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Franceschini v. Secretary of Health and Human Services, 16-1112 (2019)

Court: United States Court of Federal Claims Number: 16-1112 Visitors: 23
Judges: Thomas L. Gowen
Filed: Dec. 31, 2019
Latest Update: Mar. 03, 2020
Summary: In the United States Court of Federal Claims OFFICE OF SPECIAL MASTERS Filed: December 10, 2019 * * * * * * * * * * * * * UNPUBLISHED KIRK FRANCESCHINI, * * No. 16-1112v Petitioner, * v. * Special Master Gowen * SECRETARY OF HEALTH * Attorneys’ Fees and Costs; Non- AND HUMAN SERVICES, * Compensable Legal Research; * Excessive Billing; Administrative Respondent. * Tasks; State Court Petition. * * * * * * * * * * * * * Robert J. Killeen, Killeen & Stern, P.C., Houston, TX, for petitioner. Ryan D.
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                 In the United States Court of Federal Claims
                                    OFFICE OF SPECIAL MASTERS
                                        Filed: December 10, 2019

* * * * * * * *                     *     *   *   *    *        UNPUBLISHED
KIRK FRANCESCHINI,                                     *
                                                       *        No. 16-1112v
                            Petitioner,                *
v.                                                     *        Special Master Gowen
                                                       *
SECRETARY OF HEALTH                                    *        Attorneys’ Fees and Costs; Non-
AND HUMAN SERVICES,                                    *        Compensable Legal Research;
                                                       *        Excessive Billing; Administrative
                            Respondent.                *        Tasks; State Court Petition.
*    * *     *    *    *    * * * *           *   *    *

Robert J. Killeen, Killeen & Stern, P.C., Houston, TX, for petitioner.
Ryan D. Pyles, United States Department of Justice, Washington, DC, for respondent.

                           DECISION ON ATTORNEYS’ FEES AND COSTS1

        On September 7, 2016, Kirk Franceschini (“petitioner”) filed a petition for compensation
under the National Vaccine Injury Compensation Program.2 Petition (ECF No. 1). Petitioner
alleged that as a result of receiving trivalent influenza (“flu”) and a tetanus-diphtheria-acellular
pertussis (“Tdap”) vaccinations on November 6, 2013, he developed injuries including brachial
neuritis and/or shoulder injury related to vaccine administration (“SIRVA”). 
Id. at 1.
         The case was assigned to the Special Processing Unit (“SPU”). Notice of Assignment
(ECF No. 3). On March 20, 2017, respondent filed a report pursuant to Vaccine Rule 4(c), in
which respondent recommended that petitioner be awarded compensation for septic arthritis in
his left shoulder. Respondent’s Report (“Resp. Rept.”) (ECF No. 18) at 1. That same day, the

1
  Pursuant to the E-Government Act of 2002, see 44 U.S.C. § 3501 note (2012), because this opinion contains a
reasoned explanation for the action in this case, I am required to post it on the website of the United States Court of
Federal Claims. The court’s website is at http://www.uscfc.uscourts.gov/aggregator/sources/7. This means the
opinion will be available to anyone with access to the Internet. Before the decision is posted on the court’s
website, each party has 14 days to file a motion requesting redaction “of any information furnished by that party:
(1) that is a trade secret or commercial or financial in substance and is privileged or confidential; or (2) that
includes medical files or similar files, the disclosure of which would constitute a clearly unwarranted invasion of
privacy.” Vaccine Rule 18(b). An objecting party must provide the court with a proposed redacted version of the
opinion. 
Id. If neither
party files a motion for redaction within 14 days, the opinion will be posted on the
court’s website without any changes. 
Id. 2 The
National Vaccine Injury Compensation Program is set forth in Part 2 of the National Childhood Vaccine
Injury Act of 1986, Pub. L. No. 99-660, 100 Stat. 3755, codified as amended, 42 U.S.C. §§ 300aa-1 to -34 (2012)
(Vaccine Act or the Act). All citations in this decision to individual sections of the Vaccine Act are to 42 U.S.C.A. §
300aa.
Chief Special Master issued a ruling that petitioner was entitlement to compensation. Ruling on
Entitlement (ECF No. 19). The case entered the damages phase. On February 8, 2018, the case
was transferred to the undersigned for further proceedings. Notice of Reassignment (ECF No.
40). On May 14, 2019, the parties filed a stipulation (ECF No. 58) which I adopted in a Decision
awarding damages that same day (ECF No. 59).

         On September 6, 2019, petitioner filed a motion for attorneys’ fees and costs.
Petitioner’s Motion for Attorneys’ Fees and Costs (“Fees App.”) (ECF No. 65). Petitioner
requests $86,798.50 in attorneys’ fees and $14,426.06 in attorneys’ costs, for a total request of
$101,224.56. 
Id. at 54,
59. That same day, respondent filed a response (ECF No. 66).
Respondent was “satisfied the statutory requirements for an award of attorneys’ fees and costs
are met in this case.” 
Id. at 2.
Respondent did not raise any specific objections to the hourly
rates, time expended, or costs incurred but instead, “respectfully recommend[ed] that the special
master exercise his discretion and determine a reasonable award for attorneys’ fees and costs.”
Id. at 3.
Petitioner did not file a reply.

        Upon observing that petitioner’s motion for attorneys’ fees and costs did not include any
information supporting the rates for two attorneys who entered time on the case, I ordered
petitioner to submit a supplemental affidavit on that subject. Scheduling Order filed October 21,
2019 (ECF No. 67; see also Affidavit filed October 31, 2019 (ECF No. 68). This matter is now
ripe for adjudication.

  I.   Analysis

        The Vaccine Act provides that reasonable attorney’s fees and costs “shall be awarded”
for a petition that results in compensation. §15(e)(1)(A)-(B). In this case, petitioner was
awarded compensation pursuant to a stipulation, therefore he is entitled to an award of
reasonable attorneys’ fees and costs.

         The Federal Circuit has endorsed the use of the lodestar approach to determine what
constitutes “reasonable attorneys’ fees” and “other costs” under the Vaccine Act. Avera v. Sec’y
of Health & Human Servs., 
515 F.3d 1343
, 1349 (Fed. Cir. 2008). Under this approach, “an
initial estimate of a reasonable attorneys’ fees” is calculated by “multiplying the number of hours
reasonably expended on the litigation times a reasonable hourly rate.” 
Id. at 1347-48
(quoting
Blum v. Stenson, 
465 U.S. 886
, 888 (1984)). The product is then adjusted upward or downward
based on other specific findings. 
Id. A petitioner
“bears the burden of establishing the hours expended, the rates charged, and
the expenses incurred” are reasonable. Wasson v. Sec'y of Health & Human Servs., 
24 Cl. Ct. 482
, 484 (1993). Adequate proof of the claimed fees and costs should be presented when the
motion is filed. 
Id. at 484,
n. 1. The special master has the discretion to reduce awards sua
sponte, independent of enumerated objections from the respondent. Sabella v. Sec'y of Health &
Human Servs., 
86 Fed. Cl. 201
, 208–09 (Fed. Cl. 2009); Savin v. Sec'y of Health & Human
Servs., 
85 Fed. Cl. 313
(Fed. Cl. 2008), aff'd No. 99–537V, 
2008 WL 2066611
(Fed. Cl. Spec.
Mstr. Apr. 22, 2008).



                                                 2
             A. Reasonable Hourly Rate

        A “reasonable hourly rate” is defined as the rate “prevailing in the community for similar
services by lawyers of reasonably comparable skill, experience, and reputation.” 
Avera, 515 F.3d at 1348
. In general, this rate is based on “the forum rate for the District of Columbia” rather
than “the rate in the geographic area of the practice of petitioner’s attorney.” Rodriguez v. Sec’y
of Health & Human Servs., 
632 F.3d 1381
, 1384 (Fed. Cir. 2011) (citing 
Avera, 515 F.3d at 1349
). There is a “limited exception” that provides for attorneys’ fees to be awarded at local
hourly rates when “the bulk of the attorney’s work is done outside the forum jurisdiction” and
“there is a very significant difference” between the local hourly rate and forum hourly rate. 
Id. This is
known as the Davis County exception. Hall v. Sec’y of Health & Human Servs., 
640 F.3d 1351
, 1353 (2011) (citing Davis Cty. Solid Waste Mgmt. & Energy Recovery Special Serv. Dist.
V. U.S. EPA, 
169 F.3d 755
, 758 (D.C. Cir. 1999)).

        In this case, Mr. Killeen practices in Houston, Texas. Special masters have consistently
awarded forum rates to legal professionals practicing in the greater Houston area. See, e.g.,
Gram v. Sec’y of Health & Human Servs., No. 15-515V, 
2019 WL 6520386
at *2 (Fed. Cl. Spec.
Mstr. Nov. 15, 2018) (citing Johnson v. Sec’y of Health & Human Servs., No. 14-254V, 
2017 WL 2927307
, at * 3 (Fed. Cl. Spec. Mstr. June 6, 2017) (collecting cases)). Therefore, forum
rates apply in this case.

        For cases in which forum rates apply, McCulloch provides the framework for
determining the appropriate hourly rate range for attorneys’ fees based upon the attorneys’
experience. McCulloch v. Sec’y of Health & Human Servs., No. 09-293V, 
2015 WL 5634323
(Fed. Cl. Spec. Mstr. Sept. 1, 2015). The Office of Special Masters has adopted the framework
set forth in McCulloch and has promulgated updated rates for subsequent years.3

        Petitioner requested that his counsel of record Mr. Robert Killeen receive $395.00 per
hour for all work performed from 2014 – 2019. Fees App. at 3. Mr. Killeen avers that he
graduated from the Tulane University School of Law in May 1987. 
Id. He was
admitted to
practice law in the state of Louisiana in 1987, followed by the state of Texas in 1990. Id.4 Thus,
upon agreeing to represent petitioner in this case in 2014, he had twenty-seven years of
experience in legal practice. His requested rate of $385.00 per hour is within the ranges for
forum attorneys with his level of experience. I do not see other cause to adjust his rate.
Therefore, it will be awarded.

        Petitioner requested that “Tracy Johnson” receive $285.00 per hour for work performed
from 2014 – 2016. Fees App. at 54. The fee application did not provide any further information
about this individual. I allowed petitioner’s counsel of record Mr. Killeen to file a supplemental
3
 Office of Special Masters – Attorneys’ Forum Hourly Rate Fee Schedules, available at
https://www.uscfc.uscourts.gov/node/2914.
4
 See also State Bar of Texas, Find A Lawyer – Robert Killeen, available at
https://www.texasbar.com/AM/Template.cfm?Section=Find A Lawyer&template=/Customsource/MemberDirector
y/MemberDirectoryDetail.cfm&ContactID=174805 (last accessed December 6, 2019).




                                                       3
affidavit providing more information. Scheduling Order filed October 21, 2019 (ECF No. 56).
In the supplemental affidavit, Mr. Killeen avers that the individual’s official name is Gerald M.
Johnson III. Supp. Affidavit filed October 31, 2019 (ECF No. 68) at 2. Mr. Johnson graduated
from Tulane Law School in 1989. 
Id. He was
admitted to practice law in the state of Louisiana
in 1989 followed by the state of Texas in 1990. Id.5 I find that Mr. Johnson’s requested rate of
$285.00 per hour is reasonable and need not be adjusted.

         Finally, petitioner requests that Mr. Ranny Sawaf receive $275.00 per hour for work
performed from 2016 – 2018. Fees App. at 54. Again, the fee application itself did not provide
any information about this individual. Mr. Killeen’s supplemental affidavit provides that Mr.
Sawaf graduated from the Michigan State University College of Law in 2004. Supp. Affidavit at
2. Mr. Sawaf was admitted to practice law in the state of Michigan in 2004 and Texas in 2015.
Id.6 I find that his rate is also reasonable and shall be awarded.

           B. Hours Reasonably Expended

         Attorneys’ fees are awarded for the “number of hours reasonably expended on the
litigation.” 
Avera, 515 F.3d at 1348
. Counsel should not include in their fee requests hours that
are “excessive, redundant, or otherwise unnecessary.” Saxton v. Sec’y of Health & Human
Servs., 
3 F.3d 1517
, 1521 (Fed. Cir. 1993) (quoting Hensley v. Eckerhart, 
461 U.S. 424
, 434
(1983). “Unreasonably duplicative or excessive billing” includes “an attorney billing for a single
task on multiple occasions, multiple attorneys billing for a single task, attorneys billing
excessively for intra-office communications, attorneys billing excessive hours, [and] attorneys
entering erroneous billing entries.” Raymo v. Sec’y of Health & Human Servs., 
129 Fed. Cl. 691
,
703 (2016). While attorneys may be compensated for non-attorney-level work, the rate must be
comparable to what would be paid for a paralegal or secretary. O’Neill v. Sec’y of Health &
Human Servs., No. 08-243V, 
2015 WL 2399211
, at *9 (Fed. Cl. Spec. Mstr. Apr. 28, 2015).
Clerical and secretarial tasks should not be billed at all, regardless of who performs them.
McCulloch, 
2015 WL 5634323
, at *26. Hours spent traveling are ordinarily compensated at one-
half of the normal hourly attorney rate. See Scott v. Sec’y of Health & Human Servs., No. 08-
765V, 
2014 WL 2885684
, at *3 (Fed. Cl. Spec. Mstr. June 5, 2014) (collecting cases). And “it is
inappropriate for counsel to bill time for educating themselves about basic aspects of the Vaccine
Program.” Matthews v. Sec’y of Health & Human Servs., No. 14-1111V, 
2016 WL 2853910
, at
*2 (Fed. Cl. Spec. Mstr. Apr. 18, 2016) (collecting cases). Ultimately, it is “well within the
Special Master’s discretion to reduce the hours to a number that, in his experience and judgment,
[is] reasonable for the work done.” 
Saxton, 3 F.3d at 1522
. In exercising that discretion, special
masters may reduce the number of hours submitted by a percentage of the amount charged. See
Broekelschen, 102 Fed. Cl. at 728-29
(affirming the Special Master’s reduction of attorney and
paralegal hours); Guy v. Sec’y of Health & Human Servs., 
38 Fed. Cl. 403
, 406 (1997) (same).

5
 See also State Bar of Texas, Find A Lawyer – Gerald M. “Tracy” Johnson III, available at
https://www.texasbar.com/AM/Template.cfm?Section=Find A Lawyer&template=/Customsource/MemberDirector
y/MemberDirectoryDetail.cfm&ContactID=173682 (last accessed December 6, 2019).
6
 See also State Bar of Texas, Find A Lawyer – Ranny Samer “Ranny” Sawaf, available at
https://www.texasbar.com/AM/Template.cfm?Section=Find A Lawyer&template=/Customsource/MemberDirector
y/MemberDirectoryDetail.cfm&ContactID=345645 (last accessed December 6, 2019).


                                                 4
        Upon review of petitioner’s application, I find that a number of the hours billed were
“excessive, redundant, or otherwise unnecessary.” 
Saxton, 3 F.3d at 1521
. Petitioner first made
contact about a potential legal claim in March 2014, after which counsel billed for legal research
about the Texas Medical Liability Act. Fees App. at 5. They proceeded to work up a state tort
claim. For example, on May 2, 2014, counsel recorded receipt of two opinions from medical
professionals located in New York, “confirming reasonable expectation of not contracting staph
from the flu shot administered by Walgreens.” 
Id. at 6.
On October 7, 2014, counsel billed time
for “analyz[ing] and conduct[ing] legal research re: expert opinion and content of report.” 
Id. at 7.
In June 2015, counsel made multiple entries, totaling 3.8 hours, for legal research regarding
expert testimony establishing negligence. 
Id. at 10.
Counsel eventually retained a medical
professional based in Texas and obtained petitioner’s medical records. 
Id. at 6-12.
        It appears that counsel first became aware of the Vaccine Act via conversation with
another attorney, in November 2015. 
Id. at 12.
Counsel then billed for research on the Vaccine
Act’s jurisdiction, filing requirements, the availability of discovery, the standard of proof,
admission of expert witnesses, and other basic aspects of the Program. 
Id. at 12-14,
17. Counsel
also billed considerable time for seeking admission to practice before the U.S. Court of Federal
Claims. 
Id. at 14-15.
         Time spent for the attorney to gain admission to the Court is generally not compensated.
I also find it unreasonable for counsel to bill for working up the anticipated state tort claim and
for basic research on the Vaccine Program. The Vaccine Act provides for “reasonable attorneys’
fees… incurred on any proceeding on such petition.” § 15(e)(1). This encompasses work on the
Vaccine Act petition, not on a tort claim in state court. However, counsel’s communications
with the petitioner, development of the facts, and obtaining the medical records had substantial
carry-over value once counsel became aware of the Vaccine Act. Thus, a portion of those hours
may be compensated.

        Eventually, counsel gained admission to practice before this Court and filed the petition
on September 7, 2016. The subsequent billing records appear somewhat excessive. In my
experience, many attorneys practicing in the Vaccine Program utilize billing software that allows
a minimum time increment of 0.1 (one-tenth of an hour, which is six minutes). However, in this
case, counsel’s minimum time increment seems to be 0.2 (two-tenths of an hour, or twelve
minutes). Counsel made many time entries for at least 0.2 hour that should not take that much
time. For example, on January 30, 2017, counsel billed 0.2 hours for receipt and review of a
docket entry noting an informal communication between the Court and the parties. Fees App. at
20; see also Informal Communication filed January 30, 2017 (Non-PDF). That same day,
counsel billed 0.2 hours for receipt and review of a docket entry confirming his own filing of
petitioner’s exhibit 7. Fees App. at 20; see also Notice of Filing filed January 30, 2017 (ECF
No. 13). These examples are illustrative and not an exhaustive list of what seem to be excessive
billing for simple tasks.

        Counsel also billed time, at a minimum increment of 0.2 hours, for communicating with
the Court to schedule status conferences. See, e.g., Fees App. at 38, 49. Beyond the observation
that this time increment appears excessive, scheduling is an administrative task which is not
compensable.


                                                 5
        In the damages phase of the case, petitioner’s counsel billed significant time related to a
lost wages claim including the generation of expert reports. The Court stressed several times the
importance of providing detailed documentation of the damages claimed and that those were “a
direct result of [petitioner’s] injury.” Scheduling Order filed October 30, 2017 (ECF No. 33) at
2; see also Scheduling Order filed May 14, 2018 (ECF No. 42) at 1-2; Scheduling Order filed
November 6, 2018 (ECF No. 51) at 2-3. Additionally, he incorrectly requested compensation to
a corporation in which the petitioner had an interest, when the Vaccine Act authorizes only a
claim for lost wages sustained by the individual vaccinee. Scheduling Order (ECF No. 42) at 2;
Scheduling Order (ECF No. 51) at 2. Fortunately, petitioner’s counsel ultimately recognized
these comments and the parties resolved damages informally. Upon review of the billing entries
and my familiarity with the case, I find that the time billed in the damages phase was excessive.

       For the foregoing reasons and in an exercise of my discretion, I find that the requested
attorneys’ fees should be reduced by 25%. Accordingly, I award $65,098.87 in attorneys’ fees.

           C. Attorneys’ Costs

       A request for reimbursement of costs, similar to fees, must be reasonable. Perreira v.
Sec’y of Health & Human Servs., 
27 Fed. Cl. 29
, 34 (Fed. Cl. 1992). In this case, petitioner’s
counsel requests $14,626.07 in attorneys’ costs. Fees App. 59. The majority of the costs are
generally reasonable. However, it is unreasonable to request that the Vaccine Program
reimburse $318.96 for the fee for filing a claim on behalf of petitioner in Travis County, Texas.
Fees App. at 55. Accordingly, I award $14,107.10 in attorneys’ costs.

 II.   Conclusion

    In accordance with the foregoing, petitioner’s application for attorneys’ fees and costs is
GRANTED. I award the following reasonable attorneys’ fees and costs:

       Attorneys’ Fees Requested:                                      $86,798.50
       Reductions for Numerous Billing Issues:                       - $21,699.63
       Attorneys’ Fees Awarded:                                        $65,098.87

       Attorneys’ Costs Requested:                                    $14,426.06
       Reduction for State Court Petition:                             - $ 318.96
       Attorneys’ Costs Awarded:                                      $14,107.10

       Attorneys’ Fees and Costs Awarded:                             $79,205.97




                                                 6
        Accordingly, I award the following:

        1) A lump sum in the amount of $79,205.97, representing reimbursement for
           attorneys’ fees and costs, in the form of a check payable jointly to petitioner and
           petitioner’s counsel Robert J. Killeen of Killeen & Stern, P.C.7

       In the absence of a motion for review filed pursuant to RCFC Appendix B, the Clerk of
the Court shall enter judgment in accordance herewith.8

        IT IS SO ORDERED.
                                                                       s/Thomas L. Gowen
                                                                       Thomas L. Gowen
                                                                       Special Master




7
  This amount is intended to cover all legal expenses incurred in this matter. This award encompasses all charges by
the attorney against a client, “advanced costs,” and fees for legal services rendered. Furthermore, Section 15(e)(3)
prevents an attorney from charging or collecting fees (including costs) that would be in addition to the amount
awarded herein. See generally Beck v. Sec’y of Health & Human Servs., 
924 F.2d 1029
(Fed. Cir. 1991).

8
 Entry of judgment is expedited by each party’s filing notice renouncing the right to seek review. Vaccine Rule
11(a).


                                                         7

Source:  CourtListener

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