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UNIVERSITY OF SOUTH FLORIDA vs LARRY FISHER, 04-001044 (2004)

Court: Division of Administrative Hearings, Florida Number: 04-001044 Visitors: 35
Petitioner: UNIVERSITY OF SOUTH FLORIDA
Respondent: LARRY FISHER
Judges: DANIEL MANRY
Agency: Universities and Colleges
Locations: Tampa, Florida
Filed: Mar. 24, 2004
Status: Closed
Recommended Order on Monday, August 1, 2005.

Latest Update: Aug. 01, 2005
Summary: The issue presented is whether Respondent is entitled to a "name clearing" hearing in this proceeding after Petitioner terminated the employment of Respondent in a separate proceeding.Suspension with pay is not an "injury-in-fact, " does not affect the substantial interests of the suspended employee, and does not entitle the employee to a "name-clearing" hearing.
04-1044.PDF

STATE OF FLORIDA

DIVISION OF ADMINISTRATIVE HEARINGS


UNIVERSITY OF SOUTH FLORIDA,


Petitioner,


vs.


LARRY FISHER,


Respondent.

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) Case No. 04-1044

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RECOMMENDED ORDER


Administrative Law Judge (ALJ) Daniel Manry conducted the administrative hearing in this proceeding on April 8 and

June 16, 2005, in Tampa, Florida, on behalf of the Division of Administrative Hearings (DOAH).

APPEARANCES


For Petitioner: Gerard D. Solis, Esquire

University of South Florida 4202 East Fowler Avenue, ADM 250

Tampa, Florida 33620


For Respondent: Larry Fisher, pro se

Post Office Box 424 Zephyrhills, Florida 33539


STATEMENT OF THE ISSUE


The issue presented is whether Respondent is entitled to a "name clearing" hearing in this proceeding after Petitioner terminated the employment of Respondent in a separate proceeding.

PRELIMINARY STATEMENT


On November 4, 2004, Petitioner suspended Respondent without pay and notified Respondent that Petitioner intended to terminate Respondent's employment contract. Respondent requested an administrative hearing, and Petitioner referred the matter to DOAH to conduct the hearing.

At the hearing conducted on April 8, 2005, the tardy appearance of one witness delayed the hearing substantially. The parties also agreed that two days would be required to complete the administrative hearing. Pursuant to the agreement

of the parties, the ALJ continued the case until June 16 and 17, 2005.

At the hearing conducted on June 16, 2005, one witness testified, and Petitioner submitted 11 exhibits for admission into evidence. The identity of the witness and exhibits, and the rulings regarding each, are reported in the one-volume Transcript of the hearing filed with DOAH on July 25, 2005.

Neither party filed a proposed recommended order.


FINDINGS OF FACT


  1. Petitioner is the state agency responsible, in relevant part, for the employment and dismissal of non-instructional employees at the University of South Florida (USF). Petitioner was a non-instructional employee at USF from a date sometime before March 25, 2003, until sometime before April 16, 2005.

    The precise dates of employment and termination are not identified in the record.

  2. Shortly before March 25, 2003, Petitioner suspended Respondent without pay for three days. The suspension occurred on March 25, 26, and 27, 2003.

  3. The suspension of an employee without pay affects the substantial interests of an employee within the meaning of Florida Administrative Code Rule 6C4-10.213(1)(e). On April 17, 2003, Respondent filed a grievance for informal resolution, but was unsuccessful. Respondent proceeded with what is identified in the record as a Step-1 internal review. Respondent was unsuccessful in the Step-1 internal review. On November 26, 2003, Respondent requested an administrative hearing, and Petitioner referred the matter to DOAH on March 24, 2004.

  4. The request for administrative hearing requests reinstatement of Respondent to full-time employment for the three-day suspension and reimbursement of the compensation to which he was entitled during the three-day suspension (back pay). On June 15, 2005, Petitioner paid Respondent the entire amount of back pay claimed by Respondent.

  5. The suspension of an employee with pay does not affect the substantial interests of an employee within the meaning of Florida Administrative Code Rule 6C4-10.213(1)(e). Respondent is not entitled to reinstatement for the period covered by the

    three-day suspension. Subsequent to the request for hearing in this proceeding, Petitioner terminated the employment of Respondent on separate grounds in a separate proceeding that was addressed in an order of the Public Employees Relations Commission (PERC) filed on April 14, 2005. Larry Fisher v.

    University of South Florida, Case No. CA-005-001, Order


    No. 05U-079 (PERC April 14, 2005). DOAH is precluded by the judicial doctrine of collateral estoppel from revisiting the issues addressed by PERC.

  6. Respondent claims that he is entitled to proceed in this proceeding to clear his name (a name-clearing hearing). Respondent is not entitled to a name-clearing hearing based on a three-day suspension with pay. Respondent suffered no injury in fact. The three-day suspension with pay did not alter the legal status of Respondent's employment, did not deprive Respondent of any property right, and did not injure the reputation of Respondent. If it were determined that the three-day suspension with pay injured the reputation of Respondent, the intervening termination of Respondent on separate grounds in a separate proceeding renders inadequate any remedy available to Respondent in a name-clearing hearing in this proceeding.

    CONCLUSION OF LAW


  7. DOAH does not have subject matter jurisdiction in this proceeding. Respondent does not have standing to proceed with a

    hearing in this proceeding to obtain reinstatement and back pay for the three-day suspension period. The three-day suspension with pay on March 25 through 27, 2003, did not affect the substantial interests of Respondent. § 120.57(1), Fla. Stat. (2003); Fla. Admin. Code R. 6C4-10.213(1)(e).

  8. Florida Administrative Code Rule 6C4-10.213(1)(e) does not include the suspension of an employee with pay as agency action that affects the substantial interests of an employee. Petitioner can not deviate from a valid existing rule.

    § 120.68(7), Fla. Stat. (2004).


  9. The requests for back pay and reinstatement are moot.


    Respondent has received the amount of back pay to which he is entitled. Respondent is not entitled to reinstatement in this proceeding. Petitioner terminated the employment of Respondent in a separate proceeding that has been adjudicated by PERC. The judicial doctrine of collateral estoppel precludes DOAH from recommending reinstatement of employment for an employee that has been terminated from his employment in a collateral proceeding.

  10. Respondent is not entitled to a name-clearing hearing in this proceeding. Respondent did not suffer an injury in fact from the three-day suspension with pay. Cf. Herold v.

    University of South Florida, 806 So. 2d 638 (Fla. 2d DCA 2002)(denial of promotion does not satisfy so-called "stigma-

    plus" test); Sickon v. School Board of Alachua County, 719 So. 2d 360 (Fla. 1st DCA 1998)(reassignment from band director to assistant band director that allegedly demotes employee with no decrease in pay does not affect substantial interests of employee).

  11. The three-day suspension with pay did not alter the legal status of Respondent's employment. The three-day suspension with pay did not damage the reputation of Respondent or impair his ability to secure other employment in any manner that this proceeding may be able to remedy in light of the intervening termination of Respondent's employment for separate grounds. Compare Spiegel v. University of South Florida, 555 So. 2d 428 (Fla. 2d DCA 1989)(removal as department chairman without explanation created a stigma and affected right to compensation as chairman).

  12. If it were determined that the three-day suspension with pay satisfied the "stigma-plus" test, Respondent has no adequate remedy available in this proceeding. Even if Respondent were to succeed in removing the three-day suspension from his personnel record, the removal of that alleged stigma would pale in comparison to the termination of employment that Respondent cannot remove from his personnel record. A reasonable inference may be drawn that the latter stigma impairs Respondent's ability to obtain employment elsewhere in a manner

that cannot be remedied by the removal of the three-day suspension from Respondent's personnel record.

RECOMMENDATION


Based upon the foregoing Findings of Fact and Conclusions of Law, it is

RECOMMENDED that Petitioner enter a final order dismissing the original proceeding for lack of jurisdiction and denying Respondent's request for a name-clearing hearing in this proceeding.

DONE AND ENTERED this 1st day of August, 2005, in Tallahassee, Leon County, Florida.

S

DANIEL MANRY

Administrative Law Judge

Division of Administrative Hearings The DeSoto Building

1230 Apalachee Parkway

Tallahassee, Florida 32399-3060

(850) 488-9675 SUNCOM 278-9675

Fax Filing (850) 921-6847 www.doah.state.fl.us


Filed with the Clerk of the Division of Administrative Hearings this 1st day of August, 2005.


COPIES FURNISHED:


Larry Fisher

Post Office Box 424 Zephyrhills, Florida 33539

Gerard D. Solis, Esquire University of South Florida

4202 East Fowler Avenue, ADM 250

Tampa, Florida 33620


NOTICE OF RIGHT TO SUBMIT EXCEPTIONS


All parties have the right to submit written exceptions within

15 days from the date of this Recommended Order. Any exceptions to this Recommended Order should be filed with the agency that will issue the Final Order in this case.


Docket for Case No: 04-001044
Issue Date Proceedings
Aug. 01, 2005 Recommended Order cover letter identifying the hearing record referred to the Agency.
Aug. 01, 2005 Recommended Order (hearing held April 8 and June 16, 2005). CASE CLOSED.
Jul. 25, 2005 Transcript of Proceedings filed.
Jul. 22, 2005 Letter to A. Cole from G. Solis enclosing Petitioner`s Exhibits, which is not available for viewing
Jul. 01, 2005 Respondent`s Brief on Petitioner`s Motion in Limine to Dismiss for Lack of Jurisdiction filed.
Jun. 28, 2005 Respondent`s Brief on Petitioner`s Motion in Limine to Dismiss for Lack of Jurisdiction filed.
Jun. 27, 2005 Memorandum in Support of Petitioner`s Motion in Limine to Dismiss for Lack of Jurisdiction filed.
Jun. 22, 2005 Order Re-scheduling Hearing (hearing set for August 3 and 4, 2005; 9:30 a.m.; Tampa, FL).
Jun. 16, 2005 CASE STATUS: Hearing Partially Held; continued to August 3 through 4, 2005, in Tampa.
Jun. 16, 2005 Petitioner`s Motion in Limine to Dismiss for Lack of Jurisdiction filed (Exhibits not available for viewing).
May 02, 2005 Amended Order Re-scheduling Hearing (hearing set for June 16 and 17, 2005; 9:30 a.m.; Tampa, FL).
Apr. 28, 2005 Order Re-scheduling Hearing (hearing set for May 16 and 17, 2005; 9:30 a.m.; Tampa, FL).
Apr. 21, 2005 Fourth Notice of Available Dates for Hearing and Petitioner`s Motion for Change of Hearing Location filed.
Apr. 08, 2005 CASE STATUS: Hearing Partially Held; continued to date not certain.
Feb. 10, 2005 Notice of Hearing (hearing set for April 8, 2005; 9:00 a.m.; Tampa, FL).
Feb. 07, 2005 Third Notice of Available Dates for Rehearing (filed by G. Solis).
Jan. 28, 2005 Order Granting Continuance (parties to advise status by February 7, 2005).
Jan. 25, 2005 Petitioner`s Motion to Continue Hearing filed.
Dec. 15, 2004 Subpoena ad Testificandum filed.
Dec. 06, 2004 Notice of Hearing (hearing set for February 1, 2005; 9:00 a.m.; Tampa, FL).
Nov. 22, 2004 Second Notice of Available Dates for Rehearing (filed by G. Solis via facsimile).
Nov. 12, 2004 Order Granting Continuance (parties to advise status by November 22, 2004).
Nov. 09, 2004 Consented Motion to Continue Hearing (filed by Petitioner via facsimile).
Sep. 09, 2004 Notice of Hearing (hearing set for November 17, 2004; 9:00 a.m.; Tampa, FL).
Sep. 02, 2004 Motion to Reschedule Hearing (filed by Petitioner via facsimile).
Aug. 24, 2004 Order Granting Continuance and Placing Case in Abeyance (parties to advise status by September 3, 2004).
Aug. 18, 2004 Letter to DOAH from L. Fisher requesting an abeyance (filed via facsimile).
Aug. 05, 2004 Notice of Hearing (hearing set for August 25, 2004; 9:00 a.m.; Tampa, FL).
Aug. 02, 2004 Order Placing Case in Abeyance (parties to advise status by August 10, 2004).
Jul. 30, 2004 Notice of Available Dates for Rehearing (filed by G. Solis via facsimile).
Jul. 16, 2004 Order Granting Continuance (parties to advise status by July 30, 2004).
Jul. 15, 2004 Second Joint Motion to Continue (filed via facsimile).
Jun. 04, 2004 Order Granting Continuance and Re-scheduling Hearing (hearing set for July 22, 2004; 9:00 a.m.; Tampa, FL).
May 25, 2004 Joint Motion to Continue Hearing (filed by G. Solis via facsimile).
May 17, 2004 Petitioner`s Witness List filed.
Apr. 07, 2004 Letter to DOAH from G. Solis (response to Initial Order) filed.
Apr. 05, 2004 Order of Pre-hearing Instructions.
Apr. 05, 2004 Notice of Hearing (hearing set for June 8, 2004; 9:00 a.m.; Tampa, FL).
Mar. 24, 2004 Notice of Proposed Suspension filed.
Mar. 24, 2004 Request for Administrative Hearing filed.
Mar. 24, 2004 Agency referral filed.
Mar. 24, 2004 Initial Order.

Orders for Case No: 04-001044
Issue Date Document Summary
Aug. 01, 2005 Recommended Order Suspension with pay is not an "injury-in-fact, " does not affect the substantial interests of the suspended employee, and does not entitle the employee to a "name-clearing" hearing.
Source:  Florida - Division of Administrative Hearings

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