Filed: Jul. 10, 2012
Latest Update: Mar. 26, 2017
Summary: FILED United States Court of Appeals Tenth Circuit July 10, 2012 PUBLISH Elisabeth A. Shumaker Clerk of Court UNITED STATES COURT OF APPEALS TENTH CIRCUIT PRAIRIE BAND POTTAWATOMIE NATION, SIERRA CLUB, WETLANDS PRESERVATION ORGANIZATION, JAYHAWK AUDUBON SOCIETY, SAVE THE WAKARUSA WETLANDS, INC., KANSAS UNIVERSITY ENVIRONS, and ECOJUSTICE, Plaintiffs - Appellants, v. No. 11-3000 FEDERAL HIGHWAY ADMINISTRATION, J. MICHAEL BOWER, in his official capacity as Division Administrator, Federal Highway A
Summary: FILED United States Court of Appeals Tenth Circuit July 10, 2012 PUBLISH Elisabeth A. Shumaker Clerk of Court UNITED STATES COURT OF APPEALS TENTH CIRCUIT PRAIRIE BAND POTTAWATOMIE NATION, SIERRA CLUB, WETLANDS PRESERVATION ORGANIZATION, JAYHAWK AUDUBON SOCIETY, SAVE THE WAKARUSA WETLANDS, INC., KANSAS UNIVERSITY ENVIRONS, and ECOJUSTICE, Plaintiffs - Appellants, v. No. 11-3000 FEDERAL HIGHWAY ADMINISTRATION, J. MICHAEL BOWER, in his official capacity as Division Administrator, Federal Highway Ad..
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FILED
United States Court of Appeals
Tenth Circuit
July 10, 2012
PUBLISH Elisabeth A. Shumaker
Clerk of Court
UNITED STATES COURT OF APPEALS
TENTH CIRCUIT
PRAIRIE BAND POTTAWATOMIE
NATION, SIERRA CLUB,
WETLANDS PRESERVATION
ORGANIZATION, JAYHAWK
AUDUBON SOCIETY, SAVE THE
WAKARUSA WETLANDS, INC.,
KANSAS UNIVERSITY ENVIRONS,
and ECOJUSTICE,
Plaintiffs - Appellants,
v. No. 11-3000
FEDERAL HIGHWAY
ADMINISTRATION, J. MICHAEL
BOWER, in his official capacity as
Division Administrator, Federal
Highway Administration; KANSAS
DEPARTMENT OF
TRANSPORTATION,
Defendants - Appellees.
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF KANSAS
(D.C. NO.08-CV-02534-KHV-DJW)
David Prager III (Robert V. Eye with him on the briefs) Kauffman & Eye,
Topeka, Kansas, for Appellants.
Eldon Shields, Gates, Shields & Ferguson, P.A., Overland Park, Kansas, for
Appellee Kansas Department of Transportation.
Ellen J. Durkee, Environmental & Natural Resources Division (Ignacia S.
Moreno, Assistant Attorney General, and Maureen Rudolph, Attorney,
Environmental & Natural Resources Division, and Barry R. Grisson, United
States Attorney, and Jackie A. Rapstine, Assistant United States Attorney, District
of Kansas) United States Department of Justice, Washington, DC, for Appellees J.
Michael Bower and Federal Highway Administration.
Before LUCERO, SEYMOUR, and TYMKOVICH, Circuit Judges.
TYMKOVICH, Circuit Judge.
The Plaintiffs-Appellants challenge the Federal Highway Administration’s
selection of a route for the South Lawrence Trafficway, a proposed highway
project in the city of Lawrence, Kansas. Appellants claim two aspects of the
Highway Administration’s decision render it arbitrary and capricious under the
Administrative Procedure Act. First, Appellants claim the environmental impact
statement supporting the decision runs afoul of the National Environmental Policy
Act and Department of Transportation noise analysis regulations. Second,
Appellants claim the Highway Administration’s analysis under the section of the
Department of Transportation Act that protects historic sites, including property
associated with Haskell Indian Nations University, improperly concluded there
was no “feasible and prudent alternative” to the selected route.
Finding no fatal flaws in the environmental impact statement or the
prudence analysis, we AFFIRM the judgment of the district court.
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I. Background
For over two decades, the citizens of Lawrence, Kansas and other interested
parties have debated the merits of the South Lawrence Trafficway (SLT), a
highway project designed to link state highway K-10 and Interstate 70 around the
southern periphery of Lawrence. The SLT would allow traffic to bypass surface
streets running through busy south Lawrence, thereby relieving traffic congestion
and improving motorist safety. A western segment of the SLT was built many
years ago, but the remaining portion has been stalled.
The Appellants are a diverse collection of interested entities including the
Prairie Band Pottawatomie Nation, the Sierra Club, the Wetlands Preservation
Organization, the Jayhawk Audubon Society, Save the Wakarusa Wetlands, Inc.,
the Kansas University Environs, and Ecojustice. They seek to prevent injury to
environmental, cultural, and historical values that may be affected by the SLT.
The Defendants-Appellees include the Federal Highway Administration
(FHWA), the Kansas Department of Transportation (KDOT), and the official
heads of those agencies. Another government entity, the United States Army
Corps of Engineers, was involved in several aspects of the approval but was not a
named defendant. Because the specific identities of these government bodies are
not significant for the purposes of the legal challenges brought here, we will refer
to them collectively as “the government.”
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The route of the SLT is near several historical and environmental features.
The Wakarusa River floodplain lies directly south of Lawrence. One potential
route for the highway skirts the northern edge of the floodplain. This route would
pass directly through the Haskell Agricultural Farm Property, a historic site
eligible for listing on the National Register of Historic Places. The Haskell Farm
was historically used for agricultural-education purposes by the Haskell Indian
Nations University. The northern portion of the Haskell Farm, called the Upper
Fields, contains several historic and cultural features, while the southern portion,
called the Baker Wetlands, is an environmentally-sensitive area within the
floodplain supporting various plant and animal life. The Upper Fields and Baker
Wetlands are currently separated by a surface street, 31st Street.
A less direct route for the SLT along the southern edge of the Wakarusa
floodplain, further away from Lawrence, would avoid directly affecting the
Haskell Farm. It would, however, cost more to build due to increased length and
the need to bridge the floodplain and river. It would also require motorists to
drive a more circuitous route.
In selecting a route for the SLT, the government engaged in a multi-step
evaluation process. Starting with an initial list of 27 identified options, the
government selected 12 for detailed analysis. The government considered several
factors, including encroachment on wetlands, increased noise on the Haskell
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Farm, cost, and the extent to which each alternative achieved the project’s goals
of traffic congestion relief and increased safety.
After additional analysis, the government selected two finalists—the 32nd
Street Alignment B Alternative (32B), and the 42nd Street Alignment A
Alternative (42A)—plus a required “no action” alternative as a point of
comparison. Alternative 32B took a direct route through the Haskell Farm, but
incorporated mitigation measures to lessen the impact on the Farm, which
included sound barriers and the relocation of 31st Street and other nearby surface
roads. Alternative 42A took a longer route south of the floodplain, avoiding the
Farm.
The government ultimately selected alternative 32B, and issued its
preliminary decision in a draft environmental impact statement (EIS). After a
public notice-and-comment period, the government issued a final EIS and record
of decision formally adopting Alternative 32B. The government determined that
42A was not a prudent alternative due to several factors that cumulatively
amounted to a problem of extraordinary magnitude.
After the government issued its final decision, Appellants proposed an
additional alternative, which they dubbed “42C.” Alternative 42C resembled a
route along the 42nd Street alignment that the government had eliminated at a
relatively early stage in the evaluation process. Appellants presented their own
analysis showing that 42C would achieve a significant cost benefit over 42A, and
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urged the government to reconsider its decision. Despite having already issued a
final EIS, the government considered and rejected 42C, explaining that sharp
curves in the route rendered it unacceptable from a safety standpoint.
Appellants then challenged the government’s decision in the court below,
bringing claims under the Administrative Procedure Act (APA), the National
Environmental Policy Act (NEPA), and section 4(f) of the Department of
Transportation Act. The district court rejected all of Appellants’ claims, and
Appellants appealed.
II. Environmental Impact Statement Challenge
Appellants first claim the government’s adoption of the EIS did not comply
with NEPA, and therefore was arbitrary and capricious. Appellants identify four
flaws in the EIS: (1) the noise analysis failed to adhere to United States
Department of Transportation regulations; (2) the government should not have
rejected Alternative 42C; (3) the cost analysis underestimated the costs for 32B;
and (4) the safety analysis used incorrect safety criteria.
Our review of the statutory and administrative claims is de novo:
We review NEPA claims under the APA independently, giving no
particular deference to the district court’s review of an agency
action. As with other challenges arising under the APA, we review
an agency’s NEPA compliance to see whether it is arbitrary,
capricious, an abuse of discretion, or otherwise not in accordance
with law. In the context of a NEPA challenge, an agency’s decision
is arbitrary and capricious if the agency (1) entirely failed to consider
an important aspect of the problem, (2) offered an explanation for its
decision that runs counter to the evidence before the agency, or is so
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implausible that it could not be ascribed to a difference in view or
the product of agency expertise, (3) failed to base its decision on
consideration of the relevant factors, or (4) made a clear error of
judgment.
Forest Guardians v. U.S. Fish & Wildlife Serv.,
611 F.3d 692, 710–11 (10th Cir.
2010).
“Deficiencies in an EIS that are mere ‘flyspecks’ and do not defeat NEPA’s
goals of informed decisionmaking and informed public comment will not lead to
reversal.” New Mexico ex rel. Richardson v. BLM,
565 F.3d 683, 704 (10th Cir.
2009). Furthermore, even if an agency violates the APA, its error does not
require reversal unless a plaintiff demonstrates prejudice resulting from the error.
APA § 706 (“[D]ue account shall be taken of the rule of prejudicial error.”); see
New Mexico ex rel. Richardson, 565 F.3d at 708. Importantly, “[a] presumption
of validity attaches to the agency action and the burden of proof rests with the
appellants who challenge such action.” New Mexico ex rel. Richardson, 565 F.3d
at 704.
With this standard of review in mind, we turn to the four EIS deficiencies
claimed by the Appellants.
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A. Noise Analysis
1. Legal Framework
Federal law requires the Secretary of Transportation to “develop and
promulgate standards for highway noise levels compatible with different land
uses.” 23 U.S.C. § 109(i). This requirement is implemented by federal
regulations establishing a three-stage noise analysis process that FHWA must
follow for new highway projects. See 23 C.F.R. § 772.
First, FHWA must determine whether a proposed project will result in
“traffic noise impacts.” § 772.11(a). “Traffic noise impacts” are defined as noise
levels that approach or exceed a defined limit listed in the regulations, or that
create a substantial noise increase over existing noise levels. See § 772.5; tbl. 1.
The defined limit varies depending on the land use; for example, hotels and
offices have higher limits than residential areas. See id. To determine whether
traffic noise impacts will occur requires FHWA to determine existing noise
levels, predict future noise levels for each alternative under consideration, and
compare the existing and predicted noise levels. 1 See § 772.11.
Second, if FHWA determines that a project will create traffic noise
impacts, “noise abatement shall be considered and evaluated for feasibility and
1
Specifically, the regulations state: “The highway agency shall determine
and analyze expected traffic noise impacts. . . . For projects on existing
alignments, predict existing and design year traffic noise impacts.” § 772.11(a).
“The analysis of traffic noise impacts shall . . . validate predicted noise level [sic]
through comparison between measured and predicted levels.” § 772.11(d).
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reasonableness.” § 772.13(a). Before adopting a record of decision, FHWA must
identify and document “(1) Noise abatement measures which are feasible and
reasonable, and which are likely to be incorporated in the project; and (2) Noise
impacts for which no noise abatement measures are feasible and reasonable.”
§ 772.13(g).
Third, FHWA may not “approve project plans and specifications unless
feasible and reasonable noise abatement measures are incorporated into the plans
and specifications.” § 772.13(h). The final approval of plans and specifications
is a separate decision from the adoption of a record of decision and, in this case,
has not yet occurred.
2. Relevant Facts
The EIS includes the results of a noise impact analysis conducted by a
government contractor. The contractor first measured existing noise levels at
various points on the Haskell Farm and surrounding areas. The contractor then
used computer modeling to forecast what noise levels would be in the year 2025
for each alternative with and without mitigating sound barriers, using 2025
vehicle traffic projections provided by KDOT. The results showed that
Alternative 32B had a very significant impact on noise levels on the Haskell Farm
without mitigation measures. But when sound barriers were included in the
modeling, 32B had less noise impact than the “no action” and 42A alternatives,
because those alternatives involved increased traffic on existing surface streets.
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The parties dispute whether the EIS adequately compared future noise
levels to existing levels. Appellants point to a sentence in the government’s
Traffic Noise Analysis Summary that suggests a comparison was not made, and a
direct comparison of existing and predicted noise levels does not appear in the
body of that document, in the EIS, or in the 4(f) analysis. The government,
however, points to some data tables in the record that it claims include the
relevant comparison. The record is somewhat unclear as to whether these data
constitute a full or only partial comparison of existing and predicted noise levels,
and whether the government actually “validate[d] predicted noise level [sic]
through comparison between measured and predicted levels” as required.
§ 772.11(d).
3. Discussion
Even assuming the government’s analysis did not adequately compare
existing and predicted noise levels, any error was harmless. The effect of the first
stage of a § 772 analysis is only to determine whether there will be noise impacts.
If there will be noise impacts, then the government is required to proceed to stage
two and consider noise abatement measures. Here, the government in fact found
there would be noise impacts, and continued to stage two. At stage two, the
government conducted the correct analysis; that is, it identified “[n]oise
abatement measures which are feasible and reasonable, and which are likely to be
incorporated in the project.” § 772.13(g). Because any error at stage one did not
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actually prevent the government from proceeding to stage two, and because the
analysis at stage two was conducted correctly, we see no possible harm.
The Appellants argue unpersuasively that we should not engage in a
harmlessness analysis where the claim of error is procedural. Appellants are
correct that, in some instances, a harmlessness analysis can be inappropriate. For
example, when an agency fails “substantively to consider the environmental
ramifications of its actions in accordance with NEPA,” Catron County Bd. of
Comm’rs v. U.S. Fish & Wildlife Serv.,
75 F.3d 1429, 1433 (10th Cir. 1996), we
will not uphold the agency’s decision on the grounds that it might have made the
same decision even without the error; otherwise, NEPA would be a near-toothless
environmental safeguard.
Here, however, we know for a certainty that additional noise analysis could
not have altered the outcome because, despite the potential flaw, the government
determined there would be noise impacts and correctly proceeded to identify
likely noise abatement measures. That is all the government was required to do at
that point in the decisionmaking process, as it had not yet approved the project’s
final “plans and specifications” at the third stage of the § 772 analysis. Thus, the
Appellants cannot “show they were prejudiced” as required by APA § 706. Bar
MK Ranches v. Yuetter,
994 F.2d 735, 740 (10th Cir. 1993).
Appellants also argue the error was material because the noise analysis was
used not only for purposes of the § 772 analysis, but also played a role in
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selecting 32B over the other alternatives. But, in weighing the relative merits of
each alternative, the government did compare the predicted noise levels against
each other. The error Appellants identify—failure to compare predicted noise
levels to existing noise levels—would not have affected this relative comparison
of the alternatives. Thus, any error was harmless.
Separately, Appellants claim the noise analysis was deficient in its
geographic scope. Appellants briefly make this argument in very general terms in
their opening brief, but only develop it in detail in their reply brief. Even there,
Appellants cite no specific legal authority for the proposition that the government
was required to consider a larger geographic area than it actually did.
“Setting the boundaries of the region to be analyzed involved technical and
scientific judgments within the [government’s] area of expertise.” San Juan
Citizens Alliance v. Stiles,
654 F.3d 1038, 1057 (10th Cir. 2011). The applicable
regulations, quite apart from requiring a noise analysis along the entire length of
the proposed project, specifically state that “a highway agency shall give primary
consideration to exterior areas where frequent human use occurs.” 23 C.F.R.
§ 772.11. Additionally, the regulations specifically exempt “developed lands that
are not sensitive to highway traffic noise,” § 772.11(c)(vi), and “undeveloped
lands,” § 772.11(c)(vii), from noise impact analyses under most circumstances.
Here, the noise analysis focused on the sensitive areas in and around the
Haskell Farm. As the government points out, most of the remaining land along
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routes 32B and 42A is undeveloped. Appellants allege for the first time in their
reply brief that the government “failed to consider 32B’s noise impacts on the
nearby noise-sensitive Prairie Park and Nature Center and city homes east of the
Haskell Farm.” Aplt. Reply Br. at 8. Appellants, however, have not laid a
sufficient factual basis on the record for us to conclude that the government’s
decision to restrict the noise analysis to the Haskell Farm was arbitrary and
capricious. To the contrary, as far as the record shows, that decision, made
pursuant to public comment on the project, was entirely reasonable. To find
otherwise would be to engage in “flyspeck[ing]” the noise analysis based on
factual allegations outside the record. New Mexico ex rel. Richardson, 565 F.3d
at 704. This we may not do.
Accordingly, we find the government’s noise analysis did not violate the
APA.
B. Alternative 42C
Next, Appellants claim the government erred by eliminating alternative 42C
from consideration during the evaluation process and failing to reconsider this
alternative at the Appellants’ request.
1. Legal Standards
Before commencing in-depth analyses of EIS alternatives, agencies engage
in scoping—“an early and open process for determining the scope of issues to be
addressed and for identifying the significant issues related to a proposed action.”
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40 C.F.R. § 1501.7. An agency need not “analyze the environmental
consequences of alternatives it has in good faith rejected as too remote,
speculative, or . . . impractical or ineffective.” Colo. Envtl. Coal. v. Dombeck,
185 F.3d 1162, 1174 (10th Cir. 1999) (quoting All Indian Pueblo Council v.
United States,
975 F.2d 1437, 1444 (10th Cir. 1992)).
In reviewing an agency’s choice of which alternatives to eliminate at the
scoping stage, we apply “[t]he rule of reason.” Custer County Action Ass’n v.
Garvey,
256 F.3d 1024, 1040 (10th Cir. 2001) (quoting Am. Rivers v. Fed. Energy
Reg. Comm’n,
201 F.3d 1186, 1200 (9th Cir. 2000)). We also bear in mind that
“an agency need not consider an alternative unless it is significantly
distinguishable from the alternatives already considered.” New Mexico ex rel.
Richardson, 565 F.3d at 708–09.
2. Relevant Facts
At the earliest stage of project planning, the government developed five
concept corridors for the SLT. One of these concept corridors was the 42nd
Street corridor, which passed west of an S-curve in the Wakarusa River, at its
narrowest point, and continued south of the floodplain.
During the scoping process, the government developed 12 potential
alignments along the five concept corridors for detailed review. Two of the 12
remaining alignments were along the 42nd Street corridor: alternatives 42A and
42B. Although these two alternatives mostly followed the path of the 42nd Street
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concept corridor, they passed east of the S-curve in the Wakarusa River instead of
west.
The government admits that early in the scoping process it also considered
an alternative along the 42nd Street alignment that would have passed west of the
S-curve, but this alternative (along with several others) was eliminated due to
safety concerns and thus was not included in the final 12. Later, the government
narrowed the alternatives down to 32B and 42A, which were analyzed in further
detail. Finally, the government selected 32B as its preferred alternative.
The details about the concept corridors and the 12 alternatives were
disclosed in the draft EIS that the government issued in September 2002.
Appellants participated in the public comment process, but at that time did not
propose an alternate route along the 42nd Street corridor.
After the final EIS was released, the Appellants submitted a new alternative
that they refer to as 42C. This alternative would cross the Wakarusa River west
of the S-curve as envisioned by the original 42nd Street concept corridor.
Appellants allege 42C would result in $17 million in savings relative to 42A
because it would use multiple short bridges instead of a single long bridge to
cross the floodplain.
The government determined that the 42C alignment, as proposed by
Appellants, encroached upon Lawrence park and public school properties, failed
to provide a safe approach to bridges, and failed to properly align with the
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proposed K-10 interchange. Nonetheless, the government developed a modified
version of alternative 42C that remedied these problems.
The government then considered and rejected the modified route. In a
letter to Appellants, the government explained that 42C “would increase traffic
accident risks due to increased curvature of the road” and due to ramping up and
down between the multiple bridges. App. at 1014. In addition, the government
determined that the cost savings from 42C would be only about $5 million, not
the $17 million Appellants claimed. Thus, alternative 42C would still be
significantly more expensive than alternative 32B.
Appellants protested that the government’s modifications to alternative 42C
were deliberately designed to sabotage the proposal. The government responded
that it was “satisfied that the [modified] alignment . . . is reasonable and that it
reflects appropriate roadway design.” App. at 976.
3. Discussion
The government did not act arbitrarily and capriciously in failing to include
alternative 42C, or a similar route passing west of the S-curve, in the group of 12
alternatives selected for detailed consideration. At the start of a highway project
like the SLT, there are numerous possible routes. By necessity, an agency must
select a certain number of routes for serious study and eliminate the rest without
detailed analysis. Thus, absent a showing of bad faith, we review an agency’s
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selection of alternatives only for reasonableness. See Custer County Action
Ass’n, 256 F.3d at 1040.
Here, the government did not act unreasonably or in bad faith in its
selection of alternatives. The government selected alternatives 42A and 42B after
conducting an “early and open” scoping process in conformity with NEPA-
implementing regulations. 40 C.F.R. § 1501.7. Although alternatives 42A and
42B differed somewhat from the 42nd Street concept corridor, the very notion of
a “concept” implies that some changes will be made as plans progress.
Alternatives 42A and 42B did not differ significantly from the concept corridor in
terms of basic function; all three went south around the floodplain, avoiding the
Haskell Farm but requiring a longer route. Although the concept corridor may
have been marginally less expensive, it was also more dangerous due to the road
curvature required. Most significantly for NEPA purposes, there is no evidence
that the concept corridor would have been significantly different than 42A and
42B in its environmental impact.
To the extent Appellants argue the government erred in not giving
sufficient consideration to their 42C proposal, we note that Appellants did not
propose alternative 42C until after the government issued its final EIS.
Appellants do not explain why they did not propose this route during the scoping
process or during the public comment period for the draft EIS. Despite
Appellants’ late proposal, the government considered their proposal and offered a
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reasoned explanation of why it was inferior to the chosen alternative. Appellants
argue that the government’s safety analysis for alternative 42C was inadequate,
but given the timing of their proposal, the government arguably went above and
beyond what was required.
The government’s decision was not arbitrary and capricious. If Appellants
intended a more robust review of alternative 42C’s safety, they could have
proposed that route before the EIS was finalized.
C. Alternative 32B Cost Analysis
Appellants next argue that the government significantly underestimated
construction costs for alternative 32B.
This argument, based on a single footnote in the EIS, warrants only a brief
discussion. The footnote in question relates to Table 2-18 of the EIS, which
shows estimated construction, operation, and maintenance costs for the 32B, 42A,
and no-action alternatives. One of the cost items listed is “mitigation.” For
alternative 32B, mitigation costs are listed at $18.6 million, with a footnote call
appended. The footnote reads: “Mitigation cost for [alternative 32B] includes
relocation of 31st Street, Haskell Avenue and Louisiana Street, as well as noise
walls and additional landscaping.” App. at 551 n.11. Appellants interpret this
footnote to mean that the $18.6 million figure only includes the costs listed in the
footnote, erroneously excluding an additional $10 million in wetlands mitigation
costs.
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Although Appellants’ interpretation is perhaps plausible when the footnote
is read in isolation, it is obviously incorrect when read in conjunction with other
sections of the EIS. Specifically, the portion of the EIS entitled Environmental
Consequences has a subsection specifically addressing wetland mitigation for the
32nd Street corridor. There, a table totaling the costs for 32B includes wetland
mitigation measures as well as other measures and lists the total cost as $18.6
million. See App. at 665.
Thus, we are unconvinced that the government erroneously omitted
wetlands mitigation costs from its consideration of alternative 32B. 2
D. Safety Criteria
Finally, Appellants complain briefly that the EIS used the wrong vehicle
accident rate metric to calculate the relative safety of each alternative. The EIS’s
purpose and need statement used accidents per million vehicle miles driven, but
the EIS’s safety analysis used accidents per year. The substantive difference
between the two metrics is that accidents per million vehicle miles driven cancels
out accident increases created solely by increased highway length, while accidents
per year does not. Appellants claim the use of the latter metric in the safety
analysis was erroneous given that the former metric was used to define the
project’s purpose and need.
2
Although we find the government did not omit these costs from its NEPA
analysis, the government admits that it did erroneously omit some costs from its
section 4(f) analysis. We address this issue separately below.
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We find the EIS’s use of accidents per year instead of accidents per million
vehicle miles was not arbitrary and capricious. We “are not in a position to
decide the propriety of competing methodologies in the transportation analysis
context, but instead, should determine simply whether the challenged method had
a rational basis and took into consideration the relevant factors.” Comm. to Pres.
Boomer Lake Park v. Dep’t of Transp.,
4 F.3d 1543, 1553 (10th Cir. 1993).
Appellants do not explain why accidents per year lacks a rational basis for NEPA
purposes. To us, the total number of accidents that will be caused (or avoided)
each year appears a reasonable safety metric, and Appellants do not attempt to
convince us otherwise.
We note that there is no inherent inconsistency in using accidents per year
to evaluate safety, while also using accidents per million vehicle miles as a
minimum standard under the purpose and need of the project. The two analyses
actually served somewhat different purposes; the safety analysis accounted for
accidents avoided due to decreased use of more-dangerous surface streets in
Lawrence, while the purpose and need standard considered only the safety of the
highway itself, which had to meet or exceed the state average for highways in
Kansas. Significantly, Appellants do not claim that alternative 32B would
actually fail to meet the purpose and need statement’s minimum standard.
Thus, we reject Appellants’ claim that the government failed to rigorously
and objectively evaluate road safety.
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* * *
In sum, the Appellants have failed to demonstrate that the EIS rendered the
government’s selection of Alternative 32B arbitrary and capricious.
III. Section 4(f) Challenge
Section 4(f) of the Department of Transportation Act prevents highway
construction on or near historic properties unless the government determines that
there is no feasible and prudent alternative. Appellants claim the government’s
determination that alternative 42A was not a prudent alternative was arbitrary and
capricious.
A. Legal Framework
We review an agency’s section 4(f) analysis de novo under the APA.
Courts hearing a section 4(f) challenge generally engage in a three-step inquiry:
First, the reviewing court is required to decide whether the Secretary
acted within the scope of his authority under § 4(f). In this initial
inquiry, we must be able to find that the Secretary could have
reasonably believed that in this case there are no feasible alternatives
or that alternatives do involve unique problems.
* * *
Second, the court must decide whether the Secretary’s ultimate
decision was arbitrary, capricious, an abuse of discretion or
otherwise not in accordance with law. This inquiry involves
determining whether the [Secretary’s] decision was based on a
consideration of the relevant factors and whether there has been a
clear error of judgment.
* * *
Finally, the Supreme Court instructs reviewing courts to determine
whether the Secretary’s action followed the necessary procedural
requirements.
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Boomer Lake Park, 4 F.3d at 1549 (quoting Citizens to Pres. Overton Park, Inc.
v. Volpe,
401 U.S. 402 (1971)).
Here, however, Appellants do not attack the government’s 4(f) analysis
along all three fronts. Instead, Appellants argue that the government’s evaluation
of several factors under section 4(f), and its ultimate conclusion that those factors
in combination rendered alternative 42A imprudent, were arbitrary. 3
Section 4(f) of the Department of Transportation Act enacts “the policy of
the United States Government that special effort should be made to preserve the
natural beauty of the countryside and public park and recreation lands, wildlife
and waterfowl refuges, and historic sites.” 49 U.S.C. § 303(a). In furtherance of
this policy, section 4(f) allows the Secretary of Transportation to approve a
transportation project that requires the “use” of historic sites “only if . . . there is
no prudent and feasible alternative to using that land; and . . . the program or
project includes all possible planning to minimize harm to the . . . historic site
resulting from the use.” § 303(c).
Section 4(f)’s implementing regulations translate this broad directive into
specific agency guidance. The regulations define the term “use” to include both
3
Appellants do not argue that the government considered the wrong
factors in reaching its decision (with the exception of one factor, the “net benefit”
32B provides to the Haskell Farm). Thus, we will assume any factors the
government considered that are not explicitly listed in the relevant regulations are
nonetheless appropriate under the catch-all category of “other unique problems or
unusual factors.” 23 C.F.R. § 774.17.
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physical disturbance and “constructive use.” 23 C.F.R. § 774.17. A constructive
use can encompass significant noise level increases. See § 774.15(e)(1). Here,
the parties agree that alternative 32B would result in a direct “use” of the Haskell
Farm, while alternative 42A would not.
The regulations describe a “prudent avoidance alternative” as one that
“avoids using Section 4(f) property and does not cause other severe problems of a
magnitude that substantially outweighs the importance of protecting the Section
4(f) property.” § 774.17. The regulations also specify:
(3) An alternative is not prudent if:
(i) It compromises the project to a degree that it is
unreasonable to proceed with the project in light of its stated
purpose and need;
(ii) It results in unacceptable safety or operational problems;
(iii) After reasonable mitigation, it still causes:
(A) Severe social, economic, or environmental impacts;
(B) Severe disruption to established communities;
(C) Severe disproportionate impacts to minority or low
income populations; or
(D) Severe impacts to environmental resources protected
under other Federal statutes;
(iv) It results in additional construction, maintenance, or
operational costs of an extraordinary magnitude;
(v) It causes other unique problems or unusual factors; or
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(vi) It involves multiple factors in paragraphs (3)(i) through
(3)(v) of this definition, that while individually minor,
cumulatively cause unique problems or impacts of
extraordinary magnitude.
Id. (emphasis added). Here, the government relied on the cumulative impact of
several different factors in finding that alternative 42A was imprudent.
The first major case examining section 4(f) was the landmark Supreme
Court case Citizens to Preserve Overton Park, Inc. v. Volpe,
401 U.S. 402 (1971).
While requiring a rigorous review of agency decisions, the Supreme Court
recognized that such decisions are “entitled to a presumption of regularity,” id. at
415, and that reviewing courts are “not empowered to substitute [their] judgment
for that of the agency,” id. at 417.
More recently, our circuit and others following Overton Park have
emphasized the discretion agencies exercise in conducting 4(f) analyses,
particularly in determining the prudence of alternatives. Our leading case is
Committee to Preserve Boomer Lake Park v. Department of Transportation,
4
F.3d 1543 (10th Cir. 1993), in which we evaluated the application of the 4(f)
factors to a highway proposal through a state park. In that case, the city of
Stillwater, Oklahoma desired to build a new road to replace a one-lane bridge
across Boomer Lake that previously had been demolished for safety reasons. See
id. at 1547. The city’s preferred alternative was a four-lane causeway passing in
a straight line over a southern portion of the lake. The avoidance alternative was
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a four-lane surface road routed around the southern end of the lake, avoiding the
use of parkland. See id. at 1548. FHWA found the avoidance alternative was
imprudent based on the cumulative effect of several problems, including
construction costs, user costs, increased traffic congestion, unsafe curves, a
longer route, disruption to existing intersections, and increased residential and
commercial relocations. See id. at 1550. FHWA also rejected the “no-action”
alternative, finding it failed to meet the purpose and need of the project. As a
result, FHWA approved the city’s preferred alternative.
In affirming FHWA’s 4(f) analysis, we recognized, “the Secretary acted
within the scope of his authority and could reasonably have believed the
alternatives involved unique problems which rendered them imprudent.” Id.
Importantly, we recognized the legitimacy of imprudence determinations based on
multiple factors. We found that “[a]lthough none of the[] factors alone is clearly
sufficient justification to reject the alternatives in this case, their cumulative
weight is sufficient to support the Secretary’s decision.” Id.; see also Concerned
Citizens Alliance, Inc. v. Slater,
176 F.3d 686, 703 (3d Cir. 1999) (“[A]n
accumulation of smaller problems that, standing alone, would not individually
constitute unique problems may together comprise sufficient reason for rejecting
an alternative as imprudent.”).
We also rejected the appellant’s argument that the Secretary erred in failing
to evaluate a two-lane causeway alternative, noting that “the Secretary’s
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obligation under § 4(f) is to examine enough alternatives ‘to permit a sound
judgment that the study of additional [alternative routes] is not worthwhile,’”
Boomer Lake Park, 4 F.3d at 1551 (alteration in original) (quoting Eagle Found.,
Inc. v. Dole,
813 F.2d 798, 807 (7th Cir. 1987)), and that the Secretary’s
“decision concerning which alternatives to consider is necessarily bound by a rule
of reason and practicality,” id. See also Safeguarding the Historic Hanscom
Area’s Irreplaceable Resources, Inc. v. F.A.A.,
651 F.3d 202, 210–11 (1st Cir.
2011) (“This was a judgment call—and one that fell within the purview of the
[agency’s] expertise.”). We recognized that “[w]e are instructed to conduct a
careful and searching inquiry into the facts, but once we are satisfied the
Secretary took a ‘hard look’ at the relevant factors, we are not to substitute our
judgment for that of the agency.” Boomer Lake Park, 4 F.3d at 1551.
B. Discussion
The government found alternative 42A was imprudent based on the
cumulative impact of the following seven factors: (1) 42A does not meet the
purpose and need for the project as well as 32B; (2) 42A costs significantly more
than 32B; (3) 42A has greater environmental and development-related impacts on
the Wakarusa floodplain; (4) 42A would accelerate urban development south of
the Wakarusa River; (5) 42A would have a greater overall impact on the Haskell
Farm than 32B, due to the indirect impact of increased traffic near the Farm; (6)
42A has other negative environmental impacts; and (7) 32B, unlike 42A, results
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in a “net benefit” to the Haskell Farm, due to the rerouting of a road that currently
runs through the Farm and the installation of sound barriers.
Appellants argue the government’s analysis of each of these factors was
arbitrary. Appellants also argue that the seventh factor—the “net benefit” to the
Haskell Farm—was an impermissible factor for the government to consider under
section 4(f).
1. Purpose and Need of the Project
The government determined that alternative 42A would not meet the
project’s purpose and need as well as alternative 32B for two reasons. First, it
would divert less traffic from Lawrence city streets due to its more circuitous
route, and, second, it would result in more car accidents. Appellants dispute the
government’s conclusion, citing their own calculation, based on data in the EIS,
that 42A would relieve more total traffic than 32B. The government, however,
explains that the relevant congestion relief measure is not total traffic reduction in
Lawrence, but rather relief of east-west congestion along 23rd Street. On this
measure, 32B better relieves congestion.
The government’s conclusion in this regard is reasonable and is entitled to
deference. “Courts are not in a position to decide the propriety of competing
methodologies in the transportation analysis context, but instead, should
determine simply whether the challenged method had a rational basis and took
into consideration the relevant factors.” Boomer Lake Park, 4 F.3d at 1553. The
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government’s method here did so. The record shows that east-west traffic
through Lawrence is the primary congestion problem the SLT is meant to remedy,
and that 23rd Street is currently the primary east-west route. Thus, it was
reasonable for the government to use 23rd Street traffic levels to determine that
32B would meet the project’s traffic-reduction goals better than 42A.
The government’s conclusion that 42A would be more dangerous than 32B
appears somewhat simplistic, but not fatally so. In calculating the accident levels
for 32B and 42A, the government assumed an accident rate along both routes that
conformed to the state average for four-lane highways. Thus, the higher number
of total accidents projected for 42A is solely a result of its longer length relative
to 32B. The government, however, argues that an increase in accidents caused
solely by increased length is a legitimate factor to consider.
While we might quarrel with the methodology, we recognize that section
4(f) does not require every factor to be calculated with absolute precision. For
example, in Boomer Lake Park, we approved FHWA’s use of an “unsubstantiated
dollar figure” for road-user costs because it was based on reasonable assumptions.
See Boomer Lake Park, 4 F.3d at 1553. Despite the fact that “we f[ou]nd no
substantiation” for the specific dollar figure calculated—a user cost increase of
$730,000 over the preferred alternative—we approved of the more general
conclusion that the costs of the avoidance alternative “would be higher due to
increases in the distance and time travelled, more curves and interchanges, and a
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higher accident rate.” Id. Although this analysis was “not a model of clarity,” we
found it “sufficiently adequate” in the context of an imprudence finding based on
several cumulative factors. Id.
Similar to the user-cost analysis in Boomer Lake Park, the safety analysis
here is based on the common-sense assumption that increases in time and distance
traveled lead to more accidents. While the analysis here differs in that it did not
incorporate additional common-sense factors such as curves, it has the significant
compensating advantage that the accident increase is not “unsubstantiated,” but
rather is grounded in specific calculations based on road length and state highway
statistics. And while Appellants criticize the government’s analysis, they do not
show that the calculations used were irrational or irrelevant; nor do they identify
any significant differences between 32B and 42A, apart from length, that the
government reasonably should have considered in its safety analysis.
Accordingly, on the current record, we will not disturb the government’s
conclusion that 32B would fulfil the project’s safety-related goals better than
42A.
2. Cost
The government calculated that 42A would cost approximately $19 million
more than 32B. Cost is a proper consideration under section 4(f). See 42 C.F.R.
§ 774.17. Appellants allege, and the government admits, that the cost
calculations for 32B erroneously omitted approximately $8.5 million in wetlands
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mitigation costs. The government, however, claims that this error was offset by
another error which double-counted $8 million in bridge costs for 32B, thereby
creating a net error of only about $500,000.
When “an agency relies on a number of findings, one or more of which are
erroneous, we must reverse and remand only when there is a significant chance
that but for the errors the agency might have reached a different result.” Nat’l
Parks & Conservation Ass’n v. F.A.A.,
998 F.2d 1523, 1533 (10th Cir. 1993).
Here, the errors resulted in a $500,000 understatement of 32B’s costs. While a
half million dollars is not a de minimis amount, it is highly unlikely that this
amount would have changed the government’s decision in light of the $19
million gap between 42A and 32B. Accordingly, we need not reject the cost
analysis, despite its offsetting errors.
Appellants also argue the government erroneously eliminated 42C in its
consideration of costs. As discussed earlier, however, the government did not err
in rejecting 42C, and it was not an alternative the government was required to
consider under section 4(f). Even if 42C had been considered as part of the 4(f)
analysis, it still would have been approximately $14 million more expensive than
32B.
3. Floodplain Impacts
Executive Order 11988 and its implementing regulations discourage
highway construction and other development upon floodplains. The government
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determined that 42A would have a greater impact upon the Wakarusa floodplain
than would 32B. Appellants, however, claim that the government did not explain
how 42A would actually impact the floodplain.
The purpose of Executive Order 11988 is “to avoid to the extent possible
the long and short term adverse impacts associated with occupancy and
modification of floodplains and to avoid direct or indirect support of floodplain
development wherever there is a practicable alternative.” Exec. Order No. 11988,
42 Fed. Reg. 26951 (May 24, 1977). The regulations implementing E.O. 11988
state that “[i]t is the policy of the FHWA . . . to avoid support of incompatible
flood-plain development.” 23 C.F.R. § 650.103. The regulations distinguish
between an “encroachment,” which includes any “action within the limits of the
base flood plain,” and “significant encroachment,” which is defined as:
a highway encroachment and any direct support of likely base flood-
plain development that would involve one or more of the following
construction-or-flood-related impacts:
(1) A significant potential for interruption or termination of a
transportation facility which is needed for emergency vehicles or
provides a community’s only evacuation route. [sic]
(2) A significant risk, or
(3) A significant adverse impact on natural and beneficial flood-plain
values.
23 C.F.R. § 650.105(q). Significant encroachments may not be approved unless
the government finds there is no “practicable alternative.” § 650.113(a). This
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finding must be included in the EIS and state (1) “the reasons why the proposed
action must be located in the flood plain,” (2) “the alternatives considered and
why they were not practicable,” and (3) “a statement indicating whether the
action conforms to applicable State or local flood-plain protection standards.” Id.
Here, the government analyzed two potentially significant encroachments:
support of incompatible floodplain development, and adverse impacts on natural
and beneficial floodplain values. The government determined that both 32B and
42A “have some potential to stimulate floodplain development.” App. at 660.
The government found that the 42nd Street alignment had a higher potential to
stimulate development than 32B. The record shows that the land north of the
floodplain is urban, while the area to the south is rural and agricultural. 42A has
the potential to stimulate residential and commercial construction south of the
floodplain, thereby surrounding the floodplain with urban development, which
could degrade its natural quality. This prediction is based on Lawrence city
planning documents and on observed development that occurred after the
construction of the western portion of the SLT. These findings appear to be
reasonable, and Appellants do not offer evidence to the contrary.
The government’s finding regarding “natural and beneficial floodplain
values,” while somewhat conclusory, appears to be reasonable. The government
found 42A would degrade those values more than 32B because it would pass
directly over the floodplain rather than skirting its northern edge. Appellants
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protest that this fact is not material because 42A will feature bridges that lift the
road above the floodplain. But the category of “natural and beneficial floodplain
values” does not include risks directly related to flood levels; rather, it
encompasses “fish, wildlife, plants, open space, natural beauty, scientific study,
outdoor recreation, agriculture, aquaculture, forestry, natural moderation of
floods, water quality maintenance, and groundwater recharge.” 23 C.F.R. §
650.105(i). The government reasonably determined that the presence of
significant bridging directly across the floodplain, as well as the presence of
significant activity during construction, had the potential to compromise these
values.
Overall, the government’s floodplain analysis—bolstered, in particular, by
its analysis of future urban development—does reasonably show that 42A would
have a greater negative floodplain impact than 32B. Accordingly, the floodplain
analysis supports the government’s determination that 42A would be imprudent. 4
4
Appellants make much of the fact that alternative 32B would destroy 58
acres of wetlands, while 42A would only destroy 4.45 acres, making 42A the
better choice as far as natural and beneficial floodplain values are concerned. As
the government points out, however, the mitigation plan for 32B includes the net
creation of 259 acres of wetlands, while 42A would result in only a net increase
of 76 acres. In this context, it was reasonable for the government to consider the
net creation of wetlands in its overall evaluation of floodplain values. And, in
any event, the balancing of competing floodplain values pursuant to E.O. 11988 is
clearly a task warranting a significant degree of deference to the expertise of the
agency involved. Cf. Greater Yellowstone Coal. v. Flowers,
359 F.3d 1257, 1271
(10th Cir. 2004).
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4. Accelerated Development South of the Wakarusa River
The government found that 42A, due to its southerly route, would hasten
undesirable urban development south of the Wakarusa River. This conclusion
relies on essentially the same reasoning as the just-discussed finding regarding
undesirable development in the floodplain area, but is broader in scope since it
includes non-floodplain areas as well. This conclusion is also based on the
government’s finding that accelerated development south of the river would stress
city and county infrastructure and financial resources.
Appellants argue that the “effects of 42A on planned development are not
an extraordinary problem but merely a normal one.” Aplt. Br. at 47. That is true
so far as it goes, but misses the point. The government never claimed problems
related to accelerated development were of an extraordinary magnitude; rather, it
claimed accelerated development as one of the “individually minor” factors that
“cumulatively cause unique problems or impacts of extraordinary magnitude.” 23
C.F.R. § 774.17; see Boomer Lake Park, 4 F.3d at 1550 (“A cumulation of small
problems may add up to a sufficient reason to use § 4(f) lands.” (quoting Hickory
Neighborhood Def. League v. Skinner,
910 F.2d 159, 163 (4th Cir. 1990)). Again,
Appellants do not argue that accelerated urban development, in general, is an
impermissible factor for the government to consider in its 4(f) analysis.
Appellants direct us to a 2006 letter from the Lawrence-Douglas County
Metropolitan Planning Organization, claiming the letter undermines the
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government’s conclusion that 42A would accelerate development south of the
river. But that letter makes no mention whatsoever of accelerated development
south of the river, and in fact makes no mention of 42A at all. Rather, that letter
advocates an entirely different solution to traffic congestion in Lawrence that
involves linking K-10 and I-70 east of the city. As the letter has nothing to say
regarding the problem of accelerated development south of the river, it neither
bolsters nor calls into question the government’s conclusions.
Appellants point to no other evidence showing that the government’s
conclusions regarding accelerated development were unreasonable. Accordingly,
we will not remand on this ground.
5. Indirect Impacts on the Haskell Farm
The government calculated that 42A would have a greater negative impact
on the affected properties than 32B when secondary and indirect impacts were
considered. These secondary impacts included increased traffic on adjacent roads
contributing to noise and the loss of the 32B mitigation area adjacent to the
Haskell Farm, on which future urban development may occur if 42A were
adopted. Appellants claim the government miscalculated these secondary
impacts, and that the government arbitrarily failed to consider the impact 32B
might have on the Haskell Farm’s historic register eligibility.
With regard to noise-related secondary impacts, Appellants simply renew
their attack on the government’s noise analysis. For the same reasons discussed
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above with regard to the NEPA analysis, the government’s noise analysis was
reasonable.
Appellants also attack the traffic calculations. First, Appellants claim the
government arbitrarily omitted from its analysis traffic traveling directly on 32B.
As the government explains, however, the impact from traffic on 32B would be
mitigated by sound walls, which in turn would be masked by greenery. This
reasonably accounts for both noise-related and visual effects of traffic traveling
directly on 32B. The secondary impacts analysis quite reasonably focused on
impacts that would not be mitigated.
Second, the government omitted a quarter-mile segment of Haskell Avenue
between alternative 32B and 31st Street from its traffic analysis. The government
admits the error, but explains that the additional traffic along this segment would
have little, if any, negative impact because the 32B alternative calls for Haskell
Avenue to be relocated 1,000 feet further away from the Haskell Farm.
Appellants do not refute this explanation. Although they claim the increased
traffic along this segment will result in “possible commercial development
pressures” along this segment, Aplt. Br. at 51, we note that the relevant area
around Haskell Avenue, as it would be relocated under 32B, is already a
developed area. It would seem that, if anything, the relocation of Haskell Avenue
would steer development further away from the affected properties. Moreover,
the traffic along this segment was not omitted from the noise analysis. We find
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the government’s explanation reasonable in light of the record.
Finally, Appellants argue the government erred in not considering 32B’s
potential impact on the Haskell Farm’s eligibility for registration as a historic
site. The EIS, however, reveals that the government did, in fact, consider this
factor. The government determined that 32B was unlikely to compromise the
Haskell Farm’s historic features because it did not disturb any of the particular
historic structures that contribute to the Farm’s eligibility. Appellants point to a
letter from a National Park Service official expressing concern that “[t]he creation
of any road through the wetlands or upper fields would represent a great impact
on the historic character” of the Farm. App. at 1095. That letter, however,
explicitly declined to offer any official view about the desirability of the
alternatives. Moreover, a road already crosses the Farm at 31st Street.
Alternative 32B would relocate 31st Street so as to place it next to the SLT,
thereby maintaining a single transportation corridor across the property. The
government reasonably concluded that this relocation would minimize the impact
on the Farm’s historic features.
6. Other Environmental and Historical Impacts
The EIS noted that 42A would impact 5.2 acres of riparian woodlands and
18.2 acres of upland woods, while 32B would only impact 1.2 acres of riparian
woodlands and 9.6 acres of upland woods. While these impacts may not be
extraordinary—and the government does not claim they are—it was reasonable
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for the government to take into account the potential impacts on these
environmental resources.
The government also noted that 42A would potentially impact two other
sites of historic interest: Blanton’s Crossing and Meair’s Farmstead. Although
Blanton’s Crossing is not officially listed as a historic site, it was listed in an
official Management and Use Plan in 1999 as a “high potential site” for the
Oregon and California National Historic Trails. App. at 1337. It was therefore
reasonable for the government to take it into account. With regard to Meair’s
Farmstead, the government noted 42A’s potential impact while candidly admitting
in the EIS that with mitigation measures the impact would be de minimis. We see
no error in the government’s approach.
7. 32B’s “Net Benefit” to Haskell Farm
The EIS claims 32B provides a “net benefit” to the Haskell Farm by
creating more wetlands than it destroys, preventing property near the Farm from
ever being developed, building educational and recreational facilities in the area,
relocating roads, and reducing the level of traffic noise on the Haskell Farm by
2025. Appellants acknowledge that 32B provides some benefits, but claim these
benefits are irrelevant to the question whether 42A has unique problems of
extraordinary magnitude.
As a general matter, an alternative’s prudence is determined by the
problems it creates and the extent to which it meets the project’s goals—not by
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the “benefit” provided by a different alternative. See 23 C.F.R. § 774.17. Even
so, the relevant regulations do provide for the consideration of beneficial
mitigation measures in determining whether an alternative will have a “de
minimis impact,” and thus not require consideration of avoidance alternatives.
See § 774.3(b).
It is less clear whether “net benefits” could be a part of an analysis of
“other unique problems or unusual factors.” § 774.17. Appellants do not explain
why the government erred in considering the advantages of the selected
alternative as a factor relevant to its prudence determination. But even if this
factor should not have been considered, the government did not err in its
evaluation of the cumulative impacts of alternative 42A.
8. Cumulative Causation of Impacts of Extraordinary Magnitude
In sum, the government determined alternative 42A was imprudent based
on “multiple factors . . . that while individually minor, cumulatively cause unique
problems or impacts of extraordinary magnitude.” § 774.17. As discussed above,
Appellants contested the relevance of only one of the seven factors it considered
in reaching that decision—32B’s “net benefit” to the Haskell Farm.
A section 4(f) analysis, like an environmental impact statement, need not be
flawless. In Boomer Lake Park, for example, we found that FHWA’s failure to
consider a certain alternative was a “material fact.” Boomer Lake Park, 4 F.3d at
1552. We nonetheless found that “the oversight [was] not sufficient to cause a
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reasonable trier of fact to find the Secretary’s decision arbitrary and capricious.”
Id. We found that the legitimate factors considered by FHWA provided sufficient
justification to conclude that alternatives to the selected route were imprudent.
Additionally, FHWA considered the benefits of their preferred route as part
of their section 4(f) analysis, much as the government did here. Specifically,
FHWA found their preferred alternative would improve fishing access, water
quality, and bicycle and pedestrian transportation links. See id. at 1550.
Although the extent to which FHWA relied on those benefits in its prudence
determination is not clear, our affirmance demonstrates at least that the
consideration of these side benefits was not fatal, in light of the other factors
supporting FHWA’s decision.
Here, it is clear from the record that the government took a “hard look” at
several relevant factors—project goals, cost, floodplain impacts, accelerated
development, and environmental impacts—and reasonably demonstrated that 42A
posed enough problems along these factors to render that alternative imprudent.
We have no doubt that had the discussion of 32B’s mitigation measures been
deleted entirely from the 4(f) analysis, the government nonetheless would have
been justified in rejecting 42A due to its multiple problems. Cf. id. at 1553
(“Even without the road-user cost estimate, there is ample evidence to support the
Secretary’s decision that the alternatives were imprudent.”).
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We thus conclude the government’s section 4(f) analysis was sufficient to
overcome Appellants’ claim it was arbitrary and capricious.
IV. Conclusion
After a close review of the record, we conclude the government’s NEPA
and section 4(f) analyses were not arbitrary and capricious under the APA.
Accordingly, we AFFIRM the judgment of the district court.
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