KITE, Chief Justice.
[¶ 1] Mr. Cooper challenges his conviction for aggravated assault by threatening to use a drawn deadly weapon. He asserts his trial counsel was ineffective because she failed to call an expert witness; the district court improperly instructed the jury on the law of self defense; and there was insufficient evidence of a threat to support the jury's guilty verdict. We conclude there was sufficient evidence to support the jury's verdict but that Mr. Cooper did not receive effective assistance of counsel and the jury was improperly instructed on self defense. We, therefore, reverse and remand for a new trial.
[¶ 2] Mr. Cooper presents the following issues on appeal:
Though stated in more detail, the State presents similar issues.
[¶ 3] On July 9, 2011, Mr. Cooper and his friends, Shantel Webb, Tom Hinckley and Colby Davis, spent the afternoon drinking and then attended the Central Wyoming Fair in Casper, Wyoming. They got into an altercation with Josh Rodabaugh (Josh) and Michael Sanchez over a carnival game, and law enforcement directed all of them to leave the fairgrounds.
[¶ 4] Mr. Cooper and his friends returned to Mr. Cooper's residence, which was located close to the Loaf and Jug on Poplar Street. In the meantime, Josh and Mr. Sanchez called Josh's father, Ronald "Kirk" Rodabaugh (Kirk), to come and pick them up because they had two flat tires. They stopped at the Loaf and Jug so Kirk could get some iced tea.
[¶ 5] Ms. Webb and Mr. Davis decided to walk from Mr. Cooper's house to the Loaf and Jug for cigarettes. Josh confronted them, and a shouting match ensued. Kirk witnessed what was happening and began yelling as well. He also asked the store clerk to call the police and directed Ms. Webb and Mr. Davis to wait for the officers to arrive. They ignored his command and began walking back to Mr. Cooper's house.
[¶ 6] While the argument was going on, Mr. Cooper and Mr. Hinckley also decided to
[¶ 7] The Rodabaughs got back into their car, with Kirk driving, and began looking for the Cooper group. Kirk located them and drove toward them. Although the timing of the events was contested, it was undisputed that Kirk drove toward Mr. Cooper, Mr. Cooper brandished a gun and shot into the windshield twice, and Kirk hit Mr. Cooper with the car. Mr. Cooper shot a third time as he lay upon the hood of the car. Kirk then stopped the car, causing Mr. Cooper to fall off, drove forward again and pinned Mr. Cooper underneath the car and next to a fence. Kirk got out of the car and Mr. Cooper told him to get the car off of him. Kirk refused and Mr. Cooper shot three more times from under the car, hitting Kirk in the calf once.
[¶ 8] Law enforcement arrived and both Kirk and Mr. Cooper were transported to the hospital. Kirk was treated for the gunshot wound, and Mr. Cooper had numerous injuries including a broken collarbone, broken back and punctured lung. After interviewing the witnesses and conducting an investigation, the State charged Mr. Cooper with aggravated assault and battery for threatening Kirk with a drawn deadly weapon. Mr. Cooper claimed he had acted in self defense.
[¶ 9] The matter was tried to a jury, which returned a guilty verdict. After Mr. Cooper was sentenced, he filed a timely notice of appeal. Mr. Cooper's original trial counsel withdrew and new counsel was appointed to represent him. New counsel filed a W.R.A.P. 21 motion for a remand, claiming that trial counsel did not effectively present his self defense claim because she failed to retain an expert to testify about the distance between the car and Mr. Cooper.
[¶ 10] We granted a partial remand for an evidentiary hearing on his ineffective assistance of counsel claim. At the hearing, defense appellate counsel questioned Mr. Cooper, his trial counsel and Gregory Taylor, an investigator and former law enforcement officer who was trained in accident reconstruction. Mr. Taylor testified that, based upon the information in the record and his investigation, Kirk's car was just inches from Mr. Cooper when he fired the first two rounds. The district court issued its findings of fact and conclusions of law, ruling that trial counsel was effective.
[¶ 11] We begin our discussion of this case with an analysis of the sufficiency of the evidence to support the jury's guilty verdict. If the evidence was legally insufficient to support a conviction, an order directing entry of a judgment of acquittal is the only just remedy. Ken v. State, 2011 WY 167, ¶ 17, 267 P.3d 567, 572 (Wyo.2011). The Double Jeopardy clause of the United States and Wyoming constitutions would prohibit a retrial under those circumstances. U.S. Const., Amend. 5; Wyo. Const. Art. 1, § 11. See also Ken, ¶ 17, 267 P.3d at 572; Tanner v. State, 2002 WY 170, ¶ 17, 57 P.3d 1242, 1247 (Wyo.2002); Burks v. United States, 437 U.S. 1, 18, 98 S.Ct. 2141, 2150, 57 L.Ed.2d 1 (1978).
[¶ 12] In reviewing a sufficiency of the evidence claim:
Ken, ¶ 19, 267 P.3d at 572, quoting Daves v. State, 2011 WY 47, ¶ 30, 249 P.3d 250, 259 (Wyo.2011). See also Grimes v. State, 2013 WY 84, ¶ 8, 304 P.3d 972, 975 (Wyo.2013).
[¶ 13] Mr. Cooper was convicted of aggravated assault and battery under Wyo. Stat. Ann. § 6-2-502(a)(iii) (LexisNexis 2013):
[¶ 14] Mr. Cooper claims the evidence was insufficient on the "threatens to use" element of the crime. The district court instructed the jury on the definition of "threatens to use" as follows:
[¶ 15] Mr. Cooper does not challenge this instruction, and it is consistent with our precedent. This Court defined "threatens to use" in the context of aggravated assault and battery under § 6-2-502(a)(iii) as "an actual threat of physical injury during the act of employing a deadly weapon." Johnston v. State, 747 P.2d 1132, 1134 (Wyo.1987). We also approved the following definition of "threat" in that case:
Id. at 1135. See also Miller v. State, 2003 WY 55, ¶¶ 24-26, 67 P.3d 1191, 1197-98 (Wyo.2003); United States v. Jenkins, 17 Fed.Appx. 769, 775 (10th Cir.2001) (under Wyoming law, a threat does not have to be verbal but can be accomplished simply by actions).
[¶ 16] Mr. Cooper claims there was evidence that he possessed and used a drawn deadly weapon, but no evidence that he threatened to use it. He asserts there was no evidence that he expressed an intention to inflict pain, injury or punishment on Kirk. Although Mr. Cooper acknowledges raising the gun and shooting it, he states that he only pointed the gun in the immediate act of shooting. He claims the State focused on the fact he actually shot Kirk from under the car, but that, since there was no spoken threat and Kirk could not see him, no threat occurred at that time.
[¶ 17] Mr. Cooper's argument ignores the chain of events. Casper Police Department Detective Randy Dolberg testified Mr. Cooper told him that when he got the gun from his home and put it in the waist band of his pants, there was ammunition in the magazine but the chamber was not loaded. Prior to being pinned under the car and shooting Kirk, Mr. Cooper brandished the gun and shot through the windshield. Because a bullet was not loaded in the chamber, he "racked a round" prior to shooting toward the windshield. A recording of Detective Dolberg's interview with Mr. Cooper was admitted into evidence and played for the jury at trial. It confirms that Mr. Cooper stated he pulled the gun out of his pants, cocked the weapon and fired. Kirk also testified that, as he turned the corner with his car, he saw Cooper pull a gun out of his pants and point the gun straight at him.
[¶ 18] In many respects, the circumstances in the present case are similar to those presented in Miller, supra. During an argument with the victim, Ms. Miller retrieved a gun, pointed it at the victim, cocked the hammer and fired a shot which hit the floor because her boyfriend pushed the gun down. Miller, ¶¶ 24-26, 67 P.3d at 1198. We concluded the evidence of threatening to
[¶ 19] The right to effective assistance of defense counsel is guaranteed by the Sixth Amendment to the United States Constitution and Art. 1, § 10 of the Wyoming Constitution. To prevail on a claim of ineffective assistance of counsel, a defendant must demonstrate that trial counsel's performance was deficient and the deficient performance prejudiced his defense. Osborne v. State, 2012 WY 123, ¶ 19, 285 P.3d 248, 252 (Wyo.2012); Ken, ¶ 27, 267 P.3d at 574; Strickland v. Washington, 466 U.S. 668, 690-91, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984). The deficiency prong requires a showing that counsel failed to render such assistance as would have been offered by a reasonably competent attorney. Ken, ¶ 27, 267 P.3d at 574. If the defendant establishes that counsel's performance was deficient, he must then demonstrate that he was prejudiced by showing "a reasonable probability exists that, but for counsel's deficient performance, the outcome would have been different." Osborne, ¶ 19, 285 P.3d at 252.
[¶ 20] Ineffective assistance of counsel claims involve mixed questions of law and fact. Osborne, ¶ 17, 285 P.3d at 252. We defer to the district court's findings of fact unless they are clearly erroneous. Strandlien v. State, 2007 WY 66, ¶ 20, 156 P.3d 986, 992 (Wyo.2007). The district court's "conclusions of law, which include the question of whether counsel's conduct was deficient and the question of whether the appellant was prejudiced by that deficient conduct," are reviewed de novo. Id., quoting Robinson v. State, 2003 WY 32, ¶ 16, 64 P.3d 743, 748 (Wyo.2003).
[¶ 21] Mr. Cooper claimed that he was not guilty of aggravated assault and battery because he acted in self defense. Specifically, he asserted he initially shot at Kirk's car because he was about to be run over. He estimated the car was no more than twenty feet from him when he fired. Kirk maintained that Mr. Cooper was forty to fifty feet away when the shooting started and he accelerated toward Mr. Cooper after the first shots were fired. The determination of where the car was in relation to Mr. Cooper when he pointed his weapon and fired was obviously important, and Mr. Cooper claims his trial counsel's performance was defective because she failed to retain an expert witness to testify as to the distance based upon the angles at which the first two bullets hit the car.
[¶ 22] Counsel has a duty to conduct reasonable investigations or make a reasonable decision that makes particular investigations unnecessary. Lopez v. State, 2004 WY 28, ¶ 29, 86 P.3d 851, 860 (Wyo. 2004), citing McCoy v. State, 886 P.2d 252, 254 (Wyo.1994). When an ineffective assistance claim is based upon the failure to call an expert witness, the defendant must show an expert was available who would have testified consistently with his theory. Id., ¶ 30, 86 P.3d at 860.
[¶ 23] Mr. Cooper filed an affidavit with his motion for remand, stating he "shot at the car only at the last second as it approached to run me down." He said that his trial counsel told him that she would retain the services of an expert witness to analyze the "ballistics evidence in my case and testify regarding a reconstruction of the locations and relationships between myself and the car operated by the `victim' at the moment of the shooting." She did not, however, present an expert.
[¶ 24] The State claims defense counsel's decision not to call an expert to analyze the trajectory evidence was appropriate because there was no showing that an expert was available. W.R.E. 702 guides the use of expert testimony:
[¶ 25] Gregory Taylor, an investigator and former law enforcement officer trained in accident and crime scene reconstruction, testified for Mr. Cooper at the remand hearing. He discussed the relative location of the car to Mr. Cooper when he first shot, based upon the angles of the bullet holes in the windshield provided by law enforcement reports. Kirk's car was not available, but Mr. Taylor located a similar vehicle and took measurements to aid in his calculations. Based upon that information, he dispelled Kirk's testimony that he was forty feet or more away when Mr. Cooper fired the first shot. Mr. Taylor stated that, if Mr. Cooper was truly 40 feet away as Kirk stated, Mr. Cooper would have had to shoot from nearly fourteen feet high for the bullet to impact the windshield at the angle it did.
[¶ 26] Mr. Taylor used Mr. Cooper's height and the trajectory information to calculate the first bullet as being shot forty-two inches from the windshield, or 2.4 inches past the front bumper. The second shot was made from twenty-two inches from the windshield, or 17.4 inches past the front bumper of the car. Therefore, according to Mr. Taylor, the car was so close when Mr. Cooper fired the first two shots that his hand was already over the hood of the car. The third shot occurred when he was on the vehicle hood after being hit. Mr. Taylor explained that the calculations were not difficult to make and such training is standard in Nebraska, where he was trained.
[¶ 27] Mr. Cooper's trial counsel stated that she knew the angles of the gunshots into the windshield were important because they were relevant to determining "where Mr. Cooper would have been in proximity to the vehicle when the gunshots were fired." She indicated the distance was important to Mr. Cooper's self-defense claim. Trial counsel testified that she consulted trajectory charts on the internet to make her own calculations of the distance. She made a tactical decision to forgo consulting an expert witness and to, instead, present the evidence regarding the distance between the car and Mr. Cooper through cross examination of the State's witnesses. She explained her rationale as follows:
Defense counsel stated that she thought she had questioned the state's witness about the distances and angles.
[¶ 28] In fact, the evidence on the distances was not consistent, and Mr. Taylor testified that eye witnesses commonly make mistakes in estimating distances. Kirk testified that the car was forty to fifty feet from Mr. Cooper when he started firing. Mr. Davis testified that the car accelerated very quickly toward Mr. Cooper and the shots were fired when he was hit by the car. Mr. Cooper stated in his interview with Detective Dolberg that the car was no more than twenty feet away from him when he began shooting.
[¶ 29] Trial counsel's strategy to present the distance evidence through cross examination
[¶ 30] Despite this lack of evidence, Mr. Cooper's trial counsel attempted to discuss her own distance calculations during closing argument, but drew an objection:
The district court judge stated that he could not recall the evidence on specific distance calculations, so he was going to leave that matter to the jury.
[¶ 31] The prosecutor was correct; there was no such evidence in the record. He pointed that out in his rebuttal argument: "What counsel says is not evidence, period. Eight foot at one point, talking about how far the car was away. There's not one witness that said eight foot. You can't stand here and say, I think it sounds pretty good so here it comes." Thus, not only was there no testimony to support the trajectory analysis and establish the actual distances, the lack of evidence was emphasized by defense counsel's improper argument using her own distance calculations rather than those of an expert.
[¶ 32] The State also claims that Mr. Taylor may not have been permitted to testify about his calculations because he made some assumptions in his analysis. In particular, the State faults the proposed expert for assuming: 1) Mr. Cooper held the gun with two hands, when he could have held the gun with a single hand or sideways, resulting in different height calculations; and 2) the ground on which he was standing was flat. Experts typically are not fact witnesses in that they did not personally witness the event about which they are testifying. In that respect, they have to rely upon the observations of others and data collected at the scene. See Wyoming Rules of Evidence 702 through 705. In making their calculations, expert witnesses may have to make certain assumptions. The validity of those assumptions is properly tested on cross examination, but the fact that assumptions are made does not make the opinions inadmissible. See, e.g., Hermreck v. State, 956 P.2d 335, 340 (Wyo.1998). Importantly, there is no indication that either the way Mr. Cooper held the gun or the slope of the ground could have accounted for the bullet being shot from nearly fourteen feet high.
[¶ 33] The district court concluded that Mr. Taylor's testimony would have added little to the defense theory of self defense. To the extent this is a finding of fact, we conclude it is clearly erroneous. Expert testimony regarding the distances based upon the bullet trajectory evidence was available. Defense counsel's plan to draw the evidence out on cross examination and through her own internet investigation did not work out and the jury was left with no explanation of the physical evidence regarding the relative
[¶ 34] In accordance with our standard of review, even after showing that counsel did not reasonably investigate or unreasonably failed to call an expert witness, a defendant still must show that the deficient performance prejudiced him in order to prevail. Osborne, ¶ 20, 285 P.3d at 252. A defendant is prejudiced by deficient attorney performance when "a reasonable probability exists that, but for counsel's deficient performance, the outcome would have been different." Osborne, ¶ 19, 285 P.3d at 252. The State presented three reasons why Mr. Cooper was not prejudiced by defense counsel's actions: 1) the trajectory evidence could not have explained away the three shots Mr. Cooper fired from under the car; 2) the evidence did not explain why he did not retreat when the car drove toward him; and 3) it did not explain why he gave inconsistent statements to law enforcement. The district court agreed that these circumstances demonstrated that Mr. Cooper was not prejudiced by his defense counsel's performance.
[¶ 35] Reviewing the district court's conclusion de novo, we must disagree; the three cited circumstances did not cure the prejudice associated with the lack of expert trajectory evidence. The jury was instructed that the right to self defense ends when the danger ceases. The State's argument that he was not justified in firing the last three shots assumes that the danger had ended once Mr. Cooper was trapped under the car. The evidence established that Mr. Cooper was pinned between the car and a fence and Kirk refused to move the car off of him. It was up to the jury to decide whether Mr. Cooper was justified in feeling he was still in danger and needed to defend himself at that point.
[¶ 36] The question of whether or not Mr. Cooper should have retreated was, similarly, a jury question. Under § 6-2-502(a)(iii), a threat to use a drawn deadly weapon is excused if it is reasonably necessary in defense of his person, property or abode or to prevent serious bodily injury to another. The issues involved with the reasonableness of Mr. Cooper's actions, and his possible obligation to retreat, were distinctly questions of fact. See Drennen v. State, 2013 WY 118, ¶¶ 40-43, 311 P.3d 116, 130-31 (Wyo.2013).
[¶ 37] The jury was also charged with determining Mr. Cooper's credibility. It is true that he made inconsistent statements to law enforcement about shooting the gun and it was up to the jury to determine the significance of those statements. However, the inconsistent statements would not affect the physical evidence as explained by an expert witness, and that evidence would have been singularly helpful to his position that he acted in self defense. Under these circumstances, a reasonable probability exists that, but for trial counsel's deficient performance, the outcome would have been different. Osborne, ¶ 19, 285 P.3d at 252. Mr. Cooper is, therefore, entitled to a new trial.
[¶ 38] When this Court reviews jury instructions, they "must be considered as a whole, and individual instructions, or parts of them, should not be singled out and considered in isolation." Farmer v. State, 2005 WY 162, ¶ 20, 124 P.3d 699, 706 (Wyo. 2005), quoting Giles v. State, 2004 WY 101, ¶ 14, 96 P.3d 1027, 1031 (Wyo.2004). "As long as the instructions correctly state the law and the entire charge covers the relevant issue, reversible error will not be found." Id.
[¶ 39] Mr. Cooper did not object to the instruction challenged on appeal; consequently, the plain error standard of review applies to this issue. Bloomfield v. State, 2010 WY 97, ¶ 9, 234 P.3d 366, 369 (Wyo. 2010). Plain error occurs when: "`1) the record is clear about the incident alleged as error; 2) there was a transgression of a clear and unequivocal rule of law; and 3) the party claiming the error was denied a substantial right which materially prejudiced him.'" Kidwell v. State, 2012 WY 91, ¶ 10, 279 P.3d 540,
[¶ 40] Mr. Cooper takes issue with Jury Instruction No. 18, which stated:
[¶ 41] According to Mr. Cooper, this instruction did not follow the statutory definition of self defense for threatening to use a drawn deadly weapon set out in § 6-2-205(a)(iii): "A person is guilty of aggravated assault and battery if he ... [t]hreatens to use a drawn deadly weapon on another unless reasonably necessary in defense of his person, property or abode or to prevent serious bodily injury to another[.]" Consistent with Mr. Cooper's position, we stated in Drennen, ¶¶ 40-43, 311 P.3d at 130-31, that the statutory language governs self defense in an aggravated assault case involving threatening to use a drawn deadly weapon.
[¶ 42] The State's argument on appeal focuses on the plain error standard of review, particularly that the district court did not violate a clear and unequivocal rule of law. However, at oral argument, the State seemed to acknowledge that the instruction did not comply with the law as set out in Drennen, supra, which was decided after the trial in this case. Since we are reversing and remanding for a new trial because Mr. Cooper did not receive constitutionally effective counsel, we need not decide whether a clear and unequivocal rule of law was violated. We presume the jury instructions will be revised on retrial to be consistent with our statements of the law in Drennen.
[¶ 43] Reversed and remanded for proceedings consistent with this decision.