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MARIA FERGUSON AND GARRY FERGUSON, ON BEHALF OF AND AS PARENTS AND NATURAL GUARDIANS OF CASEY FERGUSON, A MINOR vs FLORIDA BIRTH-RELATED NEUROLOGICAL INJURY COMPENSATION ASSOCIATION, 01-001195N (2001)

Court: Division of Administrative Hearings, Florida Number: 01-001195N Visitors: 12
Petitioner: MARIA FERGUSON AND GARRY FERGUSON, ON BEHALF OF AND AS PARENTS AND NATURAL GUARDIANS OF CASEY FERGUSON, A MINOR
Respondent: FLORIDA BIRTH-RELATED NEUROLOGICAL INJURY COMPENSATION ASSOCIATION
Judges: WILLIAM J. KENDRICK
Agency: Florida Birth-Related Neurological Injury Compensation Association
Locations: Tampa, Florida
Filed: Mar. 06, 2007
Status: Closed
DOAH Final Order on Thursday, October 4, 2007.

Latest Update: Oct. 15, 2007
Summary: The petition (claim) filed on behalf of Petitioners presented the following issues for resolution:1 Whether the claim is compensable under the Florida Birth-Related Neurological Injury Compensable Plan (Plan). Whether the notice provisions of the Plan were satisfied. Whether the exclusiveness of remedy provision of the Plan is an available defense to a nurse midwife or hospital when no civil claim has been made against the participating physician. Whether the amendments to Sections 766.301(1)(d)
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01-1195

STATE OF FLORIDA

DIVISION OF ADMINISTRATIVE HEARINGS


MARIA FERGUSON AND GARRY FERGUSON, ON BEHALF OF AND AS PARENTS AND NATURAL GUARDIANS OF CASEY FERGUSON, A MINOR,


Petitioners,


vs.


FLORIDA BIRTH-RELATED NEUROLOGICAL INJURY COMPENSATION ASSOCIATION,


Respondent.

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) Case No. 01-1195N

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AMENDED FINAL ORDER FOLLOWING REMAND, APPROVAL OF PARTIES' STIPULATION, AND AWARD


On December 18, 2001, a Final Order was rendered in the above-styled case which resolved that the subject claim qualified for coverage under the Florida Birth-Related Neurological Injury Compensation Plan (Plan), and that the participating physician, but not the hospital, complied with the notice provisions of the Plan. Left to resolve was how much compensation, if any, should be awarded pursuant to Section 766.31, Florida Statutes.

That Final Order was duly appealed to the District Court of Appeal, Second District, State of Florida, which, by Opinion filed April 2, 2004, resolved that:

. . . [w]e determine that the ALJ not only exceeded his jurisdiction in reaching the legal conclusions regarding immunity, but also exceeded his jurisdiction in addressing the factual issues of notice. We therefore reverse the ALJ's order as to the notice issues. In so doing, we certify conflict with the Fifth District's opinion in O'Leary, 757 So. 2d 624, the Third District's opinion in University of Miami v. M.A., 793 So. 2d 999 (Fla. 3d DCA 2001), and

the Fourth District's opinions in Gugelmin

v. Division of Administrative Hearings, 815 So. 2d 764 (Fla. 4th DCA 2002), and Behan v. Florida Birth-Related Neurological Injury Compensation Ass'n, 664 So. 2d 1173 (Fla. 4th DCA 1995), to the extent that these opinions hold that the ALJ has the authority to determine issues related to notice in NICA proceedings.


* * *


Additionally, we affirm the ALJ's order as to the finding of compensability of the injury, and we remand for the entry of an amended final order consistent with this opinion.


On January 11, 2007, the Supreme Court of Florida rendered its opinion in the consolidated case, Florida Birth-Related Neurological Injury Compensation Association v. Division of Administrative Hearings (All Children's Hospital) and Florida

Birth-Related Neurological Injury Compensation Association v. Ferguson, 948 So. 2d 705 (Fla. 2007). As for the Ferguson case, the Court found the issue raised to be moot, and dismissed the petition for review. However, with regard to the All Children's

Hospital case the Court resolved the conflict question, as follows:

In conclusion, when the issue of whether notice was adequately provided pursuant to section 766.316 is raised in a NICA claim, we conclude that the ALJ has jurisdiction to determine whether the health care provider complied with the requirements of section

766.316. Therefore, we quash the Second District's decision in All Children's Hospital, and remand for further findings consistent with this opinion. We dismiss the petition to review Ferguson as moot.


On receipt of the Supreme Court's Mandate in Ferguson, the District Court of Appeal returned the record to the Division of Administrative Hearings (DOAH), and closed its file. Left pending before DOAH, was the obligation to conform the ALJ's Final Order to the opinions of the District Court of Appeal and the Supreme Court, and to resolve how much compensation, if any, should be awarded pursuant to Section 766.31, Florida Statutes. The issue of compensation was addressed by the parties' Stipulation as to the Amount of the NICA Award, filed

September 28, 2007.


Giving due consideration to the Opinion of the District Court of Appeal, the Supreme Court's Opinion, and the parties' Stipulation, it is

ORDERED that:


  1. A new sentence is added at the end of paragraph 31 of the Final Order to read, as follows: "Here, the participating

    physician complied with the notice provisions of the Plan, but the hospital did not."

  2. Paragraphs 32 through 38 and Endnote 9 of the Final Order are vacated.

  3. Paragraph 39 of the Final Order is renumbered paragraph 32, and amended to read, as follows:

    32. Where, as here, the administrative law judge determines that "the infant has sustained a birth-related neurological injury and that obstetrical services were delivered by a participating physician at birth," he is required to make a determination as to "how much compensation, if any, is to be awarded pursuant to s. 766.31." Section 766.309(1)(c), Florida Statutes. In this case, the issues of compensability and the amount of compensation to be awarded were bifurcated. Accordingly, absent agreement by the parties, a further hearing will be necessary to resolve any existing disputes regarding "actual expenses," the amount and manner of payment of "an award to the parents or natural guardians," and the "reasonable expenses incurred in connection with the filing of the claim." Section 766.31(1), Florida Statutes.


  4. The "Conclusion" of the Final Order is amended to read,


    as follows:


    CONCLUSION


    Based on the foregoing Findings of Fact and Conclusions of Law, it is


    ORDERED that the claim for compensation filed by Maria Ferguson and Garry Ferguson, as parents and natural guardians of

    Casey Ferguson, a minor, and NICA's proposal

    to accept the claim for compensation be and the same are hereby approved.


    It is further ORDERED that the participating physician complied with the notice provisions of the Plan, but the hospital did not.


    It is further ORDERED that absent agreement, and subject to the approval of the administrative law judge, a hearing will be scheduled to determine "how much compensation, if any, is to be awarded pursuant to s. 766.31." § 766.309(1)(c), Fla. Stat. Once resolved, an award will be made consistent with Section 766.31, Florida Statutes.


    It is further ORDERED that pursuant to Section 766.312, Florida Statutes, jurisdiction is reserved to resolve any disputes, should they arise, regarding the parties' compliance with the terms of this Final Order.


  5. The Stipulation as to the Amount of the NICA Award, filed September 28, 2007, is hereby approved, and the parties are directed to comply with the provisions thereof.

  6. Petitioners, Maria Ferguson and Garry Ferguson, as the parents of Casey Ferguson, a deceased minor, are awarded One hundred thousand dollars ($100,000.00), pursuant to Section 766.31(1)(b), Florida Statutes, to be paid in lump sum, together with past expenses in the sum of Two thousand five hundred four dollars and fifty cents ($2,504.50), pursuant to Section 766.31(1)(a), Florida Statutes. Petitioners are also awarded attorney's fees, including costs, in the sum of Thirty thousand

    dollars ($30,000.00), pursuant to Section 766.31(1)(c), Florida Statutes, which shall be payable to Goldfarb, & Gold, P.A., Trust Account.

  7. Upon payment of the award of One hundred thousand dollars ($100,000.00), attorney's fees and other expenses of Thirty thousand dollars $30,000.00), and past expenses of Two thousand five hundred four dollars and fifty cents ($2,504.50), the claims of Petitioners (Claimants) shall be deemed fully satisfied and extinguished.

  8. The Division of Administrative Hearings retains jurisdiction over this matter to resolve any disputes, should they arise, regarding the parties' compliance with the terms of this Amended Final Order and Award.

DONE AND ORDERED this 4th day of October, 2007, in Tallahassee, Leon County, Florida.

S

WILLIAM J. KENDRICK

Administrative Law Judge

Division of Administrative Hearings The DeSoto Building

1230 Apalachee Parkway

Tallahassee, Florida 32399-3060

(850) 488-9675 SUNCOM 278-9675

Fax Filing (850) 921-6847 www.doah.state.fl.us


Filed with the Clerk of the Division of Administrative Hearings this 4th day of October, 2007.


COPIES FURNISHED:

(Via Certified Mail)


Wilbur E. Brewton, Esquire Brewton Plante, P.A.

225 South Adams Street, Suite 250 Tallahassee, Florida 32301

(Certified Mail No. 7099 3400 0010 4399 3069)


Kenney Shipley, Executive Director Florida Birth Related Neurological

Injury Compensation Association

2360 Christopher Place, Suite 1

Tallahassee, Florida 32308


(Certified Mail No. 7099 3400 0010

4399

3052)

David H. Gold, Esquire Goldfarb, Gold, Gonzalez & Ward 2595 Town Center Road, Suite 201



Boca Raton, Florida 33486 (Certified Mail No. 7099 3400 0010


4399


3045)

Robert E. Biasotti, Esquire Carlton Fields, P.A.

Post Office Box 2861

St. Petersburg, Florida 33731

(Certified Mail No. 7099 3400 0010


4399


2802)


NOTICE OF RIGHT TO JUDICIAL REVIEW


A party who is adversely affected by this Final Order is entitled to judicial review pursuant to Sections 120.68 and 766.311, Florida Statutes. Review proceedings are governed by the Florida Rules of Appellate Procedure. Such proceedings are commenced by filing the original of a notice of appeal with the Agency Clerk of the Division of Administrative Hearings and a copy, accompanied by filing fees prescribed by law, with the appropriate District Court of Appeal. See Section 766.311, Florida Statutes, and Florida Birth-Related Neurological Injury Compensation Association v. Carreras, 598 So. 2d 299 (Fla. 1st DCA 1992). The notice of appeal must be filed within 30 days of rendition of the order to be reviewed.


Docket for Case No: 01-001195N
Issue Date Proceedings
Oct. 15, 2007 Certified Return Receipt received this date from the U.S. Postal Service.
Oct. 11, 2007 Certified Return Receipt received this date from the U.S. Postal Service.
Oct. 09, 2007 Certified Return Receipt received this date from the U.S. Postal Service.
Oct. 04, 2007 Amended Final Order Following Remand Approval of Parties` Stipulation, and Award. CASE CLOSED.
Oct. 04, 2007 Certified Mail Receipts stamped this date by the U.S. Postal Service.
Sep. 28, 2007 (Joint) Stipulation as to the Amount of the NICA Award Pursuant to Sections 766.301-766.316, Florida Statutes filed.
Aug. 24, 2007 Letter to Judge Kendrick from W. Brewton regarding settlement as to the amount of NICA award filed.
Aug. 01, 2007 Letter to Judge Kendrick from W. Brewton regarding status of case all parties are in harmonious communication, and will continue to try to define the issues in the interest of judicial economy filed.
Jul. 31, 2007 Letter to parties of record from Judge Kendrick regarding filing status report.
Jul. 31, 2007 Letter to Judge Kendrick from W. Brewton regarding status report of case filed.
Jul. 19, 2007 Letter to parties of record from Judge Kendrick regarding status.
Jun. 19, 2007 Letter to Judge Kendrick from W. Brewton regarding update in reference to this case filed.
Jun. 18, 2007 Letter to parties of record from Judge Kendrick regarding status.
May 29, 2007 CASE STATUS: Status Conference Held.
May 29, 2007 CASE STATUS: Status Conference Held.
May 14, 2007 Status Conference Call filed.
May 03, 2007 Letter to Judge Kendrick from W. Brewton regarding the status conference call filed.
Apr. 17, 2007 Letter to W. Brewton from Judge Kendrick regarding arrangements for a telephone status conference on Monday, May 7, 2007.
Apr. 11, 2007 Record Returned from the Second District Court of Appeal.
Apr. 05, 2007 Letter to Judge Kendrick from W. Brewton requesting a status conference filed.
Apr. 02, 2007 Motion for Order Confirming Voluntary Dismissal filed.
Apr. 02, 2007 (Proposed) Order Confirming Voluntary Dismissal of Intervenor filed.
Apr. 02, 2007 Order (Intervenor`s motion is granted, and Mease Hospital Dunedin is no longer a party in this case).
Mar. 30, 2007 Motion for Order Confirming Voluntary Dismissal filed.
Mar. 30, 2007 Letter to parties of record from Judge Kendrick regarding consideration for an award.
Mar. 28, 2007 CASE STATUS: Status Conference Held.
Mar. 23, 2007 Notice of Status Conference filed.
Mar. 14, 2007 Respondent`s Response to Petitioners` Motion for Attorney`s Fees filed.
Mar. 06, 2007 CASE REOPENED. (Per Judge Kendrick)
Mar. 05, 2007 Petitioners` Motion for Attorney`s Fees filed.
Jan. 12, 2007 Supreme Court of Florida Decisions filed.
Sep. 30, 2005 Notice of Change of Address filed.
Apr. 23, 2004 Order from the Second District Court: Appellant`s motion for clarification is granted and the prior opinion filed January 14, 2004, is withdrawn filed.
Apr. 23, 2004 Mandate filed.
Apr. 23, 2004 Opinion filed.
Jun. 02, 2003 Notice of Withdrawal of Petitioner`s January 10, 2002, Notice of Election filed.
Jan. 10, 2003 Order from the District Court: "Motion for extension of time filed by M. Ferguson and G. Ferguson to file the reply brief on cross-appeal is granted and reply shall be served by February 18, 2003" filed.
Dec. 26, 2002 Appellant, Morton Plant Mease Health Care, Inc.`s Reply Brief and Answer Brief on Cross-Appeal filed.
Dec. 23, 2002 Order from the District Court: Agreed motion for extension of time filed by Morton Plant is granted and the reply cross-answer brief shall be served by December 23, 2002 filed.
Dec. 16, 2002 Agreed Motion for Extension of Time filed by T. Valles.
Nov. 15, 2002 Notice of Unavailability filed by T. Valles
Sep. 30, 2002 Order from the District Court of Appeal: "appellant`s motion for extension of time is granted."
Sep. 27, 2002 Agreed Motion for Extension of Time filed.
Jul. 25, 2002 BY ORDER OF THE COURT: (Appellees` motion for extension of time is granted) filed.
Jul. 10, 2002 Appellant, Morton Plant Mease Health Care, Inc.`s Initial Brief filed.
Jul. 10, 2002 Motion for an Oral Argument filed by Petitioner.
May 28, 2002 Amended Notice of Unavailability filed by T. Valles
May 28, 2002 BY ORDER OF THE COURT: (Appellant`s motion for reconsideration as to the amount of time extended for service of the initial brief is granted) filed.
May 13, 2002 Motion for Reconsideration as to the Amount of Time Extended for Service of the Initial Brief filed by T. Valles
May 13, 2002 BY ORDER OF THE COURT: (the motion for extension of time file by Florida Birth-Related Neurological Injury Compensation Association is granted) filed.
May 08, 2002 BY ORDER OF THE COURT: (Appellant`s motion for extension of time is granted) filed.
May 01, 2002 Agreed Motion for Extension of Time filed.
Apr. 12, 2002 Index, Record, Certificate of Record sent out.
Apr. 09, 2002 Memorandum to G. Austin from D. Ash regarding receiving payment for Record on Appeal filed.
Mar. 21, 2002 BY ORDER OF THE COURT: (the motion for extension of time filed by Florida Birth-Related Neurological Injury Compensation is granted). filed.
Mar. 14, 2002 Statement of Service Preparation of Record sent out.
Mar. 12, 2002 Index sent out.
Mar. 11, 2002 Notice of Unavailability filed by Intervenor
Mar. 11, 2002 BY ORDER OF THE COURT: (Appellant`s motion for extension of time is granted) filed.
Mar. 06, 2002 Motion for Extension of Time filed by Intervenor
Feb. 05, 2002 Letter to DOAH from the District Court of Appeal filed. DCA Case No.2D02-285
Jan. 18, 2002 Petitioners` Notice of Cross-Appeal filed.
Jan. 17, 2002 Respondent, Florida Birth-Related Neurological Injury Compensation Assocation`s Notice of Joinder in Appeal filed.
Jan. 11, 2002 Certified Intervenor`s, Morton Plant Mease Health Care., d/b/a Mease Hospital Dunedin, Notice of Appeal filed.
Jan. 11, 2002 Intervenor`s, Morton Plant Mease Health Care, Inc., d/b/a Mease Hospital Dunedin, Notice of Appeal filed.
Jan. 10, 2002 Petitioner`s Notice of Their Election to Reject the Plan Benefits and to Pursue Their Common Law Remedies filed.
Dec. 18, 2001 Final Order issued (hearing held October 22, 2001). CASE CLOSED.
Dec. 11, 2001 Petitioner`s Proposed Final Order with Findings of Fact and Conclusions of Law filed.
Dec. 11, 2001 Petitioners` Memorandum of Law filed.
Dec. 11, 2001 Index of the Relevant Entries in the Administrative Record filed.
Dec. 11, 2001 Petitioners` Notice of Filing filed.
Dec. 11, 2001 (Proposed) Final Order filed by Respondent.
Dec. 11, 2001 (Proposed) Final Order filed by Petitioner.
Dec. 11, 2001 Notice of Filing Proposed Final Order filed by Respondents.
Dec. 11, 2001 Letter from P. Singleton requesting filing of documents filed.
Dec. 10, 2001 Intervenor, Moron Plant Mease Health Care, Inc.`s Proposed Final Order filed.
Dec. 07, 2001 Intervenor, Morton Plant Mease Health Care, Inc.`s Proposed Recommended Order filed.
Nov. 20, 2001 Order issued (the parties shall file their proposed final orders by December 11, 2001).
Nov. 19, 2001 Unopposed Motion for Extension of Time (filed Petitioner via facsimile).
Nov. 15, 2001 Order issued (Intervenor`s motion is granted, and the deposition of Maria Ferguson, filed November 13, 2001, is received into evidence as Intervenor`s Exhibit No. 4).
Nov. 14, 2001 Transcript filed.
Nov. 13, 2001 Exhibits filed.
Nov. 13, 2001 Notice of Filing and Request for Admission into Evidence, Deposition Transcript of Maria Ferguson filed.
Oct. 22, 2001 Petitioner`s Exhibits filed.
Oct. 19, 2001 Notice of Taking Deposition, R. Atkinson filed.
Oct. 17, 2001 Notice of Taking Depositions, J. Perkins, R. Salvaggio filed.
Sep. 26, 2001 Notice of Taking Depositions, L. Larson filed.
Aug. 17, 2001 Petitioners` Response to Defendant, Morton Plant Mease Healthcare`s, Request to Produce filed.
Aug. 16, 2001 Letter to Stenotype Reporters from K. Plante regarding confirmation of a court reporter filed.
Aug. 16, 2001 Notice of Taking Depositions M. Ferguson, G. Ferguson filed.
Aug. 06, 2001 Plaintiffs` Answers to Interrogatories filed.
Jul. 10, 2001 Order Granting Intervention issued (Lenore McCall, C.N.M.).
Jul. 10, 2001 Order issued (the Notice of Conflict, construed as a motion to continue or re-schedule the final hearing, is denied).
Jun. 28, 2001 Notice of Conflict filed by Intervenor.
Jun. 26, 2001 Motion to Intervene filed by Lenore McCall, C.N.M.
Jun. 20, 2001 Notice of Hearing by Video Teleconference issued (video hearing set for October 22 and 23, 2001; 9:00 a.m.; Tampa and Tallahassee, FL).
Jun. 13, 2001 Request to Produce to Petitioners filed.
Jun. 13, 2001 Notice of Serving Interrogatories to Petitioners filed.
May 30, 2001 Order issued (the "Notice of Lenore McCall, C.N.M.`s Joinder in Intervenor, Morton Plant Mease Health Care`s Response to Petition" is hereby stricken).
May 29, 2001 Notice of Lenore McCall, C. N. M`s Joinder to Intervenor, Morton Plant Mease Health Care`s Response to Petition filed.
May 29, 2001 Joint Response to Order (filed via facsimile).
May 15, 2001 Order issued (the parties to advise mutually agreeable hearing dates within 14 days from the date of this order).
May 15, 2001 Notice of Appearance (filed by W. Brewton via facsimile).
May 14, 2001 Notice of Acceptance and Request for Evidentiary Hearing on Compensability filed by Respondent.
May 14, 2001 Notice of Appearance (filed by B. Hamilton).
May 10, 2001 Intervenor, Morton Plant Mease Health Care`s Response to Petition filed.
Apr. 24, 2001 Order Granting Intervention issued (Morton Plant Mease Health care, Inc., d/b/a Mease Hospital Dunedin).
Apr. 18, 2001 Motion to Intervene (Morton Plant Mease Health Care, Inc. d/b/a Mease Hospital Dunedin) filed via facsimile.
Apr. 17, 2001 Order issued (Respondent`s motion to accept L. Larson as its qualified representative is granted).
Apr. 16, 2001 Petitioner`s Response to Motion to Act as Qualified Representative filed.
Apr. 16, 2001 Petitioner`s Response to Motion to Intervene filed.
Apr. 12, 2001 Motion to Act as a Qualfied Representative before the Division of Administrative Hearings filed by Respondent.
Apr. 05, 2001 Motion to Intervene (Morton Plant Mease Health Care) filed.
Mar. 29, 2001 Letter to Ms. Larson from Elma Moore enclosing NICA claim for compensation with medical records sent out.
Mar. 29, 2001 Notice of Filing Amended Exhibit filed by Petitioners.
Mar. 29, 2001 Notice that this case is now before the Division of Administrative Hearings sent out.
Mar. 28, 2001 Check #17221 for $15.00 filing fee filed (not available for viewing).
Mar. 28, 2001 Petition for Benefits Pursuant to Florida Statute Section 766.301 et seq. and filing fee filed.
Mar. 28, 2001 Letter to parties of record from Elma Moore enclosing NICA claim for compensation with medical records sent out.

Orders for Case No: 01-001195N
Issue Date Document Summary
Oct. 05, 2007 DOAH Final Order Amended Final Order following remand, approval of the parties` stipulation and award.
Apr. 21, 2004 Mandate
Apr. 02, 2004 Opinion
Dec. 18, 2001 DOAH Final Order Claim was compensable; however, since hospital failed to give notice as required by the Plan, claimants could elect to reject the award and proceed with a civil action.
Source:  Florida - Division of Administrative Hearings

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