8, 2014); Lewis, et al. v. Ethicon, Inc., 2:12-cv-4301, 2014 WL 186872, at *6, *21 (S.D.W.Va. Jan. 15, 2014); In re C.R. Bard, Inc., 948 F.Supp.2d 589, 611, 629 (S.D.W.Va.2013). Although an expert may testify about his or her review of internal corporate documents solely for the purpose of explaining the basis for his or her opinions—assuming the opinions are otherwise admissible—a party's knowledge, state of mind, or other matters related to corporate conduct and ethics are not appropriate subjects of expert testimony because opinions on these matters will not assist the jury.
Second, "opinion testimony that states a legal standard or draws a legal conclusion by applying law to the facts is generally inadmissible." United States v. McIver, 470 F.3d 550, 562 (4th Cir.2006). I have diligently applied this rule to previous expert testimony, and I continue to adhere to it in this case. I will not parse the expert reports and depositions of each expert in relation to these same objections. I trust that able counsel in this matter will tailor expert testimony at trial accordingly.
Last, with respect to the arguments that certain experts' testimony is litigation driven, I note that an expert's formulation of his or her opinion for the purposes of litigation does not, by itself, justify that expert's exclusion. See Daubert v. Merrell Dow Pharm., Inc. ("Daubert II"), 43 F.3d 1311, 1317 (9th Cir.1995) ("That an expert testifies for money does not necessarily cast doubt on the reliability of his testimony, as few experts appear in court merely as an eleemosynary gesture."). This concern, however, does have a role in applying Daubert. See Hoffman v. Monsanto Co., No. 2:05-cv-00418, 2007 WL 2984692, at *3 (S.D.W.Va. Oct. 11, 2007) (considering in the Daubert analysis "[w]hether experts are proposing to testify about matters growing naturally and directly out of research they have conducted independent of the litigation, or whether they have developed their opinions expressly for purposes of testifying" (quoting Fed.R.Evid. 702 advisory committee's note)). In sum, I will not exclude an expert on the sole basis that the opinion arose during litigation, so long as it is otherwise reliable. But I will consider the independence of an expert's testimony as evidence that his "research comports with the dictates of good science." Daubert II, 43 F.3d at 1317. Having addressed these universal objections, I now turn to BSC's Daubert motions.
In this case, BSC seeks to limit or exclude certain opinion testimony of Dr. Richard W. Trepeta, Dr. Michael Thomas Margolis, Dr. Thomas H. Barker, Drs. Jimmy W. Mays and Samuel P. Gido, Dr. Emery Salom, Dr. Peggy Pence, Dr. Mark Slack, Dr. R. Brian Raybon, Dr. Linda Kiley, Dr. Vladimir Iakovlev, Dr. Konstantin Walmsley, and Dr. Jorge Pando.
In this case, the plaintiffs offer Dr. Trepeta to testify as an expert witness on the general pathology of vaginal mesh implantation (see generally Trepeta General Report [Docket 87-1]) and on the specific pathology of Plaintiffs Nunez (see generally Trepeta Report re: Nunez [Docket 87-2]; Trepeta Report re: Betancourt [Docket 87-3]). Among other things, Dr. Trepeta is a board-certified pathologist and a Fellow with the College of American Pathologists and the International Society for the Study of Vulvovaginal Disease. As part of his fellowship, he "establishes criteria and terminology for the diagnosis of vulvar and vaginal diseases." (Trepeta General Report [Docket 87-1], at 2). Dr. Trepeta also examines vulvar-vaginal pathology samples through his private practice. (Id.).
BSC moves to exclude Dr. Trepeta as an expert witness, raising two primary objections: (1) Dr. Trepeta is not qualified to opine on the properties of polypropylene mesh or the clinical responses to mesh implants; and (2) Dr. Trepeta's opinions are unreliable, irrelevant, and not helpful to the jury. (See generally BSC's Mem. in Supp. of its Mot. to Exclude Richard W. Trepeta ("BSC's Mem. re: Trepeta") [Docket 87]). As further explained below, I
BSC begins by contending that Dr. Trepeta's background in pathology does not qualify him under Federal Rule of Evidence 702 to render the opinions he sets forth in his expert reports on the properties of polypropylene and the human clinical response to polypropylene implants.
In his general report, Dr. Trepeta opines about mesh degradation, mesh contraction, and mesh migration. He states that "[d]egradation occurs as either fragmentation of the mesh or oxidation [of the mesh] release[s] chemical components from the mesh into surrounding tissues," and "[m]esh contraction and shrinkage cause the mesh to be significantly decreased in its physical size." (Trepeta General Report [Docket 87-1], at 5). BSC asserts that Dr. Trepeta is not qualified to put forth these opinions because he is not a material scientist, biochemist, or biomedical engineer. (See Trepeta Dep. [Docket 87-4], at 100:20-101:1). Furthermore, he has no training in polymer science or biomedical engineering and has not performed mechanical or chemical testing of mesh products. (See id. at 101:2-11).
In Sanchez, et al. v. Boston Scientific Corp., I considered this argument and disagreed with BSC:
No. 2:12-cv-05762, 2014 WL 4851989, at *20 (S.D.W.Va. Sept. 29, 2014). I
Dr. Trepeta also opines that the "human body's pathological response to implantation of polypropylene mesh as well as the inherent physical properties of the mesh cause permanent injuries resulting in distortion of the pelvic architecture, sexual dysfunction, persistent pain, scarring, and alteration of bowel and bladder function." (Trepeta General Report [Docket 87-1], at 6). BSC contends that Dr. Trepeta is not qualified to present this opinion because Dr. Trepeta does not treat patients for these conditions and has limited familiarity with the symptoms of stress urinary incontinence and pelvic organ prolapse. (See Trepeta Dep. [Docket 87-4], at 109:21-23). In short, BSC argues that Dr. Trepeta is not a gynecologist, obstetrician, urogynecologist, or a surgeon, and as a result, Dr. Trepeta's opinions about the clinical response to mesh should be excluded.
In Sanchez, I addressed this argument and held:
Next, BSC raises several objections to the reliability and relevancy of Dr. Trepeta's opinion testimony. I addressed each of these objections in Sanchez and consequently rely on Sanchez to explicate my conclusions here.
BSC contends that Dr. Trepeta's method of using pathology reports to formulate his opinions is unreliable. Dr. Trepeta used various resources to reach his expert opinion. First, Dr. Trepeta has studied over fifty mesh explant samples in his private practice. Dr. Trepeta received these samples from physicians about once a month over the past five years. (See Trepeta Dep. [Docket 87-4], at 71:10-12). He examined these samples under a microscope, identified any abnormalities, and concluded that the samples presented injuries "consistent with the pathological process of tissue response and/or injury due to polypropylene." (See Trepeta General Report [Docket 87-1], at 2). Second, Dr. Trepeta studied the medical literature on mesh implantation and determined that his pathological findings correspond with the published research on mesh erosion and exposure in the vaginal wall. (See id. at 2-3). Third, Dr. Trepeta reviewed twenty-four pathology reports that he received from the plaintiffs' counsel and ascertained that "the pathology reports of excised Boston Scientific Products ... are consistent" with the acute, sub-acute, and chronic categories of the disease process. (Id. at 4).
As I held in Sanchez:
2014 WL 4851989, at *22. I
BSC also argues Dr. Trepeta's opinions are unreliable because they are litigation-driven. Specifically, BSC asserts that Dr. Trepeta's "familiarity with the literature on polypropylene mesh comes only from his research and reading in connection with this litigation." (BSC's Mem. re: Trepeta [Docket 87], at 13). As in Sanchez, I disagree. Dr. Trepeta has largely based his opinions on his professional experience with mesh pathology samples examined during his practice. (Trepeta General Report [Docket 87-1], at 2). In addition, he testified that he has "looked at mesh removed from the bodies of female vaginal walls under the microscope" and has seen degradation. (Trepeta Dep. [Docket 131-4], at 217:14-19). These activities occurred outside of this litigation. Thus, I
Dr. Trepeta also offers a specific causation opinion concerning Ms. Nunez and Ms. Betancourt. For both plaintiffs, Dr. Trepeta opines that their
(Trepeta Report re: Nunez [Docket 87-2], at 5; Trepeta Report re: Betancourt [Docket 87-3], at 5-6). Dr. Trepeta adds that the "inflammatory response described and documented within the medical records provided by Ms. Nunez [and Ms. Betancourt] are consistent with the chronic phase of mesh implantation." (Trepeta Report re: Nunez [Docket 87-2], at 5; Trepeta Report re: Betancourt [Docket 87-3], at 5). BSC argues that the specific causation opinions are unreliable because: (1) his general causation opinion is unreliable; and (2) the methodology informing his specific causation opinions "is faulty." (BSC's Mem. re: Trepeta [Docket 87], at 14).
Apart from Dr. Trepeta's review of the twenty-four pathology reports, I concluded that Dr. Trepeta's general causation opinion was reliable. Therefore,
I nevertheless find Dr. Trepeta's specific causation opinions unreliable. In addition to not reviewing any of the plaintiffs' pathology specimens, Dr. Trepeta has not conducted a differential diagnosis in reaching his conclusion that Ms. Nunez and Ms. Betancourt's pain resulted from the Pinnacle. In attempt to support a differential diagnosis, the plaintiffs point to Dr. Trepeta's deposition testimony about Ms. Sanchez, a plaintiff in another MDL case, wherein Dr. Trepeta discussed alternative causes of Ms. Sanchez's pain. (See Pls.' Resp. in Opp'n to BSC's Mot. to Exclude the Ops. & Test. of Dr. Trepeta [Docket 131], at 19 ("Dr. Trepeta has not been deposed in these two cases. Accordingly, testimony on his methodology in the Sanchez case is instructive.")). This testimony is unconvincing. First, in Sanchez, I excluded Dr. Trepeta's specific causation testimony about Ms. Sanchez because the differential diagnosis was inadequate. Sanchez, 2014 WL 4851989, at *23-24. Second, to qualify as "reliable," a differential diagnosis must be patient-specific. See Westberry v. Gislaved Gummi AB, 178 F.3d 257, 262 (4th Cir.1999) (explaining that a reliable differential diagnosis "generally is accomplished by determining the possible causes for a patient's symptoms") (emphasis added). Eliminating causes for Ms. Sanchez, therefore, says nothing about causation for Ms. Nunez and Ms. Betancourt. Disregarding the plaintiffs' reference to Dr. Trepeta's testimony about Ms. Sanchez, no reliable differential diagnosis exists for the current plaintiffs.
This ruling corresponds with previous Daubert rulings on pathologists. In Tyree, et al. v. Boston Scientific Corp., for example, I did not exclude Dr. Trepeta's specific causation testimony because he had "observed the patient's slides under a microscope, detected a foreign material, and concluded that the foreign material was polypropylene from the Obtryx sling by applying a process of elimination." 54 F.Supp.3d 501, 532 n. 5, No. 2:12-cv-08633, 2014 WL 5320566, at *18 n. 5 (S.D.W.Va. Oct. 17, 2014). Similarly, in the present case, I have not excluded Dr. Iakovlev's specific causation opinions. Dr. Iakovlev testified that he performed a "morphological differential diagnosis" in preparing his specific causation report for Ms. Eghnayem, which allowed him to rule out alternative causes. (Iakovlev Dep. II [Docket 105-3], at 153). Dr. Trepeta, without reviewing the pathology specimens or performing a differential diagnosis, cannot support his specific causation opinions with a scientific basis. Accordingly, his specific causation opinions on Ms. Nunez and Ms. Betancourt are
BSC moves to exclude the opinions and testimony of Michael Thomas Margolis, M.D. Dr. Margolis is a pelvic floor surgeon and urogynecologist. He seeks to offer several opinions regarding polypropylene mesh slings, alternative procedures, and complications associated with mesh products. BSC argues that Dr. Margolis's opinions are unreliable because he failed to consider scientific literature contrary to his opinions and failed to provide any scientific basis for other opinions. (See Def. BSC's Mem. of Law in Supp. of Its Mot. to Exclude the Ops. and Test. of Michael Thomas Margolis, M.D. ("BSC's Mem. re: Margolis") [Docket 89], at 1-2). In addition, BSC contends that Dr. Margolis's opinions "either (1) constitute legal opinions, (2) fall outside the scope of his expertise, or (3) consist of speculation regarding Boston Scientific's knowledge, intent and/or state of mind." (Id. at 2).
I have previously reviewed the opinion testimony of Dr. Margolis under Daubert. See Sanchez, et al. v. Boston Scientific Corp., No. 2:12-cv-05762, 2014 WL 4851989, at *10-19 (S.D.W.Va. Sept. 29, 2014). The parties in this case assert arguments on the admissibility of Dr. Margolis's expert opinion that I addressed in Sanchez. To the extent that there are differences in fact or exhibits, the court does not find them sufficiently material to this case. Thus, I
BSC argues that Dr. Margolis failed to consider scientific studies that were contrary to his opinions without a scientific basis for doing so.
An expert's opinion may be unreliable if he fails to account for contrary scientific literature and instead "selectively [chooses] his support from the scientific landscape." In re Rezulin Prods. Liab. Litig., 369 F.Supp.2d 398, 425 (S.D.N.Y. 2005) (quotations omitted). "[I]f the relevant scientific literature contains evidence tending to refute the expert's theory and the expert does not acknowledge or account for that evidence, the expert's opinion
In particular, BSC challenges Dr. Margolis's general opinions regarding high complication rates in women with polypropylene mesh products. In Sanchez, I cited to Dr. Margolis's deposition testimony, where he explains his belief that studies indicating low single digit complication rates are not accurate because complications are underreported and data is possibly fabricated. See Sanchez, 2014 WL 4851989, at *13. I also find that Dr. Margolis's method of "[g]iv[ing] the benefit of the doubt to the patient" is unreliable:
Sanchez, 2014 WL 4851989, at *14. I
BSC next argues that Dr. Margolis failed to offer any scientific basis for his other opinions and based them solely on his experience.
BSC challenges the reliability of Dr. Margolis's opinions concerning a lack of sound scientific evidence supporting the use of polypropylene mesh in treating POP. (See BSC's Mem. re: Margolis [Docket 89], at 9-10; Margolis Report [Docket 89-1], at 17). In support, BSC points to Dr. Margolis's deposition testimony where he contradicts these opinions. For example, BSC cites to his testimony where he admits that there, in fact, are studies supporting the use of polypropylene in POP:
Sanchez, 2014 WL 4851989, at *14. I
BSC next challenges Dr. Margolis's opinion that the infection rate of polypropylene mesh is up to 100%. (See BSC's Mem. re: Margolis [Docket 89], at 10). As in Sanchez, BSC points to a slide presentation that Dr. Margolis has given which cites a study finding infection rates of 0% to 8%. (See id.). I addressed this issue in Sanchez:
BSC challenges Dr. Margolis's opinion on the percentage or number of BSC products that he has removed. (See BSC's Mem. re: Margolis [Docket 238], at 13). I agreed with BSC in Sanchez on this point:
Sanchez, 2014 WL 4851989, at *18. I
The plaintiffs in this case make an additional argument regarding Dr. Margolis's expert opinions. The plaintiffs contend that "this Court has already held that neither Daubert or Rule 702 require the exclusion of Dr. Margolis's testimony" in Lewis and that, therefore, his testimony should be admitted in this case. (See Pls.' Resp. in Opp'n to BSC's Mot. to Exclude the Test. of Dr. Margolis ("Pls.' Resp. re: Margolis") [Docket 132], at 2 (citing Lewis v. Ethicon, Inc., No. 2:12-cv-04301, 2014 WL 186872, at *15-17) (S.D.W.Va. Jan. 15, 2014)).
However, Lewis was a different case involving a different plaintiff, a different defendant, and a different product. Also, in Lewis, Dr. Margolis submitted a different expert report which included expert opinions specific to the plaintiff in Lewis. As a result, I reject this argument.
Next, the plaintiffs in this case make an additional argument in response to BSC's contention that Dr. Margolis failed to provide any scientific basis for some of his opinions. (BSC's Mem. re: Margolis
However, "[p]roposed testimony must be supported by appropriate validation—i.e., `good grounds' based on what is known." Daubert, 509 U.S. at 590, 113 S.Ct. 2786. Dr. Margolis writes that he "considered the scientific literature" in forming his opinions, (see Margolis Report [Docket 89-1], at 5), yet, as I discuss in Sanchez, he is unable to provide scientific support for some of his opinions. See Sanchez, 2014 WL 4851989, at *14-18. Even though Dr. Margolis has experience, he must still base his opinions on a reliable, scientific method. See Daubert, 509 U.S. at 590, 113 S.Ct. 2786 ("[I]n order to qualify as `scientific knowledge,' an inference or assertion must be derived by the scientific method."). The plaintiffs' argument is unavailing.
BSC argues that several of Dr. Margolis's opinions should be excluded because they are outside his area of expertise. (See BSC Mem. re: Margolis [Docket 89], at 12). In particular, BSC challenges Dr. Margolis's opinions as to: "biomaterials, adequate pore size, adequate weight of polypropylene, polypropylene degradation, biocompatibility of polypropylene, medical device design and development, and marketing." (Id. (internal citations omitted)). As in Sanchez, the plaintiffs conceded that Dr. Margolis will not be offering these opinions at trial. (See Pls.' Resp. re: Margolis [Docket 132], at 13). Therefore, this aspect of BSC's motion is
BSC also argues that Dr. Margolis seeks to offer testimony as to BSC's state of mind, knowledge, and intent during product development. As I explained in Sanchez, expert testimony about a defendant company's state of mind is impermissible. In Lewis, I excluded state of mind testimony of Dr. Margolis because "he is not qualified ... to opine on Ethicon's state of mind or knowledge." Lewis, 2014 WL 186872, at *15. The plaintiffs concede that Dr. Margolis will not be offering these opinions at trial. (See Pls.' Resp. re: Margolis [Docket 132], at 13). Therefore, this aspect of BSC's motion is
Therefore, I
BSC moves to exclude the opinions and testimony of Thomas H. Barker, Ph.D. Dr. Barker is a biomedical engineer who seeks to opine as to the behavior of polypropylene mesh inside of the human body. (See Barker Report [Docket 91-1], at 1, 4-5). He bases his opinions on mechanical stress tests that he conducted on the Obtryx Transobturator Mid-Urethral Sling System ("the Obtryx") and Pinnacle products, his experience, scientific literature, and internal documents. (See id. at 3). BSC argues that Dr. Barker's opinions are unreliable and irrelevant. In particular, BSC argues that Dr. Barker's testing methodology was flawed, that his opinions are litigation driven, that he is unqualified to opine as to polypropylene and product
I have previously reviewed the opinion testimony of Dr. Barker under Daubert. See Sanchez, et al. v. Boston Scientific Corp., No. 2:12-cv-05762, 2014 WL 4851989, at *5-10 (S.D.W.Va. Sept. 29, 2014). The parties in this case assert arguments on the admissibility of Dr. Barker's expert opinion that I addressed in Sanchez. To the extent that there are differences in fact or exhibits, the court does not find them sufficiently material to this case. Thus, I
BSC challenges Dr. Barker's qualifications. In Sanchez, I found Dr. Barker qualified to opine as to the properties of polypropylene, and I
Sanchez, 2014 WL 4851989, at *5-6. As I note in Sanchez, even though Dr. Barker is qualified, I must still determine that his method is reliable. Id. at *6.
BSC argues that Dr. Barker's opinions based on his mechanical testing are unreliable and irrelevant. In particular, BSC argues that Dr. Barker's testing is flawed because it "1) does not replicate the published protocol he claims to have followed; 2) fails to utilize a sufficient sample size; 3) fails to meet the standards required for publication in a peer-reviewed journal; and 4) does not replicate the physiological environment or forces experienced in the female pelvic floor." (Def. BSC's Mem. of Law in Supp. of Its Mot. to Exclude the Ops. and Test. of Thomas H. Barker, Ph.D. ("BSC's Mem. re: Barker") [Docket 91], at 5). In Sanchez, BSC raised the same arguments.
BSC argues that Dr. Barker's failure to soak the pieces of mesh in a saline bath, contrary to published protocols, is unreliable. The Shepherd and Moalli protocols call for the use of a saline bath as part of testing to help better replicate the physiological environment of the human body. In Sanchez, I found that this deviation from protocols without a scientific basis rendered his method flawed:
Sanchez, 2014 WL 4851989, at *7. Moreover, I found that the use of a saline bath to replicate the human body was particularly important because Dr. Barker seeks to opine as to the in vivo effects of mesh. See id. For the reasons stated above and in Sanchez, I find Dr. Barker's methodology to be unreliable.
BSC next argues that Dr. Barker failed to use a sufficient sample size when he tested one piece of Obtryx mesh and 2 pieces of Pinnacle mesh. In Sanchez, I agreed with this argument, especially since Dr. Barker admitted that a statistical test cannot be performed on a sample size of one:
Sanchez, 2014 WL 4851989, at *7-8. Dr. Barker's sample size was a flaw in his method.
BSC argues that Dr. Barker's testing was flawed because it was not up to peer-reviewed standards. In Sanchez, I noted that Dr. Barker admits to this in his deposition testimony:
Id. at *8 (citing Barker Dep. in Sanchez [Docket 71-4], at 301:20-302:5). I
BSC argues that Dr. Barker's method is flawed because it failed to replicate the physiological multi-directional forces in the female pelvic floor. In Sanchez, I agreed that Dr. Barker's uniaxial testing was unreliable to base opinions on the behavior of the mesh in vivo:
Sanchez, 2014 WL 4851989, at *9. I
In this case, the plaintiffs raise an additional argument as to the reliability of Dr. Barker's method. The plaintiffs contend that Dr. Barker's testing was generally accepted within the scientific community. (Pls.' Resp. in Opp'n to BSC's Mot. to Exclude the Opinions & Testimony of Thomas H. Barker, Ph.D. ("Pls.' Resp. re: Barker") [Docket 130], at 11-12). In support, the plaintiffs point to Dr. Barker's deposition testimony, where he explains that his general method of testing material—reading relevant scientific literature, developing a testing protocol, and then conducting "cyclic tensile testing and stress deformation analyses" in accordance with the developed testing protocol—is generally accepted within his field. (Barker Dep. [Docket 130-4], at 324:7-327:16). The plaintiffs argue that general acceptance "definitively forecloses a Daubert challenge." (Pls.' Resp. re: Barker [Docket 130], at 12).
The trial judge must "ensur[e] that an expert's testimony ... rests on a reliable foundation" and has "flexib[ility]" in making this assessment. Daubert, 509 U.S. at 594, 597, 113 S.Ct. 2786. Even if cyclic tensile testing and stress deformation analyses are generally accepted in the bioengineering field, the plaintiffs' argument does not cure the fatal deficiency in Dr. Barker's method-that he failed to take measures to replicate the human body when forming and providing opinions as to the mesh's behavior in vivo. For the reasons stated above and in Sanchez, I find Dr. Barker's methodology to be unreliable. See Sanchez, 2014 WL 4851989, at *5-10.
Therefore, as I concluded in Sanchez, Dr. Barker's method was unreliable and his opinions based on this method are
BSC challenges Dr. Barker's opinion regarding a mechanical mismatch between the mesh and the human body and the adverse in vivo effects resulting from that mismatch. BSC argues that it is unreliable. In Sanchez, I agreed because Dr.
Id. at *9. I
BSC states that "Dr. Barker's opinions are unreliable because they are litigation driven[.]" (BSC's Mem. re: Barker [Docket 91], at 2). BSC raised this same argument in Sanchez, and, thus, I
Sanchez, 2014 WL 4851989, at *9.
Dr. Barker tested both the Pinnacle and Obtryx products. The Pinnacle is the product at issue in this case, but the Obtryx device is not at issue in this case. Because I find his opinions to be unreliable, I need not address the relevancy of Dr. Barker's opinions based on his testing of the Obtryx device. See Daubert, 509 U.S. at 594-95, 113 S.Ct. 2786 (noting reliability and relevancy requirement for expert testimony).
In this case, the plaintiffs raise an additional argument as to the relevancy of Dr. Barker's testimony. The plaintiffs argue that "[t]he crux of Dr. Barker's opinions, and hence his role in this case, is to provide expert evidence of the precise design engineering failure in BSC's meshes." (Pls.' Resp. re: Barker [Docket 130], at 16). As a result, the plaintiffs contend that "Dr. Barker's opinions provide the precise evidence that the plaintiff in Lewis v. Ethicon, Inc. lacked and warranted a directed verdict[,]" and that, therefore, his testimony is helpful to a jury. (Id. (citing Lewis trial transcript)).
As I explained in Sanchez, I find Dr. Barker's method to be unreliable, and I exclude his opinions on this basis. As a result, I do not need to address the relevancy of Dr. Barker's testimony. See Daubert, 509 U.S. at 594-95, 113 S.Ct. 2786 (noting requirement that expert testimony be both reliable and relevant). However, I note that the portions of the Lewis trial transcript in which the plaintiffs cite in support of their argument refer to specific causation. (See Pls.' Ex. A Lewis Trial Tr. [Docket 130-1], at 60:5-22, 62:10-15). Dr. Barker does not offer specific causation opinions here.
BSC argues that Dr. Barker is unqualified to opine as to product design or testing and that his proposed state of mind testimony is inadmissible. In Sanchez, BSC made these same arguments. However, I did not reach the issue of Dr. Barker's qualifications as to product design or testing because I found his state of mind testimony to be impermissible expert testimony:
Sanchez, 2014 WL 4851989, at *10. I
Therefore, I
BSC seeks to exclude the opinions of Dr. Jimmy W. Mays and Dr. Samuel P. Gido. Dr. Mays is a Distinguished Professor of Chemistry at the University of Tennessee, and Dr. Gido is an Associate Professor of Polymer Science and Engineering at the University of Massachusetts Amherst. (Mays & Gido Report [Docket 93-1], at 2, 4). Both have worked extensively in the area of polymer materials. Drs. Mays and Gido issued a joint expert report examining and assessing the polypropylene material mesh BSC used in the Pinnacle product. (Id. at 5). In their report, Drs. Mays and Gido conclude that (1) polypropylene is susceptible to oxidation and degrades by an oxidative mechanism in the body; (2) analysis of explanted BSC Pinnacle mesh shows clear signs of oxidative degradation; and (3) the Pinnacle is thus defective and not suitable to serve as a permanent implant. (Id.). The report states that Drs. Mays and Gido relied upon their training and experience, provided materials, and underlying data from the testing in forming their opinions. (Id.). However, as discussed below, the deposition testimony proves otherwise. The reasoning in Sanchez, et al. v. Boston Scientific Inc., No. 2:12-cv-05762, 2014 WL 4851989, at *24-30 (S.D.W.Va. Sept. 29, 2014), substantially reflects the court's view of these issues as presented in this case. To the extent that there are differences in fact and exhibits, the court does not find them sufficiently material. The Sanchez excerpts quoted throughout are to explicate the conclusions the court reaches below.
BSC argues that Drs. Mays and Gido's testing and the clinical conclusions drawn from that testing must be excluded because their testing is unreliable and their opinions are irrelevant. (BSC's Mem. of Law in Supp. of its Mot. to Exclude the Ops. & Test. of Jimmy W. Mays, Ph.D. & Samuel P. Gido, Ph.D. ("BSC's Mem. re: Mays & Gido") [Docket 93], at 2). Additionally, BSC argues that Drs. Mays and Gido's opinions are unreliable because they are litigation driven, as well as a poor fit that would not be helpful to the jury. (Id.). Finally, the defendant argues that some of the opinions offered by Drs. Mays and Gido should be excluded because they opine about BSC's state of mind and make inadmissible legal conclusions. (Id.).
As BSC takes particular issue with Drs. Mays and Gido's testing of the Pinnacle explants, I will briefly discuss their testing procedures and results. Drs. Mays and Gido received exemplars of Pinnacle and Obtryx products on September 24, 2013.
On October 1, 2013, Dr. Gido received the fourteen explants. (Mays & Gido Report [Docket 93-1], at 24). The explants were sealed in plastic containers and came with chain of custody documentation. (Id.). Only eleven of the fourteen explants contained mesh suitable for testing. (Id.). Dr. Gido proceeded to conduct three microscopic analyses of the eleven explants: (1) Scanning Electron Microscopy ("SEM") to take pictures of the mesh fibers at high magnification and compare those images to the images published in the literature; (2) Energy Dispersive Spectroscopy ("EDS") to determine if there was oxygen in the mesh fibers; and (3) Transmission Electron Microscopy ("TEM") to identify amorphous regions in the mesh fibers that are more susceptible to oxidation. (Id. at 18).
Utilizing Steelgate's chain of custody, Dr. Gido sent the samples to Dr. Mays on October 22, 2013. (Id.). Only four of the samples sent by Dr. Gido had sufficient amounts of polypropylene mesh adequate for testing by Dr. Mays. Dr. Mays conducted three chemical analyses of the four samples: (1) Fourier Transform Infrared Spectroscopy ("FTIR"), a testing instrument that uses infrared to identify chemical groups containing oxygen; (2) Gel Permeation Chromotography ("GPC"), a test that separates molecules by size and quantifies the molecular weight of the polymer, which allowed Dr. Mays to estimate the reduction in molecular weight of the polypropylene explants; and (3) Thermogravimetric Analysis ("TGA") to determine if there were other additives or inorganic materials in the mesh. (Mays Dep. [Docket 93-2], at 49-50).
Drs. Mays and Gido included the following summary of results in their expert report:
Cracking Oxidation In Oxidation In Mw/Mn LENGTH Of TIME IMPLANT TIME Observed by Fibers Observed Fibers Observed Mz from Mw from from SAMPLE IMPLANTED CLASSIFICATION MODEL SEM by EDS by FTIR GPC GPC GPC Obtrex Control -- None 0 n0 no 1,030,000 377,000 4.26 Pinnacle Contral -- None 0 trace amounts, no 1,151,000 383,000 5.97 Pinnacle Control -- None 0 no not tested XP-1 1 YR, 4 MDS. Short Obtryxhala 2 yes not tested XP-2 1 YR, 6.5 MDS. Short Pinnacle 0 yes not tested XP-3 1 YR. 7 MDS. Short pinnacle 0 yes yes 648,000 291.000 3.44 XP-4 1 YRS 2.5 MDS. Short Pinnacle 3 yes not tested XP-5 2 YRS, 2.5 MDS. InterMediate Pinnacle 1 yes not tested XP-6 2 YRS, 11 MDS. Intermediate Pinnacle 0 yes not tested XP-7 3 YRS, 3 MDS. Intermediate Pinnacle 4 yes yes 847,000 344,030 3.95 XP-8 4 YRS, 1 MDS. Long Pinnacle 5 not tested yes 733,000 525,000 3.55 XP-9 4 YRS, 4 MDS. Long Pinnacle 4 yes not tested XP-10 4 YRS, 5 MDS Long Pinnacle 3 yes yes 742,000 314,000 3.91 XP-11 4 YRS, 9 MDS. Long Obtryxhala 5 yes not tested
(Mays & Gido Report [Docket 93-1], at 19). However, Dr. Mays did not include the protocol or results of the TGA or TEM in the expert report. Instead, for the TGA, he produced that information to BSC
With respect to the reliability of Drs. Mays and Gido's testing, BSC makes several specific arguments. However, I have previously reviewed the reliability of Drs. Mays and Gido's testing under Daubert and found their opinions unreliable because they (1) failed to control for error or bias and (2) did not establish or adhere to testing protocols. See Sanchez, 2014 WL 4851989, at *26. In Sanchez, I made the following findings:
Sanchez, 2014 WL 4851989, at *26-28. The parties in this case assert the same arguments regarding the reliability of Drs. Mays and Gido's testing that I addressed in Sanchez, and I
While BSC argues that Drs. Mays and Gido's unreliable testing should be excluded
The plaintiffs fail to point out or cite Dr. Gido's deposition testimony, which takes the opposite position. Dr. Gido explicitly states that "we're making this statement based on our own study and our own results. We're not getting it from the literature." (Gido Dep. [Docket 134-2], at 233). While Dr. Mays describes the testing as "confirmatory," Dr. Gido highlights the fact that he completed the testing first and then "got into the literature." (Mays Dep. [Docket 134-3], at 65; Gido Dep. [Docket 134-2], at 50). Dr. Gido admits that he had not reached his opinions before testing and emphasizes how important the data was in drafting his portions of the report. (See Gido Dep. [Docket 134-2], at 51 ("I would suspect the same—you know, I would probably conclude that there would likely be a problem with polypropylene, but I would not be as sure of it as I am having seen data that I took with my own hands and seen Dr. Mays's data.")). Based on the depositions, Drs. Mays and Gido clearly have different opinions regarding the nature and influence of the testing they performed.
I have determined that Drs. Mays and Gido's testing was unreliable, and Dr. Gido states that his opinions are based solely on the testing. Accordingly, I
BSC argues that Dr. Mays's opinions are not reliable because they are litigation driven, not scientific, and not fair and balanced. With respect to the argument that Dr. Mays's expert testimony is litigation driven, I refer back to my above ruling that an expert's formulation of his opinion for the purposes of litigation does not, by itself, justify that expert's exclusion. As I
Next, BSC contends that Dr. Mays "selectively cite[s] several articles" and "fail[s] to include contrary statements or literature in [his] report." (BSC's Mem. re: Mays & Gido [Docket 93], at 14). I have previously reviewed the reliability of Dr. Mays's opinions under Daubert. See Sanchez, 2014 WL 4851989, at *29. The parties in this case assert the same arguments regarding the reliability of Dr. Mays's expert opinions that I addressed in Sanchez. In Sanchez, I ruled as follows:
Sanchez, 2014 WL 4851989, at *51.
Finally, BSC argues that Dr. Mays's opinions are a poor fit and would not be helpful to a jury because Dr. Mays was not able to correlate degradation to any clinical symptoms in an individual patient. However, as I stated in Sanchez,
Sanchez, 2014 WL 4851989, at *51-52. Therefore, I
Dr. Mays offers two opinions regarding BSC's state of mind and its knowledge of risks associated with polypropylene. (See Mays & Gido Report [Docket 93-1], at 5 ("BSC did not take into account polypropylene's propensity for oxidation during design of its Pinnacle and Obtryx mesh."); id. at 17 ("If the developers of Pinnacle and Obtryx were ignorant of this information on implantation of PP materials then they were incompetent to be in their line of business. If they were aware of these facts and chose to proceed anyway, they were taking an unconscionable, calculated gamble with the lives and well-being of others for the sake of their own profits.")). As I previously discussed, expert opinions on BSC's knowledge or state of mind are not helpful to the jury. See Fed.R.Evid. 702. Therefore, these opinions are
Dr. Mays offers two opinions that draw legal conclusions from the facts. (See Mays & Gido Report [Docket 93-1], at 17; id. at 19 ("The results of our own testing completely support and greatly strengthen this opinion that choice of PP as the material for the explants we tested rendered them unacceptably susceptible to degradation and was thus incompetent and or negligent.") (emphasis added)). In the Fourth Circuit, "opinion testimony that states a legal standard or draws a legal conclusion by applying law to the facts is generally inadmissible." United States v. McIver, 470 F.3d 550, 562 (4th Cir.2006). Whether BSC failed to act as a reasonable and prudent medical device manufacturer is a question for the jury. To be clear, Dr. Mays may offer opinions that, as a polymer scientist, he does not believe the Pinnacle is suitable to serve as a permanent implant, but his opinions cannot be phrased as legal conclusions. Therefore, these statements are
In conclusion, BSC's Motion to Exclude the Opinions of Drs. Mays and Gido [Docket 92] is
Dr. Salom, a licensed urogynecologist in Florida, began treating Plaintiff Dotres in 2008 when she complained of uterine and bladder prolapse. Dr. Salom treated her condition with the Pinnacle mesh implant. Plaintiff Dotres offers Dr. Salom to testify about his examination of Ms. Dotres, his treatment of Ms. Dotres's condition with the Pinnacle mesh system, Ms. Dotres's post-surgery complications, and his opinion regarding the cause of Ms. Dotres's post-surgery pelvic pain and dyspareunia.
BSC asserts two challenges to Dr. Salom's opinion testimony. First, BSC argues that the plaintiff failed to submit a proper expert report under Federal Rule of Civil Procedure 26(a)(2), and so the court must limit Dr. Salom's testimony to opinions based solely on his care and treatment of Ms. Dotres. Second, BSC maintains that even if the court excuses the improper expert report, Dr. Salom's testimony must nevertheless be limited in accordance with Daubert's reliability and relevancy requirements. For the reasons discussed below, BSC's motion is
Under Rule 26, "a party must disclose to the other parties the identity of any witness it may use at trial." Fed.R.Civ.P. 26(a)(2)(A). Furthermore, "if the witness is one retained or specially employed to provide expert testimony," a party must
In accordance with these rules, Plaintiff Dotres submitted a Rule 26 Expert Report for Dr. Salom ("the Report"). [Docket 95-1]. BSC asserts that the Report constitutes a Rule 26(a)(2)(C) disclosure rather than the required Rule 26(a)(2)(B) disclosure. Although the former type of report would be appropriate if Dr. Salom's testimony focused solely on his treatment of Ms. Dotres, BSC argues that Dr. Salom's offered opinion addresses information out-side the scope of his treatment of Ms. Dotres such that the plaintiff should have submitted a full Rule 26(a)(2)(B) report. Because the Report does not comply with Rule 26, BSC asks this court to exclude all testimony that goes beyond his treatment of Ms. Dotres. Specifically, Dr. Salom should be precluded from testifying that (1) "there is little long term data to show that the benefits of mesh augmented procedures outweigh the risks associated with mesh related procedures compared to native tissue repairs"; and (2) "the sacrospinous ligament fixation as directed by the Boston Scientific Pinnacle Kit can cause nerve damage that may result in pain in the S2-S4 nerve distribution." (BSC's Mem. in Supp. of Mot. to Exclude the Ops. And Test. of Dr. Emery Salom [Docket 95] ("BSC's Mem. re: Salom"), at 5).
In response, the plaintiff has agreed to omit these two disputed opinions from her questioning of Dr. Salom. (See Pl.'s Resp. in Opp'n to BSC's Mot. to Exclude the Ops. And Test. of Dr. Emery Salom [Docket 127] ("Pl.'s Resp. re: Salom"), at 6). Additionally, the plaintiff has assured the court that she will limit Dr. Salom's opinion testimony to the causation of injuries sustained by his patient, Ms. Dotres, as required by In re C.R. Bard, Inc. (Id. at 5 (citing In re C.R. Bard, Inc., 948 F.Supp.2d 589, 616-17 (S.D.W.Va.2013))). In reliance on these assurances, I
I now turn to BSC's Daubert challenges to Dr. Salom's testimony. First, BSC seeks to exclude Dr. Salom's opinion on the alleged risks of implanting the Pinnacle without properly cutting it. BSC asserts that Dr. Salom's testimony about what might have happened had he conducted the implantation surgery differently fails the relevancy prong of Daubert because it does not relate to what actually happened in Ms. Dotres's case. Plaintiff Dotres has agreed to not elicit any opinions from Dr. Salom related to the risks of implanting the Pinnacle without cutting it properly. (See Pl.'s Resp. re: Salom [Docket 127], at 6). As such, I
Second, BSC seeks to exclude Dr. Salom's testimony about Ms. Dotres's current condition, even though Dr. Salom has not treated Ms. Dotres since March 2012. BSC contends that Dr. Salom's opinions on Ms. Dotres's current medical condition constitute "nothing more than inadmissible hypothetical speculation and should be excluded." (BSC's Mem. re: Salom [Docket 95], at 9). Plaintiff Dotres has agreed not to elicit opinions from Dr. Salom about Ms. Dotres's condition since the last time he treated her in March 2012. (See Pl.'s Resp. re: Salom [Docket 127], at 6). Therefore, I
I quickly address the plaintiff's primary response to BSC's motion to exclude, which is that if the plaintiff is "limited or precluded from eliciting testimony that is not derived exclusively from Dr. Salom's care and treatment of Ms. Dotres, then Boston Scientific must obviously also be so limited." (Id. at 3). BSC will of course be bound by the Federal Rules of Evidence in its questioning of Dr. Salom at trial. First, BSC's cross-examination of Dr. Salom will be limited by the scope of the plaintiff's direct examination. See Fed. R.Evid. 611 ("Cross-examination should not go beyond the subject matter of the direct examination and matters affecting the witness's credibility."). In the event that BSC's cross-examination violates Rule 611, the plaintiff may object at trial. Second, if BSC calls Dr. Salom as a fact witness, it must demonstrate that Dr. Salom has "personal knowledge" of the subject matter. Fed.R.Evid. 602(a). If the plaintiff wishes to challenge Dr. Salom's personal knowledge of proffered factual testimony, she may raise the objection at trial. And under Rule 26, BSC may not call Dr. Salom as an expert witness for the defense at trial because BSC has not filed a Rule 26 disclosure. In sum, the substance of a cross-examination leaves a great deal to the court's discretion, and questions asked during a deposition do not necessarily reflect what will develop at trial. Therefore, this Daubert ruling is not the proper forum for the concerns raised in the plaintiff's response, and the plaintiff should object at trial if warranted.
For the reasons set forth above, BSC's Motion to Exclude the Opinions and Testimony of Dr. Salom [Docket 94] is
Dr. Pence works as a clinical and regulatory consultant, providing "advice, guidance, and product development services to pharmaceutical/biopharmaceutical and medical device companies in the areas of strategic planning, preclinical testing, clinical trials, design and conduct, and regulatory matters involving the [FDA]." (Pence Report [Docket 97-1], at 1). During her career, she has accumulated knowledge
I have previously reviewed the opinion testimony of Dr. Pence under Daubert. See Sanchez, et al. v. Boston Scientific Corp., No. 2:12-cv-05762, 2014 WL 4851989, at *32-36 (S.D.W.Va. Sept. 29, 2014). The reasoning in Sanchez substantially reflects the court's view of this issue as presented here. To the extent that there are differences in fact and exhibits, the court does not find them sufficiently material as to the ruling on Dr. Pence. Therefore, I
I first address BSC's argument that this court should exclude Dr. Pence's opinions because she lacks the qualifications necessary to make them. BSC maintains that Dr. Pence's work as a researcher and consultant does not qualify her to opine about the safety and efficacy of mesh products, as she attempts to do in her expert report. In BSC's view, without a medical degree and without experience in the development of polypropylene mesh, Dr. Pence's opinions on BSC's medical devices cannot withstand Daubert.
In Sanchez, I ruled as follows, and I
Sanchez, 2014 WL 4851989, at *33.
Having found that Dr. Pence is qualified to offer these opinions, I next address whether her opinions are relevant and reliable. In her report, Dr. Pence opines:
(Pence Report [Docket 97-1], at 44). In reaching this conclusion, Dr. Pence considered the risks associated with polypropylene
In Lewis, et al. v. Ethicon, Dr. Pence gave a similar opinion. No. 2:12-cv-4301, 2014 WL 186872, at *18-19 (S.D.W.Va. Jan. 15, 2014). She opined that the defendant did not conduct the required investigative tests on the specific risks of a transvaginal mesh product, but she failed to support this opinion with any authority suggesting that the performance of such tests was needed. Id. at *18. Without a reliable foundation, I excluded Dr. Pence's opinion as unreliable. Id. at *19. Here, BSC argues that Dr. Pence's expert report should again be excluded as unreliable because it fails to point to any authority requiring BSC to perform the tests that Dr. Pence believes should have been conducted. The plaintiffs counter that Dr. Pence has revised her report to fix the deficiencies identified in Lewis. This time around, the plaintiffs argue, Dr. Pence has "clearly demonstrated that her methodology and opinions were not based upon her `professional opinion' alone" and instead arose from her review of a "voluminous amount of peer-reviewed scientific articles, data, government codes and regulation, deposition testimony provided in this litigation, and internal documents received from BSC." (Pls.' Resp. in Opp'n To BSC's Mot. to Exclude Dr. Peggy Pence [Docket 142], at 5).
In Sanchez, I agreed with the plaintiffs and concluded that
Sanchez, 2014 WL 4851989, at *34. I
Dr. Pence proffers two opinions regarding the labeling of the Pinnacle.
BSC asserts that these opinions should be excluded because they relate to BSC's deviation from the branding requirements of the Food, Drug, and Cosmetic Act ("FDCA"), which is irrelevant in this case and consequently unhelpful to the jury. The plaintiffs agree that whether BSC violated the FDCA is not relevant and that Dr. Pence will not offer an opinion on that issue. The plaintiffs stress, however, that Dr. Pence's testimony about labeling is relevant to the plaintiffs' failure to warn claim. To assess the validity of this claim, the jury will need to understand what information should be included in IFUs and patient brochures but was not included by BSC—the plaintiffs argue that Dr. Pence can provide such understanding to the jury. I agree that such testimony might help guide the jury in reaching a verdict on these state law claims, which consider the appropriateness of product labeling, and as such, her opinions are relevant.
BSC adds that even if Dr. Pence's opinions on BSC's labeling practices are relevant, they lack a reliable basis. In BSC's view, Dr. Pence does not provide any authority supporting her assertion that BSC's labeling fell short of the standard of care, and instead, she simply insists that BSC "should have gone further." (BSC's Mem. in Supp. of its Mot. to Exclude the Ops. and Test. of Peggy Pence ("BSC's Mem. re: Pence") [Docket 97], at 8 (quoting Pence Dep. [Docket 97-3], at 328:3)). In response, the plaintiffs point to Dr. Pence's reliance on medical publications and the FDA's Manufacturer and User Facility Device Experience database as evidence that Dr. Pence supported her opinions with authority. (See Pence Report [Docket 97-1], at 49-50).
Again, the reasoning in Sanchez reflects the court's view of this issue as presented here, and I
Sanchez, 2014 WL 4851989, at *35-36.
In her last opinion, Dr. Pence proffers that BSC "deviated from the standard of care by its failure to report to [the] FDA a number of adverse events that met the criteria for Medical Device Reporting, rendering the Obtryx and Pinnacle devices misbranded as a result of failure to furnish information requested under Section 519 of the FDCA." (See Pence Report [Docket 97-1], at 83). BSC argues that whether BSC "reported adverse events to the FDA has no bearing on whether Boston Scientific provided adequate warnings or whether the Pinnacle was defective." (See BSC's Mem. re: Pence [Docket 97], at 9).
For the reasons explained in Sanchez, I agree with BSC.
Sanchez, 2014 WL 4851989, at *36.
In conclusion, Dr. Pence can testify on pre-market testing, but her opinions on the adequacy of product labels and the reporting of adverse events to the FDA are
Pending before the court are two motions by BSC regarding Dr. Mark Slack. The first [Docket 98] is a typical Daubert motion seeking to limit the opinions of Dr. Slack. The second [Docket 147] is a Motion for Leave to File Supplemental Brief to Its Motion to Exclude the Testimony of Dr. Mark Slack ("Motion for Leave"). In its Motion for Leave, BSC seeks to file a supplemental brief in light of Dr. Slack's deposition, which had not taken place at the time of the original filing. However, because I
Dr. Slack is a consultant gynecologist and practicing urogynecologist in the United Kingdom. (Slack Report [Docket 99-1], at 1). Eighty-five percent of his daily practice involves dealing with the management of prolapse and incontinence. (Id.). Dr. Slack opines on the following topics as they relate to BSC's mesh products: (1) pelvic floor anatomy and pelvic floor dysfunction; (2) research and testing necessary for marketing and launch; (3) directions for use ("DFU"); and (4) physician training. (Id. at 5). BSC does not challenge Dr. Slack's opinions regarding pelvic floor anatomy and pelvic floor dysfunction. BSC seeks to exclude Dr. Slack's opinions on the remaining three topics because he is unqualified and fails to offer any reliable basis for his opinions. (BSC's Mem. of Law in Supp. of its Mot. to Limit the Ops. & Test. of Mark Slack, M.D. [Docket 99], at 1-2). Additionally, the defendant contends that Dr. Slack's report largely consists of improper expert testimony including: (1) narrative testimony; (2) conclusory statements regarding BSC's state of mind; and (3) improper legal conclusions. (Id. at 2). As discussed below, Dr. Slack's opinions should be excluded to the extent challenge and, accordingly, BSC's motion to limit his opinions is
Dr. Slack also opines on what course of action BSC should have taken; however, the majority of Dr. Slack's opinion simply recites what BSC did or did not do. See In re Fosamax Prods. Liab. Litig., 645 F.Supp.2d 164, 192 (S.D.N.Y.2009) ("An expert cannot be presented to the jury solely for the purpose of constructing a factual narrative based on the record of evidence."). As I previously discussed, expert opinions on BSC's knowledge, state of mind, and legal conclusions are not appropriate subjects of expert testimony. Therefore, these opinions are
Dr. Raybon is a board certified physician in obstetrics and gynecology, specializing in female pelvic and reconstructive surgery since 1998. (Raybon Report [Docket 101-1], at ¶ 1). BSC brings two challenges to Dr. Raybon's testimony. First, BSC contends that Dr. Raybon's general causation opinions regarding the properties of mesh lack the support of reliable facts or data. Second, BSC argues that Dr. Raybon did not conduct a proper differential diagnosis in his specific causation assessment of Ms. Dotres. Thus, BSC asks this court to exclude both the general and specific causation testimony of Dr. Raybon. For the following reasons, I
Dr. Raybon provides several general causation opinions regarding the clinical effects of the Pinnacle product. He opines that there is an "ongoing irritation of nerves from the body's reaction to the Pinnacle mesh"; that Pinnacle mesh causes "chronic inflammation," leading to "an environment where pain receptors are repeatedly stimulated"; and that Pinnacle mesh creates a "toxic environment" resulting in the loss of nerve function. (Raybon Report [Docket 101-1], at ¶ 5). BSC argues that these opinions have "no scientific basis and should be excluded under Daubert" as ipse dixit opinions. (BSC's Mem. in Supp. of Mot. to Exclude the Ops. and Test. of Dr. Brian Raybon [Docket 101] ("BSC's Mem. re: Raybon"), at 5).
BSC compares Dr. Raybon's opinion to that of Dr. Zolnoun, the plaintiff's expert in In re Bard. I excluded Dr. Zolnoun's general causation opinion because it centered on "nothing more than her personal, unscientific observations and opinion that `it's obvious' that mesh arms are sharp and can serrate or tear nerves." In re C.R. Bard, Inc., 948 F.Supp.2d 589, 604 (S.D.W.Va.2013). According to BSC, Dr. Raybon's general causation opinions similarly have no scientific basis and arise solely from his own observations, and so his testimony should be excluded.
In response, the plaintiffs contend that Dr. Raybon's expert opinion is similar to Dr. Steege's opinion in Huskey v. Ethicon, Inc. and Edwards v. Ethicon, Inc., whose general causation opinions I allowed, even though he had never performed a mesh procedure, conducted studies on implantation of mesh, or examined the biomechanical properties of mesh. Huskey v. Ethicon, Inc., 29 F.Supp.3d 691, 713-14, 2:12-cv-05201, 2014 WL 3362264, at *14-15 (S.D.W.Va. July 8, 2014); Edwards v. Ethicon, Inc., 2:12-cv-09972, 2014 WL 3361923, at *5 (S.D.W.Va. July 8, 2014). In those cases, I found that Dr. Steege's extensive knowledge compensated for his lack of experience with pelvic mesh. See Huskey, 29 F.Supp.3d at 713, 2014 WL 3362264, at *14 (finding that Dr. Steege's report and curriculum vitae demonstrated his knowledge of "the etiology of problems associated with the implantation of mesh products in gynecological surgery"). In an attempt to analogize Dr. Raybon's qualifications with that of Dr. Steege's, the plaintiffs recount Dr. Raybon's extensive experience with pelvic mesh. (See Pls.' Opp'n to BSC's Mot. to Exclude the Ops. and Test. of Dr. Brian Raybon [Docket 128], at 4-6 (outlining Dr. Raybon's curriculum vitae and deposition testimony about his qualifications)). From this list of experiences and training, the plaintiffs assert that Dr. Raybon should be allowed to render expert opinions on the etiology of complications associated with the Pinnacle device.
Acknowledging Dr. Raybon's demonstrated experience as a physician, I nevertheless find that his general causation opinions do not withstand the Supreme Court's directives in Daubert. First, Federal Rule of Evidence 702 allows a witness to provide expert opinion testimony only to the extent that the testimony draws from the expert's knowledge and expertise. Fed.R.Evid. 702 advisory committee notes. In Edwards and Huskey, for example, Dr. Steege had an extensive and demonstrated background in the causes of pelvic pain. Edwards, 2014 WL 3361923, at *4-5. He specialized in the etiology of chronic pelvic pain, vaginal pain, and sexual pain, and he taught courses on the subject. See Edwards, 2014 WL 3361923, at *5. Thus, Dr. Steege's testimony about the nerve trauma that can result from mesh implantation was proper. Id. Dr. Raybon's opinion testimony, on the other hand, goes beyond his
Furthermore, Dr. Raybon's general causation opinions do not satisfy the reliability requirements of Daubert. Dr. Raybon's opinion that the Pinnacle mesh causes nerve irritation, chronic inflammation, and stimulation of pain receptors is based solely on his experience as a physician. In his deposition, Dr. Raybon concedes that he did not "reference any articles" in making his opinion because his testimony is based on "knowledge and opinion [he has] accumulated over the last several [ ] years." (Raybon Dep. [Docket 128-3], at 161:15-18). Dr. Raybon performed no tests or experiments to come to his conclusions nor has he submitted any relevant work to peer review. This ipse dixit does not survive Daubert's scrutiny. See Gen. Elec. Co., 522 U.S. at 146, 118 S.Ct. 512 ("[N]othing in either Daubert or the Federal Rules of Evidence requires a district court to admit opinion evidence that is connected to existing data only by the ipse dixit of the expert."). Accordingly, I
BSC also objects to Dr. Raybon's testimony that "at least 30% of [his] patients developed complications related to Pinnacle mesh, including mesh extrusions and pain." (BSC's Mem. re: Raybon [Docket 101], at 6). This testimony fails under the same rationale described above. Dr. Raybon provided no objective data to back up this assertion and instead simply relied on memory.
(Raybon Dep. [Docket 128-3], at 145:19-24). Based on his memory, Dr. Raybon stated that he used Pinnacle on fifteen to twenty-five patients, and he "sat on" a guess of twenty patients when calculating the 30% complication rate. (Id. at 146:3). Dr. Raybon conceded that in calculating this percentage, he did not review medical records of any sort but was "very confident" that six of his estimated twenty patients had complications with Pinnacle mesh. (Id. at 148:10).
I have previously rejected testimony of this sort that arbitrarily states a complication rate without explaining the method of doing so. See Lewis, et al. v. Ethicon, Inc., 2:12-MD-02327, 2014 WL 186872, at *8 (S.D.W.Va. Jan. 15, 2014) (excluding the error rate testimony of Dr. Klinge). Expert opinion must "be connected to data by something more than the `it is so because I say it is so' of the expert." Holesapple v. Barrett, 5 Fed. Appx. 177, 180 (4th Cir.2001). Accordingly, I
Dr. Raybon also provides a case-specific assessment of Ms. Dotres in his
BSC first asserts that Dr. Raybon's differential diagnosis is inadequate because he did not examine Ms. Dotres or interview her, instead basing his opinion solely on review of her medical history and her deposition. Although performance of physical examinations typically suggests that the differential diagnosis is reliable, see Westberry v. Gislaved Gummi AB, 178 F.3d 257, 262 (4th Cir.1999), in some instances, "a physician may reach a reliable differential diagnosis without personally performing a physical examination." Cooper v. Smith & Nephew, Inc., 259 F.3d 194, 203 (4th Cir.2001). Thus, Dr. Raybon's failure to physically examine Ms. Dotres does not, in itself, render his differential diagnostic unreliable, especially considering that he reached his opinion by studying the records of other medical practitioners who examined Ms. Dotres. (See Raybon Report [Docket 101-1], at ¶ 6 (listing the records Dr. Raybon reviewed in reaching his opinion, including the medical findings of four doctors who examined Ms. Dotres)); see also Kannankeril v. Terminix Int'l, Inc., 128 F.3d 802, 807 (3d Cir.1997), as amended (Dec. 12, 1997), ("[A] physician may reach a reliable differential diagnosis without himself performing a physical examination, particularly if there are other examination results available.").
Having found that Dr. Raybon's failure to physically examine Ms. Dotres does not per se eliminate his specific causation testimony, I move to the "core" of differential diagnosis—"the requirement that experts at least consider alternative causes" of the plaintiff's medical condition and rule out each alternative cause as the source of the claimed injury. In re Paoli R.R. Yard PCB Litig., 35 F.3d 717, 759 (3d Cir.1994). Dr. Raybon addresses two alternative causes to Ms. Dotres's current defecation and urination problems: (1) preexisting constipation; and (2) preexisting back pain.
First, Dr. Raybon asserts that because Ms. Dotres had no defecatory problems prior to the mesh implantation, the mesh must have caused her current difficulties. (Raybon Report [Docket 101-1], at ¶ 5). BSC argues that this statement contradicts Ms. Dotres's deposition, in which she acknowledged that she had "constipation" prior to her mesh implant surgery. (Dotres Dep. [Docket 101-3], at 142:7-9). Additionally, BSC emphasizes Dr. Raybon's concession that he could not "rule out" the worsening of Ms. Dotres's constipation as a progression of her pre-surgery defecatory problems as opposed to a consequence of the mesh. (See Raybon Dep. [Docket 101-2], at 186:4-9).
Second, Dr. Raybon eliminated spinal stenosis, a condition in which the spinal cord puts pressure on the nerves exiting the spine, as a cause of Ms. Dotres's current problems with urination and pelvic pain. (See id. at 166:30-167:2 (defining spinal stenosis)). He reached this conclusion from reviewing Ms. Dotres's medical records, which contained "no objective data to support this diagnosis [or any] indications that Ms. Dotres has motor or sensory deficit in her legs," which is a
These challenges to Dr. Raybon's specific causation opinions go to credibility, not admissibility. In reviewing a Daubert objection, the court's role is to conduct "a preliminary assessment of whether the reasoning or methodology underlying the testimony is scientifically valid." Daubert, 509 U.S. at 592, 113 S.Ct. 2786. Here, Dr. Raybon thoroughly examined Ms. Dotres's medical records, considered possible causes for her current symptoms, and determined that her records "do not indicate any cause other than the Pinnacle mesh." (Raybon Report [Docket 101-1], at ¶ 5). I have previously accepted this methodology as reliable under Daubert. See Tyree, et al. v. BSC, 54 F.Supp.3d 501, 566, No. 2:12-cv-08633, 2014 WL 5320566, at *52 (S.D.W.Va. Oct. 17, 2014) (concluding that Dr. Rosenzweig's specific causation testimony is not excluded under Daubert because he "adequately considered and eliminated alternate causes" of the plaintiff's symptoms after reviewing her medical records).
Furthermore, an expert's failure to completely "rule out" a possible alternative cause of a plaintiff's illness should not necessarily lead to exclusion under Daubert, "unless the expert can offer no explanation for why [he] has concluded an alternative cause ... was not the sole cause." Westberry, 178 F.3d at 265 (internal quotations omitted). Dr. Raybon, although admitting he could not completely eliminate pre-surgery constipation or spinal stenosis as causes of Ms. Dotres's current problems, provided specific reasons for his opinion that the mesh is the most probable source. Dr. Raybon explained that the mesh is most likely responsible for Ms. Dotres's defecatory problems because the increased constipation "happened after the surgery," at the same time her other symptoms appeared. (Raybon Dep. [Docket 101-2], at 185:21-23). "[A] temporal relationship between exposure to a substance and the onset of a disease or worsening of symptoms can provide compelling evidence of causation," especially considering that Dr. Raybon has reviewed all of the relevant medical records that might indicate otherwise. Westberry, 178 F.3d at 265. In addition, Dr. Raybon eliminated spinal stenosis because "there are no indications that Ms. Dotres has motor or sensory deficit in her legs," which is a common symptom of spinal stenosis. (Raybon Report [Docket 101-1], at ¶ 5). Dr. Raybon's report and his deposition testimony demonstrate that Dr. Raybon has considered alternative causes and reasoned that while he cannot absolutely rule out these causes, he can exclude them as the "most likely" cause. This methodology satisfies Daubert. See Westberry, 178 F.3d at 262 (concluding that a differential diagnosis is accomplished by "determining which of those [alternative causes] that cannot be excluded is the most likely").
In sum, BSC's arguments against Dr. Raybon's specific causation testimony concern the accuracy of his differential diagnosis. Such arguments go to "the weight that the jury should give the expert's testimony and not the admissibility of that testimony." Id. at 265. At trial, BSC can certainly expound on the accuracy of Dr. Raybon's exclusion of progressed constipation and back pain as a cause for Ms. Dotres's current complaints, but for purposes of Daubert, I
BSC's Motion to Exclude the Opinions and Testimony of Dr. Raybon [Docket 100] is therefore
BSC moves to exclude the testimony of Linda Kiley, M.D. Dr. Kiley is board certified in Obstetrics and Gynecology and in the subspecialty of Female Pelvic Medicine and Reconstructive Surgery. (See Kiley Report [Docket 103-1], at 9). She is the treating physician who performed Ms. Eghnayem's Pinnacle removal surgery in 2012. (See id. at 6). Dr. Kiley seeks to offer general causation opinions on the properties and complications of transvaginal mesh and specific causation opinions regarding Ms. Eghnayem's injuries. BSC argues that Dr. Kiley's general causation opinions should be excluded because she is unqualified to opine as to the properties of transvaginal POP mesh and because her general causation opinions lack a scientific basis. (See Def. BSC's Mem. of Law in Supp. of Its Mot. to Exclude the Ops. & Test. of Linda Kiley, M.D. ("BSC's Mem. re: Kiley") [Docket 103], at 2). BSC also alleges that Dr. Kiley's specific causation opinions should be excluded because she failed to perform a proper differential diagnosis. (See id.).
BSC argues that Dr. Kiley is unqualified to offer general causation opinions as to the properties of transvaginal mesh and its complications and that her general causation opinions lack a reliable scientific basis. In her expert report, Dr. Kiley states that:
(Kiley Report [Docket 103-1], at 4). BSC states that Dr. Kiley "also offers opinions that Pinnacle mesh can cause infection, nerve entrapment, shrinkage and scarring of mesh." (BSC's Mem. re: Kiley [Docket 103], at 6 (citing page of Dr. Kiley's expert report which states that Ms. Eghnayem's "pelvic pain, dyspareunia, bleeding with intercourse, urinary incontinence, vaginal tenderness and mesh erosion were caused by infection, inflammation, nerve entrapment, shrinkage, and scarring of the mesh")).
Dr. Kiley is an accomplished OB/GYN doctor. (See Kiley Report [Docket 103-1], at 9-12 (Dr. Kiley's curriculum vitae)). She asserts that her "background, training and experience all qualify [her] to review and comment on the area of surgical meshes and slings used in tissue repair, including Boston Scientific pelvic floor reconstructive mesh and stress urinary incontinence slings, and the complications associated with such products." (Id. at 4). Dr. Kiley has more than 20 years of experience. (See id. at 3). She has performed more than 10,000 surgeries, including an average of 2 major procedures and 5 minor procedures each week. (See id.). Approximately half of her patients seek her care "due to complications associated with prior gynecologic surgery, prolapse, incontinence, fistulas and mesh and sling related injuries[,]" and she performs surgeries to treat POP, including procedures using BSC products. (Id. 3-4). Although she has performed more than 500 vaginal prolapse repairs, she has "never used polypropylene transvaginal mesh kits for the repair of [POP]." (Id. at 4). However, over the past six years, Dr. Kiley has removed an average of one polypropylene mesh sling or POP device each month from her patients. (Id.).
Dr. Kiley may be qualified to opine as to the properties of polypropylene transvaginal mesh and its complications. However, I need not make this determination because I find her general causation opinions to be unreliable. To the extent that BSC challenges Dr. Kiley's general causation opinions as to biomaterials topics, BSC's motion is
BSC also challenges the reliability of Dr. Kiley's general causation opinions. In particular, BSC argues that her opinions lack a scientific basis.
Dr. Kiley states that, "[i]n order to more fully understand how to deal with the complications of these systems and remove them, [she has] observed numerous sling and mesh insertion procedures by [her] colleagues" and that she has "studied textbooks, publications, DFU's, surgical videos, cadaver dissections and countless operative reports as part of [her] study of sling and mesh surgeries." (Kiley Report [Docket 103-1], at 4). In forming all of her opinions, Dr. Kiley states that she "considered the scientific literature, the deposition transcript of Amal Eghnayem, [her] care and treatment of Amal Eghnayem, including Mrs. Eghnayem's revision surgery which [she] performed on August 29, 2012 and [her] overall experience." (Id.).
Despite these assertions, I am unable to identify a single scientific study cited in Dr. Kiley's expert report. (See Kiley Report [Docket 103-1]). Even her relied upon list contains no scientific studies. (See id. at Appendix B (naming only the following five materials: (1) "Deposition and all exhibits—Amal Eghnayem, taken May 19, 2014"; (2) "Pinnacle DFU 2008[;]" (3) "Good Samaritan Medical Center, Medical Records"; (4) "Premier Family Health, P.A., Medical Records"; (5) "OB GYN Specialists of the Palm Beaches, Medical Records")).
Dr. Kiley also seeks to offer specific causation opinions as to Ms. Eghnayem. In particular, Dr. Kiley opines that "to a reasonable degree of medical certainty, the injuries sustained by Amal Eghnayem are caused by the Boston Scientific Pinnacle system. The pelvic pain, dyspareunia, bleeding with intercourse, urinary incontinence, vaginal tenderness and mesh erosion were caused by infection, inflammation, nerve entrapment, shrinkage, and scarring of the mesh." (Kiley Report [Docket 103-1], at 6). BSC argues that Dr. Kiley's specific causation opinions are unreliable because she failed to conduct a proper differential diagnosis.
"[A] reliable differential diagnosis provides a valid foundation for an expert opinion." Westberry v. Gislaved Gummi AB, 178 F.3d 257, 263 (4th Cir.1999). It "typically, though not invariably, is performed after `physical examinations, the taking of medical histories, and the review of clinical tests, including laboratory tests,' and generally is accomplished by determining the possible causes for the patient's symptoms and then eliminating each of these potential causes until reaching one that cannot be ruled out or determining which of those that cannot be excluded is the most likely." Id. at 262 (citation omitted). BSC alleges that Dr. Kiley failed to properly rule out Ms. Eghnayem's preimplantation pelvic pain, the care of treating physicians, and "patient-specific factors" such as "genetics or co-morbidities." (BSC's Mem. re: Kiley [Docket 103], at 8; see Kiley Dep. [Docket 103-2], at 112:1-9 (noting Ms. Eghnayem's preimplantation "vaginal pressure and pain that radiated to her back"); see id. at 112:14-16 (noting Ms. Eghnayem's pre-implantation complaints of "painful intercourse")).
Dr. Kiley's expert report reveals that she reviewed Ms. Eghnayem's medical history, conducted an exam of Ms. Eghnayem, and treated her. (See Kiley Report [Docket 103-1], at 4-6). Dr. Kiley testifies that she always performs a differential diagnosis on all of her patients:
(Kiley Dep. [Docket 133-2], at 167:22-168:17). Contrary to BSC's assertions, Dr. Kiley did consider Ms. Eghnayem's pre-existing pain during the course of treatment:
(Id. at 167:18-169:20). Dr. Kiley observed mesh erosion and exposure intraoperatively in Ms. Eghnayem and provides an explanation as to how this erosion could have caused the pain the plaintiff and her husband experienced. (See id. at 170:16-171:15; Kiley Report [Docket 103-1], at 5-6). Also, during the 2012 removal procedure, Dr. Kiley "found significant scarring and vaginal varicosities in vessels in the area of the Boston Scientific Pinnacle mesh." (Kiley Report [Docket 103-1], at 6 (emphasis added)). Dr. Kiley has placed a biologic graft in Ms. Eghnayem and states that she does not "believe that the biologic graft that was placed played any adverse role in her recovery" because the plaintiff's symptoms have improved after the removal of her Pinnacle. (Kiley Dep. [Docket 133-2], at 170:3-15).
In sum, Dr. Kiley testifies:
(Id. at 166:19-167:16 (counsel names and objections omitted)). Dr. Kiley's diagnosis of Ms. Eghnayem is sufficiently reliable to survive Daubert scrutiny. I
Therefore, I
BSC seeks to exclude the opinions of Dr. Vladimir Iakovlev. Dr. Iakovlev is an anatomical pathologist and director of Cytopathology at the Department of Laboratory Medicine at St. Michael's Hospital in Toronto, Canada. (Iakovlev Report [Docket 105-1], at 2). In his expert report, Dr. Iakovlev describes a study he participated in with Dr. Robert Bendavid beginning in 2012 to "analyze explanted mesh and ... provide a correlation between pathological findings and clinical symptoms." (Id.). Based on this study, as well as his background in pathology, Dr. Iakovlev concludes "that women implanted with pelvic mesh devices are at an increased risk of suffering chronic and debilitating pelvic pain and dyspareunia as a result of the higher innervation of that anatomical region of the body compared to the anterior abdominal wall." (Id. at 3). BSC makes the following arguments against the admissibility of Dr. Iakovlev's opinions under Daubert: (1) his general causation opinions are unreliable; (2) his deformation opinions based on the "stretch test" are unreliable; (3) he is unqualified to opine on mesh design and deformation and his opinions are unreliable; (4) he is unqualified to opine on polypropylene degradation and his opinions are unreliable; and (5) he is unqualified to offer specific causation opinions and his opinions regarding Ms. Eghnayem are unreliable. (See generally BSC's Mem. of Law in Supp. of Its Mot. to Exclude the Ops. & Test. of Vladimir Iakovlev, M.D. ("BSC's Mem. re: Iakovlev") [Docket 105]). For the reasons discussed below, BSC's motion [Docket 104] is
BSC challenges the reliability of Dr. Iakovlev's opinions drawn from his mechanical testing of BSC devices. Dr. Iakovlev performed a "stretch test" on BSC mesh to simulate forces acting on the
In particular, BSC makes the following arguments as to why Dr. Iakovlev's testing was methodologically flawed: (1) his testing method was not based on any testing standards and did not have a written protocol; (2) he did not regulate or measure how much force he applied to the mesh samples; (3) he set clamps on the mesh, but cannot provide measurements; (4) he intended to stretch the mesh to reach 120% of the original length, but does not know how he arrived at that result or how to repeat the test; (5) he could not describe or comprehend how he controlled his test for confirmation bias; (6) he does not know whether mesh responds to stretching with clamps the same way it does when implanted in the human body, nor has he done mechanical testing on mesh in the body; (7) he cannot validate that stretching mesh on a machine replicates the behavior of mesh in the body because he only measured unilateral forces, and not forces from multiple directions or the amount of force used; and (8) he has no knowledge of any general acceptance of his methodology in the scientific community. (BSC's Mem. re: Iakovlev [Docket 105], at 7). BSC's objections can be divided into two categories: (1) testing standards and (2) in vivo environment.
I have previously reviewed the opinion testimony of Dr. Iakovlev under Daubert. See Tyree, et al. v. Boston Scientific, Corp., 54 F.Supp.3d 501, 544-58, No. 2:12-cv-08633, 2014 WL 5320566, at *39-43 (S.D.W.Va. Oct. 17, 2014). The parties in this case assert the same arguments regarding the reliability of Dr. Iakovlev's stretch test that I addressed in Tyree. To the extent that there are differences in fact and exhibits, the court does not find them sufficiently material. The Tyree excerpts quoted below are to explicate the conclusions the court reaches on the reliability of Dr. Iakovlev's stretch test:
Tyree, 54 F.Supp.3d at 556-57, 2014 WL 5320566, at *42-43. Therefore, I
BSC argues that Dr. Iakovlev lacks reliable methodology for his general causation opinions related to his review of explanted mesh as part of the Bendavid study. In preparing his expert report, Dr. Iakovlev examined over 130 mesh explants, approximately sixty percent of which were transvaginal mesh devices. (Iakovlev Report [Docket 105-1], at 3). The explanted mesh types included heavy and lightweight knitted polypropylene, GoreTex, combined designs, and twenty-three
Tyree, 54 F.Supp.3d at 555, 2014 WL 5320566, at *41.
In Edwards, I allowed Dr. Iakovlev to testify regarding Ms. Edward's mesh because his specific causation opinions did not present the same reliability concerns as his general causation opinions. See No. 2:12-cv-09972, 2014 WL 3361923, at *23 (S.D.W.Va. July 8, 2014) ("Dr. Iakovlev may not testify regarding his general conclusions about mesh because his choice of samples lacks scientific methodology. However, this is not a reason to exclude his testimony about Ms. Edward's mesh, which was made after a review of her explant."). Here, BSC seeks to exclude Dr. Iakovlev's expert opinions on mesh design, mesh deformation, and polypropylene degradation in the context of his general causation analysis based on the Bendavid study, which I have determined to be unreliable. Therefore, I
Based on the receipt and review of Ms. Eghnayem's explanted mesh, Dr. Iakovlev also offers specific causation opinions. Dr. Iakovlev opines that
(Iakovlev Report [Docket 105-1] at 71). BSC argues that Dr. Iakovlev's specific
BSC argues that Dr. Iakovlev is unqualified to offer clinical opinions because he is a pathologist, not a urogynecologist. (Id. at 11). A pathologist is a clinician who provides diagnoses for patient care based on the examination of specimens they receive and relevant clinical information. Edwards, 2014 WL 3361923, at *24 (citation omitted). In his expert report, Dr. Iakovlev states that his "professional activities include diagnostic examination of specimens surgically removed from human patients" where his "annual practice volume amounts to 5000 cases." (Iakovlev Report [Docket 105-1], at 2). Dr. Iakovlev describes himself as an "academic physician" who "pursue[s] research endeavors and teach[es] medical students and residents." (Id.). BSC does not question Dr. Iakovlev's pathology credentials; rather, it only argues that as a pathologist, he is unqualified to render these opinions. However, throughout these MDLs, I have allowed numerous pathologists to testify regarding the properties of polypropylene mesh. See, e.g., Sanchez, et al. v. Boston Scientific Corp., No. 2:12-cv-05762, 2014 WL 4851989, at *19-20 (S.D.W.Va. Sept. 29, 2014) (discussing Dr. Richard W. Trepeta); In re C.R. Bard, Inc., 948 F.Supp.2d 589, 621 (S.D.W.Va.2013) (discussing Dr. Bernd Klosterhalfen). In fact, in Edwards, I determined that Dr. Iakovlev was qualified to render opinions specific to that plaintiff's mesh based on his experience as a pathologist. See Edwards, 2014 WL 3361923, at *24-25. Therefore, I
Finally, BSC contends that Dr. Iakovlev's specific causation opinions are unreliable because he "admits" that he is unable to make a clinical differential diagnosis. (BSC's Mem. re: Iakovlev [Docket 105], at 12). BSC mistakenly objects to Dr. Iakovlev's failure to act as a clinician, when a clinician is not what Dr. Iakovlev purports to be. A reliable differential diagnosis is typically performed after a physical examination of the patient. See Westberry v. Gislaved Gummi AB, 178 F.3d 257, 262 (4th Cir.1999). Pathologists do not perform physical examinations or base their conclusions on them. Instead, Dr. Iakovlev explains that he performed a "morphological differential diagnosis." (Iakovlev Dep. II [Docket 105-3], at 153). Morphology is the study of human tissue and morphological findings provide basis for clinical symptoms. (Iakovlev Dep. [Docket 128-1], at 633). In preparing his expert report specific to Ms. Eghnayem, Dr. Iakovlev reviewed Ms. Eghnayem's clinical records and examined two specimens of her explanted mesh to make morphological findings that explain her symptoms. (See Iakovlev Report [Docket 105-1], at 69; see also Iakovlev Dep. II [Docket 105-3], at 152). Additionally, Dr. Iakovlev relied on clinical colleagues to provide clinicopathological correlation and rule out alternative causes. (See Iakovlev Dep. II [Docket 105-3], at 164, 643). Reviewing Dr. Iakovlev's report and deposition testimony as a whole, I find that Dr. Iakovlev based his opinions in large part on reliable pathology methods. He reviewed clinical records, examined explanted specimens, considered possible causes of pain, and came to a diagnostic conclusion. Challenges as to
In conclusion, BSC's Motion to Exclude the Testimony of Dr. Iakovlev [Docket 104] is
BSC seeks to exclude the opinions of Dr. Konstantin Walmsley. Dr. Walmsley is a urologist who "specializes in the evaluation and management of pelvic organ prolapse, urinary incontinence, and voiding dysfunction in women." (Walmsley Report re: Betancourt [Docket 110-1], at 1).
First, BSC argues that Dr. Walmsley's opinions on mesh complications are unreliable because they are based solely on his personal experience rather than facts or data. (Id. at 8). BSC takes particular issue with Dr. Walmsley's statements regarding "life-threatening outcomes" and "life-altering complications." (Id. at 9 (quoting Walmsley Report re: Betancourt [Docket 110-1], at 3)). BSC contends that Dr. Walmsley has only treated five patients who suffered from the serious complications he describes and that his only other basis is the experience of colleagues. (Id.) While I agree that Dr. Walmsley has limited clinical experience with patients who have suffered serious and significant mesh complications, he has extensive experience with polypropylene POP repair kits generally and makes an attempt to explain the low number of patients in his deposition: "But you also have to understand that, first off, I—a lot of these patients I feel much more comfortable sending to an academic center because you want to have their problems fixed as quickly and safely
Additionally, although Dr. Walmsley's statement in his report regarding speaking with peers is vague, he also supports his opinions with citations to scientific literature. (Walmsley Report re: Betancourt [Docket 110-1], at 7-9; see also Walmsley Dep. [Docket 141-2], at 280-81 (noting that Dr. Walmsley cited reported literature on complication and exposure rates generally and specifically related to the Pinnacle)). Both the Abed article and Blandon article cited in Dr. Walmsley's report speak to his premise that vaginal mesh and graft materials cause persistent complications. See Abed, et al., Incidence & Management of Graft Erosion, Wound Granulation, & Dyspareunia Following Vaginal Prolapse Repair with Graft Materials: A Systematic Review, Int'l Urogynecol. J. (2011); see also Blandon, et al., Complications from Vaginally Placed Mesh in Pelvic Reconstructive Surgery, Int'l Urogynecol. J. Pelvic Floor Dysfunct. (2009). Accordingly, I
Next, BSC contends that Dr. Walmsley's opinions on safer alternatives are unreliable because he fails to cite any peer reviewed studies and "disavows" his opinions throughout his deposition. Both of BSC's contentions on this issue are misplaced. In his expert report, Dr. Walmsley cites the Nygaard article in support of his proposition that safe and effective alternatives to mesh surgery exist. (Walmsley Report re: Betancourt [Docket 110-1], at 7) (citing Nygaard, et al., Abdominal Sacrocolpopexy: A Comprehensive Review, AOG Vol. 104, No. 4, (2004)) Additionally, in his deposition, Dr. Walmsley responds to a question about the comparable complication rates in mesh and non-mesh based repairs as follows: "I haven't seen numbers much higher than 3, 5 percent at highest for, let's say, native tissue repairs; whereas, I've seen two to three times those numbers in the mesh literature." (Walmsley Dep. [Docket 141-2], at 371-72 (emphasis added)); see also Tyree, et al. v. Boston Scientific Corp., 54 F.Supp.3d 501, 568, No. 2:12-cv-08633, 2014 WL 5320566, at *55 (S.D.W.Va. Oct. 17, 2014) ("Dr. Walker stated that although he did not rely on particular studies in preparing his report for this case, he read peer-reviewed literature and scientific studies on midurethral slings `very, very frequently' in his clinical practice, which involves treating women with urologic dysfunction.").
Furthermore, peer-reviewed literature is merely one tool an expert witness can use to support his opinion. Dr. Walmsley has extensive experience performing POP procedures and has witnessed first-hand the difference in complications between polypropylene and non-polypropylene treatments. In fact, his past experience with synthetic mesh has led him to rarely use it in his current practice. (See Walmsley Dep. [Docket 141-2], at 49-50 ("Q: When you say you do very little synthetic mesh, do—do you continue to use synthetic mesh as an option? A: Less and less so. I mean, I have done, for example, one case this year and last year I did between three and four.")).
BSC's contention that Dr. Walmsley "disavows" his opinions is a misinterpretation of his deposition testimony regarding his use of synthetic mesh products. Dr. Walmsley states that synthetic mesh can be a viable option in a very narrow and specific set of cases. (See id. at 51). For example, the benefit might outweigh the
Finally, BSC asserts that Dr. Walmsley's specific causation opinions regarding Ms. Nunez and Ms. Betancourt are unreliable because they are based solely on his "personal unscientific observations." (BSC's Mem. re: Walmsley [Docket 110], at 13).
The crux of BSC's argument regarding Ms. Nunez is that Dr. Walmsley opines that she will "continue[] to be plagued with complications," when her medical records do not indicate any current symptoms. (Walmsley Report re: Nunez [Docket 110-2], at 11). In opposition, the plaintiff contends that Dr. Walmsley performed a reliable differential diagnosis to come to the conclusion that mesh erosion is the cause of her pain and will continue to be in the future. Whether BSC disagrees with Dr. Walmsley's ultimate conclusion is not a sufficient basis to object under Daubert, given that he performed a reliable differential diagnosis. I note that, "a physician may reach a reliable differential diagnosis without personally performing a physical examination." Cooper v. Smith & Nephew, Inc., 259 F.3d 194, 203 (4th Cir.2001). Here, Dr. Walmsley reviewed Ms. Nunez's medical records, her pathology report, and her deposition. Additionally, throughout his deposition testimony, Dr. Walmsley considers possible alternative causes of pain and subsequently dismisses them. (See, e.g., Walmsley Dep. [Docket 141-2], at 437 (discussing Ms. Nunez's HPV: "In my research of the medical literature, I've not come across instances where that specific finding has been attributed to increased risk of erosion."); see also id. at 441 (discussing Ms. Nunez's vaginal cuff cellulitis: "Well, I understand your question and I would say yes if, in fact, the infected tissue were still present. The issue I have here is that the tissue's gone.")). Any potential errors in Dr. Walmsley's differential diagnosis "affect the weight that the jury should give the expert's testimony and not the admissibility of the testimony." Westberry, 178 F.3d at 265 (internal quotations omitted). Therefore, I
BSC makes similar objections in regard to Dr. Walmsley's opinions on Ms. Betancourt, in addition to emphasizing the fact that Dr. Walmsley's case specific reports are mostly identical, except for the names of the patients. BSC points out that in Ms. Betancourt's report, Dr. Walmsley failed to change the name in several places from "Martinez" to "Betancourt." BSC argues that this typographical error is evidence
(Walmsley Dep. [Docket 141-2], at 98-100).
Furthermore, as discussed above, it is clear that Dr. Walmsley did in fact perform an independent analysis by reviewing Ms. Betancourt's medical records, pathology report, and deposition. Additionally, throughout his deposition testimony, Dr. Walmsley considers possible alternative causes of pain and subsequently dismisses them. (See, e.g., Walmsley Dep. [Docket 141-2], at 178 ("[B]ased on my review of the medical records, I don't see anything within the medical records that says dyspareunia pain at vaginal cuff, you know, likely hysterectomy related. This—this—these setbacks occurred over two years after the hysterectomy had been finished. So I am not of the opinion that her dyspareunia that she describes in 2012 is related to her hysterectomy."); see also id. at 337 ("I don't necessarily think that estrogen deficiency as a result of now having her body making estrogen is as relevant of an issue in the first year or two of this whole thing, if that makes sense to you.")). Any potential errors in Dr. Walmsley's differential diagnosis "affect the weight that the jury should give the expert's testimony and not the admissibility of the testimony." Westberry, 178 F.3d at 265 (internal quotations omitted). Therefore,
In conclusion,
Dr. Pando, a licensed obstetrician and gynecologist, treated Ms. Betancourt after she had undergone mesh implant surgery. Dr. Pando diagnosed Ms. Betancourt "with anterior and posterior exposure
Federal Rule of Civil Procedure 26 requires a party to disclose to other parties "the identity of any witnesses it may use at trial to present [expert] evidence." Fed. R.Civ.P. 26(a)(2)(A). Furthermore, "if the witness is one retained or specially employed to provide expert testimony," a party must accompany this disclosure with a written report detailing "a complete statement of all opinions the witness will express and the basis and reasons for them." Fed.R.Civ.P. 26(a)(2)(B). Expert reports under Rule 26(a)(2)(B) are not required for treating physicians, see L.R. Civ. P. 26.1, but parties must still supply an expert report under Rule 26(a)(2)(C), stating the subject matter of the testimony and providing a summary of the witness's opinion testimony. Fed.R.Civ.P. 26(a)(2)(C). The plaintiffs' report for Dr. Pando satisfies the requirements of Rule 26(a)(2)(C). (See Pando Report [Docket 155-1], at ¶¶ 1-10 (outlining the opinions Dr. Pando is expected to offer at trial)).
Rule 26, however, also requires "a party [to] make these disclosures at the times and in the sequence that the court orders." Fed.R.Civ.P. 26(2)(D). This court set forth a timeline for expert discovery in Pretrial Orders # 95 and # 104. As demonstrated in the following table, the plaintiffs did not timely disclose Dr. Pando as an expert in accordance with the court's directive.
June 9, 2014 Deadline for plaintiffs' expert reports (Pretrial Order # 95). June 20, 2014 The plaintiffs met with Dr. Pando for the first time to discuss Ms. (approximately) Betancourt's medical record. (Pando Dep. [Docket 155-2], at 56:3-23). July 18, 2014 Deadline for the completion of expert discovery (Pretrial Order # 104). July 18, 2014 Deadline for the filing of Daubert motions (Pretrial Order # 95). July 22, 2014 Deposition of Dr. Pando (Pando Dep. [Docket 155-2], at 1). July 25, 2014 Deadline for filing Daubert briefings (Pretrial Order # 95). July 30, 2014 Plaintiffs disclosed their Rule 26 designation of Dr. Jorge Pando as a nonretained expert. (Def.'s Mem. re: Pando [Docket 156], at 6). August 1, 2014 Deadline for case-specific discovery (Pretrial Order # 95).
The plaintiffs provided BSC with an expert report for Dr. Pando fifty-one days after the June 9 deadline. The disclosure for Dr. Pando was therefore untimely under
Hoyle v. Freightliner, LLC, 650 F.3d 321, 329-30 (4th Cir.2011) (internal citation omitted). Here, weighing these considerations demonstrates that the plaintiffs' failure to file a timely disclosure for Dr. Pando was not substantially justified and is not harmless.
First, the plaintiffs' untimely disclosure of Dr. Pando unfairly surprised BSC. Having not received a Rule 26 disclosure for Dr. Pando, BSC prepared to depose Dr. Pando as a fact witness, rather than an expert witness, in accordance with the parties' agreed upon schedule. (See Def.'s Mem. re: Pando [Docket 156], at 6 n. 4). Then, at deposition, BSC questioned Dr. Pando as a fact witness, allowing the plaintiffs to "[take] the lead" and to "question[] Dr. Pando first pursuant to the parties' agreement on deposition priority for treating physicians." (Id.). If the plaintiffs had timely served their expert disclosure, BSC would not have approached the deposition in this manner and would have instead treated Dr. Pando as an expert witness. (See id. at 7 ("Had Plaintiff served her disclosure prior to the deposition, Boston Scientific would not have allowed plaintiff to take the lead . . . and do the initial examination of Dr. Pando.")).
Moreover, with timely disclosure, BSC would have had "full notice of Dr. Pando's opinions prior to deposition" and could have questioned Dr. Pando about his "inconsistent" opinions. (Id.). In response, the plaintiffs analogize this case to Goldman v. Phillips & Son Drilling, Inc., in which the court allowed the expert to testify even though the expert report was nine days late. No. 3:13-cv-152, 2014 WL 3407066, at *3 (N.D.W.Va. July 10, 2014). Goldman does not assist the plaintiffs in this case, when they submitted their expert report for Dr. Pando fifty-one days after the deadline set forth in Pretrial Order # 95.
The next factor, the ability to cure the surprise, also weighs against the plaintiffs. The plaintiffs argue that they "cured" the surprise by "submitting the disclosure to BSC just shortly []after" the deposition and "prior to the close of discovery." (Pls.' Resp. to Def.'s Mot. to Exclude the Ops. & Test. of Dr. Pando [Docket 175], at 6). To be more precise, the plaintiffs' submitted Dr. Pando's report eight days after his deposition and one day before the close of discovery. Compared to Goldman, wherein the party filed the expert report one day after the deposition, Goldman, 2014 WL 3407066, at *3, this "cure" is not satisfactory. Furthermore, the plaintiffs' failure to timely disclose Dr. Pando as an expert prevented BSC from timely filing a Daubert objection to Dr. Pando's expert testimony. (Pretrial Order # 95 (requiring Daubert motions to be submitted by July 18, 2014)). The plaintiffs did not attempt to cure this issue at all.
This case does not implicate the third factor in Hoyle. I thus move to the fourth factor, which again favors BSC's motion. In an attempt to excuse their untimeliness,
Finally, with respect to the fifth factor, the importance of Dr. Pando's testimony carries little weight here, considering that at least one other expert for the plaintiffs can provide specific causation opinions for Ms. Betancourt. (See, e.g., Walmsley Report [Docket 110-10] (providing specific causation opinion testimony for Ms. Betancourt)); see also Tyree v. Boston Scientific Corp., 54 F.Supp.3d 501, 573, 2:12-cv-08633, 2014 WL 5320566, at *59 (S.D.W.Va. Oct. 17, 2014) (concluding that "Dr. Shobeiri's report is not necessarily crucial to the plaintiff's ability to be heard on the merits of her case" because another expert is available to opine on specific causation).
Under the Federal Rules of Civil Procedure and Hoyle, the plaintiffs' disclosure of Dr. Pando is untimely, and I find that the untimeliness is not substantially justified or harmless. Accordingly, I
The plaintiffs move to limit or exclude the testimony of Dr. Stephen H. Spiegelberg, Dr. Stephen Badylak, Dr. Matthew F. Davies, Dr. Christine L. Brauer, and Dr. Gary L. Winn.
The plaintiffs seek to exclude the opinions of Dr. Stephen H. Spiegelberg. Dr. Spiegelberg is a chemical engineer who has extensive experience in polymer science. In his expert report, Dr. Spiegelberg concludes that polypropylene is a safe biomaterial for use in BSC's pelvic mesh devices and polypropylene remains the state of the art for synthetic graft materials. On June 2, 2014, Dr. Spiegelberg filed a supplemental report because the deposition of Frank Zakrzewski, corporate representative for Chevron Phillips Chemical Company ("Chevron Phillips"), provides additional support for the following two opinions: (1) The Medical Application Caution in the Material Safety Data Sheet ("MSDS") for Marlex HGX-030-01 polypropylene resin has no scientific or medical basis; (2) BSC's pelvic mesh devices contain two different antioxidants; therefore, BSC mesh does not undergo oxidative degradation in vivo. (Spiegelberg Supplemental Report [Docket 111-1], at 1). The plaintiffs argue that (1) Dr. Spiegelberg's opinions regarding position statements by medical organizations; and (2) his state of mind or intent opinions related to the MSDS should be struck. (Pls.' Mem. of Law in Supp. of their Mot. to Exclude the Ops. & Test. of Stephen H. Spiegelberg, Ph.D. ("Pls.' Mem. re: Spiegelberg") [Docket 112], at 1).
I have previously reviewed the opinion testimony of Dr. Spiegelberg under Daubert. See Tyree, et al. v. Boston Scientific Corp., 54 F.Supp.3d 501, 573-76, No. 2:12-cv-08633, 2014 WL 5320566, at *60-62 (S.D.W.Va. Oct. 17, 2014). While the parties in this case have not relied on precisely the same arguments, my reasoning and
The plaintiffs seek to exclude Dr. Spiegelberg's references to physician organization statements promoting the safety and efficacy of polypropylene material, including those of the American Urogynecological Society ("AUGS") and the Society for Female Urology and Urodynamics ("SUFU"). Dr. Spiegelberg writes that "this history of safe use has been recognized by leading medical organizations for the treatment of female pelvic floor disorders." (Spiegelberg Supplemental Report [Docket 111-1], at 3).
Plaintiffs argue that Dr. Spiegelberg's characterization and use of these statements should be excluded because Dr. Spiegelberg is unqualified and lacks reliable methodology. As I indicated previously during these MDLs, position statements are not expert opinions. Huskey v. Ethicon, Inc., 29 F.Supp.3d 691, 732, No. 2:12-cv-05201, 2014 WL 3362264, at *33 (S.D.W.Va. Jul. 8, 2014). Dr. Spiegelberg is not using his "scientific, technical, or other specialized knowledge" in making these statements. Fed.R.Evid. 702. Therefore, I will not address the admissibility of this testimony here and
The plaintiffs also seek to exclude Dr. Spiegelberg's opinions in both his expert and supplemental report related to the MSDS created by Chevron Phillips, the company whose polypropylene BSC used in the manufacturing of POP mesh. The plaintiffs argue that these MSDS opinions are a "backdoor attempt" to opine about Chevron Phillips's state of mind or intent. (Pls.' Mem. re: Spiegelberg [Docket 112], at 5). The majority of Dr. Spiegelberg's expert report properly reviews BSC records, scientific literature, and other expert reports to come to his conclusions. Section I (Polypropylene Raw Material was Appropriate for Use in Boston Scientific's Devices), however, crosses the line into state of mind. In Tyree, I ruled as follows:
Tyree, 54 F.Supp.3d at 574-75, 2014 WL 5320566, at *61. Therefore,
Thus, the plaintiffs' Motion to Exclude the Testimony of Dr. Spiegelberg [Docket 111] is
The plaintiffs seek to exclude the opinions of Dr. Stephen H. Badylak. Dr. Badylak is a medical doctor and biomaterials expert with research experience related to polypropylene. In his expert report, Dr. Badylak concludes that (1) polypropylene mesh is an appropriate implantable material to reinforce soft tissue; (2) there is no evidence that BSC's mesh experiences any form of device failure; (3) pathologic evaluation of the mesh shows no evidence of physical fracture, deformation, failure, or polypropylene degradation; (4) BSC reasonably relied on a preclinical study in proceeding to market with the mesh; (5) BSC's design history files are complete; (6) Type-1 polypropylene mesh is non-toxic, non-carcinogenic, and non-degradable in the body; (7) implanting the mesh transvaginally does not increase risk of infection; (8) the design and testing of the BSC devices complied with accepted industry and scientific standards; and (9) examination of two specimens is consistent with the expected response to polypropylene material and does not evidence product defect. (Badylak Report [Docket 113-6], at 4, 8, 10-17).
On June 16, 2014, Dr. Badylak filed a supplemental report because the deposition of Frank Zakrzewski provides additional support for Dr. Badylak's opinion that the Medical Application Caution in the MSDS for the raw polypropylene material
The plaintiffs argue that (1) Dr. Badylak's opinions regarding position statements by medical organizations; and (2) his state of mind or intent opinions related to MSDS should be struck. (Pls.' Mem. of Law in Supp. of their Mot. to Exclude the Ops. & Test. of Stephen F. Badylak, D.V.M., Ph.D., M.D. ("Pls.' Mem. re: Badylak") [Docket 114], at 1).
I have previously reviewed the opinion testimony of Dr. Badylak under Daubert. See Tyree, et al. v. Boston Scientific Corp., 54 F.Supp.3d 501, 575-76, No. 2:12-cv-08633, 2014 WL 5320566, at *62 (S.D.W.Va. Oct. 17, 2014). While the parties in this case have not relied on precisely the same arguments, my reasoning and conclusions from Tyree still govern. Furthermore, to the extent that there are differences in fact and exhibits, the court does not find them sufficiently materially.
The plaintiffs seek to exclude Dr. Badylak's references to physician organization statements promoting the safety and efficacy of polypropylene material, including those of AUGS and SUFU. Dr. Badylak writes that "[t]his resin has a long history of safe and effective use in the body and continues to be used today." (Badylak Supplemental Report [Docket 113-1], at 3). He subsequently quotes the same position statement regarding polypropylene that Dr. Spiegelberg references in his testimony. As discussed more fully supra related to Dr. Spiegelberg's expert opinions and consistent with those findings, I will not address the admissibility of this testimony here because position statements are not expert opinions. Huskey v. Ethicon, Inc., 29 F.Supp.3d 691, 731-32, No. 2:12-cv-05201, 2014 WL 3362264, at *33 (S.D.W.Va. July 8, 2014). I
The plaintiffs also seek to exclude Dr. Badylak's opinions in both his expert and supplemental report related to the MSDS created by Chevron Phillips, the company whose polypropylene Boston Scientific used in the manufacturing of POP mesh. The plaintiffs argue that these MSDS opinions are a "backdoor attempt" to opine about Chevron Phillips's state of mind or intent. (Pls.' Mem. re: Badylak [Docket 114], at 5). A portion of the MSDS testimony in Dr. Badylak's report, as well as all MSDS testimony in the supplemental report are almost identical to Dr. Spiegelberg's testimony. (Badylak Report [Docket 113-6], at 7 ("I have not seen any evidence to indicate the additional language was supported by safety concerns or other scientific data."); Badylak Supplemental Report [Docket 113-1], at 1, 3 ("Mr. Zakrzewski's testimony lends additional support to my opinion that the medical application statement in the MSDS for the raw polypropylene material used in Boston Scientific's surgical mesh was not based upon, nor supported by, safety concerns, scientific testing or data.")). As discussed more fully supra related to Dr. Spiegelberg's expert opinions and consistent with those findings,
Thus, the plaintiffs' Motion to Exclude the Testimony of Dr. Badylak [Docket 113] is
Plaintiff Mania Nunez seeks to limit or exclude the testimony of Dr. Matthew F. Davies because "[his] methodology and resulting opinions related to a pre-existing infectious etiology for mesh complications generally and in Ms. Nunez specifically are not based upon sufficient underlying facts and data and are not the product of reliable scientific principles and methods." (Pl. Mania Nunez's Mem. of Law in Supp. of Her Mot. to Limit the Ops. & Test. of Dr. Matthew F. Davies, M.D. ("Pl.'s Mem. re: Davies") [Docket 116], at 4). Dr. Davies is a board certified physician of Obstetrics and Gynecology, as well as the director of the Division of Urogynecology and Minimally Invasive Surgery at Penn State Milton S. Hershey Medical Center. Dr. Davies's clinical practice is focused on the treatment of women with pelvic floor disorders, and he has completed over 600 mesh-based prolapse repairs. In his expert report, Dr. Davies concludes that the plaintiff's extrusions do not indicate a defect in the Pinnacle device and that the mesh extrusion that occurred was instead a "healing issue." (Davies Report [Docket 115-2], at 14).
I note that Dr. Davies's report includes multiple risk factors that he believes contributed to the plaintiff's "improper healing." (Id. at 10). Nevertheless, the plaintiff has chosen to object to Human Papillomavirus ("HPV") as a risk factor and not one of the many others mentioned. (See id. ("Research has shown there are other risk factors which increase the incidence of extrusions. Such risk factors include concomitant hysterectomy especially with a T—incision, and a midline incision compared to a transverse incision at the urethrovesical junction."); see also id. at 15 ("As to her third extrusion, Ms. Nunez was at that time suffering from atrophic vaginitis and hypoetrogenism. . . The decrease in estrogen causes a weakening of vaginal tissue which also can lead to a higher risk of mesh extrusions."); see also id. ("Her third extrusion was associated with atrophic vaginal changes from her surgical menopause. As stated earlier, these thinner tissues certainly place her at risk for mesh extruding thru [sic] her incision line.")).
The plaintiff specifically challenges Dr. Davies's opinions regarding pre-existing tissue infection related to the human papillomavirus ("HPV") as the cause of the plaintiff's complications. The plaintiff argues that Dr. Davies's testimony is "based on his unfounded premise that (1) such an infection can cause mesh complications generally, (2) Plaintiff was positive for HPV at the time of her implant surgery, and (3) pre-existing HPV caused Plaintiff's mesh complications post-operatively." (Pl.'s Mem. re: Davies [Docket 116], at 3). The plaintiff's motion is not organized according to the objections cited above. Instead, it cites a number of instances where the plaintiff believes Dr. Davies incorrectly testifies when the plaintiff was diagnosed with HPV. For the reasons explained below, the plaintiff's motion is
By way of brief background, on February 22, 2008, Ms. Nunez visited her primary care physician, Dr. Lugo, reporting heavy bleeding during her period and pelvic pain. (Davies Report [Docket 115-2], at 9). On May 12, 2008, Dr. Lugo diagnosed Ms. Nunez with fibroids, menorrhagia, and a rectocele. (Id.). Dr. Lugo referred Ms. Nunez to Dr. Salom, a specialist, to evaluate her gynecological issues and prolapse. (Id.). On August 27, 2008, Dr. Bratter, assisted by Dr. Salom, performed a total vaginal hysterectomy with ovary preservation and a posterior
The plaintiff argues that Dr. Davies incorrectly opines that the plaintiff had HPV in 2008 before her first surgery. The court has reviewed Dr. Davies's expert report and deposition thoroughly, noting every reference he makes to HPV. Not once does Dr. Davies opine that the plaintiff had HPV at any time before August 10, 2010, when she was diagnosed. All of Dr. Davies's references to HPV are accurate statements of fact based on the record.
Furthermore, I agree with BSC that the plaintiff "misconstrues Dr. Davies['s] opinions on this matter." (Mem. in Opp'n to Pls. Mot. to Limit the Ops. & Test. of Dr. Matthew F. Davies, M.D. ("BSC's Resp. re: Davies") [Docket 136], at 2). For example, the plaintiff objects to Dr. Davies's recitation of the plaintiff's pre-existing medical history, specifically his reference to chronic cystic cervicitis. Chronic cystic cervicitis is not HPV. In his deposition, Dr. Davies discusses HPV as a possible cause of chronic cystic cervicitis, indicating that they are not the same thing. (Davies Dep. [Docket 136-3], at 214). He also clearly states that there are other possible causes of chronic cystic cervicitis, and he cannot confirm whether or not HPV was the official cause without a diagnosis. (Id.).
The plaintiff also objects to Dr. Davies's explanation of possible factors contributing to her mesh extrusion and excision procedure. (See Davies Report [Docket 115-2], at 10) ("This mesh extrusion and the excision procedure it necessitated is not attributable to a defect in her Pinnacle mesh, but rather, as explained more fully below, is likely the result of a combination of factors including improper healing due to her concomitant hysterectomy, placement of the sling which was potentially too superficial, and gross vaginal infection in her incision site."). Again, the plaintiff incorrectly emphasizes "gross vaginal infection" with the belief that this is a reference to HPV. In his deposition, Dr. Davies clarifies that the gross vaginal infection he is referring to is vaginal cuff cellulitis, not HPV. (Davies Dep. [Docket 136-3], at 238). Accordingly,
The plaintiff objects to two statements made by Dr. Davies regarding her second surgery on October 27, 2010, which the plaintiff contends relate to the premise that HPV causes mesh complications generally:
Thus, Plaintiff Nunez's Motion to Exclude the Testimony of Dr. Davies [Docket 115] is
The plaintiffs seek to exclude or limit the expert opinions of Dr. Christine Brauer. Dr. Brauer is a former FDA employee and regulatory consultant who offers opinions regarding the FDA regulatory process and BSC's regulatory activities. Plaintiffs argue that Dr. Brauer's "opinion testimony regarding: (1) the FDA regulatory scheme; (2) the FDA clearance of BSC devices at issue in this litigation; (3) BSC's Directions for Use, Patient Labeling and Patient Brochures; (4) FDA MAUDE Database and MDR Reports; (5) FDA Advisory Panel Meetings; and (6) BSC's Corporate Warning Letter" should be excluded in its entirety. (Pls.' Mem. of Law in Supp. of Mot. to Exclude, or Limit the Test. of BSC's Expert Christine Brauer, Ph.D. [Docket 118], at 1-2).
I have previously reviewed the opinion testimony of Dr. Brauer under Daubert. See Sanchez, et al. v. Boston Scientific Corp., No. 2:12-cv-05762, 2014 WL 4851989, at *36-37 (S.D.W.Va. Sept. 29, 2014). The parties in this case assert the same arguments regarding the admissibility of Dr. Brauer's expert opinions under Daubert that I addressed in Sanchez. To the extent that there are differences in fact and exhibits, the court does not find them sufficiently materially. The Sanchez excerpts quoted below are to explicate the conclusions the court reaches on the issue of Dr. Brauer's expert opinions:
Sanchez, 2014 WL 4851989, at *36-37. Therefore,
The plaintiffs seek to exclude the opinions of Dr. Gary L. Winn. Dr. Winn is a professor in Industrial and Management Systems Engineering in the Safety Management program at West Virginia University who has approximately 30 years of experience in safety, health, and training. (Winn Report [Docket 119-1], at 1). In his expert report, Dr. Winn offers opinions with regard to the nature and purpose of Material Safety Data Sheets ("MSDS") and as to the MSDS for polypropylene used by BSC in the manufacture of its pelvic mesh products. (Id.). The plaintiffs argue that Dr. Winn concedes he will not be offering any relevant opinions at trial, and that his opinions should be struck entirely because (1) he is unqualified; (2) his methodology is unreliable; and (3) his opinions are impermissible legal conclusions and factual narratives speculating about Chevron Phillips's knowledge. (Pls.' Mem. of Law in Supp. of their Mot. to Exclude the Ops. & Test. of Gary L. Winn, Ph.D. ("Pls.' Mem. re: Winn") [Docket 120], at 2-4). BSC construes the plaintiffs' motion as support for BSC's contention that the MSDS is irrelevant, but opposes all of the plaintiffs' arguments specific to Dr. Winn. (See generally BSC's Mem. in Opp'n to Pls.' Mot. to Exclude the Ops. & Test. of Gary L. Winn, Ph.D. ("BSC's Mem. re: Winn") [Docket 281]).
I have previously reviewed the opinion testimony of Dr. Winn under Daubert. See Tyree, et al. v. Boston Scientific Corp., 54 F.Supp.3d 501, 577, No. 2:12-cv-08633,
Tyree, 54 F.Supp.3d at 577, 2014 WL 5320566, at *63. Therefore,
I emphasize that my rulings excluding expert opinions under Rule 702 and Daubert are dispositive of their admissibility in these cases, but my rulings not to exclude expert opinions are not dispositive of their admissibility. In other words, to the extent that certain opinions might be cumulative or might confuse or mislead the jury, they may still be excluded under Rule 403 or some other evidentiary rule. I will take up these issues as they arise.
To reiterate: For the reasons explained below, the defendant's motion with respect to Dr. Trepeta [Docket 86] is
The plaintiffs' motion with regard to Dr. Spiegelberg [Docket 111] is
The court