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Robert Brian Resnick
Robert Brian Resnick
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96-005112  HELLEN GUTTINGER vs DIVISION OF RETIREMENT  (1996)
Division of Administrative Hearings, Florida Filed: Oct. 31, 1996
The issues are: (1) whether Petitioner may retire and begin receiving retirement benefits at age 60 instead of age 62; (2) whether Petitioner may claim maternity leave in the 1962-1963 and 1965-1966 school years as creditable service; (3) whether Petitioner is entitled to a refund of her retirement contributions for the 1967-1968 and 1968-1969 school years; and (4) whether Petitioner may transfer her membership from the Teachers’ Retirement System (TRS) to the Florida Retirement System (FRS).Petitioner was not entitled to transfer from Texas Retirement System to Florida Retirement System, to a partial refund of her retirement contributions, or to purchase her maternity leave.
95-002637  CITY OF ST. PETERSBURG vs DIVISION OF RETIREMENT AND RUSSELL M. RIZZO  (1995)
Division of Administrative Hearings, Florida Filed: May 24, 1995
The issues in these cases relate to the criteria required of municipal pension plans to qualify for state premium tax monies . Chapters 175 and 185, Florida Statutes, provide for pension plans for firefighters and police officers, and authorize two types of pension plans. "Chapter plans" are created by state law, and "local law plans" are created either by special act of the Legislature or by municipal ordinance. In a series of cases, various municipalities and the LEAGUE OF CITIES have challenged the DIVISION OF RETIREMENT's application of statutory criteria to local law plans. On April 11, 1996, a Final Order was entered in Case No. 95-5089RU finding that the DIVISION's policies in this regard violated Section 120.535, Florida Statutes. The Final Order in case No. 96-5089RU is on appeal to the First District Court of Appeal. On August 6, 1996, a Final Order was entered in consolidated Cases Nos. 96-2724RX, 96-2725RX, 96-2871RU, and 96-2874RU, finding that the DIVISION's policies violated Section 120.56, Florida Statutes. Specifically, the issues in these cases now under consideration, are 1) whether the CITY OF ST. PETERSBURG is entitled to premium tax monies for the 1994 and 1995 calendar years; 2) whether the DIVISION OF RETIREMENT has met the requirements of Section 120.57(1)(b)15, Florida Statutes, and demonstrated that the application of the statutory criteria to local law plans is within the scope of delegated legislative authority; 3) whether the DIVISION's promulgation of proposed rules on July 12, 1996, justifies the DIVISION's withholding of the CITY OF ST. PETERSBURG's premium tax monies for calendar years 1994 and 1995; and, 4) whether the DIVISION has acted in bad faith, thereby entitling the CITY OF ST. PETERSBURG to an award of attorneys fees and costs in this case. The gist of the CITY OF ST. PETERSBURG's Petitions is that the DIVISION is attempting by non-rule policy to impose the same requirements relating to terms, conditions, and benefits on local law plans that the DIVISION requires of chapter plans. Specifically, the alleged non-rule policies of the DIVISION of which the CITY complains are: 1) the definition of "credited service"; 2) the definition of "average final compensation"; 3) the disallowance of a Social Security offset; 4) the interpretation of "disability retirement"; 5) the requirement that all of the CITY's pension plans be in compliance in order to receive state funds; 6) the release of funds to other municipalities not found in compliance; 7) the failure to enforce Rule 60Z-1.004, Florida Administrative Code, which defines "credited service;" and, 8) the application to other municipalities of a declaratory statement issued to the City of Boca Raton. As indicated above, and set forth more fully below, the requirements imposed by the DIVISION OF RETIREMENT for local law plans to receive premium tax monies have been the subject of extensive litigation. In rejecting a challenge to the constitutionality of Chapters 175 and 185, Florida Statutes, the court in City of Orlando v. State Department of Insurance, 528 So.2d 468 (Fla. 1st DCA 1988) stated: Chapters 175 and 185 create a purely voluntary program whereby municipalities may receive state- collected taxes, imposed on property and casualty insurance premiums, with which to fund retirement programs for local police and fire fighters. In exchange for receipt of these funds, the legislature has established certain criteria under which the funds must be operated and managed. Id. at 469. The dispute in these cases again focuses on determining what criteria the legislature has established for the operation and management of such local pension plans in order to establish whether a local plan complies with the statute for purposes of receiving premium tax monies. Petitioner, CITY OF ST. PETERSBURG, and Intervenor, CITIES, take the position that Respondent, DIVISION OF RETIREMENT, has made non-rule policy statements (which are now promulgated as proposed rules), and required compliance therewith, which go beyond the criteria established by the legislature for participation in the program. Petitioner contends that such statements are "rules" under Section 120.52(16), Florida Statutes, that these "rules" violate Section 120.56, Florida Statutes, as invalid exercises of delegated legislative authority, and that the DIVISION is prohibited from applying these policies as justification for withholding premium tax monies. Respondent, DIVISION OF RETIREMENT, takes the position that the policy statements have now been promulgated as proposed rules, that the DIVISION has complied with Section 120.535(5), Florida Statutes, and is authorized to apply the policies of the proposed rules to withhold premium tax monies. The DIVISION further contends that the policy statements (now proposed rules) merely apply the provisions of Chapters 175 and 185, Florida Statutes, as intended by the legislature, and therefore the DIVISION has demonstrated pursuant to Section 120.57(1)(b)15, Florida Statutes, that the policy statements are within delegated legislative authority.City entitled to premium tax monies for fire fighter and police pension funds. Division of Retirements policies are invalid.
95-005089RU  CITY OF ST. PETERSBURG vs DIVISION OF RETIREMENT  (1995)
Division of Administrative Hearings, Florida Filed: Oct. 19, 1995
The ultimate issues in this case are: 1) whether certain agency statements made by the Respondent, DIVISION OF RETIREMENT, regarding the application of the provisions of Chapters 175 and 185, Florida Statutes, to pension plans for municipal fire fighters and police officers are "rules" as defined by Section 120.52(16), Florida Statutes; 2) if so, whether the agency is required to promulgate such "rules" in accordance with Section 120. 535, Florida Statutes; and 3) whether such "rules" constitute an invalid exercise of delegated legislative authority in violation of Section 120.56, Florida Statutes Specifically, the issues in this case relate to the criteria required of municipal pension plans to qualify for state funds. Chapters 175 and 185, Florida Statutes, provide for pension plans for fire fighters and police officers, and authorize two types of pension plans. "Chapter plans" are created by state law, and "local law plans" are created either by special act of the Legislature or by municipal ordinance. The gist of the CITY OF ST. PETERSBURG's Section 120.535 Petition is that the DIVISION is attempting by non-rule policy to impose the same requirements relating to terms, conditions, and benefits on local law plans that the DIVISION requires of chapter plans. Specifically, the alleged non-rule policies of the DIVISION of which the CITY complains are: 1) the definition of "credited service"; 2) the definition of "average final compensation"; 3) the disallowance of a Social Security offset; 4) the interpretation of "disability retirement"; 5) the requirement that all of the CITY's pension plans be in compliance in order to receive state funds; 6) the release of funds to other municipalities not found in compliance; 7) the failure to enforce Rule 60Z-1.004, Florida Administrative Code, which defines "credited service;" and, 8) the application of a declaratory statement issued to the City of Boca Raton to other municipalities. As set forth below, the requirements for local law plans have been the subject of extensive prior litigation. In rejecting a challenge to the constitutionality of these statutes, the Court in City of Orlando v. State Department of Insurance, 528 So.2d 468 (Fla. 1st DCA 1988) stated: Chapters 175 and 185 create a purely voluntary program whereby municipalities may receive state-collected taxes, imposed on property and casualty insurance premiums, with which to fund retirement programs for local police and fire fighters. In exchange for receipt of these funds, the legislature has established certain criteria under which the funds must be operated and managed. Id. at 469. The dispute in this case again focuses on determining what criteria the legislature has established for the operation and management of such local pension plans in order to establish whether a local plan complies with the statute for purposes of receiving state-collected tax funds. Petitioner, CITY OF ST. PETERSBURG, and Intervenors, FLORIDA LEAGUE OF CITIES and CITY OF LARGO, take the position that Respondent, DIVISION OF RETIREMENT, has made non-rule policy statements, and required compliance therewith, which go beyond the criteria established by the legislature for participation in the program. Petitioner contends that such statements violate Section 120.535, Florida Statutes, because the statements constitute unpromulgated rules, and further that such statements violate Section 120.56, Florida Statutes, because the statements constitute invalid exercises of delegated legislative authority. Respondent, DIVISION OF RETIREMENT, takes the position that the statements are not "rules" as defined in Section 120.56(12), Florida Statutes, that even if the statements are "rules" it is not practicable or feasible for the agency to promulgate the statements as rules, and that the statements merely apply the provisions of Chapters 175 and 185, Florida Statutes, as intended by the legislature, and therefore do not violate Section 120.56, Florida Statutes.Non-rule statements requiring compliance for participation in firefighter and police pension funding violated section 120.535.
95-003114  EXCELL TRAVEL CLUB, INC. vs DEPARTMENT OF AGRICULTURE AND CONSUMER SERVICES  (1995)
Division of Administrative Hearings, Florida Filed: Jun. 21, 1995
Whether Petitioner has standing to challenge the action the Department of Agriculture and Consumer Services (Agency), in its May 17, 1995, letter to counsel for Petitioner, has proposed to take with respect to the proceeds of the performance bonds Petitioner has posted with the Agency?Seller of travel lacked standing to challenge DACS decision to distribute to claimants performance bond proceeds DACS had already received from surety.
96-002724RX  CITY OF PALATKA vs DIVISION OF RETIREMENT  (1996)
Division of Administrative Hearings, Florida Filed: Jun. 05, 1996
On April 11, 1996, the undersigned Hearing Officer entered a Final Order in City of St. Petersburg v. Division of Retirement, Case No. 95-5089RU, finding that certain non-rule policies of the DIVISION OF RETIREMENT violated the provisions of Section 120.535, Florida Statutes. In light of legislation being considered by the 1996 Legislature, certain issues asserted by the Petitioner under Section 120.56, Florida Statutes, were not resolved at the time of the entry of the Final Order in Case No. 95-5089RU. The CITY OF PALATKA, the TOWN OF LANTANA, and the CITY OF LARGO (CITIES), Petitioners in the above-referenced consolidated cases now seek a determination that the Respondent, the DIVISION OF RETIREMENT (DIVISION), may not subsequently enforce the non-rule policies which in case No. 95-5089RU were found to be in violation of Section 120.535, Florida AStatutes. Petitioners further seek a determination that such non-rule polices, having been determined to be rules within the meaning of Section 120.52(16), Florida Statutes, are invalid under the provisions of Section 120.56, Florida Statutes.Nonrule policies applying minimum requirements to local firefighter and police pension plans held invalid exercise of delegated authority.
95-000059  GLADYS L. WHALEY vs DIVISION OF RETIREMENT  (1995)
Division of Administrative Hearings, Florida Filed: Jan. 09, 1995
The central issue is whether the Petitioner is entitled to modify her deceased husband's retirement benefit option.Retirement option of decedent can't be modified by surviving wife. No evidence to support finding that decedent couldn't understand his choice.
94-001750  RICHARD A. CASTILLO, JR. vs DIVISION OF RETIREMENT  (1994)
Division of Administrative Hearings, Florida Filed: Apr. 01, 1994
Whether the purported selection of Option 2 for payment of Florida Retirement System disability retirement benefits to Lon Emory Sweely, now deceased, and his beneficiary, the Petitioner, Richard A. Castillo, Jr., was valid and effective.Petitioner tried to use durable family POA under 89 law to choose benefit option for member but wasn't permissible donee. Also, improper notarization.
94-002292  ALBERT F. COOK vs DIVISION OF RETIREMENT  (1994)
Division of Administrative Hearings, Florida Filed: Apr. 26, 1994
The issue to be resolved in this proceeding concerns whether the Petitioner, Albert F. Cook, had a relationship with the Department of Corrections (DOC) at any time during the month of April, 1993, and if so, whether he was eligible to receive a retirement benefit for that month, as well.Petitioner failed to show he had severed employemt relationship during period at issue; thus not entitled to retire on subject date.
93-000164  FERDINAND C. IRRGANG vs DEPARTMENT OF MANAGEMENT SERVICES  (1993)
Division of Administrative Hearings, Florida Filed: Jan. 14, 1993
Whether the Department of Management Services arbitrarily and selectively denied the Petitioner a pay adjustment in 1989 due under the provisions of Rule 60K-2.006(3), Florida Administrative Code. Whether the Petitioner is entitled to a retroactive pay adjustment and retirement benefits adjustments as a remedy for the alleged improper denial of the pay grade adjustment in 1989 pursuant to the provisions of Rule 60K- 2.006(3), Florida Administrative Code.Application of rule not arbitrary; petitioner properly denied "difference pay."
90-007199RE  HUMANE SOCIETY OF THE UNITED STATES vs DIVISION OF PARI-MUTUEL WAGERING  (1990)
Division of Administrative Hearings, Florida Filed: Nov. 15, 1990
The ultimate issue is whether Emergency Rule and Proposed Rule 7E- 1.00613(3) constitute an invalid exercise of delegated legislative authority.Standing. Invalid exercise of delegated authority. Proposed rule contravenes statutory directive and exceeds rulemaking authority.

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