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DEPARTMENT OF BUSINESS AND PROFESSIONAL REGULATION vs LAMAR CAMPBELL, A/K/A MARTY CAMPBELL, D/B/A JOHNSTON HANDYMAN SERVICES, 06-002764 (2006)
Division of Administrative Hearings, Florida Filed:Pensacola, Florida Aug. 01, 2006 Number: 06-002764 Latest Update: Nov. 07, 2019

The Issue At issue is whether Respondent committed the offenses set forth in the Administrative Complaints and, if so, what penalty should be imposed.

Findings Of Fact Petitioner, the Department of Business and Professional Regulation (Department), is the state agency charged with the duty and responsibility of regulating the practice of contracting and electrical contracting pursuant to Chapters 20, 455, and 489, Florida Statutes. At all times material to the allegations of the Administrative Complaints, Lamar "Marty" Campbell was not licensed nor had he ever been licensed to engage in contracting as a State Registered or State Certified Contractor in the State of Florida and was not licensed, registered, or certified to practice electrical contracting. Mr. Campbell readily acknowledges that he has not had training or education in construction or contracting and has never held any licenses related to any type of construction or contracting. At all times material to the allegations of the Administrative Complaints, Johnston Handyman Services did not hold a Certificate of Authority as a Contractor Qualified Business in the State of Florida and was not licensed, registered, or certified to practice electrical contracting. Respondent, Lamar Campbell, resides in Gulf Breeze, Florida. After Hurricane Ivan, he and his roommate took in Jeff Johnston, who then resided in Mr. Campbell's home at all times material to this case. Mr. Johnston performed some handywork in Respondent's home. Mr. Johnston did not have a car, a bank account, or an ID. Mr. Campbell drove Mr. Johnston wherever he needed to go. At some point in time, Mr. Campbell drove Mr. Johnston to obtain a handyman's license in Santa Rosa County. Mr. Campbell did not apply for the license with Mr. Johnston and Mr. Campbell's name does not appear on this license. The license is in the name of Johnston's Handyman Services. Mr. Campbell is a neighbor of Kenneth and Tracy Cauley. In the summer of 2005, which was during the period of time when Mr. Johnston resided in Mr. Campbell's home, the Cauleys desired to have repairs done on their home to their hall bathroom, master bathroom, kitchen and laundry room. With the help of Mr. Campbell and others, Mr. Johnston prepared various lists of repairs that the Cauleys wanted performed on their home. In August 2005, Mr. Johnson and Mr. Campbell went to the Cauley's home and the proposed repairs were discussed with the Cauleys. There are documents in evidence dated August and October, 2005, which the Cauleys perceive to be contracts for the repairs to be done in their home. However, these documents are not contracts but are estimates, itemizing both materials and labor. The documents have the word "Estimate" in large bold type at the top and "Johnston Handyman Services" also at the top of the pages. The list of itemized materials includes electrical items, e.g., light fixtures and wiring. Also in evidence are documents dated August and October, 2005, with the word "Invoice" in large bold letters and "Johnston Handyman Services" at the top of the pages. Both Mr. and Mrs. Cauley acknowledge that Mr. Johnston performed the vast majority of the work on their home. However, at Mr. Johnston's request, Mr. Campbell did assist Mr. Johnston in working on the Cauley residence. Between August 5, 2005, and October 11, 2005, Mrs. Cauley wrote several checks totaling $24,861.53. Each check was written out to Marty Campbell or Lamar Campbell.1/ Mr. Campbell acknowledges endorsing these checks but asserts that he cashed them on behalf of Mr. Johnston, who did not have a bank account or identification, and turned the cash proceeds over to Mr. Johnston. Further, Mr. Campbell insists that he did not keep any of these proceeds. The undersigned finds Mr. Campbell's testimony in this regard to be credible. Work on the project ceased before it was finished and Mr. Johnston left the area. Apparently, he cannot be located. The total investigative costs, excluding costs associated with any attorney's time, was $419.55 regarding the allegations relating to Case No. 06-2764, and $151.25 regarding the allegations relating to case No. 06-3171, for a total of $570.80.

Recommendation Based upon the Findings of Fact and Conclusions of Law, it is, RECOMMENDED: That the Department of Business and Professional Regulation enter a final order imposing a fine of $1,000 for a violation of Section 489.127(1), Florida Statutes; imposing a fine of $500 for a violation of Section 489.531(1), Florida Statutes, and requiring Respondent, Lamar Campbell, to pay $570.80 in costs of investigation and prosecution. DONE AND ENTERED this 9th day of March, 2007, in Tallahassee, Leon County, Florida. S BARBARA J. STAROS Administrative Law Judge Division of Administrative Hearings The DeSoto Building 1230 Apalachee Parkway Tallahassee, Florida 32399-3060 (850) 488-9675 SUNCOM 278-9675 Fax Filing (850) 921-6847 www.doah.state.fl.us Filed with the Clerk of the Division of Administrative Hearings this 9th day of March, 2006.

Florida Laws (11) 120.56120.569120.57120.68455.2273455.228489.105489.127489.13489.505489.531
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J. P. ELECTRICAL CONTRACTORS CORPORATION vs. DEPARTMENT OF TRANSPORTATION, 88-000590 (1988)
Division of Administrative Hearings, Florida Number: 88-000590 Latest Update: Jun. 30, 1988

The Issue The issue is whether J. P. Electrical Contractors Corp. qualifies as a socially and economically disadvantaged business enterprise under Rule 14- 78.005(c), (e), and (f), Florida Administrative Code.

Findings Of Fact J. P. Electrical Contractors is a Florida corporation which has been in business for approximately 17 years. It was founded and owned by Jacques Paul- Hus. The firm currently employees approximately 58 people. Its strengths are in contracting for highway lightning systems, traffic signals, and navigation lighting systems for airport runways. The firm has done a substantial amount of business. Its gross receipts for recent years are as follows: 1984 - $8,961,845 1985 - $7,881,440 1986 - $7,900,000 Mr. Mario Avin has been employed at J. P. Electrical since 1975, and has been a project manager for cost control. He has functioned as the controller or chief financial officer for the company. He is well experienced in the management of electrical contracting firms. Mr. Avin is black. About 1985, J. P. Electrical Contractors found itself in financial difficulty because of a contract it had with the Dade County Airport Authority. It had installed a shipment of runway lighting from Westinghouse Corporation which turned out to be defective. Due to the problems with those lights, a substantial portion of the contract price was retained by Dade County pending resolution of the lighting problem. This adversely affected the business' cash flow and required it to enter Chapter 11 bankruptcy proceedings. The company filed suit against Westinghouse Corporation and has received a favorable judgment at trial, which is on appeal. The business received an infusion of 200,000 invested by David E. Graham, a lawyer not experienced in contracting. To secure the loan, a transaction was structured by which Graham obtained indirect ownership of 1/2 of the stock of J. P. Electrical Contractors, a lien on the remaining stock of the company and became the lessor of the building occupied by J. P. Electrical Contractors. At about this time, Mario Avin began thinking of opening his own contracting company, based on his substantial experience in the contracting business, and on the assistance he could receive from the disadvantaged business enterprise programs of various governments due to his minority status. Jacques Paul-Hus suggested to Mr. Avin that he become an owner as well as manager of J. P. Electrical Contractors Corp. Mr. Paul-Hus understood that if J. P. Electrical Contractors obtained minority status, it could enhance sales. As the result, the stock in J. P. Electrical Contractors Corp. was divided as follows: Mario Avin 25,500 shares Jacques Paul-Hus 24,400 shares Louise Paul-Hus 100 shares David E. Graham ceased to own any stock in the company. Graham was most interested in recovering his investment and a profit, but was not interested in running a contracting company, which was outside his expertise. He also wished to be released from the guarantees which he, as a shareholder, had to provided to the surety company which underwrote the various construction bonds which J. P. Electrical Contractors had. Graham maintained, however, a lien in the form of a pledge and hypothecation agreement on the shares of J. P. Electrical Contractors Corp. The first application of J. P. Electrical Contractors to the Florida Department of Transportation for certification as a disadvantaged business enterprise was disapproved on January 5, 1988, due to the pledge and hypothecation agreement. In view of the Department certification review committee, Mr. Avin, who was chairman of the board of the company and held the majority of the stock, still did not have functional control over the company due to the pledge encumbering his stock. A new application was submitted on February 4, 1988, by J. P. Electrical Contractors Corp. After the first disapproval, the affairs of the corporation were restructured. The pledge held by David E. Graham was cancelled and Mr. Avin owned outright the 25,500 shares of stock which represented 51 percent ownership without any encumbrance. Mr. Avin did not pay cash for his shares. The contribution to the enterprise which justified the transfer of the stock to him was the value of his experience in the financial management of electrical contracting business. As a chief financial officer, Mr. Avin is well experienced in estimating, in accounting systems, and in keeping track of the business' cash flow. This is essential in determining whether the company's position will permit it to bid and handle new work profitably. There is no doubt that, in part, the majority ownership was transferred to Mr. Avin by the former owners because of his minority status. With his majority ownership of the corporation, Mr. Avin also took on substantial personal liabilities. He became personally liable to Southeastern Causality and Indemnity Insurance Company on the performance bonds which J. P. Electrical Contractors has. He is now also personally liable to the Internal Revenue Service for payroll taxes due on the salary of all the company employees, because he is the corporate officer in charge of payroll. While Mr. Avin handles the day-to-day financial affairs and planning for the company, Mr. Jacques Paul-Hus still handles supervision of the field work of the company on a day-to-day basis. Given Mr. Avin's experience in financial matters, and Mr. Paul-Hus' experience in field supervision, this division of responsibility is appropriate. In return for taking on the additional responsibilities of becoming both the chief executive officer and chief financial officer of the company, and assuming the personal liabilities explained above, Mr. Avin now receives a 51 percent portion of the profits of the company. The remaining 49 percent of any profits goes to Jacques Paul-Hus and his wife Louise. Mr. Graham's interest is limited to the ownership of indebtedness of the company. The second (current) application of J. P. Electrical Contractors for certification as a minority business enterprise was disapproved by the Department of Transportation on March 7, 1988. The certification review committee had been troubled by the restructuring of the affairs of J. P. Electrical Contractors Corp. to meet the departmental objections which had resulted in the first disapproval of minority certification. The Department is wary of changes in corporate control as indications of improper manipulation of disadvantage business enterprise requirements. Here, Mr. Avin actually owns the majority of the stock of the contracting company and he shares both the risks of ownership as well as profits in proportion to his ownership. He has managerial authority commensurate with his majority ownership and has substantial experience in electrical contracting. He has the power to set the policies of the business, and his authority is not subject to any restriction, whether by a pledge of his stock or otherwise. While Mr. Paul-Hus is responsible for field supervision, Mr. Avin's experience and authority in planning and financial matters, as well as his ability to set overall policy, places Mr. Avin in charge of the business. Mr. Avin's testimony that he is responsible and empowered to make business decisions without the concurrence of Mr. Paul-Hus is accepted. While it is appropriate for the Department to be concerned about the restructuring of the corporation to meet the requirements of its program for disadvantaged business enterprises, the structure of J. P. Electrical Contractors is such that Mr. Avin does have ownership and control of the firm.

Recommendation It is RECOMMENDED that the application of J. P. Electrical Contractors Corp. for certification as a disadvantaged business enterprise be GRANTED. DONE AND ENTERED in Tallahassee, Leon County, Florida, this 30th day of June, 1988. WILLIAM R. DORSEY, JR. Hearing Officer Division of Administrative Hearings The Oakland Building 2009 Apalachee Parkway Tallahassee, Florida 32399-1550 (904) 488-9675 Filed with the Clerk of the Division of Administrative Hearings this 30th day of June, 1988. COPIES FURNISHED: Mr. Mario Avin J. P. Electrical Contractors Corp. 877 Northwest 61st Street Fort Lauderdale, Florida 33309 James W. Anderson, Esquire Department of Transportation Haydon Burns Building, M.S. 58 605 Suwannee Street Tallahassee, Florida 32399-0458 Kaye N. Henderson, Secretary Department of Transportation Haydon Burns Building, M.S. 58 605 Suwannee Street Tallahassee, Florida 32399-0458 Thomas H. Bateman, III General Counsel Department of Transportation Haydon Burns Building, M.S. 58 605 Suwannee Street Tallahassee, Florida 32399-0458

Florida Laws (1) 120.57 Florida Administrative Code (1) 14-78.005
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DEPARTMENT OF BUSINESS AND PROFESSIONAL REGULATION vs MARK N. DODDS, 17-006472 (2017)
Division of Administrative Hearings, Florida Filed:Daytona Beach, Florida Nov. 30, 2017 Number: 17-006472 Latest Update: Dec. 25, 2024
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PINELLAS COUNTY CONSTRUCTION LICENSING BOARD vs HENRY C. ROBERTSON, 94-005080 (1994)
Division of Administrative Hearings, Florida Filed:Clearwater, Florida Sep. 13, 1994 Number: 94-005080 Latest Update: Mar. 30, 1995

The Issue The issue in this case is whether the Pinellas County Construction Licensing Board should discipline the Respondent for alleged willful or deliberate disregard and violation of applicable building codes.

Findings Of Fact The Respondent, Henry C. Robertson, is a certified electrical contractor, holding license number C-2720. In June, 1993, the Respondent was the exclusive electrical contractor for a residential subdivision project in Pinellas County that had been underway since 1991. Altogether, it consisted of several hundred residential units. The Respondent pulled the electrical permits for all of the units in the project. There was a single entrance to the subdivision via security gate. At its end, the entrance road (Arabian Lane) formed a "T" with the other road in the subdivision. By June, 1993, most of the subdivision already was built out. On June 15, 1993, the Respondent called the Board staff for final inspection on one half of a duplex located at 1757 Arabian Lane. When the inspector arrived, electrical work was being done on the other half of the duplex. Neither of the two workers on the job was a master or a journeyman electrician. One declined to answer the inspector's questions and just walked off the jobsite; the other stayed but could not give any information as to the whereabouts of the journeyman. No other workers were in the vicinity, i.e., in either side of the duplex, at adjacent properties, or within sight. Section 7(a) of the Pinellas Countywide Amendments to the National Electrical Code, 1993 Edition, limits the issuance of electrical permits to licensed electrical contractors and provides: "Where any electrical work is being done a master or journeyman electrician shall at all times be present on the job." According to the Respondent's testimony, there was a journeyman electrician somewhere in the subdivision who could have been contacted by the two workers at 1757 Arabian Lane if they needed help or advice. The Respondent himself also visits all jobsites at least once a day. This testimony was not refuted or contradicted. The Board's Chief Electrical Inspector, Joseph Bolesina, testified that, in interpreting Section 7(a) of the Pinellas Countywide Amendments to the National Electrical Code, his office considers each electrical permit issued to define "the job" to which it applies. In the case of 1757 Arabian Lane, each side of the duplex had its own electrical permit. However, he conceded that, if work was in progress on both sides of the duplex, only one master or journeyman would be required for the two permits involved. Neither the Board nor his office has specified any other circumstances under which a single master or journeyman electrician could "at all times be present" at work being done on more than one permit. He testified that, in his view, it would depend on whether the master or journeyman electrician would be readily accessible and available to check work and to help and give advice as necessary. He testified that, in his view, the presence of a master or journeyman electrician "somewhere in the subdivision," rotating between individual jobsites, would not qualify, even if they could be contacted immediately by radio or cellular phone. In this case, neither of the workers was able to contact the journeyman electrician who was supposed to have been available and accessible to them. The Respondent testified that he believed his work methods on June 15, 1993, met the letter and the spirit of the building codes, especially in light of the difficulty he and other electrical contractors have finding and hiring journeymen. He testified that he thought the "job" consisted of all the work going on at the subdivision project, not each individual unit. In August, 1992, the Respondent stipulated to a $150 fine to resolve Board Complaint No. C92-330, alleging a violation of Section 7(a) of the Pinellas Countywide Amendments to the National Electrical Code by a company he qualified (although he was not involved personally in the violation). In that case, the journeyman left the jobsite to get supplies that were short. In May, 1993, the Respondent stipulated to another $150 fine to resolve Board Complaint No. C93-8, alleging another violation by the same company. (Again, the Respondent qualified the company but was not involved personally in the violation). In that case, the journeyman electrician was not due to arrive at work for an hour when the workers were found unloading and stretching out cord in preparation for beginning work without him. In April, 1994, the Board filed Complaint No. C94-96 for another alleged violation, this time by a company the Respondent was operating personally. The Respondent admitted the charges. In that case, the journeyman left the jobsite to get PVC cement. The prior incidents did not raise the identical issue present in this case. However, the Respondent testified that he has had several occasions to discuss with Board staff the subject of compliance with Section 7(a) of the Pinellas Countywide Amendments to the National Electrical Code. While those discussions may not have specified all circumstances under which a single master or journeyman electrician could "at all times be present" at work being done on more than one permit, they should have made it clear to the Respondent that the journeyman electrician at least had to be available and accessible to the workers. In this case, the two workers on the jobsite were unable to tell the inspector where the journeyman was. The Board has published "Guidelines for Disciplinary Action" which provide for a $300 fine as the "typical" penalty for the first "minor" infraction and, for repeat "minor" infractions: an "additional $500 up to three; then mandatory appearance before the Board." The Guidelines also list aggravating and mitigating circumstances which focus on the harm done by the offense, the licensee's efforts to rectify the situation, and whether there is a history of similar offenses by the licensee. They also authorize suspension or revocation and fines "not to exceed $1,000 per count."

Recommendation Based on the foregoing Findings of Fact and Conclusions of Law, it is recommended that the Pinellas County Construction Licensing Board enter a final order: (1) finding the Respondent guilty of willfully or deliberately violating Section 7(a) of the Pinellas Countywide Amendments to the National Electrical Code, as charged; and (2) fining him $500. RECOMMENDED this 13th day of January, 1995, in Tallahassee, Florida. J. LAWRENCE JOHNSTON Hearing Officer Division of Administrative Hearings The DeSoto Building 1230 Apalachee Parkway Tallahassee, Florida 32399-1550 (904) 488-9675 Filed with the Clerk of the Division of Administrative Hearings this 13th day of January, 1995. APPENDIX TO RECOMMENDED ORDER To comply with the requirements of Section 120.59(2), Fla. Stat. (1993), the following rulings are made on the parties' proposed findings of fact: Petitioner's Proposed Findings of Fact. 1.-3. Accepted and incorporated to the extent not subordinate or unnecessary. First sentence, rejected as not proven. (The Respondent does not contend that he is "exempt" but rather that the entire subdivision should be considered a single "job.") Otherwise, accepted and incorporated to the extent not subordinate or unnecessary. Rejected as not proven that he cannot find any journeyman electricians for residential work. (Proven only that the Respondent has had difficulty finding and hiring them.) Respondent's Proposed Findings of Fact. Accepted and incorporated to the extent not subordinate or unnecessary. COPIES FURNISHED: William J. Owens, Executive Director Pinellas County Construction Licensing Board Suite 102 11701 Belcher Road Largo, Florida 34643-5116 Henry C. Robertson Robertson Electrical Services, Inc. 15316 Indian Head Drive Tampa, Florida 33618

Florida Laws (4) 120.52120.54120.56120.565
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DEPARTMENT OF BUSINESS AND PROFESSIONAL REGULATION vs THOMAS JOSEPH PYCHE, SR., D/B/A SUNDANCE HOME REMODELING, INC., 06-001145 (2006)
Division of Administrative Hearings, Florida Filed:Tampa, Florida Apr. 03, 2006 Number: 06-001145 Latest Update: Sep. 28, 2006

The Issue Whether Respondent violated Subsection 489.531(1), Florida Statutes (2003),1 by engaging in the unlicensed practice of electrical contracting, and, if so, what disciplinary action should be imposed.

Findings Of Fact Based on the evidence and testimony of the witnesses presented and the entire record in this proceeding, the following facts are found: At all times material hereto, Respondent was not licensed or had ever been licensed to engage in electrical contracting in the State of Florida. At all times material hereto, Sundance Home Remodeling, Inc., did not possess a certificate of authority to practice as an electrical contractor qualified business. At all times material hereto, Respondent was the sole owner/operator of Sundance Home Remodeling, Inc. Respondent has an occupational carpentry license from Hillsborough County, Florida, and uses the general contractors’ licenses of others. In April 2003, Respondent contracted with Phyllis Price to do the following work at Ms. Price's residence in Riverview, Florida: enclose her back porch, add on a screened room, change the French doors in some of the bedrooms, and install electric ceiling fans, an electric outlet, and an exterior light. On or about April 17, 2003, Respondent contracted with Ms. Price to install and hook up four electric ceiling fans and install one exterior light for $130.00. On or about April 26, 2003, Respondent submitted a proposal to Ms. Price for the installation of one electric outlet at her residence for $25.00. Respondent completed the work that he contracted to do for Ms. Price, including the electrical work. Ms. Price paid Respondent at least $5,240.00 for the work that he performed. Of that amount, Ms. Price paid Respondent a total of $180.00 for the electrical work he performed at her residence. The electrical work contracted and performed by Respondent required a permit. No evidence was presented that, prior to this time, Respondent has been subject to disciplinary action for the unlicensed practice of electrical contracting. The total investigative costs to the Department of Business and Professional Regulation, excluding costs associated with any attorney’s time, was $313.00.

Recommendation Based on the foregoing findings of fact and conclusions of law, it is RECOMMENDED that a final order be entered that (1) finds Respondent not guilty of the charges alleged in Count One of the Administrative Complaint; (2) finds Respondent guilty of the charges in Count Two and Count Three of the Administrative Complaint; (3) imposes on Respondent an administrative fine of $1,000.00 for each violation, for a total administrative fine of $2,000; and (4) assesses Respondent costs of $313.00, for the investigation and prosecution of this case, excluding costs associated with an attorney's time. DONE AND ENTERED this 27th day of July, 2006, in Tallahassee, Leon County, Florida. S CAROLYN S. HOLIFIELD Administrative Law Judge Division of Administrative Hearings The DeSoto Building 1230 Apalachee Parkway Tallahassee, Florida 32399-3060 (850) 488-9675 SUNCOM 278-9675 Fax Filing (850) 921-6847 www.doah.state.fl.us Filed with the Clerk of the Division of Administrative Hearings this 27th day of July, 2006.

Florida Laws (6) 120.569120.57455.2273455.228489.505489.531
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DEPARTMENT OF BUSINESS AND PROFESSIONAL REGULATION vs BRIAN M. HELM, 11-000425 (2011)
Division of Administrative Hearings, Florida Filed:Fort Myers, Florida Jan. 24, 2011 Number: 11-000425 Latest Update: Dec. 25, 2024
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ELECTRICAL CONTRACTORS LICENSING BOARD vs. JOSEPH B. SMITH, 83-000247 (1983)
Division of Administrative Hearings, Florida Number: 83-000247 Latest Update: Jun. 28, 1983

Findings Of Fact The Respondent, Joseph B. Smith is the holder of a registered electrical contractor's license, number ER 0007369, issued by the State of Florida. During the month of May, 1981, the Respondent obtained an electrical permit for work on apartments located at the corner of Stockton and Forbes Streets, in Jacksonville, Florida. The work was contracted for by Ronnie D. Norvelle. Gary Moore performed the electrical work on the project. Neither of these men was employed by or under the supervision of the Respondent. On March 3, 1982, the Construction Trades Qualifying Board for the City of Jacksonville, Florida, directed that a letter of reprimand be placed in the Respondent's permanent record. The basis for the action taken by the Construction Trades Qualifying Board for the City of Jacksonville, Florida, was the violation of Section 950.111(a), Code of Ordinances of the City of Jacksonville.

Recommendation Based upon the foregoing Findings of Fact and Conclusions of Law, it is RECOMMENDED that license number ER 0007369 held by the Respondent, Joseph B. Smith, be revoked. THIS ORDER ENTERED this 28th day of June, 1983, in Tallahassee, Florida. WILLIAM B. THOMAS, Hearing Officer Division of Administrative Hearings 2009 Apalachee Parkway Tallahassee, Florida 32301 (904) 488-9675 Filed with the Clerk of the Division of Administrative Hearings this 28th day of June, 1983. COPIES FURNISHED: Stephanie A. Daniel, Esquire 130 North Monroe Street Tallahassee, Florida 32301 Mr. Joseph B. Smith 6335 Park Street Jacksonville, Florida 32205 Allen R. Smith, Jr., Executive Director Electrical Contractors Licensing Board 130 North Monroe Street Tallahassee, Florida 32301 Fred M. Roche, Secretary Department of Professional Regulation 130 North Monroe Street Tallahassee, Florida 32301

Florida Laws (2) 120.57489.533
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DEPARTMENT OF BUSINESS AND PROFESSIONAL REGULATION, ELECTRICAL CONTRACTORS' LICENSING BOARD vs MICHAEL ELLIS, 14-005400PL (2014)
Division of Administrative Hearings, Florida Filed:Orlando, Florida Nov. 17, 2014 Number: 14-005400PL Latest Update: Jun. 09, 2015

The Issue The issue in this case is whether the Electrical Contractors' Licensing Board should discipline the Respondent for violating section 489.533(1)(a), Florida Statutes (2013),1/ by violating section 455.227(1)(j), which prohibits "[a]iding, assisting, procuring, employing, or advising any unlicensed person or entity to practice a profession contrary to this chapter, the chapter regulating the profession, or the rules of the department or the board."

Findings Of Fact The Respondent, Michael Ellis, is licensed in Florida as an electrical contractor and holds licenses EC0000680 and EC13003559. He has been licensed in Florida since 1986 and has not been disciplined prior to this case. In the summer and fall of 2013, the Respondent was the primary qualifying agent of M. Ellis Electrical, Inc. (Ellis Electrical). In the summer and fall of 2013, Clark Huls was not licensed as an electrical contractor in Florida. In August 2013, Ellis Electrical had a subcontract with Powerhouse, Inc. (Powerhouse), which had a contract with 7-Eleven, Inc. (7-Eleven), for the installation of hot food cabinets at several different 7-Eleven retail locations in Florida. The installation required electrical work (including subpanels, new circuits, outlets, and breakers) and had to be done by a licensed electrical contractor. Someone at Powerhouse referred Huls to the Respondent, and the Respondent hired him to do the installations for $1,400 for each of nine different 7-Eleven jobsites. It was the Respondent's initial intent to hire Huls as a subcontractor. The evidence is disputed and not clear as to exactly what Huls represented to the Respondent about his license status when the Respondent hired him. The evidence is clear that Huls did not provide him with licensure and insurance information at that time and was supposed to provide this information to the Respondent at the first jobsite. The Respondent did not initially check DBPR's website to verify Huls' license status, which was the prudent and appropriate thing for him to have done. The first work performed by Huls for the Respondent was on August 21, 2013. The Respondent was there to supervise and direct the work. Huls did not provide license and insurance information. By this time, the Respondent clearly knew or should have known that Huls was not licensed. At the third installation Huls performed, on August 24, 2013, the Respondent had an employee named Jason Ippolito deliver an employment package to Huls. Huls refused to complete and sign the employment paperwork because it would change the terms of his agreement with the Respondent to be paid $1,400 per jobsite. The Respondent allowed Huls to continue to work on installations while trying to resolve the subcontract/employment issue. In all, Huls completed nine installations between August 21 and September 3, 2013. When Huls asked to be paid $1,400 per jobsite, as originally agreed, the Respondent refused to pay because Huls was not licensed as a subcontractor and refused to complete the paperwork to be paid as an employee. Huls then placed liens on all nine 7-Eleven properties and contacted Powerhouse to be paid. In order to save its relationship with 7-Eleven, Powerhouse paid Huls $5,806 and deducted that amount from what it owed Ellis Electrical. On October 12, 2013, the Respondent filed a DBPR complaint against Huls for subcontracting without a license. DBPR filed an Administrative Complaint against Huls for unlicensed activity. Criminal prosecutions of Huls also were filed and were pending at the time of the final hearing in this case. In mitigation, in addition to his clean record as a long-time licensee, the Respondent presented that he was dealing with his wife's serious health issues during the summer and fall of 2013, which affected his ability to manage his jobsites. In addition, no consumer or member of the public suffered financial harm. Ultimately, the financial harm was borne by the Respondent.

Recommendation Based on the foregoing Findings of Fact and Conclusions of Law, it is RECOMMENDED that the Electrical Contractors' Licensing Board find the Respondent, Michael Ellis, guilty as charged, fine him $1,000, require him to pay reasonable investigative costs, and take two additional hours of continuing education with an emphasis on laws and rules. Jurisdiction is retained for 30 days after the final order to determine reasonable investigative costs if the parties cannot reach an agreement. DONE AND ENTERED this 13th day of March, 2015, in Tallahassee, Leon County, Florida. S J. LAWRENCE JOHNSTON Administrative Law Judge Division of Administrative Hearings The DeSoto Building 1230 Apalachee Parkway Tallahassee, Florida 32399-3060 (850) 488-9675 Fax Filing (850) 921-6847 www.doah.state.fl.us Filed with the Clerk of the Division of Administrative Hearings this 13th day of March, 2015.

Florida Laws (5) 120.57120.68455.227489.129489.533
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