BURKE, Chief Justice.
[¶ 1] The jury in Casey J. Carter's trial for felony interference with a peace officer deliberated approximately four hours before it informed the district court it was deadlocked. The district court provided the jurors with a supplemental instruction urging them to continue deliberating. A short time later, the jury returned a guilty verdict. On appeal, Mr. Carter claims that the district court's supplemental instruction improperly coerced the jury, and that he was denied effective assistance of counsel because his attorney did not object to the instruction. We affirm.
[¶ 2] Mr. Carter presents two issues:
[¶ 3] Mr. Carter's trial began at 8:30 a.m. After the jury was selected and opening statements were given, the court recessed for lunch. At 1:00 p.m., the prosecution began presenting its case. It called two witnesses, police officers Ryan Mahylis and Eric Small, who had arrested Mr. Carter in his home. Both testified that when Mr. Carter was informed he was being arrested, he swung a fist at Officer Mahylis. Officer Mahylis ducked the punch, but was taken into a headlock by Mr. Carter. The officer broke away, and the two officers "took [Mr. Carter] to the ground."
[¶ 4] Defense witnesses provided a different version of the incident. Enrique Ibarra, Mr. Carter's friend and roommate, observed the arrest. He testified that when Mr. Carter was told he was being arrested, he started to leave to get his medication. One of the officers grabbed his arm, and Mr. Carter "reacted" by jerking it away. The officers then took him "down to the floor." Mr. Carter testified as follows in his defense:
[¶ 5] Ultimately, the case was submitted to the jury. The jury was instructed that it must determine whether Mr. Carter was guilty or not guilty of felony interference with a peace officer in violation of Wyo. Stat. Ann. § 6-5-204(b) (LexisNexis 2013).
[¶ 6] Shortly after 7:30 p.m., the district court learned that the jury had indicated to the bailiffs that it was deadlocked. The district court informed the prosecutor, the defense attorney, and Mr. Carter that the jury had told the bailiffs they were "11 to 1 on the top verdict, 12, 0 on the bottom verdict." When the bailiffs asked if the jury wanted to go home or continue deliberating, the jurors said "it wouldn't make any difference, it would still be the same." After discussion with counsel, at around 8:30 p.m., the district court instructed the jury as follows:
Defense counsel did not object to the instruction. At approximately 9:15 p.m., the jury returned a guilty verdict on the charge of felony interference with a peace officer. This timely appeal ensued.
[¶ 7] When a defendant fails to object to the giving of the jury instruction at issue, we review for plain error. Mendoza v. State, 2013 WY 55, ¶ 11, 300 P.3d 487, 490 (Wyo.2013). Plain error exists when the record is clear about the incident alleged as error, there was a transgression of a clear and unequivocal rule of law, and the party claiming the error was denied a substantial right which materially prejudiced him. Id. Because the jury instruction at issue appears in the record, we need to consider only the latter two parts of the plain error analysis.
[¶ 8] The supplemental instruction given in this case "is commonly referred to as an `Allen-type' instruction, a term used to describe an instruction which urges continued deliberation when the jury is temporarily unable to come to an agreement regarding guilt or innocence." Seeley v. State, 959 P.2d 170, 177 (Wyo.1998) (italics added). As we noted in Elmer v. State, 463 P.2d 14, 21 (Wyo.1969), it is called an Allen-type instruction "since an instruction along that line was approved by the United States Supreme Court many years ago" in the case of Allen v. United States, 164 U.S. 492, 501-02, 17 S.Ct. 154, 157, 41 L.Ed. 528 (1896). Instructions of this type have a long history of being used in Wyoming trials when the jury appeared to be deadlocked, and we have upheld them as proper. Harris v. State, 23 Wyo. 487, 513-14, 153 P. 881, 889-90 (1916); Nicholson v. State, 24 Wyo. 347, 356-57, 157 P. 1013, 1015-16 (1916).
[¶ 9] Interestingly, we have disapproved of the actual jury instruction at issue in Allen,
[¶ 10] But while disapproving of the actual instruction at issue in Allen, we have upheld the use of an Allen-type instruction. In Hoskins, the Allen-type instruction provided:
Id., 552 P.2d at 344-45 (quotation marks omitted).
[¶ 11] We noted that this instruction was based on a standard appearing in the 1968 Approved Draft of the American Bar Association of Standards Relating to Trial by Jury. Id. at 346. We approved of the standard appearing at page 145 of that document, which states:
Hoskins, 552 P.2d at 346 (quotation marks omitted). We determined that the instruction given in Hoskins was "consistent with that high standard" and "used the very language of the standard." Id. We expressly approved of its use in that case.
[¶ 12] We later emphasized that "we strongly approved" of the Hoskins instruction. Seeley, 959 P.2d at 179. Considering an instruction very similar to the one given in Hoskins, we noted that "the concern raised by such instruction is the possibility that a juror voting in the minority may feel coerced into abandoning beliefs honestly held and succumb to the will of the majority in order to reach a unanimous decision." Seeley, 959 P.2d at 177. However, examining the content of the instruction, we concluded it was
Id. at 178-79. We were "convinced beyond a reasonable doubt" that Mr. Seeley "was not prejudiced" by the instruction. Id. at 179.
[¶ 13] In Mr. Carter's case, the Allen-type instruction was based on the jury instruction given in Hoskins. Reviewing the language of the Hoskins instruction, the district court noted that the first paragraph of that instruction informed the jury that the trial had been "expensive although short," and if the jury was unable to agree, "of course, there will be the necessity of choosing another jury, 12 people, no more intelligent than you, et cetera." Both counsel asserted that it was unnecessary to use the first paragraph of the instruction from Hoskins, and the district court agreed that this paragraph was "by far the most coercive part of that jury instruction and at this time I find that would be premature." Accordingly, the district court provided the jury with the latter portion of the Allen-type instruction from Hoskins, leaving out the more coercive first paragraph.
[¶ 14] The instruction given in Mr. Carter's case is the same in substance as the instructions we approved of in Hoskins and Seeley. It is very nearly identical, word for word, to the latter part of the Hoskins instruction. It is consistent with the ABA Standard we approved of in Hoskins. Mr. Carter faces a difficult challenge in his effort to convince us that the instruction was unduly coercive in his case.
[¶ 15] Mr. Carter attempts to distinguish his case because the instruction was given to the jury at around 8:30 p.m. He argues that, "[g]iven how late in the evening the supplemental instruction was given, it also sent the implicit message that the jurors were not going home any time soon unless they reached a verdict." The State counters that we have previously upheld instructions given at even later hours. In Bell v. State, 994 P.2d 947, 952-53 (Wyo.2000), for example, a similar instruction was given at 8:44 p.m. and again at 9:50 p.m., after nearly nine hours of jury deliberation. See also Elmer, 463 P.2d at 20-21 (approving of an Allen-type instruction given at 10:00 p.m. after the jury had deliberated nearly eleven hours). In Mr. Carter's case, the jury had been deliberating less than four hours, and the hour was not notably late. We note further that the district court in Bell, 994 P.2d at 953, told the jury there would be no overnight accommodations for the jurors, possibly suggesting that the jury needed to reach a verdict before the jurors could go home. The district court in Mr. Carter's case explicitly told the jurors that if they "believe[d] it would be beneficial to break for the evening, again please let the bailiffs know and they
[¶ 16] Mr. Carter also points out that in his case, unlike Hoskins or Seeley, the judge and the parties knew how the jurors had voted. He asserts that the district court should have known that the lone juror voting to acquit him on the charge of felony interference with a peace officer would be unduly coerced by the instruction, particularly the admonition that "a juror should not hesitate to reexamine his or her own views." Furthermore, Mr. Carter maintains, the jurors were aware that the judge knew how they had voted. He claims that the jury as a whole, and the holdout voter in particular, would interpret the instruction as being directed specifically at the holdout juror, thus "coercing her to acquiesce and capitulate under the intense pressure of not just her fellow jurors, but of the court as well."
[¶ 17] As a preliminary matter, we note that the bailiffs should not have told the judge how the jurors had voted. Wyo. Stat. Ann. § 1-11-207 provides that the officer in charge of the jury "shall not communicate to any person the state of their deliberations." When the jurors revealed their vote to the bailiffs, the bailiffs should have kept that information to themselves. Some courts have held that it is improper for the judge to ask the jury how it had voted. See, e.g., United States v. Sae-Chua, 725 F.2d 530, 531-32 (9th Cir.1984). In this case, however, the district court did not ask. The jurors volunteered that information to the bailiffs, and the bailiffs mistakenly passed it on to the judge. It is not necessarily trial error when the judge learns of the jury's numerical division through spontaneous disclosure by the jury. See Hooks v. Workman, 606 F.3d 715, 747 (10th Cir.2010). In any event, Mr. Carter does not assert that the district court's knowledge of the jurors' votes was, by itself, reversible error. Rather, he claims that the district court's knowledge rendered the supplemental instruction unduly coercive.
[¶ 18] Mr. Carter's argument refers to two facts that are not supported by the record. First, although the record indicates that the district court knew the jurors' numerical votes, it did not know if the votes favored conviction or acquittal. The district court and the parties seemed to assume that there were eleven votes to convict and one to acquit. That assumption may be reasonable, but there are no facts in the record to prove it correct. Second, the record does not support the claim that the jurors knew that the district court knew how they had voted. The jurors told the bailiffs their vote, but there is no indication that the jurors were aware that the bailiffs relayed those details to the judge.
[¶ 19] Neither of these assumed facts is critical to our decision. What is critical is that Mr. Carter's argument focuses on a single statement from the supplemental instruction — "a juror should not hesitate to reexamine his or her own views" — as unduly coercive when directed at the lone holdout juror. However, we must consider the instruction "as a whole and not according to isolated phrases and paragraphs." Hoskins, 552 P.2d at 348. The district court in this case also instructed the jury they had "a duty to consult with one another and to deliberate with a view to reaching an agreement
[¶ 20] As we observed earlier: "Communications from a judge to a jury are coercive when they possess the substantial propensity for prying minority jurors loose from beliefs they honestly have, constitute an undue intrusion into the jury's province and dilute the requirement of unanimity." Hoskins, 552 P.2d at 347-48. On balance, the instruction given in Mr. Carter's case cannot be viewed as an attempt to pry any juror from his or her honest beliefs. It did not intrude on the jury's province. It explicitly
[¶ 21] Mr. Carter also contends that he was denied his right to effective assistance of counsel because his defense attorney did not object to the supplemental instruction. Claims of ineffective assistance of counsel involve mixed questions of law and fact and are reviewed de novo. Osborne v. State, 2012 WY 123, ¶ 17, 285 P.3d 248, 252 (Wyo.2012). "To prevail on a claim of ineffective assistance of counsel, a defendant must first establish that trial counsel's performance was deficient." Id., ¶ 19, 285 P.3d at 252. We have determined that the instruction was properly given in this case. Defense counsel's failure to object to a proper jury instruction cannot be characterized as deficient performance.
[¶ 22] Affirmed.
BURKE, C.J., delivers the opinion of the Court; DAVIS, J., files a specially concurring opinion.
DAVIS, Justice, specially concurring.
[¶ 23] I am in complete agreement with the majority's opinion in this case, but write separately to point out means by which two potential problems can be avoided. There is no good reason for anyone to know how a jury stands numerically before it returns its verdict, and a number of good reasons why its standing during deliberations should not be disclosed to anyone.
[¶ 24] It would be a simple matter to instruct and/or admonish the jury that it is never to communicate how it stands to anyone during deliberations, including the court. For some reason, Wyoming's civil and criminal pattern jury instructions do not contain this admonition.
1A Kevin F. O'Malley, Jay E. Grenig, and Hon. William C. Lee, Federal Jury Practice & Instructions, Crim. § 20:01 (6th ed., database updated Aug. 2015). See also 3 O'Malley et. al., supra, Civ. § 106.08 (civil instruction).
[¶ 25] In addition, the record reflects that the court learned that the jury was deadlocked after the jury invited the bailiffs into the jury room and conveyed information concerning the state of its deliberations to them. This information was then relayed to the court, and from there to the attorneys in the case. I mean no disrespect or negative comment on the integrity of the bailiffs or anyone else, but this is a poor practice, and would be even if the bailiffs had not further communicated the state of the jury's deliberations. The jury deliberation stage of a jury trial is perhaps its most fragile, because by design there is no record of what transpires. The jury has more off-the-record contact with the bailiffs than anyone else in a case. Jurors become somewhat dependent on and familiar with the bailiffs in a forbidding environment.
[¶ 26] Allowing jurors to communicate with the court about the case orally through the bailiffs creates a risk that the bailiffs may not properly convey their concerns to the court, and more importantly, that they might inadvertently influence jurors by verbal communications or body language. For that reason, the jury should be admonished and/or instructed to communicate with the court about the case only in writing, as should the bailiffs. The federal pattern instructions once again provide appropriate language:
1A O'Malley et. al., supra, § 20:01 (criminal); see also 3 O'Malley et al., supra, § 106.08 (civil).
[¶ 27] The notes a jury sends should obviously be made a part of the record. This process is not perfect, but it is likely to produce a better record than a chain of oral communications.