Division of Administrative Hearings, Florida
Filed: Jun. 25, 2008
At issue in this proceeding is whether Petitioner is entitled to registration as an associated person of Brookstone Securities, Inc. ("Brookstone"), either by virtue of the default provision of Subsection 120.60(1), Florida Statutes, or by virtue of the substantive merits of his application.Though his disciplinary history was cause for legitimate concern, Petitioner should be granted registration as an associated person, subject to strict supervisory restrictions.
